arXiv subjects
Publications and source records attributed to Patrick Orson.
We investigate which 3-manifolds bound 4-manifolds that are homeomorphic but not stably diffeomorphic, where stabilising means taking connected sum with copies of $S^2\times S^2$. We show that every closed, orientable 3-manifold admits such fillings, as do certain families of nonorientable 3-manifolds. In contrast we show that for a 3-manifold containing a 2-sided $\mathbb{RP}^2$, any two smooth, homeomorphic fillings are stably diffeomorphic.
A stabilisation of a $4$-manifold $X$ is the connected sum of $X$ with some number of copies of $S^2\times S^2$. If two smooth surfaces in a $4$-manifold are topologically isotopic, we investigate whether they must moreover be smoothly isotopic in some stabilisation of $X$. We prove this result holds whenever the surfaces are trivial in the $\mathbb{Z}/2$-homology of $X$. We also produce a large class of fundamental groups of the ambient $4$-manifold for which the result holds; this class includes free products of classical knot groups and, in particular, free groups.
Given a closed, smooth 4-manifold $X$ and self-diffeomorphism $f$ that is topologically pseudo-isotopic to the identity, we study the question of whether $f$ is moreover smoothly pseudo-isotopic to the identity. If the fundamental group of $X$ lies in a certain class, which includes trivial, free, and finite groups of odd order, we show the answer is always affirmative. On the other hand, we produce the first examples of manifolds $X$ and diffeomorphisms $f$ where the answer is negative. Our investigation is motivated by the question, which remains open, of whether there exists a self-diffeomorphism of a closed 4-manifold that is topologically isotopic to the identity, but not stably smoothly isotopic to the identity.
Given a simply-connected 4-manifold with boundary the 3-sphere, this paper establishes sufficient conditions for a knot in the boundary to be sliced by a locally flat disc in the 4-manifold, whose complement has finite cyclic fundamental group. In addition, necessary and sufficient conditions are described to ensure that such discs exist stably, that is after taking the connected sum of the 4-manifold with copies of $S^2 \times S^2$.
The fundamental group of the complement of a locally flat surface in a $4$-manifold is called the knot group of the surface. In this article we prove that two locally flat $2$-spheres in $\mathbb{C} P^2$ with knot group $\mathbb{Z}_2$ are ambiently isotopic if they are homologous. This combines with work of Tristram and Lee-Wilczy\'{n}ski, as well as the classification of $\mathbb{Z}$-surfaces, to complete a proof of the statement: a class $d \in H_2(\mathbb{C} P^2) \cong \mathbb{Z}$ is represented by a locally flat $2$-sphere with abelian knot group if and only if $|d| \in \lbrace 0,1,2\rbrace$; and this sphere is unique up to ambient isotopy.
Given a nonorientable, locally flatly embedded surface in the $4$-sphere of nonorientable genus $h$, Massey showed that the normal Euler number lies in $\lbrace -2h,-2h+4,\ldots,2h-4,2h \rbrace$. We prove that every such surface with knot group of order two is topologically unknotted, provided that the normal Euler number is not one of the extremal values in Massey's range. When $h$ is $1$, $2$, or $3$, we prove the same holds even with extremal normal Euler number. We also study nonorientable embedded surfaces in the 4-ball with boundary a knot $K$ in the 3-sphere, again where the surface complement has fundamental group of order two and nonorientable genus $h$. We prove that any two such surfaces with the same normal Euler number become topologically isotopic, rel. boundary, after adding a single tube to each. If the determinant of $K$ is trivial, we show that any two such surfaces are isotopic, rel. boundary, again provided that they have non-extremal normal Euler number, or that $h$ is $1$, $2$, or $3$.
A locally flatly embedded $2$-sphere in a compact $4$-manifold $X$ is called a spine if the inclusion map is a homotopy equivalence. A spine is called simple if the complement of the $2$-sphere has abelian fundamental group. We prove that if two simple spines represent the same generator of $H_2(X)$ then they are ambiently isotopic. In particular, the theorem applies to simple shake-slicing $2$-spheres in knot traces.
We compute the topological mapping class group of every compact, simply connected, topological 4-manifold. This was previously only known in the closed case. If the 4-manifold is smooth, we deduce an analogous description of the stable smooth mapping class group, extending work of Saeki.
We introduce a geometric operation, which we call the relative Whitney trick, that removes a single double point between properly immersed surfaces in a $4$-manifold with boundary. Using the relative Whitney trick we prove that every link in a homology sphere is homotopic to a link that is topologically slice in a contractible topological $4$-manifold. We further prove that any link in a homology sphere is order $k$ Whitney tower concordant to a link in $S^3$ for all $k$. Finally, we explore the minimum Gordian distance from a link in $S^3$ to a homotopically trivial link. Extending this notion to links in homology spheres, we use the relative Whitney trick to make explicit computations for 3-component links and establish bounds in general.
We provide obstructions to a link in $S^3$ arising as the cross section of any number of unlinked spheres in $S^4$. Our obstructions arise from the multivariable signature, the Blanchfield form and generalised Seifert matrices. We also obtain obstructions in the case of surfaces of higher genera, leading to a lower bound on the doubly slice genus of links.
The doubly slice genus of a knot in the 3-sphere is the minimal genus among unknotted orientable surfaces in the 4-sphere for which the knot arises as a cross-section. We use the classical signature function of the knot to give a new lower bound for the doubly slice genus. We combine this with an upper bound due to C. McDonald to prove that for every nonnegative integer $N$ there is a knot where the difference between the slice and doubly slice genus is exactly $N$, refining a result of W. Chen which says this difference can be arbitrarily large.
The trace of $n$-framed surgery on a knot in $S^3$ is a 4-manifold homotopy equivalent to the 2-sphere. We characterise when a generator of the second homotopy group of such a manifold can be realised by a locally flat embedded 2-sphere whose complement has abelian fundamental group. Our characterisation is in terms of classical and computable 3-dimensional knot invariants. For each $n$, this provides conditions that imply a knot is topologically $n$-shake slice, directly analogous to the result of Freedman and Quinn that a knot with trivial Alexander polynomial is topologically slice.
This survey aims to provide a guide to the literature on topological 4-manifolds. Foundational theorems on 4-manifolds are stated, especially in the topological category. Precise references are given, with indications of the strategies employed in the proofs. Where appropriate we give statements for manifolds of all dimensions. Many intuitively plausible theorems which are standard results in differential topology are either extraordinarily deep results in the topological category, are open, or are known to be false. Hence one must proceed with caution. This book seeks to help 4-manifold topologists navigate potential pitfalls, and to apply the many powerful results that do exist with confidence.
For $\ell >1$, we develop $L^{(2)}$-signature obstructions for $(4\ell-3)$-dimensional knots with metabelian knot groups to be doubly slice. For each $\ell>1$, we construct an infinite family of knots on which our obstructions are non-zero, but for which double sliceness is not obstructed by any previously known invariant.
A subset $E$ of a metric space $X$ is said to be starlike-equivalent if it has a neighbourhood which is mapped homeomorphically into $\mathbb{R}^n$ for some $n$, sending $E$ to a starlike set. A subset $E\subset X$ is said to be recursively starlike-equivalent if it can be expressed as a finite nested union of closed subsets $\{E_i\}_{i=0}^{N+1}$ such that $E_{i}/E_{i+1}\subset X/E_{i+1}$ is starlike-equivalent for each $i$ and $E_{N+1}$ is a point. A decomposition $\mathcal{D}$ of a metric space $X$ is said to be recursively starlike-equivalent, if there exists $N\geq 0$ such that each element of $\mathcal{D}$ is recursively starlike-equivalent of filtration length $N$. We prove that any null, recursively starlike-equivalent decomposition $\mathcal{D}$ of a compact metric space $X$ shrinks, that is, the quotient map $X\to X/\mathcal{D}$ is the limit of a sequence of homeomorphisms. This is a strong generalisation of results of Denman-Starbird and Freedman and is applicable to the proof of Freedman's celebrated disc embedding theorem. The latter leads to a multitude of foundational results for topological $4$-manifolds, including the $4$-dimensional Poincar\'{e} conjecture.
The Lipshitz-Sarkar stable homotopy link invariant defines Steenrod squares on the Khovanov cohomology of a link. Lipshitz-Sarkar constructed an algorithm for computing the first two Steenrod squares. We develop a new algorithm which implements the flow category simplification techniques previously defined by the authors and Dan Jones. We give a purely combinatorial approach to calculating the second Steenrod square and Bockstein homomorphisms in Khovanov cohomology, and flow categories in general. The new method has been implemented in a computer program by the third author and applied to large classes of knots and links. Several homotopy types not previously witnessed are observed, and more evidence is obtained that Khovanov stable homotopy types do not contain $\mathbb{C} P^2$ as a wedge summand. In fact, we are led by our calculations to formulate an even stronger conjecture in terms of $\mathbb{Z}/2$ summands of the cohomology.
We describe a calculus of moves for modifying a framed flow category without changing the associated stable homotopy type. We use this calculus to show that if two framed flow categories give rise to the same stable homotopy type of homological width at most three, then the flow categories are move equivalent. The process we describe is essentially algorithmic and can often be performed by hand, without the aid of a computer program.
We give a refined value group for the collection of triple linking numbers of links in the 3-sphere. Given two links with the same pairwise linking numbers we show that they have the same refined triple linking number collection if and only if the links admit homeomorphic surface systems. Moreover these two conditions hold if and only if the link exteriors are bordant over $B \mathbb{Z}^n$, and if and only if the third lower central series quotients $\pi/\pi_3$ of the link groups are isomorphic preserving meridians and longitudes. We also show that these conditions imply that the link groups have isomorphic fourth lower central series quotients $\pi/\pi_4$, preserving meridians.