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Paul S. Aspinwall

Publications and source records attributed to Paul S. Aspinwall.

At least 55 records · Page 3Linked to original sources

K3 Surfaces and String Duality

The primary purpose of these lecture notes is to explore the moduli space of type IIA, type IIB, and heterotic string compactified on a K3 surface. The main tool which is invoked is that of string duality. K3 surfaces provide a fascinating arena for string compactification as they are not trivial spaces but are sufficiently simple for one to be able to analyze most of their properties in detail. They also make an almost ubiquitous appearance in the common statements concerning string duality. We review the necessary facts concerning the classical geometry of K3 surfaces that will be needed and then we review "old string theory" on K3 surfaces in terms of conformal field theory. The type IIA string, the type IIB string, the E8 x E8 heterotic string, and Spin(32)/Z2 heterotic string on a K3 surface are then each analyzed in turn. The discussion is biased in favour of purely geometric notions concerning the K3 surface itself. These are an extended form of the notes from lectures given at TASI 96.

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T-Duality Can Fail

We show that T-duality can be broken by nonperturbative effects in string coupling. The T-duality in question is that of the 2-torus when the heterotic string is compactified on K3 x T2. This case is compared carefully to a situation where T-duality appears to work. A holonomy argument is presented to show that T-dualities (and general U-dualities) should only be expected for large amounts of supersymmetry. This breaking of R <-> 1/R symmetry raises some interesting questions in string theory which we discuss. Finally we discuss how the classical modular group of a 2-torus appears to be broken too.

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The Heterotic String, the Tangent Bundle, and Derived Categories

We consider the compactification of the E8xE8 heterotic string on a K3 surface with "the spin connection embedded in the gauge group" and the dual picture in the type IIA string (or F-theory) on a Calabi-Yau threefold X. It turns out that the same X arises also as dual to a heterotic compactification on 24 point-like instantons. X is necessarily singular, and we see that this singularity allows the Ramond-Ramond moduli on X to split into distinct components, one containing the (dual of the heterotic) tangent bundle, while another component contains the point-like instantons. As a practical application we derive the result that a heterotic string compactified on the tangent bundle of a K3 with ADE singularities acquires nonperturbatively enhanced gauge symmetry in just the same fashion as a type IIA string on a singular K3 surface. On a more philosophical level we discuss how it appears to be natural to say that the heterotic string is compactified using an object in the derived category of coherent sheaves. This is necessary to properly extend the notion of T-duality to the heterotic string on a K3 surface.

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Non-Simply-Connected Gauge Groups and Rational Points on Elliptic Curves

We consider the F-theory description of non-simply-connected gauge groups appearing in the E8 x E8 heterotic string. The analysis is closely tied to the arithmetic of torsion points on an elliptic curve. The general form of the corresponding elliptic fibration is given for all finite subgroups of E8 which are applicable in this context. We also study the closely-related question of point-like instantons on a K3 surface whose holonomy is a finite group. As an example we consider the case of the heterotic string on a K3 surface having the E8 gauge symmetry broken to (E6 x SU(3))/Z3 or SU(9)/Z3 by point-like instantons with Z3 holonomy.

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String Theory and Duality

This is a very brief survey of some results in the geometry of string duality delivered at a lecture given at ICM 1998, Berlin. String Duality is the statement that one kind of string theory compactified on one space is equivalent in some sense to another string theory compactified on a second space. This draws a connection between two quite different spaces. Mirror symmetry is an example of this. Here we discuss mirror symmetry and another ``heterotic/type II'' duality which relates vector bundles on a K3 surface to a Calabi-Yau threefold.

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Aspects of the Hypermultiplet Moduli Space in String Duality

A type IIA string (or F-theory) compactified on a Calabi-Yau threefold is believed to be dual to a heterotic string on a K3 surface times a 2-torus (or on a K3 surface). We consider how the resulting moduli space of hypermultiplets is identified between these two pictures in the case of the E8xE8 heterotic string. As examples we discuss SU(2)-bundles and G2-bundles on the K3 surface and the case of point-like instantons. We are lead to a rather beautiful identification between the integral cohomology of the Calabi-Yau threefold and some integral structures on the heterotic side somewhat reminiscent of mirror symmetry. We discuss the consequences for probing nonperturbative effects in the both the type IIA string and the heterotic string.

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Point-like Instantons on K3 Orbifolds

The map between the moduli space of F-theory (or type II string) compactifications and heterotic string compactifications can be considerably simplified by using "stable degenerations". We discuss how this method applies to both the E8 x E8 and the Spin(32)/Z2 heterotic string. As a simple application of this method we derive some basic properties of the nonperturbative physics of collections of E8 or Spin(32)/Z2 point-like instantons sitting at A-D-E singularities on a K3 surface.

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M-Theory Versus F-Theory Pictures of the Heterotic String

If one begins with the assertion that the type IIA string compactified on a K3 surface is equivalent to the heterotic string on a four-torus one may try to find a statement about duality in ten dimensions by decompactifying the four-torus. Such a decompactification renders the K3 surface highly singular. The resultant K3 surface may be analyzed in two quite different ways - one of which is natural from the point of view of differential geometry and the other from the point of view of algebraic geometry. We see how the former leads to a "squashed K3 surface" and reproduces the Horava-Witten picture of the heterotic string in M-theory. The latter produces a "stable degeneration" and is tied more closely to F-theory. We use the relationship between these degenerations to obtain the M-theory picture of a point-like E8-instanton directly from the F-theory picture of the same object.

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Point-like Instantons and the Spin(32)/Z2 Heterotic String

We consider heterotic string theories compactified on a K3 surface which lead to an unbroken perturbative gauge group of Spin(32)/Z2. All solutions obtained are combinations of two types of point-like instanton --- one ``simple type'' as discovered by Witten and a new type associated to the ``generalized second Stiefel-Whitney class'' as introduced by Berkooz et al. The new type of instanton is associated to an enhancement of the gauge symmetry by Sp(4) and the addition of a massless tensor supermultiplet. It is shown that if four simple instantons coalesce at an orbifold point in the K3 surface then a massless tensor field appears which may be used to interpolate between the two types of instanton. By allowing various combinations of point-like instantons to coalesce, large gauge groups (e.g., rank 128) with many massless tensor supermultiplets result. The analysis is done in terms of F-theory.

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The SO(32) Heterotic String on a K3 Surface

The SO(32) heterotic string on a K3 surface is analyzed in terms of the dual theory of a type II string (or F-theory) on an elliptically fibred Calabi-Yau manifold. The results are in beautiful agreement with earlier work by Witten using very different methods. In particular, we find gauge groups of SO(32) x Sp(k) appearing at points in the moduli space identified with point-like instantons and see hypermultiplets in the (32,2k) representation becoming massless at the same time. We also discuss some aspects of the E8 x E8 case.

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Heterotic-Heterotic String Duality and Multiple K3 Fibrations

A type IIA string compactified on a Calabi-Yau manifold which admits a K3 fibration is believed to be equivalent to a heterotic string in four dimensions. We study cases where a Calabi-Yau manifold can have more than one such fibration leading to equivalences between perturbatively inequivalent heterotic strings. This allows an analysis of an example in six dimensions due to Duff, Minasian and Witten and enables us to go some way to prove a conjecture by Kachru and Vafa. The interplay between gauge groups which arise perturbatively and nonperturbatively is seen clearly in this example. As an extreme case we discuss a Calabi-Yau manifold which admits an infinite number of K3 fibrations leading to infinite set of equivalent heterotic strings.

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Enhanced Gauge Symmetries and Calabi-Yau Threefolds

We consider the general case of a type IIA string compactified on a Calabi-Yau manifold which has a heterotic dual description. It is shown that the nonabelian gauge symmetries which can appear nonperturbatively in the type II string but which are understood perturbatively in the heterotic string are purely a result of string-string duality in six dimensions. We illustrate this with some examples.

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On the Ubiquity of K3 Fibrations in String Duality

We consider the general case of N=2 dual pairs of type IIA/heterotic string theories in four dimensions. We show that if the type IIA string in this pair can be viewed as having been compactified on a Calabi-Yau manifold in the usual way then this manifold must be of the form of a K3 fibration. We also see how the bound on the rank of the gauge group of the perturbative heterotic string has a natural interpretation on the type IIA side.

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An N=2 Dual Pair and a Phase Transition

We carefully analyze the N=2 dual pair of string theories in four dimensions introduced by Ferrara, Harvey, Strominger and Vafa. The analysis shows that a second discrete degree of freedom must be switched on in addition to the known `Wilson line' to achieve a non-perturbatively consistent theory. We also identify the phase transition this model undergoes into another dual pair via a process analogous to a conifold transition. This provides the first known example of a phase transition which is understood from both the type II and the heterotic string picture.

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Some Relationships Between Dualities in String Theory

Some relationships between string theories and eleven-dimensional supergravity are discussed and reviewed. We see how some relationships can be derived from others. The cases of N=2 supersymmetry in nine dimensions and N=4 supersymmetry in four dimensions are discussed in some detail. The latter case leads to consideration of quotients of a K3 surface times a torus and to a possible peculiar relationship between eleven-dimensional supergravity and the heterotic strings in ten dimensions. Lecture given at "S-Duality and Mirror Symmetry", Trieste, June 1995.

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Enhanced Gauge Symmetries and K3 Surfaces

String-string duality dictates that type IIA strings compactified on a K3 surface acquire non-abelian gauge groups for certain values of the K3 moduli. We argue that, contrary to expectation, the theories for which such enhanced gauge symmetries appear are not orbifolds in the string sense. For a specific example we show that a theory with enhanced gauge symmetry and an orbifold theory have the same classical K3 surface as a target space but the value of the ``B-field'' differs. This raises the possibility that the conformal field theory associated to a string theory with an enhanced gauge group is badly behaved in some way.

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U-Duality and Integral Structures

We analyze the U-duality group for the case of a type II superstring compactified to four dimensions on a K3 surface times a torus. The various limits of this theory are considered which have interpretations as type IIA and IIB superstrings, the heterotic string, and eleven-dimensional supergravity, allowing all these theories to be directly related to each other. The integral structure which appears in the Ramond-Ramond sector of the type II superstring is related to the quantum cohomology of general Calabi-Yau threefolds which allows the moduli space of type II superstring compactifications on Calabi-Yau manifolds to be analyzed.

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Stable Singularities in String Theory

We study a topological obstruction of a very stringy nature concerned with deforming the target space of an $N=2$ non-linear \sm. This target space has a singularity which may be smoothed away according to the conventional rules of geometry but when one studies the associated conformal field theory one sees that such a deformation is not possible without a discontinuous change in some of the correlation functions. This obstruction appears to come from torsion in the homology of the target space (which is seen by deforming the theory by an irrelevant operator). We discuss the link between this phenomenon and orbifolds with discrete torsion as studied by Vafa and Witten.

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