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Paul J. Steinhardt

Publications and source records attributed to Paul J. Steinhardt.

At least 91 records · Page 5Linked to original sources

Cosmological Problems with Multiple Axion-like Fields

Incorporating the QCD axion and simultaneously satisfying current constraints on the dark matter density and isocurvature fluctuations requires non-minimal fine-tuning of inflationary parameters or the axion misalignment angle (or both) for Peccei-Quinn symmetry-breaking scales $f_a > 10^{12}$ GeV. To gauge the degree of tuning in models with many axion-like fields at similar symmetry-breaking scales and masses, as may occur in string theoretic models that include a QCD axion, we introduce a figure of merit ${\cal F}$ that measures the fractional volume of allowed parameter space: the product of the slow roll parameter $ε$ and each of the axion misalignment angles, $θ_0$. For a single axion, $\mathcal{F} \lesssim 10^{-11}$ is needed to avoid conflict with observations. We show that the fine tuning of $\mathcal{F}$ becomes exponentially more extreme in the case of numerous axion-like fields. Anthropic arguments are insufficient to explain the fine tuning because the bulk of the anthropically allowed parameter space is observationally ruled out by limits on the cosmic microwave background isocurvature modes. Therefore, this tuning presents a challenge to the compatibility of string-theoretic models with light axions and inflationary cosmology.

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The Return of the Phoenix Universe

Georges Lemaitre introduced the term "phoenix universe" to describe an oscillatory cosmology with alternating periods of gravitational collapse and expansion. This model is ruled out observationally because it requires a supercritical mass density and cannot accommodate dark energy. However, a new cyclic theory of the universe has been proposed that evades these problems. In a recent elaboration of this picture, almost the entire universe observed today is fated to become entrapped inside black holes, but a tiny region will emerge from these ashes like a phoenix to form an even larger smooth, flat universe filled with galaxies, stars, planets, and, presumably, life. Survival depends crucially on dark energy and suggests a reason why its density is small and positive today.

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Non-Gaussianity Generated by the Entropic Mechanism in Bouncing Cosmologies Made Simple

Non-gaussianity in the microwave background radiation is bound to play a key role in giving us clues about the physics of the very early universe. However, the associated calculations, at second and even third order in perturbation theory, tend to be complicated to the point of obscuring simple underlying physical processes. In this note, we present a simple analytic procedure for approximating the non-linearity parameters f_{NL} and g_{NL} for cyclic models in which the cosmological perturbations are generated via the entropic mechanism. Our approach is quick, physically transparent and agrees well with the results of numerical calculations.

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Non-Gaussian Density Fluctuations from Entropically Generated Curvature Perturbations in Ekpyrotic Models

We analyze the non-gaussian density perturbations generated in ekpyrotic/cyclic models based on heterotic M-theory. In this picture, two scalar fields produce nearly scale-invariant entropic perturbations during an ekpyrotic phase that are converted into curvature modes {\it after the ekpyrotic phase is complete} and just before the big bang. Both intrinsic non-linearity in the entropy perturbation and the conversion process contribute to non-gaussianity. The range of the non-gaussianity parameter $f_{NL}$ depends on how gradual the conversion process is and the steepness of the scalar field potential during the ekpyrotic phase. Although a wider range is possible, in principle, natural values of the ekpyrotic parameters combined with a gradual conversion process lead to values of $-60 \lesssim f_{NL} \lesssim +80$, typically much greater than slow-roll inflation but within the current observational bounds.

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Intuitive understanding of non-gaussianity in ekpyrotic and cyclic models

It has been pointed out by several groups that ekpyrotic and cyclic models generate significant non-gaussianity. In this paper, we present a physically intuitive, semi-analytic estimate of the bispectrum. We show that, in all such models, there is an intrinsic contribution to the non-gaussianity parameter f_{NL} that is determined by the geometric mean of the equation of state w_{ek} during the ekpyrotic phase and w_{c} during the phase that curvature perturbations are generated and whose value is O(100) or more times the intrinsic value predicted by simple slow-roll inflationary models, f_{NL}^{intrinsic} = O(0.1). Other contributions to f_{NL}, which we also estimate, can increase |f_{NL}| but are unlikely to decrease it significantly, making non-gaussianity a useful test of these models. Furthermore, we discuss a predicted correlation between the non-gaussianity and scalar spectral index that sharpens the test.

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Dark Energy and the Return of the Phoenix Universe

In cyclic universe models based on a single scalar field (e.g., the radion determining the distance between branes in M-theory), virtually the entire universe makes it through the ekpyrotic smoothing and flattening phase, bounces, and enters a new epoch of expansion and cooling. This stable evolution cannot occur, however, if scale-invariant curvature perturbations are produced by the entropic mechanism because it requires two scalar fields (e.g., the radion and the Calabi-Yau dilaton) evolving along an unstable classical trajectory. In fact, we show here that an overwhelming fraction of the universe fails to make it through the ekpyrotic phase; nevertheless, a sufficient volume survives and cycling continues forever provided the dark energy phase of the cycle lasts long enough, of order a trillion years. Two consequences are a new role for dark energy and a global structure of the universe radically different from that of eternal inflation.

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Dark Energy, Inflation and Extra Dimensions

We consider how accelerated expansion, whether due to inflation or dark energy, imposes strong constraints on fundamental theories obtained by compactification from higher dimensions. For theories that obey the null energy condition (NEC), we find that inflationary cosmology is impossible for a wide range of compactifications; and a dark energy phase consistent with observations is only possible if both Newton's gravitational constant and the dark energy equation-of-state vary with time. If the theory violates the NEC, inflation and dark energy are only possible if the NEC-violating elements are inhomogeneously distributed in thecompact dimensions and vary with time in precise synchrony with the matter and energy density in the non-compact dimensions. Although our proofs are derived assuming general relativity applies in both four and higher dimensions and certain forms of metrics, we argue that similar constraints must apply for more general compactifications.

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Evolution to a smooth universe in an ekpyrotic contracting phase with w > 1

A period of slow contraction with equation of state w > 1, known as an ekpyrotic phase, has been shown to flatten and smooth the universe if it begins the phase with small perturbations. In this paper, we explore how robust and powerful the ekpyrotic smoothing mechanism is by beginning with highly inhomogeneous and anisotropic initial conditions and numerically solving for the subsequent evolution of the universe. Our studies, based on a universe with gravity plus a scalar field with a negative exponential potential, show that some regions become homogeneous and isotropic while others exhibit inhomogeneous and anisotropic behavior in which the scalar field behaves like a fluid with w=1. We find that the ekpyrotic smoothing mechanism is robust in the sense that the ratio of the proper volume of the smooth to non-smooth region grows exponentially fast along time slices of constant mean curvature.

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Constraints on the Interactions between Dark Matter and Baryons from the X-ray Quantum Calorimetry Experiment

Although the rocket-based X-ray Quantum Calorimetry (XQC) experiment was designed for X-ray spectroscopy, the minimal shielding of its calorimeters, its low atmospheric overburden, and its low-threshold detectors make it among the most sensitive instruments for detecting or constraining strong interactions between dark matter particles and baryons. We use Monte Carlo simulations to obtain the precise limits the XQC experiment places on spin-independent interactions between dark matter and baryons, improving upon earlier analytical estimates. We find that the XQC experiment rules out a wide range of nucleon-scattering cross sections centered around one barn for dark matter particles with masses between 0.01 and 10^5 GeV. Our analysis also provides new constraints on cases where only a fraction of the dark matter strongly interacts with baryons.

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A Delicate Universe

We investigate whether explicit models of warped D-brane inflation are possible in string compactifications. To this end, we study the potential for D3-brane motion in a warped conifold that includes holomorphically-embedded D7-branes involved in moduli stabilization. The presence of the D7-branes significantly modifies the inflaton potential. We construct an example based on a very simple and symmetric embedding due to Kuperstein, z_1 = constant, in which it is possible to fine-tune the potential so that slow roll inflation can occur. The resulting model is rather delicate: inflation occurs in the vicinity of an inflection point, and the cosmological predictions are extremely sensitive to the precise shape of the potential.

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Gravitational Wave Spectrum Induced by Primordial Scalar Perturbations

We derive the complete spectrum of gravitational waves induced by primordial scalar perturbations ranging over all observable wavelengths. This scalar-induced contribution can be computed directly from the observed scalar perturbations and general relativity and is, in this sense, independent of the cosmological model for generating the perturbations. The spectrum is scale-invariant on small scales, but has an interesting scale-dependence on large and intermediate scales, where scalar-induced gravitational waves do not redshift and are hence enhanced relative to the background density of the Universe. This contribution to the tensor spectrum is significantly different in form from the direct model-dependent primordial tensor spectrum and, although small in magnitude, it dominates the primordial signal for some cosmological models. We confirm our analytical results by direct numerical integration of the equations of motion.

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Primordial Black Hole Baryogenesis

We reconsider the possibility that the observed baryon asymmetry was generated by the evaporation of primordial black holes that dominated the early universe. We present a simple derivation showing that the baryon asymmetry is insensitive to the initial black hole density and the cosmological model but is sensitive to the temperature-dependence of the CP and baryon-violating (or lepton-violating) interactions. We also consider the possibility that black holes stop evaporating and form Planck-mass remnants that act as dark matter. We show that primordial black holes cannot simultaneously account for both the observed baryon asymmetry and the (remnant) dark matter density unless the magnitude of CP violation is much greater than expected from most particle physics models. Finally, we apply these results to ekpyrotic/cyclic models, in which primordial black holes may form when branes collide. We find that obtaining the observed baryon asymmetry is compatible with the other known constraints on parameters.

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Generating Ekpyrotic Curvature Perturbations Before the Big Bang

We analyze a general mechanism for producing a nearly scale-invariant spectrum of cosmological curvature perturbations during a contracting phase preceding a big bang, that can be entirely described using 4d effective field theory. The mechanism, based on first producing entropic perturbations and then converting them to curvature perturbations, can be naturally incorporated in cyclic and ekpyrotic models in which the big bang is modelled as a brane collision, as well as other types of cosmological models with a pre-big bang phase. We show that the correct perturbation amplitude can be obtained and that the scalar spectral tilt n tends to range from slightly blue to red, with 0.97 < n < 1.02 for the simplest models, a range compatible with current observations but shifted by a few per cent towards the blue compared to the prediction of the simplest, large-field inflationary models.

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Cosmic Perturbations Through the Cyclic Ages

We analyze the evolution of cosmological perturbations in the cyclic model, paying particular attention to their behavior and interplay over multiple cycles. Our key results are: (1) galaxies and large scale structure present in one cycle are generated by the quantum fluctuations in the preceding cycle without interference from perturbations or structure generated in earlier cycles and without interfering with structure generated in later cycles; (2) the ekpyrotic phase, an epoch of gentle contraction with equation of state $w\gg 1$ preceding the hot big bang, makes the universe homogeneous, isotropic and flat within any given observer's horizon; and, (3) although the universe is uniform within each observer's horizon, the global structure of the cyclic universe is more complex, owing to the effects of superhorizon length perturbations, and cannot be described in a uniform Friedmann-Robertson-Walker picture. In particular, we show that the ekpyrotic phase is so effective in smoothing, flattening and isotropizing the universe within the horizon that this phase alone suffices to solve the horizon and flatness problems even without an extended period of dark energy domination (a kind of low energy inflation). Instead, the cyclic model rests on a genuinely novel, non-inflationary mechanism (ekpyrotic contraction) for resolving the classic cosmological conundrums.

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Why the cosmological constant is small and positive

Within conventional big bang cosmology, it has proven to be very difficult to understand why today's cosmological constant is so small. In this paper, we show that a cyclic model of the universe can naturally incorporate a dynamical mechanism that automatically relaxes the value of the cosmological constant, taking account of contributions to the vacuum density at all energy scales. Because the relaxation time grows exponentially as the vacuum density decreases, nearly every volume of space spends an overwhelming majority of the time at the stage when the cosmological constant is small and positive, as observed today.

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Inflationary predictions for scalar and tensor fluctuations reconsidered

We reconsider the predictions of inflation for the spectral index of scalar (energy density) fluctuations (n_s) and the tensor/scalar ratio (r) using a discrete, model-independent measure of the degree of fine-tuning required to obtain a given combination of (n_s, r). We find that, except for cases with numerous unnecessary degrees of fine-tuning, n_s is less than 0.98, measurably different from exact Harrison-Zel'dovich. Furthermore, if n_s \gtrsim 0.95, in accord with current measurements, the tensor/scalar ratio satisfies r \gtrsim 10^{-2}, a range that should be detectable in proposed cosmic microwave background polarization experiments and direct gravitational wave searches.

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Solution of a Braneworld Big Crunch/Big Bang Cosmology

We solve for the cosmological perturbations in a five-dimensional background consisting of two separating or colliding boundary branes, as an expansion in the collision speed V divided by the speed of light c. Our solution permits a detailed check of the validity of four-dimensional effective theory in the vicinity of the event corresponding to the big crunch/big bang singularity. We show that the four-dimensional description fails at the first nontrivial order in (V/c)^2. At this order, there is nontrivial mixing of the two relevant four-dimensional perturbation modes (the growing and decaying modes) as the boundary branes move from the narrowly-separated limit described by Kaluza-Klein theory to the well-separated limit where gravity is confined to the positive-tension brane. We comment on the cosmological significance of the result and compute other quantities of interest in five-dimensional cosmological scenarios.

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Probing the early universe with inflationary gravitational waves

Near comoving wavenumber k, the gravitational-wave background (GWB) from inflation carries information about the physical conditions near two moments in cosmic history: the moment when k ``left the horizon'' during inflation, and the moment when it ``re-entered the horizon'' after inflation. We investigate the extent to which this information can be extracted if the GWB is measured by a combination of cosmic-microwave-background (CMB) polarization experiments on large scales and space-based laser-interferometer experiments on small scales. To disentangle this information, we derive a new gravitational-wave transfer function that incorporates a number of physical effects that were treated less accurately, less generally, or were missing altogether in previous treatments. In particular, it incorporates: (i) dark energy with time-varying equation-of-state w(z); (ii) tensor anisotropic stress due to free-streaming relativistic particles in the early universe; and (iii) a variety of physical effects that cause deviations from the standard equation-of-state w=1/3 during the radiation era. Based on this transfer function, we consider the degree to which the GWB can be used to test inflation and to probe the ``primordial dark age'' between the end of inflation and the electroweak phase transition.

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