arXiv subjects

Pei Xiao

Publications and source records attributed to Pei Xiao.

141 records · Page 8Linked to original sources

arXiv2019

PAPR Reduction Using Iterative Clipping/Filtering and ADMM Approaches for OFDM-Based Mixed-Numerology Systems

Mixed-numerology transmission is proposed to support a variety of communication scenarios with diverse requirements. However, as the orthogonal frequency division multiplexing (OFDM) remains as the basic waveform, the peak-to average power ratio (PAPR) problem is still cumbersome. In this paper, based on the iterative clipping and filtering (ICF) and optimization methods, we investigate the PAPR reduction in the mixed-numerology systems. We first illustrate that the direct extension of classical ICF brings about the accumulation of inter-numerology interference (INI) due to the repeated execution. By exploiting the clipping noise rather than the clipped signal, the noise-shaped ICF (NS-ICF) method is then proposed without increasing the INI. Next, we address the in-band distortion minimization problem subject to the PAPR constraint. By reformulation, the resulting model is separable in both the objective function and the constraints, and well suited for the alternating direction method of multipliers (ADMM) approach. The ADMM-based algorithms are then developed to split the original problem into several subproblems which can be easily solved with closed-form solutions. Furthermore, the applications of the proposed PAPR reduction methods combined with filtering and windowing techniques are also shown to be effective.

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arXiv2019

Power-Imbalanced Low-Density Signatures (LDS) From Eisenstein Numbers

As a special case of sparse code multiple access (SCMA), low-density signatures based code-division multiple access (LDS-CDMA) was widely believed to have worse error rate performance compared to SCMA. With the aid of Eisenstein numbers, we present a novel class of LDS which can achieve error rate performances comparable to that of SCMA in Rayleigh fading channels and better performances in Gaussian channels. This is achieved by designing power-imbalanced LDS such that variation of user powers can be seen both in every chip window and the entire sequence window. As LDS-CDMA is more flexible in terms of its backwards compatibility, our proposed LDS are a promising sequence candidate for dynamic machine-type networks serving a wide range of communication devices.

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arXiv2019

Low-PAPR Preamble Design for FBMC Systems

This paper presents a family of training preambles for offset QAM (OQAM) based filter-bank multi-carrier (FBMC) modulations with low peak-to-average power ratio (PAPR) property. We propose to use binary Golay sequences as FBMC preambles and analyze the maximum PAPR for different numbers of zero guard symbols. For both the PHYDYAS and Hermite prototype filters with overlapping factor of 4, as an illustration of the proposed preambles, we show that a preamble PAPR less than 3 dB can be achieved with probability of one, when three or more zero guard symbols are inserted in the vicinity of each preamble.

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arXiv2019

On the Energy Efficiency of Limited-Backhaul Cell-Free Massive MIMO

We investigate the energy efficiency performance of cell-free Massive multiple-input multiple-output (MIMO), where the access points (APs) are connected to a central processing unit (CPU) via limited-capacity links. Thanks to the distributed maximum ratio combining (MRC) weighting at the APs, we propose that only the quantized version of the weighted signals are sent back to the CPU. Considering the effects of channel estimation errors and using the Bussgang theorem to model the quantization errors, an energy efficiency maximization problem is formulated with per-user power and backhaul capacity constraints as well as with throughput requirement constraints. To handle this non-convex optimization problem, we decompose the original problem into two sub-problems and exploit a successive convex approximation (SCA) to solve original energy efficiency maximization problem. Numerical results confirm the superiority of the proposed optimization scheme.

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arXiv2019

Max-Min Rate of Cell-Free Massive MIMO Uplink with Optimal Uniform Quantization

Cell-free Massive multiple-input multiple-output (MIMO) is considered, where distributed access points (APs) multiply the received signal by the conjugate of the estimated channel, and send back a quantized version of this weighted signal to a central processing unit (CPU). For the first time, we present a performance comparison between the case of perfect fronthaul links, the case when the quantized version of the estimated channel and the quantized signal are available at the CPU, and the case when only the quantized weighted signal is available at the CPU. The Bussgang decomposition is used to model the effect of quantization. The max-min problem is studied, where the minimum rate is maximized with the power and fronthaul capacity constraints. To deal with the non-convex problem, the original problem is decomposed into two sub-problems (referred to as receiver filter design and power allocation). Geometric programming (GP) is exploited to solve the power allocation problem whereas a generalized eigenvalue problem is solved to design the receiver filter. An iterative scheme is developed and the optimality of the proposed algorithm is proved through uplink-downlink duality. A user assignment algorithm is proposed which significantly improves the performance. Numerical results demonstrate the superiority of the proposed schemes.

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arXiv2019

Evaluation of Low Complexity Massive MIMO Techniques Under Realistic Channel Conditions

A low complexity massive multiple-input multiple-output (MIMO) technique is studied with a geometry-based stochastic channel model, called COST 2100 model. We propose to exploit the discrete-time Fourier transform of the antenna correlation function to perform user scheduling. The proposed algorithm relies on a trade off between the number of occupied bins of the eigenvalue spectrum of the channel covariance matrix for each user and spectral overlap among the selected users. We next show that linear precoding design can be performed based only on the channel correlation matrix. The proposed scheme exploits the angular bins of the eigenvalue spectrum of the channel covariance matrix to build up an "approximate eigenchannels" for the users. We investigate the reduction of average system throughput with no channel state information at the transmitter (CSIT). Analysis and numerical results show that while the throughput slightly decreases due to the absence of CSIT, the complexity of the system is reduced significantly.

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arXiv2019

Hybrid Codeword Position Index Modulation for Sparse Code Multiple Access System

In this paper, a novel variation of codeword position index based sparse code multiple access (CPI-SCMA) system, which is termed as hybrid codeword position index modulated sparse code multiple access (HCPI-SCMA), is proposed to further improve the transmission efficiency (TE). In this scheme, unlike the conventional CPI-SCMA that uses only one kind of bits-toindices (BTI) mapper, the codeword positions which are padded with zeros in CPI-SCMA are also utilized to transmit additional information. Since multiple index selectors are used in a HCPISCMA codeword, the original message passing algorithm (MPA) no longer works in HCPI-SCMA; hence, a modified MPA is proposed to detect the received signals. It is shown in the simulations and analysis that the proposed scheme can achieve both higher TE and better error rate performance in the region of high signal-to-noise ratio (SNR) compare to the conventional SCMA (C-SCMA). Moreover, compared with CPI-SCMA, HCPISCMA can achieve higher TE with approximately the same error rate performance compared to CPI-SCMA at high SNRs.

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arXiv2018

Codeword Position Index based Sparse Code Multiple Access System

In this letter, a novel variation of sparse code multiple access (SCMA), called codeword position index based SCMA (CPI-SCMA), is proposed. In this scheme, the information is transmitted not only by the codewords in M point SCMA codebook, but also by the indices of the codeword positions in a data block. As such, both the power and transmission efficiency (TE) can be improved, moreover, CPI-SCMA can achieve a better error rate performance compare to conventional SCMA (C-SCMA).

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arXiv2018

Enhancing PHY Security of MISO NOMA SWIPT Systems With a Practical Non-Linear EH Model

Non-orthogonal multiple-access (NOMA) and simultaneous wireless information and power transfer (SWIPT) are promising techniques to improve spectral efficiency and energy efficiency. However, the security of NOMA SWIPT systems has not received much attention in the literature. In this paper, an artificial noise-aided beamforming design problem is studied to enhance the security of a multiple-input single-output NOMA SWIPT system where a practical non-linear energy harvesting model is adopted. The problem is non-convex and challenging to solve. Two algorithms are proposed to tackle this problem based on semidefinite relaxation (SDR) and successive convex approximation. Simulation results show that a performance gain can be obtained by using NOMA compared to the conventional orthogonal multiple access. It is also shown that the performance of the algorithm using a cost function is better than the algorithm using SDR at the cost of a higher computation complexity.

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arXiv2018

MU-UFMC System Performance Analysis and Optimal Filter Length and Zero Padding Length Design

Universal filtered multi-carrier (UFMC) systems offer a flexibility of filtering arbitrary number of subcarriers to suppress out of band (OoB) emission, while keeping the orthogonality between subbands and subcarriers within one subband. However, subband filtering may affect system performance and capacity in a number of ways. In this paper, we first propose the conditions for interference-free one-tap equalization and corresponding signal model in the frequency domain for multi-user (MU) UFMC system. Based on this ideal interference-free case, impact of subband filtering on the system performance is analyzed in terms of average signal-to-noise ratio (SNR) per subband, capacity per subcarrier and bit error rate (BER) and compared with the orthogonal frequency division multiplexing (OFDM) system. This is followed by filter length selection strategies to provide guidelines for system design. Next, by taking carrier frequency offset (CFO), timing offset (TO), insufficient guard interval between symbols and filter tail cutting (TC) into consideration, an analytical system model is established. New channel equalization algorithms are proposed by considering the errors and imperfections based on the derived signal models. In addition, a set of optimization criteria in terms of filter length and guard interval/filter TC length subject to various constraints is formulated to maximize the system capacity. Numerical results show that the analytical and corresponding optimal approaches match the simulation results, and the proposed equalization algorithms can significantly improve the BER performance.

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arXiv2018

Spectrum Efficient MIMO-FBMC System using Filter Output Truncation

Due to the use of an appropriately designed pulse shaping prototype filter, filter bank multicarrier (FBMC) system can achieve low out of band (OoB) emissions and is also robust to the channel and synchronization errors. However, it comes at a cost of long filter tails which may reduce the spectral efficiency significantly when the block size is small. Filter output truncation (FOT) can reduce the overhead by discarding the filter tails but may also significantly destroy the orthogonality of FBMC system, by introducing inter carrier interference (ICI) and inter symbol interference (ISI) terms in the received signal. As a result, the signal to interference ratio (SIR) is degraded. In addition, the presence of intrinsic interference terms in FBMC also proves to be an obstacle in combining multiple input multiple output (MIMO) with FBMC. In this paper, we present a theoretical analysis on the effect of FOT in an MIMO-FBMC system. First, we derive the matrix model of MIMO-FBMC system which is subsequently used to analyze the impact of finite filter length and FOT on the system performance. The analysis reveals that FOT can avoid the overhead in time domain but also introduces extra interference in the received symbols. To combat the interference terms, we then propose a compensation algorithm that considers odd and even overlapping factors as two separate cases, where the signals are interfered by the truncation in different ways. The general form of the compensation algorithm can compensate all the symbols in a MIMO-FBMC block and can improve the SIR values of each symbol for better detection at the receiver. It is also shown that the proposed algorithm requires no overhead and can still achieve a comparable BER performance to the case with no filter truncation.

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arXiv2018

Interference Analysis of QAM based Filter Bank Multicarrier System with Index Modulation

Index modulation (IM) has recently emerged as a promising concept for spectrum and energy-efficient next generation wireless communications systems since it strikes a good balance among error performance, complexity, and spectral efficiency. IM technique, when applied to multicarrier waveforms, yields the ability to convey the information not only by M-ary signal constellations as in conventional multicarrier systems but also by the indexes of the subcarriers, which are activated according to the incoming bit stream. Although IM is well studied for OFDM based systems, FBMC with index modulation has not been thoroughly investigated. In this paper, we shed light on the potential and implementation of IM technique for QAM based FBMC system. We start with a mathematical model of the IM based QAM-FBMC system (FBMC/QAM-IM) along with the derivation of interference terms at the receiver due to channel distortions and noise. The interference terms including the ones introduced by the multipath channel are analyzed in terms of MSE and output SINR. It is shown with analytical and simulation results that the interference power in FBMC/QAM-IM is smaller compared to that of the conventional FBMC/QAM system as some of the subcarriers are inactive. The performance of FBMC/QAM with IM is investigated by comparing the SIR and output SINR with that of the conventional FBMC/QAM system along with the BER performance which shows that the FBMC/QAM-IM is a promising transmission technique for future wireless networks.

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arXiv2017

Complex-Valued Symbol Transmissions in Filter Bank Multicarrier Systems using Filter Deconvolution

Transmission of complex-valued symbols using filter bank multicarrier systems has been an issue due to the self-interference between the transmitted symbols both in the time and frequency domain (so-called intrinsic interference). In this paper, we propose a novel low-complexity interference-free filter bank multicarrier system with QAM modulation (FBMC/QAM) using filter deconvolution. The proposed method is based on inversion of the prototype filters which completely removes the intrinsic interference at the receiver and allows the use of complex-valued signaling. The interference terms in FBMC/QAM with and without the proposed system are analyzed and compared in terms of mean square error (MSE). It is shown with theoretical and simulation results that the proposed method cancels the intrinsic interference and improves the output signal to interference plus noise ratio (SINR) at the expense of slight enhancement of residual interferences caused by multipath channel. The complexity of the proposed system is also analyzed along with performance evaluation in an asynchronous multiservice scenario. It is shown that the proposed FBMC/QAM system with filter deconvolution outperforms the conventional OFDM system.

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arXiv2017

Radio Resource Allocation for Multicarrier-Low Density Spreading Multiple Access

Multicarrier-low density spreading multiple access (MC-LDSMA) is a promising multiple access technique that enables near optimum multiuser detection. In MC-LDSMA, each user's symbol spread on a small set of subcarriers, and each subcarrier is shared by multiple users. The unique structure of MC-LDSMA makes the radio resource allocation more challenging comparing to some well-known multiple access techniques. In this paper, we study the radio resource allocation for single-cell MC-LDSMA system. Firstly, we consider the single-user case, and derive the optimal power allocation and subcarriers partitioning schemes. Then, by capitalizing on the optimal power allocation of the Gaussian multiple access channel, we provide an optimal solution for MC-LDSMA that maximizes the users' weighted sum-rate under relaxed constraints. Due to the prohibitive complexity of the optimal solution, suboptimal algorithms are proposed based on the guidelines inferred by the optimal solution. The performance of the proposed algorithms and the effect of subcarrier loading and spreading are evaluated through Monte Carlo simulations. Numerical results show that the proposed algorithms significantly outperform conventional static resource allocation, and MC-LDSMA can improve the system performance in terms of spectral efficiency and fairness in comparison with OFDMA.

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arXiv2017

Uplink Non-Orthogonal Multiple Access for 5G Wireless Networks

Orthogonal Frequency Division Multiple Access (OFDMA) as well as other orthogonal multiple access techniques fail to achieve the system capacity limit in the uplink due to the exclusivity in resource allocation. This issue is more prominent when fairness among the users is considered in the system. Current Non-Orthogonal Multiple Access (NOMA) techniques introduce redundancy by coding/spreading to facilitate the users' signals separation at the receiver, which degrade the system spectral efficiency. Hence, in order to achieve higher capacity, more efficient NOMA schemes need to be developed. In this paper, we propose a NOMA scheme for uplink that removes the resource allocation exclusivity and allows more than one user to share the same subcarrier without any coding/spreading redundancy. Joint processing is implemented at the receiver to detect the users' signals. However, to control the receiver complexity, an upper limit on the number of users per subcarrier needs to be imposed. In addition, a novel subcarrier and power allocation algorithm is proposed for the new NOMA scheme that maximizes the users' sum-rate. The link-level performance evaluation has shown that the proposed scheme achieves bit error rate close to the single-user case. Numerical results show that the proposed NOMA scheme can significantly improve the system performance in terms of spectral efficiency and fairness comparing to OFDMA.

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