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Peizhuo Lv

Publications and source records attributed to Peizhuo Lv.

At least 19 recordsLinked to original sources

Token Buncher: Shielding LLMs from Harmful Reinforcement Learning Fine-Tuning

As large language models (LLMs) continue to grow in capability, so do the risks of harmful misuse through fine-tuning. While most prior studies assume that attackers rely on supervised fine-tuning (SFT) for such misuse, we systematically demonstrate that reinforcement learning (RL) enables adversaries to more effectively break safety alignment and facilitate more advanced harmful task assistance, under matched computational budgets. To counter this emerging threat, we propose TokenBuncher, the first effective defense specifically targeting RL-based harmful fine-tuning. TokenBuncher suppresses the foundation on which RL relies: model response entropy. By constraining entropy, RL-based fine-tuning can no longer exploit distinct reward signals to drive the model toward harmful behaviors. We realize this defense through entropy-as-reward RL and a Token Noiser mechanism designed to prevent the escalation of harmful capabilities. Extensive experiments across multiple models and RL algorithms show that TokenBuncher robustly mitigates harmful RL fine-tuning while preserving benign task performance and finetunability. Our results highlight that RL-based harmful fine-tuning poses a greater systemic risk than SFT, and that TokenBuncher provides an effective and general defense.

cs.LG

Differentially Private Natural Gradient Descent

Under a fixed privacy budget, the utility of differentially private (DP) training is ultimately determined by its optimization efficiency. Standard first-order DP optimizers such as DP-SGD rely solely on local gradients and ignore the underlying loss curvature. This geometric blindness causes severe zigzagging in ill-conditioned landscapes, squandering precious privacy budgets on inefficient iterations. Practitioners are thus trapped in a bind: either stop training prematurely or inject massive per-step noise, both of which critically compromise final model utility. Natural Gradient Descent (NGD) resolves this by preconditioning gradients with curvature, aligning updates with the loss geometry and extracting more efficient signal from every noisy step, offering a principled pathway to break the privacy-utility bottleneck. Despite its theoretical appeal, directly integrating NGD with DP introduces fundamental challenges: curvature estimation itself consumes prohibitive privacy budgets, isotropic DP operations conflict with the anisotropic scaling of NGD, and the inverse curvature catastrophically amplify parameter updates in flat directions, causing training instability. We propose DP-NGD, a practical framework that systematically addresses these obstacles by decoupling curvature estimation from private data, reconciling isotropic DP constraints with anisotropic second-order optimization via a whitened-space mechanism, and dynamically clamping the curvature to stabilize training. Extensive experiments on standard benchmarks demonstrate that DP-NGD achieves state-of-the-art accuracy, breaking through the utility ceilings of first-order baselines while delivering up to a $10\times$ convergence speedup under the same privacy budget.

cs.LG

Securing Code Understanding: Detecting Natural Backdoor Vulnerability in Code Language Models

Code Language Models (CodeLMs) have become integral to software engineering, significantly advancing code intelligence tasks. However, their widespread adoption has raised critical security concerns, particularly regarding susceptibility to backdoor attacks. Recent studies have uncovered naturally occurring backdoors, referred to as natural backdoors, in normally trained deep learning models. Despite posing threats as serious as those introduced through data poisoning, security implications of natural backdoor vulnerabilities in CodeLMs remain poorly understood. In this paper, we conduct a thorough empirical study of natural backdoor vulnerabilities in CodeLMs across various model architectures and code intelligence tasks. Specifically, we examine potential natural backdoor vulnerabilities across 44 scenarios, demonstrating that natural backdoors are prevalent and intrinsic to CodeLMs. We reveal differences between injected and natural backdoor vulnerabilities at both the model and parameter levels. We then analyze the transferability of natural backdoor vulnerabilities from three perspectives: datasets, model architectures, and shared knowledge. We further investigate the causes of natural backdoors from two aspects: training datasets and the model training procedure. We evaluate existing backdoor defense techniques, including pre-training, in-training, and post-training defenses, in mitigating natural backdoors. Finally, we propose ScanNBT, a novel detection method designed to improve comprehensive detection of natural backdoor vulnerabilities in CodeLMs. We aim for our findings to enhance understanding of these vulnerabilities and provide insights for strengthening CodeLM security against backdoor threats.

cs.CR

Data Agents Under Attack: Vulnerabilities in LLM-Driven Analytical Systems

Data agents integrate LLM-driven reasoning with relational data access, executable analytical tools, and multi-step workflow orchestration, making them increasingly central to enterprise analytics. This integration introduces new security vulnerabilities across data resources, database execution, and agent reasoning, recombining concerns from database security and general-purpose LLM-agent security into failure modes that neither line of work captures on its own. To address this gap, we present a systematic security study of data agents. Our contributions are threefold. First, we develop a layered vulnerability framework that identifies eight data agent-specific risks across interpretation, execution, and policy layers. Second, we introduce an attack taxonomy organized by adversary goal, tactic, and technique, covering three goals, seven tactics, and fourteen techniques, and pair it with an LLM-driven payload generation pipeline grounded in real database schemas. Third, we evaluate these attacks on six systems, including four open-source data agents and two production cloud analytics services. Our experiments reveal substantial security vulnerabilities across current systems and yield four key takeaways.

cs.CR

Execution-Grounded Security Testing for Coding Agents in Software Engineering Pipelines

Coding agents are increasingly integrated into system operations, where their tool use can directly modify project artifacts, execution environments, and the underlying system. For example, if a coding agent inserts a hook into a system startup or configuration script, that change can persist after the interaction, be triggered later, and abuse delegated user or system privileges to modify the system. This makes security testing a system problem: the key question is not only what the agent says, but what it actually does to the surrounding environment. We present an execution-grounded red-team testing framework for probing this execution-layer security boundary using observable sandbox evidence, including tool invocations, runtime traces, and file-system diffs. Our framework embeds target unsafe operations into routine software engineering workloads, including unit testing, regression testing, crash reproduction, and validation, and uses an execution oracle to guide refinement when an initial probe is rejected or fails. Across multiple agent frameworks and model backbones, our red-team workload reformulation substantially increases verified unsafe execution, reaching 73.61% on code carriers and 53.93% on text carriers. These results show that coding agents in system operations remain insecure under task disguise: once risky intent is hidden inside plausible engineering tasks, the agent can be induced to carry out unsafe actions on the surrounding system. More broadly, coding agents in system operations still demand stronger security testing and safeguards.

cs.AI

PuzzleMark: Implicit Jigsaw Learning for Robust Code Dataset Watermarking in Neural Code Completion Models

Constructing and curating high-quality code datasets requires significant resources, making them valuable intellectual property. Unfortunately, these datasets currently face severe risks of unauthorized use. Although digital watermarking offers a post hoc mechanism for copyright authentication, existing methods are predominantly based on the co-occurrence pattern, which is not robust and is susceptible to watermark detection and removal attacks. In this paper, we propose PuzzleMark, a robust watermarking method for code datasets. To reduce the risk of watermark exposure, PuzzleMark introduces a carrier selection strategy that leverages code complexity to evaluate the suitability of code snippets as watermark carriers, and selects those with high suitability for watermarking. To enhance the robustness of the watermark, PuzzleMark proposes a novel concatenation pattern to replace the traditional co-occurrence pattern, and implements two watermarking strategies through variable name concatenation. PuzzleMark adaptively embeds watermarks based on the inherent characteristics of the code, making it more stealthy while maintaining design simplicity. For watermark verification, PuzzleMark employs Fisher's exact test to verify suspicious models under a black-box setting. Experimental results demonstrate that PuzzleMark achieves a 100% verification success rate and a 0% false positive rate, with negligible impact on model performance. Both our human study and our evaluation using four state-of-the-art watermark detection methods show that PuzzleMark exhibits strong imperceptibility, with an average suspicious rate $\leq$ 0.24 and an average recall $\leq$ 30.41%, respectively. As a practical digital watermarking method, PuzzleMark provides strong protection for the intellectual property of code datasets and offers new insights for future research.

cs.SE

What Breaks Embodied AI Security:LLM Vulnerabilities, CPS Flaws,or Something Else?

Embodied AI systems (e.g., autonomous vehicles, service robots, and LLM-driven interactive agents) are rapidly transitioning from controlled environments to safety critical real-world deployments. Unlike disembodied AI, failures in embodied intelligence lead to irreversible physical consequences, raising fundamental questions about security, safety, and reliability. While existing research predominantly analyzes embodied AI through the lenses of Large Language Model (LLM) vulnerabilities or classical Cyber-Physical System (CPS) failures, this survey argues that these perspectives are individually insufficient to explain many observed breakdowns in modern embodied systems. We posit that a significant class of failures arises from embodiment-induced system-level mismatches, rather than from isolated model flaws or traditional CPS attacks. Specifically, we identify four core insights that explain why embodied AI is fundamentally harder to secure: (i) semantic correctness does not imply physical safety, as language-level reasoning abstracts away geometry, dynamics, and contact constraints; (ii) identical actions can lead to drastically different outcomes across physical states due to nonlinear dynamics and state uncertainty; (iii) small errors propagate and amplify across tightly coupled perception-decision-action loops; and (iv) safety is not compositional across time or system layers, enabling locally safe decisions to accumulate into globally unsafe behavior. These insights suggest that securing embodied AI requires moving beyond component-level defenses toward system-level reasoning about physical risk, uncertainty, and failure propagation.

cs.CR

Making Theft Useless: Adulteration-Based Protection of Proprietary Knowledge Graphs in GraphRAG Systems

Graph Retrieval-Augmented Generation (GraphRAG) has emerged as a key technique for enhancing Large Language Models (LLMs) with proprietary Knowledge Graphs (KGs) in knowledge-intensive applications. As these KGs often represent an organization's highly valuable intellectual property (IP), they face a significant risk of theft for private use. In this scenario, attackers operate in isolated environments. This private-use threat renders passive defenses like watermarking ineffective, as they require output access for detection. Simultaneously, the low-latency demands of GraphRAG make strong encryption which incurs prohibitive overhead impractical. To address these challenges, we propose AURA, a novel framework based on Data Adulteration designed to make any stolen KG unusable to an adversary. Our framework pre-emptively injects plausible but false adulterants into the KG. For an attacker, these adulterants deteriorate the retrieved context and lead to factually incorrect responses. Conversely, for authorized users, a secret key enables the efficient filtering of all adulterants via encrypted metadata tags before they are passed to the LLM, ensuring query results remain completely accurate. Our evaluation demonstrates the effectiveness of this approach: AURA degrades the performance of unauthorized systems to an accuracy of just 5.3%, while maintaining 100% fidelity for authorized users with negligible overhead. Furthermore, AURA proves robust against various sanitization attempts, retaining 80.2% of its adulterants.

cs.CR

A Measurement Study of Model Context Protocol Ecosystem

The Model Context Protocol (MCP) has been proposed as a unifying standard for connecting large language models (LLMs) with external tools and resources, promising the same role for AI integration that HTTP and USB played for the Web and peripherals. Yet, despite rapid adoption and hype, its trajectory remains uncertain. Are MCP marketplaces truly growing, or merely inflated by placeholders and abandoned prototypes? Are servers secure and privacy-preserving, or do they expose users to systemic risks? And do clients converge on standardized protocols, or remain fragmented across competing designs? In this paper, we present the first large-scale empirical study of the MCP ecosystem. We design and implement MCPCrawler, a systematic measurement framework that collects and normalizes data from six major markets. Over a 14-day campaign, MCPCrawler aggregated 17,630 raw entries, of which 8,401 valid projects (8,060 servers and 341 clients) were analyzed. Our results reveal that more than half of listed projects are invalid or low-value, that servers face structural risks including dependency monocultures and uneven maintenance, and that clients exhibit a transitional phase in protocol and connection patterns. Together, these findings provide the first evidence-based view of the MCP ecosystem, its risks, and its future trajectory.

cs.CY

An Automated Attack Investigation Approach Leveraging Threat-Knowledge-Augmented Large Language Models

Advanced Persistent Threats (APTs) are prolonged, stealthy intrusions by skilled adversaries that compromise high-value systems to steal data or disrupt operations. Reconstructing complete attack chains from massive, heterogeneous logs is essential for effective attack investigation, yet existing methods suffer from poor platform generality, limited generalization to evolving tactics, and an inability to produce analyst-ready reports. Large Language Models (LLMs) offer strong semantic understanding and summarization capabilities, but in this domain they struggle to capture the long-range, cross-log dependencies critical for accurate reconstruction. To solve these problems, we present an LLM-empowered attack investigation framework augmented with a dynamically adaptable Kill-Chain-aligned threat knowledge base. We organizes attack-relevant behaviors into stage-aware knowledge units enriched with semantic annotations, enabling the LLM to iteratively retrieve relevant intelligence, perform causal reasoning, and progressively expand the investigation context. This process reconstructs multi-phase attack scenarios and generates coherent, human-readable investigation reports. Evaluated on 15 attack scenarios spanning single-host and multi-host environments across Windows and Linux (over 4.3M log events, 7.2 GB of data), the system achieves an average True Positive Rate (TPR) of 97.1% and an average False Positive Rate (FPR) of 0.2%, significantly outperforming the SOTA method ATLAS, which achieves an average TPR of 79.2% and an average FPR of 29.1%.

cs.CR

Hot-Swap MarkBoard: An Efficient Black-box Watermarking Approach for Large-scale Model Distribution

Recently, Deep Learning (DL) models have been increasingly deployed on end-user devices as On-Device AI, offering improved efficiency and privacy. However, this deployment trend poses more serious Intellectual Property (IP) risks, as models are distributed on numerous local devices, making them vulnerable to theft and redistribution. Most existing ownership protection solutions (e.g., backdoor-based watermarking) are designed for cloud-based AI-as-a-Service (AIaaS) and are not directly applicable to large-scale distribution scenarios, where each user-specific model instance must carry a unique watermark. These methods typically embed a fixed watermark, and modifying the embedded watermark requires retraining the model. To address these challenges, we propose Hot-Swap MarkBoard, an efficient watermarking method. It encodes user-specific $n$-bit binary signatures by independently embedding multiple watermarks into a multi-branch Low-Rank Adaptation (LoRA) module, enabling efficient watermark customization without retraining through branch swapping. A parameter obfuscation mechanism further entangles the watermark weights with those of the base model, preventing removal without degrading model performance. The method supports black-box verification and is compatible with various model architectures and DL tasks, including classification, image generation, and text generation. Extensive experiments across three types of tasks and six backbone models demonstrate our method's superior efficiency and adaptability compared to existing approaches, achieving 100\% verification accuracy.

cs.CR

LoRAGuard: An Effective Black-box Watermarking Approach for LoRAs

LoRA (Low-Rank Adaptation) has achieved remarkable success in the parameter-efficient fine-tuning of large models. The trained LoRA matrix can be integrated with the base model through addition or negation operation to improve performance on downstream tasks. However, the unauthorized use of LoRAs to generate harmful content highlights the need for effective mechanisms to trace their usage. A natural solution is to embed watermarks into LoRAs to detect unauthorized misuse. However, existing methods struggle when multiple LoRAs are combined or negation operation is applied, as these can significantly degrade watermark performance. In this paper, we introduce LoRAGuard, a novel black-box watermarking technique for detecting unauthorized misuse of LoRAs. To support both addition and negation operations, we propose the Yin-Yang watermark technique, where the Yin watermark is verified during negation operation and the Yang watermark during addition operation. Additionally, we propose a shadow-model-based watermark training approach that significantly improves effectiveness in scenarios involving multiple integrated LoRAs. Extensive experiments on both language and diffusion models show that LoRAGuard achieves nearly 100% watermark verification success and demonstrates strong effectiveness.

cs.CR

RAG-WM: An Efficient Black-Box Watermarking Approach for Retrieval-Augmented Generation of Large Language Models

In recent years, tremendous success has been witnessed in Retrieval-Augmented Generation (RAG), widely used to enhance Large Language Models (LLMs) in domain-specific, knowledge-intensive, and privacy-sensitive tasks. However, attackers may steal those valuable RAGs and deploy or commercialize them, making it essential to detect Intellectual Property (IP) infringement. Most existing ownership protection solutions, such as watermarks, are designed for relational databases and texts. They cannot be directly applied to RAGs because relational database watermarks require white-box access to detect IP infringement, which is unrealistic for the knowledge base in RAGs. Meanwhile, post-processing by the adversary's deployed LLMs typically destructs text watermark information. To address those problems, we propose a novel black-box "knowledge watermark" approach, named RAG-WM, to detect IP infringement of RAGs. RAG-WM uses a multi-LLM interaction framework, comprising a Watermark Generator, Shadow LLM & RAG, and Watermark Discriminator, to create watermark texts based on watermark entity-relationship tuples and inject them into the target RAG. We evaluate RAG-WM across three domain-specific and two privacy-sensitive tasks on four benchmark LLMs. Experimental results show that RAG-WM effectively detects the stolen RAGs in various deployed LLMs. Furthermore, RAG-WM is robust against paraphrasing, unrelated content removal, knowledge insertion, and knowledge expansion attacks. Lastly, RAG-WM can also evade watermark detection approaches, highlighting its promising application in detecting IP infringement of RAG systems.

cs.CR

PersonaMark: Personalized LLM watermarking for model protection and user attribution

The rapid advancement of customized Large Language Models (LLMs) offers considerable convenience. However, it also intensifies concerns regarding the protection of copyright/confidential information. With the extensive adoption of private LLMs, safeguarding model copyright and ensuring data privacy have become critical. Text watermarking has emerged as a viable solution for detecting AI-generated content and protecting models. However, existing methods fall short in providing individualized watermarks for each user, a critical feature for enhancing accountability and traceability. In this paper, we introduce PersonaMark, a novel personalized text watermarking scheme designed to protect LLMs' copyrights and bolster accountability. PersonaMark leverages sentence structure as a subtle carrier of watermark information and optimizes the generation process to maintain the natural output of the model. By employing a personalized hashing function, unique watermarks are embedded for each user, enabling high-quality text generation without compromising the model's performance. This approach is both time-efficient and scalable, capable of handling large numbers of users through a multi-user hashing mechanism. To the best of our knowledge, this is a pioneer study to explore personalized watermarking in LLMs. We conduct extensive evaluations across four LLMs, analyzing various metrics such as perplexity, sentiment, alignment, and readability. The results validate that PersonaMark preserves text quality, ensures unbiased watermark insertion, and offers robust watermark detection capabilities, all while maintaining the model's behavior with minimal disruption.

cs.CR

SSL-WM: A Black-Box Watermarking Approach for Encoders Pre-trained by Self-supervised Learning

Recent years have witnessed tremendous success in Self-Supervised Learning (SSL), which has been widely utilized to facilitate various downstream tasks in Computer Vision (CV) and Natural Language Processing (NLP) domains. However, attackers may steal such SSL models and commercialize them for profit, making it crucial to verify the ownership of the SSL models. Most existing ownership protection solutions (e.g., backdoor-based watermarks) are designed for supervised learning models and cannot be used directly since they require that the models' downstream tasks and target labels be known and available during watermark embedding, which is not always possible in the domain of SSL. To address such a problem, especially when downstream tasks are diverse and unknown during watermark embedding, we propose a novel black-box watermarking solution, named SSL-WM, for verifying the ownership of SSL models. SSL-WM maps watermarked inputs of the protected encoders into an invariant representation space, which causes any downstream classifier to produce expected behavior, thus allowing the detection of embedded watermarks. We evaluate SSL-WM on numerous tasks, such as CV and NLP, using different SSL models both contrastive-based and generative-based. Experimental results demonstrate that SSL-WM can effectively verify the ownership of stolen SSL models in various downstream tasks. Furthermore, SSL-WM is robust against model fine-tuning, pruning, and input preprocessing attacks. Lastly, SSL-WM can also evade detection from evaluated watermark detection approaches, demonstrating its promising application in protecting the ownership of SSL models.

cs.CR

MEA-Defender: A Robust Watermark against Model Extraction Attack

Recently, numerous highly-valuable Deep Neural Networks (DNNs) have been trained using deep learning algorithms. To protect the Intellectual Property (IP) of the original owners over such DNN models, backdoor-based watermarks have been extensively studied. However, most of such watermarks fail upon model extraction attack, which utilizes input samples to query the target model and obtains the corresponding outputs, thus training a substitute model using such input-output pairs. In this paper, we propose a novel watermark to protect IP of DNN models against model extraction, named MEA-Defender. In particular, we obtain the watermark by combining two samples from two source classes in the input domain and design a watermark loss function that makes the output domain of the watermark within that of the main task samples. Since both the input domain and the output domain of our watermark are indispensable parts of those of the main task samples, the watermark will be extracted into the stolen model along with the main task during model extraction. We conduct extensive experiments on four model extraction attacks, using five datasets and six models trained based on supervised learning and self-supervised learning algorithms. The experimental results demonstrate that MEA-Defender is highly robust against different model extraction attacks, and various watermark removal/detection approaches.

cs.CR

DataElixir: Purifying Poisoned Dataset to Mitigate Backdoor Attacks via Diffusion Models

Dataset sanitization is a widely adopted proactive defense against poisoning-based backdoor attacks, aimed at filtering out and removing poisoned samples from training datasets. However, existing methods have shown limited efficacy in countering the ever-evolving trigger functions, and often leading to considerable degradation of benign accuracy. In this paper, we propose DataElixir, a novel sanitization approach tailored to purify poisoned datasets. We leverage diffusion models to eliminate trigger features and restore benign features, thereby turning the poisoned samples into benign ones. Specifically, with multiple iterations of the forward and reverse process, we extract intermediary images and their predicted labels for each sample in the original dataset. Then, we identify anomalous samples in terms of the presence of label transition of the intermediary images, detect the target label by quantifying distribution discrepancy, select their purified images considering pixel and feature distance, and determine their ground-truth labels by training a benign model. Experiments conducted on 9 popular attacks demonstrates that DataElixir effectively mitigates various complex attacks while exerting minimal impact on benign accuracy, surpassing the performance of baseline defense methods.

cs.CR

A Novel Membership Inference Attack against Dynamic Neural Networks by Utilizing Policy Networks Information

Unlike traditional static deep neural networks (DNNs), dynamic neural networks (NNs) adjust their structures or parameters to different inputs to guarantee accuracy and computational efficiency. Meanwhile, it has been an emerging research area in deep learning recently. Although traditional static DNNs are vulnerable to the membership inference attack (MIA) , which aims to infer whether a particular point was used to train the model, little is known about how such an attack performs on the dynamic NNs. In this paper, we propose a novel MI attack against dynamic NNs, leveraging the unique policy networks mechanism of dynamic NNs to increase the effectiveness of membership inference. We conducted extensive experiments using two dynamic NNs, i.e., GaterNet, BlockDrop, on four mainstream image classification tasks, i.e., CIFAR-10, CIFAR-100, STL-10, and GTSRB. The evaluation results demonstrate that the control-flow information can significantly promote the MIA. Based on backbone-finetuning and information-fusion, our method achieves better results than baseline attack and traditional attack using intermediate information.

cs.AI