arXiv subjects

Peng Liu

Publications and source records attributed to Peng Liu.

At least 163 records · Page 9Linked to original sources

arXiv2025

The development of vibration modes propagation method to perform wave-optics simulation of beamline vibration

The evolution from 3rd to 4th generation synchrotron radiation (SR) sources provide promising potential improvements in X-ray techniques, particularly in spatial resolution for imaging, temporal resolution for dynamic studies, and beam size control for nanoprobes. Achieving these enhancements demands effective vibration suppression in beamline systems. This challenge drives the need for optical designs that ensure efficient photon transport while maintaining vibration within acceptable thresholds. To address the advanced coherence requirements of fourth-generation SR sources, wave-optics simulations must be incorporated into optical design processes. We therefore propose a vibration mode propagation method using wave-optics techniques for beamline vibration simulation. Our approach achieves an almost 40-fold computational acceleration in actual beamline models compared to conventional methods, enabling direct analysis of propagating wavefront vibrations. This framework allows systematic evaluation of intensity distribution variations, coherence changes, and beam positioning errors caused by mechanical vibrations.

physics.optics↗

arXiv2025

Explainable Neural Networks with Guarantees: A Sparse Estimation Approach

Balancing predictive power and interpretability has long been a challenging research area, particularly in powerful yet complex models like neural networks, where nonlinearity obstructs direct interpretation. This paper introduces a novel approach to constructing an explainable neural network that harmonizes predictiveness and explainability. Our model, termed SparXnet, is designed as a linear combination of a sparse set of jointly learned features, each derived from a different trainable function applied to a single 1-dimensional input feature. Leveraging the ability to learn arbitrarily complex relationships, our neural network architecture enables automatic selection of a sparse set of important features, with the final prediction being a linear combination of rescaled versions of these features. We demonstrate the ability to select significant features while maintaining comparable predictive performance and direct interpretability through extensive experiments on synthetic and real-world datasets. We also provide theoretical analysis on the generalization bounds of our framework, which is favorably linear in the number of selected features and only logarithmic in the number of input features. We further lift any dependence of sample complexity on the number of parameters or the architectural details under very mild conditions. Our research paves the way for further research on sparse and explainable neural networks with guarantee.

cs.LG↗

arXiv2025

Step-Audio: Unified Understanding and Generation in Intelligent Speech Interaction

Real-time speech interaction, serving as a fundamental interface for human-machine collaboration, holds immense potential. However, current open-source models face limitations such as high costs in voice data collection, weakness in dynamic control, and limited intelligence. To address these challenges, this paper introduces Step-Audio, the first production-ready open-source solution. Key contributions include: 1) a 130B-parameter unified speech-text multi-modal model that achieves unified understanding and generation, with the Step-Audio-Chat version open-sourced; 2) a generative speech data engine that establishes an affordable voice cloning framework and produces the open-sourced lightweight Step-Audio-TTS-3B model through distillation; 3) an instruction-driven fine control system enabling dynamic adjustments across dialects, emotions, singing, and RAP; 4) an enhanced cognitive architecture augmented with tool calling and role-playing abilities to manage complex tasks effectively. Based on our new StepEval-Audio-360 evaluation benchmark, Step-Audio achieves state-of-the-art performance in human evaluations, especially in terms of instruction following. On open-source benchmarks like LLaMA Question, shows 9.3% average performance improvement, demonstrating our commitment to advancing the development of open-source multi-modal language technologies. Our code and models are available at https://github.com/stepfun-ai/Step-Audio.

cs.CL↗

arXiv2025

Relational Norms for Human-AI Cooperation

How we should design and interact with social artificial intelligence depends on the socio-relational role the AI is meant to emulate or occupy. In human society, relationships such as teacher-student, parent-child, neighbors, siblings, or employer-employee are governed by specific norms that prescribe or proscribe cooperative functions including hierarchy, care, transaction, and mating. These norms shape our judgments of what is appropriate for each partner. For example, workplace norms may allow a boss to give orders to an employee, but not vice versa, reflecting hierarchical and transactional expectations. As AI agents and chatbots powered by large language models are increasingly designed to serve roles analogous to human positions - such as assistant, mental health provider, tutor, or romantic partner - it is imperative to examine whether and how human relational norms should extend to human-AI interactions. Our analysis explores how differences between AI systems and humans, such as the absence of conscious experience and immunity to fatigue, may affect an AI's capacity to fulfill relationship-specific functions and adhere to corresponding norms. This analysis, which is a collaborative effort by philosophers, psychologists, relationship scientists, ethicists, legal experts, and AI researchers, carries important implications for AI systems design, user behavior, and regulation. While we accept that AI systems can offer significant benefits such as increased availability and consistency in certain socio-relational roles, they also risk fostering unhealthy dependencies or unrealistic expectations that could spill over into human-human relationships. We propose that understanding and thoughtfully shaping (or implementing) suitable human-AI relational norms will be crucial for ensuring that human-AI interactions are ethical, trustworthy, and favorable to human well-being.

cs.AI↗

arXiv2025

How Privacy-Savvy Are Large Language Models? A Case Study on Compliance and Privacy Technical Review

The recent advances in large language models (LLMs) have significantly expanded their applications across various fields such as language generation, summarization, and complex question answering. However, their application to privacy compliance and technical privacy reviews remains under-explored, raising critical concerns about their ability to adhere to global privacy standards and protect sensitive user data. This paper seeks to address this gap by providing a comprehensive case study evaluating LLMs' performance in privacy-related tasks such as privacy information extraction (PIE), legal and regulatory key point detection (KPD), and question answering (QA) with respect to privacy policies and data protection regulations. We introduce a Privacy Technical Review (PTR) framework, highlighting its role in mitigating privacy risks during the software development life-cycle. Through an empirical assessment, we investigate the capacity of several prominent LLMs, including BERT, GPT-3.5, GPT-4, and custom models, in executing privacy compliance checks and technical privacy reviews. Our experiments benchmark the models across multiple dimensions, focusing on their precision, recall, and F1-scores in extracting privacy-sensitive information and detecting key regulatory compliance points. While LLMs show promise in automating privacy reviews and identifying regulatory discrepancies, significant gaps persist in their ability to fully comply with evolving legal standards. We provide actionable recommendations for enhancing LLMs' capabilities in privacy compliance, emphasizing the need for robust model improvements and better integration with legal and regulatory requirements. This study underscores the growing importance of developing privacy-aware LLMs that can both support businesses in compliance efforts and safeguard user privacy rights.

cs.CL↗

arXiv2025

Beam Prediction based on Large Language Models

In this letter, we use large language models (LLMs) to develop a high-performing and robust beam prediction method. We formulate the millimeter wave (mmWave) beam prediction problem as a time series forecasting task, where the historical observations are aggregated through cross-variable attention and then transformed into text-based representations using a trainable tokenizer. By leveraging the prompt-as-prefix (PaP) technique for contextual enrichment, our method harnesses the power of LLMs to predict future optimal beams. Simulation results demonstrate that our LLM-based approach outperforms traditional learning-based models in prediction accuracy as well as robustness, highlighting the significant potential of LLMs in enhancing wireless communication systems.

cs.LG↗

arXiv2025

Hide Your Malicious Goal Into Benign Narratives: Jailbreak Large Language Models through Carrier Articles

Large Language Model (LLM) jailbreak refers to a type of attack aimed to bypass the safeguard of an LLM to generate contents that are inconsistent with the safe usage guidelines. Based on the insights from the self-attention computation process, this paper proposes a novel blackbox jailbreak approach, which involves crafting the payload prompt by strategically injecting the prohibited query into a carrier article. The carrier article maintains the semantic proximity to the prohibited query, which is automatically produced by combining a hypernymy article and a context, both of which are generated from the prohibited query. The intuition behind the usage of carrier article is to activate the neurons in the model related to the semantics of the prohibited query while suppressing the neurons that will trigger the objectionable text. Carrier article itself is benign, and we leveraged prompt injection techniques to produce the payload prompt. We evaluate our approach using JailbreakBench, testing against four target models across 100 distinct jailbreak objectives. The experimental results demonstrate our method's superior effectiveness, achieving an average success rate of 63% across all target models, significantly outperforming existing blackbox jailbreak methods.

cs.CR↗

arXiv2025

The Impact of Copyrighted Material on Large Language Models: A Norwegian Perspective

The use of copyrighted materials in training language models raises critical legal and ethical questions. This paper presents a framework for and the results of empirically assessing the impact of publisher-controlled copyrighted corpora on the performance of generative large language models (LLMs) for Norwegian. When evaluated on a diverse set of tasks, we found that adding both books and newspapers to the data mixture of LLMs tend to improve their performance, while the addition of fiction works seems to be detrimental. Our experiments could inform the creation of a compensation scheme for authors whose works contribute to AI development.

cs.CL↗

arXiv2025

Yi-Lightning Technical Report

This technical report presents Yi-Lightning, our latest flagship large language model (LLM). It achieves exceptional performance, ranking 6th overall on Chatbot Arena, with particularly strong results (2nd to 4th place) in specialized categories including Chinese, Math, Coding, and Hard Prompts. Yi-Lightning leverages an enhanced Mixture-of-Experts (MoE) architecture, featuring advanced expert segmentation and routing mechanisms coupled with optimized KV-caching techniques. Our development process encompasses comprehensive pre-training, supervised fine-tuning (SFT), and reinforcement learning from human feedback (RLHF), where we devise deliberate strategies for multi-stage training, synthetic data construction, and reward modeling. Furthermore, we implement RAISE (Responsible AI Safety Engine), a four-component framework to address safety issues across pre-training, post-training, and serving phases. Empowered by our scalable super-computing infrastructure, all these innovations substantially reduce training, deployment and inference costs while maintaining high-performance standards. With further evaluations on public academic benchmarks, Yi-Lightning demonstrates competitive performance against top-tier LLMs, while we observe a notable disparity between traditional, static benchmark results and real-world, dynamic human preferences. This observation prompts a critical reassessment of conventional benchmarks' utility in guiding the development of more intelligent and powerful AI systems for practical applications. Yi-Lightning is now available through our developer platform at https://platform.lingyiwanwu.com.

cs.CL↗

arXiv2025

Yi: Open Foundation Models by 01.AI

We introduce the Yi model family, a series of language and multimodal models that demonstrate strong multi-dimensional capabilities. The Yi model family is based on 6B and 34B pretrained language models, then we extend them to chat models, 200K long context models, depth-upscaled models, and vision-language models. Our base models achieve strong performance on a wide range of benchmarks like MMLU, and our finetuned chat models deliver strong human preference rate on major evaluation platforms like AlpacaEval and Chatbot Arena. Building upon our scalable super-computing infrastructure and the classical transformer architecture, we attribute the performance of Yi models primarily to its data quality resulting from our data-engineering efforts. For pretraining, we construct 3.1 trillion tokens of English and Chinese corpora using a cascaded data deduplication and quality filtering pipeline. For finetuning, we polish a small scale (less than 10K) instruction dataset over multiple iterations such that every single instance has been verified directly by our machine learning engineers. For vision-language, we combine the chat language model with a vision transformer encoder and train the model to align visual representations to the semantic space of the language model. We further extend the context length to 200K through lightweight continual pretraining and demonstrate strong needle-in-a-haystack retrieval performance. We show that extending the depth of the pretrained checkpoint through continual pretraining further improves performance. We believe that given our current results, continuing to scale up model parameters using thoroughly optimized data will lead to even stronger frontier models.

cs.CL↗

arXiv2025

A general design method for ultra-long optical path length multipass matrix cells

For the first time, we propose a general design method for ultra-long optical path length (OPL) multipass matrix cells (MMCs) based on multi-cycle mode of two-sided field mirrors. The design idea of the dual circulation mode with two-sided field mirrors is elaborated in detail with the example of MMC based on dual Pickett Bradley White cell (PBWC), and the simple design methods of the other three MMCs based on the dual circulation mode of PBWC and Bernstein Herzberg White cell (BHWC) are given. Further, we propose a general design method for ultra-long OPL MMCs with multi-cycle mode by adding cyclic elements. The OPL of the MMCs designed by this method can reach the order of kilometers or even tens of kilometers. The novel MMCs have the advantages of simple structure, strong spot formation regularity, easy expansion, high mirror utilization ratio, high reuse times of spot spatial position, good stability and extremely high ratio of the optical path length to the volume (RLV). In order to evaluate the performance of the new MMCs, an open-path methane gas sensor with the MMC based on triple PBWC was constructed, which was used to continuously measure the methane in the laboratory, and the feasibility, effectiveness and practicability of the new design method were verified. The design method proposed in this paper provides a new idea for the design of multipass cell (MPC), and the new MMCs designed have great potential application value in the field of high-precision trace gas monitoring.

physics.optics↗

arXiv2025

Holographic Entanglement Entropy as a Probe of Dynamical Criticality in Scalarizing Black Holes

We demonstrate that holographic entanglement entropy (HEE) serves as a powerful diagnostic tool for both static and dynamical critical phenomena in the Einstein-Born-Infeld-Scalar (EBIS) model. While HEE is well-known for capturing static phase transitions, we reveal its novel ability to probe dynamical criticality, particularly the ''flip'' phenomenon-a sign inversion in the scalar field at a critical point. Near the flip, HEE exhibits relaxation dynamics that closely mirror those of the scalar field, with both relaxation times scaling logarithmically with the distance from the critical point. This intimate connection between the relaxation of HEE and the scalar field highlights HEE as a sensitive probe of dynamical critical phenomena. Our findings provide new insights into the interplay between quantum information and gravitational dynamics, offering a deeper understanding of critical behavior in strongly coupled systems.

hep-th↗

arXiv2025

Aria: An Open Multimodal Native Mixture-of-Experts Model

Information comes in diverse modalities. Multimodal native AI models are essential to integrate real-world information and deliver comprehensive understanding. While proprietary multimodal native models exist, their lack of openness imposes obstacles for adoptions, let alone adaptations. To fill this gap, we introduce Aria, an open multimodal native model with best-in-class performance across a wide range of multimodal, language, and coding tasks. Aria is a mixture-of-expert model with 3.9B and 3.5B activated parameters per visual token and text token, respectively. It outperforms Pixtral-12B and Llama3.2-11B, and is competitive against the best proprietary models on various multimodal tasks. We pre-train Aria from scratch following a 4-stage pipeline, which progressively equips the model with strong capabilities in language understanding, multimodal understanding, long context window, and instruction following. We open-source the model weights along with a codebase that facilitates easy adoptions and adaptations of Aria in real-world applications.

cs.CV↗

arXiv2024

Quantiles under ambiguity and risk sharing

Choquet capacities and integrals are central concepts in decision making under ambiguity or model uncertainty, pioneered by Schmeidler. Motivated by risk optimization problems for quantiles under ambiguity, we study the subclass of Choquet integrals, called Choquet quantiles, which generalizes the usual (probabilistic) quantiles, also known as Value-at-Risk in finance, from probabilities to capacities. Choquet quantiles share many features with probabilistic quantiles, in terms of axiomatic representation, optimization formulas, and risk sharing. We characterize Choquet quantiles via only one axiom, called ordinality. We prove that the inf-convolution of Choquet quantiles is again a Choquet quantile, leading to explicit optimal allocations in risk sharing problems for quantile agents under ambiguity. A new class of risk measures, Choquet Expected Shortfall, is introduced, which enjoys most properties of the coherent risk measure Expected Shortfall. Our theory is complemented by optimization algorithms, numerical examples, and a stylized illustration with financial data.

q-fin.RM↗

arXiv2024

Model-driven deep neural network for enhanced direction finding with commodity 5G gNodeB

Pervasive and high-accuracy positioning has become increasingly important as a fundamental enabler for intelligent connected devices in mobile networks. Nevertheless, current wireless networks heavily rely on pure model-driven techniques to achieve positioning functionality, often succumbing to performance deterioration due to hardware impairments in practical scenarios. Here we reformulate the direction finding or angle-of-arrival (AoA) estimation problem as an image recovery task of the spatial spectrum and propose a new model-driven deep neural network (MoD-DNN) framework. The proposed MoD-DNN scheme comprises three modules: a multi-task autoencoder-based beamformer, a coarray spectrum generation module, and a model-driven deep learning-based spatial spectrum reconstruction module. Our technique enables automatic calibration of angular-dependent phase error thereby enhancing the resilience of direction-finding precision against realistic system non-idealities. We validate the proposed scheme both using numerical simulations and field tests. The results show that the proposed MoD-DNN framework enables effective spectrum calibration and accurate AoA estimation. To the best of our knowledge, this study marks the first successful demonstration of hybrid data-and-model-driven direction finding utilizing readily available commodity 5G gNodeB.

eess.SP↗

arXiv2024

Radiology Report Generation via Multi-objective Preference Optimization

Automatic Radiology Report Generation (RRG) is an important topic for alleviating the substantial workload of radiologists. Existing RRG approaches rely on supervised regression based on different architectures or additional knowledge injection,while the generated report may not align optimally with radiologists' preferences. Especially, since the preferences of radiologists are inherently heterogeneous and multidimensional, e.g., some may prioritize report fluency, while others emphasize clinical accuracy. To address this problem,we propose a new RRG method via Multi-objective Preference Optimization (MPO) to align the pre-trained RRG model with multiple human preferences, which can be formulated by multi-dimensional reward functions and optimized by multi-objective reinforcement learning (RL). Specifically, we use a preference vector to represent the weight of preferences and use it as a condition for the RRG model. Then, a linearly weighed reward is obtained via a dot product between the preference vector and multi-dimensional reward. Next,the RRG model is optimized to align with the preference vector by optimizing such a reward via RL. In the training stage,we randomly sample diverse preference vectors from the preference space and align the model by optimizing the weighted multi-objective rewards, which leads to an optimal policy on the entire preference space. When inference,our model can generate reports aligned with specific preferences without further fine-tuning. Extensive experiments on two public datasets show the proposed method can generate reports that cater to different preferences in a single model and achieve state-of-the-art performance.

cs.LG↗

arXiv2024

5G NR monostatic positioning with array impairments: Data-and-model-driven framework and experiment results

In this article, we present an intelligent framework for 5G new radio (NR) indoor positioning under a monostatic configuration. The primary objective is to estimate both the angle of arrival and time of arrival simultaneously. This requires capturing the pertinent information from both the antenna and subcarrier dimensions of the receive signals. To tackle the challenges posed by the intricacy of the high-dimensional information matrix, coupled with the impact of irregular array errors, we design a deep learning scheme. Recognizing that the phase difference between any two subcarriers and antennas encodes spatial information of the target, we contend that the transformer network is better suited for this problem compared to the convolutional neural network which excels in local feature extraction. To further enhance the network's fitting capability, we integrate the transformer with a model-based multiple-signal-classification (MUSIC) region decision mechanism. Numerical results and field tests demonstrate the effectiveness of the proposed framework in accurately calibrating the irregular angle-dependent array error and improving positioning accuracy.

eess.SP↗

arXiv2024

Model-Driven Deep Neural Network for Enhanced AoA Estimation Using 5G gNB

High-accuracy positioning has become a fundamental enabler for intelligent connected devices. Nevertheless, the present wireless networks still rely on model-driven approaches to achieve positioning functionality, which are susceptible to performance degradation in practical scenarios, primarily due to hardware impairments. Integrating artificial intelligence into the positioning framework presents a promising solution to revolutionize the accuracy and robustness of location-based services. In this study, we address this challenge by reformulating the problem of angle-of-arrival (AoA) estimation into image reconstruction of spatial spectrum. To this end, we design a model-driven deep neural network (MoD-DNN), which can automatically calibrate the angular-dependent phase error. The proposed MoD-DNN approach employs an iterative optimization scheme between a convolutional neural network and a sparse conjugate gradient algorithm. Simulation and experimental results are presented to demonstrate the effectiveness of the proposed method in enhancing spectrum calibration and AoA estimation.

eess.SP↗