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Pepa Atanasova

Publications and source records attributed to Pepa Atanasova.

At least 19 recordsLinked to original sources

A Reality Check of Inference-Time Context Augmentation Methods

Large language models (LLMs) often fail to utilise the context given in the input, resulting in hallucinations or a fallback to parametric knowledge. Context augmentation methods aim to improve model performance by modifying the input, from inserting filler tokens that add computational time to adding relevant content such as elaboration of a context during inference. However, these methods have been evaluated in isolation and only by their performance gains, leaving it unclear how they compare and whether they reliably improve performance. In this paper, we present an evaluation framework spanning five methods that differ in how informative the inserted content is and apply them at the sentence level across seven models spanning multiple sizes on three datasets. We find that accuracy gains are not always genuine improvements but undirected perturbations: the methods correct some predictions while breaking others, particularly when the inserted text allows only for more computational time. Our analysis reveals that methods that bring no additional content primarily change model predictions near the decision boundary. Our findings highlight the need to evaluate the reliability of the accuracy gains before adopting them in practice.

cs.CL↗

Explaining the Roles of Experts in Mixture-of-Experts LLMs for Personalization

Personalization of Large Language Models (LLMs) is increasingly important for user-centric applications, yet prior methods mainly adapt dense LLMs, whose polysemantic neurons, each encoding multiple unrelated concepts, hinder localizing the components behind personalization, and thus understanding and controlling it. We propose to personalize Mixture-of-Experts (MoE) LLMs, which sparsely route each token to a few specialized experts, reducing polysemanticity and enabling such localization. We adapt three open-weight MoE LLMs on a large-scale personalization dataset and train crosscoders on paired activations of the personalized and non-personalized models to learn interpretable personalized latents, from which we identify the experts encoding distinct personalization features. The personalized MoE LLMs perform competitively with dense LLMs while activating only a fraction of their parameters, exhibit lower polysemanticity than dense LLMs with similar active parameters, and, within the same model family, yield personalized latents that are less shared with the non-personalized model. Causal interventions show that these latents suffice to recover the personalized model's behavior and that boosting their associated experts moves the non-personalized model toward it, revealing distinct routing paths for different personalization features.

cs.CL↗

Understanding Helpfulness and Harmless Tension in Reward Models

Reward models (RMs) are a key component of reinforcement learning from human feedback, enabling the alignment of large language models with human values such as helpfulness and harmlessness. However, these alignment goals can conflict, leading to interference when optimised jointly. We refer to this conflict as alignment tension and investigate how it manifests in RMs. To this end, we train RMs optimised for helpfulness, harmlessness, and a combined helpful-harmless objective, and compare their behaviours and internal representations. We find that mixed-objective RMs frequently underperform their single-objective counterparts, suggesting substantial interference between alignment goals. Using activation-based interpretability methods, we identify neurons associated with helpfulness and harmlessness and show that they causally promote their corresponding behaviours while often suppressing the opposing one. At the same time, we find that a substantial fraction of neurons are shared across objectives. These shared neurons exert a disproportionate influence on model behaviour and encode incompatible representations. Our findings provide mechanistic evidence for how alignment objectives are represented and interact within RMs, offering new insights into the challenges of multi-objective alignment and motivating the development of more disentangled and controllable alignment methods.

cs.LG↗

Claim Framing as a Driver of LLM Sycophancy

Sycophancy in Large Language Models, the tendency to align responses with user preferences over ground truth, has largely been studied using questions without a clear ground truth and with a single, plainly stated user opinion. We present a systematic study of which framings of a user's claim trigger sycophancy in factual question answering, where every answer is objectively verifiable without extra context. Evaluating 14 models on 42K questions, we express correct and incorrect user opinions through various claim framings over 8 dimensions and 21 types, and measure a broad set of opinion-driven behaviors. We find that all models are susceptible to user opinions regardless of size. Models are most influenced by how confidently an opinion is stated, whom it is attributed to, and whether it is presented as shared between the user and the model. In contrast to prior work, framings based on the user's expertise, authority over the model, or social pressure matter little in our factual setting. Larger models resist incorrect opinions better but are no better at recovering from their own errors. Our results call for sycophancy evaluations that probe how an opinion is framed, not merely whether one is present, and that measure multiple behaviors beyond a single flip rate.

cs.CL↗

From Concept Alignment to Causal Grounding: An Intervention Test of Chain-of-Thought Faithfulness

Chain-of-thought (CoT) can sound plausible yet be unfaithful to the model's underlying reasoning. Most prior work probes CoT faithfulness through input--output behavior or input attributions, leaving internal computation largely underexplored. We instead cast faithfulness as internal concept grounding: Does a large language model's (LLM) CoT reasoning engage the same internal concepts that support the LLM's direct prediction, and do the shared concepts causally drive its answer? Encoding a prediction pass and a CoT pass with a single shared sparse autoencoder (SAE), a reliable approximator of the latent concepts LLMs use, makes their internal concepts directly comparable. We introduce three correlational metrics of concept-level alignment and a causal metric, $Δp$, which ablates the shared concepts and measures the drop in answer probability. Across five LLMs and four datasets, concept alignment is generally high, as indicated by the correlational metrics; yet these only identify which concepts are shared, not how much they causally contribute. $Δp$ fills this gap: causal faithfulness varies substantially with model depth, peaking at mid-to-late layers rather than the final ones, and model scale reshapes the layer-wise profile. Moreover, causally important shared concepts are not always verbalized in the CoT. These dissociations suggest that faithfulness cannot be reliably assessed from surface-level or representational correspondence alone; assessing it requires causal tests of whether the internal concepts underlying a CoT actually drive the model's prediction.

cs.CL↗

Multi-Step Knowledge Interaction Analysis via Rank-2 Subspace Disentanglement

Natural Language Explanations (NLEs) describe how Large Language Models (LLMs) make decisions by drawing on external Context Knowledge (CK) and Parametric Knowledge (PK). Understanding the interaction between these sources is key to assessing NLE grounding, yet these dynamics remain underexplored. Prior work has largely focused on i) single-step generation and ii) modeled PK--CK interaction as a binary choice within a rank-1 subspace. This approach overlooks richer interactions and how they unfold over longer generations, such as complementary or supportive knowledge. We propose a novel rank-2 projection subspace that disentangles PK and CK contributions more accurately and use it for the first multi-step analysis of knowledge interactions across longer NLE sequences. Experiments across four QA datasets and three open-weight LLMs demonstrate that rank-1 subspaces struggle to represent diverse interactions, whereas our rank-2 formulation captures them effectively, highlighting PK alignment for supportive interactions and CK alignment for conflicting ones. Our multi-step analysis reveals that hallucinated generations exhibit strong alignment with the PK direction, though context-faithful generations maintain a more balanced alignment between PK and CK.

cs.CL↗

Can Large Language Models Still Explain Themselves? Investigating the Impact of Quantization on Self-Explanations

Quantization is widely used to accelerate inference and streamline the deployment of large language models (LLMs), yet its effects on self-explanations (SEs) remain unexplored. SEs, generated by LLMs to justify their own outputs, require reasoning about the model's own decision-making process, a capability that may exhibit particular sensitivity to quantization. As SEs are increasingly relied upon for transparency in high-stakes applications, understanding whether and to what extent quantization degrades SE quality and faithfulness is critical. To address this gap, we examine two types of SEs: natural language explanations (NLEs) and counterfactual examples, generated by LLMs quantized using three common techniques at distinct bit widths. Our findings indicate that quantization typically leads to moderate declines in both SE quality (up to 4.4%) and faithfulness (up to 3.9%). The user study further demonstrates that quantization considerably diminishes both the coherence and trustworthiness of SEs (by up to 8.5%). Compared to smaller models, larger models show limited resilience to quantization in terms of SE quality but maintain more faithfulness. Moreover, no quantization technique consistently excels across task accuracy, SE quality, and faithfulness. Because quantization's impact varies considerably by context and can be sizable in specific cases, we recommend validating SE quality for the intended use case. Despite these sometimes considerable drops, quantization remains an effective compression technique when its impact on SEs is properly validated.

cs.CL↗

Investigating the Interplay between Contextual and Parametric Chain-of-Thought Faithfulness under Optimization

Chain-of-Thought (CoT) faithfulness, i.e., whether CoTs genuinely reflect large language models' (LLM) underlying behavior, is typically evaluated with metrics under two disjoint paradigms: contextual faithfulness, measured by perturbing the input or CoT trace, and parametric faithfulness, assessed by intervening on a model's parametric knowledge. Yet prior work compares them only descriptively. We fill this gap by proposing FaithMATE, a unified preference-alignment interface for optimizing models towards either faithfulness paradigm. It enables us to investigate the interplay between the two paradigms, examining whether and to what extent faithfulness gains generalize within and across paradigms. Across three models, two datasets, and six faithfulness metrics, we find that the two paradigms are positively coupled, yet asymmetric: optimizing towards parametric faithfulness yields consistent gains across both paradigms, whereas the contextual counterpart delivers more variable gains. Within the contextual paradigm, faithfulness gains on one metric do not consistently transfer to others, implying that existing contextual metrics capture disjoint facets of faithfulness and exposing inherent trade-offs. These findings imply that CoT faithfulness is not a monolithic objective and therefore requires multifaceted optimization and evaluation.

cs.CL↗

Evaluation Framework for Highlight Explanations of Context Utilisation in Language Models

Context utilisation, the ability of Language Models (LMs) to incorporate relevant information from the provided context when generating responses, remains largely opaque to users, who cannot determine whether models draw from parametric memory or provided context, nor identify which specific context pieces inform the response. Highlight explanations (HEs) offer a natural solution as they can point the exact context pieces and tokens that influenced model outputs. However, no existing work evaluates their effectiveness in accurately explaining context utilisation. We address this gap by introducing the first gold standard HE evaluation framework for context attribution, using controlled test cases with known ground-truth context usage, which avoids the limitations of existing indirect proxy evaluations. To demonstrate the framework's broad applicability, we evaluate four HE methods -- three established techniques and MechLight, a mechanistic interpretability approach we adapt for this task -- across four context scenarios, four datasets, and five LMs. Overall, we find that MechLight performs best across all context scenarios. However, all methods struggle with longer contexts and exhibit positional biases, pointing to fundamental challenges in explanation accuracy that require new approaches to deliver reliable context utilisation explanations at scale.

cs.CL↗

Self-Critique and Refinement for Faithful Natural Language Explanations

With the rapid development of Large Language Models (LLMs), Natural Language Explanations (NLEs) have become increasingly important for understanding model predictions. However, these explanations often fail to faithfully represent the model's actual reasoning process. While existing work has demonstrated that LLMs can self-critique and refine their initial outputs for various tasks, this capability remains unexplored for improving explanation faithfulness. To address this gap, we introduce Self-critique and Refinement for Natural Language Explanations (SR-NLE), a framework that enables models to improve the faithfulness of their own explanations -- specifically, post-hoc NLEs -- through an iterative critique and refinement process without external supervision. Our framework leverages different feedback mechanisms to guide the refinement process, including natural language self-feedback and, notably, a novel feedback approach based on feature attribution that highlights important input words. Our experiments across three datasets and four state-of-the-art LLMs demonstrate that SR-NLE significantly reduces unfaithfulness rates, with our best method achieving an average unfaithfulness rate of 36.02%, compared to 54.81% for baseline -- an absolute reduction of 18.79%. These findings reveal that the investigated LLMs can indeed refine their explanations to better reflect their actual reasoning process, requiring only appropriate guidance through feedback without additional training or fine-tuning.

cs.CL↗

A Reality Check on Context Utilisation for Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) helps address the limitations of parametric knowledge embedded within a language model (LM). In real world settings, retrieved information can vary in complexity, yet most investigations of LM utilisation of context has been limited to synthetic text. We introduce DRUID (Dataset of Retrieved Unreliable, Insufficient and Difficult-to-understand contexts) with real-world queries and contexts manually annotated for stance. The dataset is based on the prototypical task of automated claim verification, for which automated retrieval of real-world evidence is crucial. We compare DRUID to synthetic datasets (CounterFact, ConflictQA) and find that artificial datasets often fail to represent the complexity and diversity of realistically retrieved context. We show that synthetic datasets exaggerate context characteristics rare in real retrieved data, which leads to inflated context utilisation results, as measured by our novel ACU score. Moreover, while previous work has mainly focused on singleton context characteristics to explain context utilisation, correlations between singleton context properties and ACU on DRUID are surprisingly small compared to other properties related to context source. Overall, our work underscores the need for real-world aligned context utilisation studies to represent and improve performance in real-world RAG settings.

cs.CL↗

Graph-Guided Textual Explanation Generation Framework

Natural language explanations (NLEs) are commonly used to provide plausible free-text explanations of a model's reasoning about its predictions. However, recent work has questioned their faithfulness, as they may not accurately reflect the model's internal reasoning process regarding its predicted answer. In contrast, highlight explanations--input fragments critical for the model's predicted answers--exhibit measurable faithfulness. Building on this foundation, we propose G-Tex, a Graph-Guided Textual Explanation Generation framework designed to enhance the faithfulness of NLEs. Specifically, highlight explanations are first extracted as faithful cues reflecting the model's reasoning logic toward answer prediction. They are subsequently encoded through a graph neural network layer to guide the NLE generation, which aligns the generated explanations with the model's underlying reasoning toward the predicted answer. Experiments on T5 and BART using three reasoning datasets show that G-Tex improves NLE faithfulness by up to 12.18% compared to baseline methods. Additionally, G-Tex generates NLEs with greater semantic and lexical similarity to human-written ones. Human evaluations show that G-Tex can decrease redundant content and enhance the overall quality of NLEs. Our work presents a novel method for explicitly guiding NLE generation to enhance faithfulness, serving as a foundation for addressing broader criteria in NLE and generated text.

cs.CL↗

Local Differences, Global Lessons: Insights from Organisation Policies for International Legislation

The rapid adoption of AI across diverse domains has led to the development of organisational guidelines that vary significantly, even within the same sector. This paper examines AI policies in two domains, news organisations and universities, to understand how bottom-up governance approaches shape AI usage and oversight. By analysing these policies, we identify key areas of convergence and divergence in how organisations address risks such as bias, privacy, misinformation, and accountability. We then explore the implications of these findings for international AI legislation, particularly the EU AI Act, highlighting gaps where practical policy insights could inform regulatory refinements. Our analysis reveals that organisational policies often address issues such as AI literacy, disclosure practices, and environmental impact, areas that are underdeveloped in existing international frameworks. We argue that lessons from domain-specific AI policies can contribute to more adaptive and effective AI governance at the global level. This study provides actionable recommendations for policymakers seeking to bridge the gap between local AI practices and international regulations.

cs.CY↗

Evaluating Input Feature Explanations through a Unified Diagnostic Evaluation Framework

Explaining the decision-making process of machine learning models is crucial for ensuring their reliability and transparency for end users. One popular explanation form highlights key input features, such as i) tokens (e.g., Shapley Values and Integrated Gradients), ii) interactions between tokens (e.g., Bivariate Shapley and Attention-based methods), or iii) interactions between spans of the input (e.g., Louvain Span Interactions). However, these explanation types have only been studied in isolation, making it difficult to judge their respective applicability. To bridge this gap, we develop a unified framework that facilitates an automated and direct comparison between highlight and interactive explanations comprised of four diagnostic properties. We conduct an extensive analysis across these three types of input feature explanations -- each utilizing three different explanation techniques -- across two datasets and two models, and reveal that each explanation has distinct strengths across the different diagnostic properties. Nevertheless, interactive span explanations outperform other types of input feature explanations across most diagnostic properties. Despite being relatively understudied, our analysis underscores the need for further research to improve methods generating these explanation types. Additionally, integrating them with other explanation types that perform better in certain characteristics could further enhance their overall effectiveness.

cs.CL↗

DYNAMICQA: Tracing Internal Knowledge Conflicts in Language Models

Knowledge-intensive language understanding tasks require Language Models (LMs) to integrate relevant context, mitigating their inherent weaknesses, such as incomplete or outdated knowledge. However, conflicting knowledge can be present in the LM's parameters, termed intra-memory conflict, which can affect a model's propensity to accept contextual knowledge. To study the effect of intra-memory conflict on an LM's ability to accept relevant context, we utilize two knowledge conflict measures and a novel dataset containing inherently conflicting data, DynamicQA. This dataset includes facts with a temporal dynamic nature where facts can change over time and disputable dynamic facts, which can change depending on the viewpoint. DynamicQA is the first to include real-world knowledge conflicts and provide context to study the link between the different types of knowledge conflicts. We also evaluate several measures on their ability to reflect the presence of intra-memory conflict: semantic entropy and a novel coherent persuasion score. With our extensive experiments, we verify that LMs exhibit a greater degree of intra-memory conflict with dynamic facts compared to facts that have a single truth value. Furthermore, we reveal that facts with intra-memory conflict are harder to update with context, suggesting that retrieval-augmented generation will struggle with the most commonly adapted facts.

cs.CL↗

Revealing the Parametric Knowledge of Language Models: A Unified Framework for Attribution Methods

Language Models (LMs) acquire parametric knowledge from their training process, embedding it within their weights. The increasing scalability of LMs, however, poses significant challenges for understanding a model's inner workings and further for updating or correcting this embedded knowledge without the significant cost of retraining. This underscores the importance of unveiling exactly what knowledge is stored and its association with specific model components. Instance Attribution (IA) and Neuron Attribution (NA) offer insights into this training-acquired knowledge, though they have not been compared systematically. Our study introduces a novel evaluation framework to quantify and compare the knowledge revealed by IA and NA. To align the results of the methods we introduce the attribution method NA-Instances to apply NA for retrieving influential training instances, and IA-Neurons to discover important neurons of influential instances discovered by IA. We further propose a comprehensive list of faithfulness tests to evaluate the comprehensiveness and sufficiency of the explanations provided by both methods. Through extensive experiments and analysis, we demonstrate that NA generally reveals more diverse and comprehensive information regarding the LM's parametric knowledge compared to IA. Nevertheless, IA provides unique and valuable insights into the LM's parametric knowledge, which are not revealed by NA. Our findings further suggest the potential of a synergistic approach of combining the diverse findings of IA and NA for a more holistic understanding of an LM's parametric knowledge.

cs.CL↗

Explaining Interactions Between Text Spans

Reasoning over spans of tokens from different parts of the input is essential for natural language understanding (NLU) tasks such as fact-checking (FC), machine reading comprehension (MRC) or natural language inference (NLI). However, existing highlight-based explanations primarily focus on identifying individual important tokens or interactions only between adjacent tokens or tuples of tokens. Most notably, there is a lack of annotations capturing the human decision-making process w.r.t. the necessary interactions for informed decision-making in such tasks. To bridge this gap, we introduce SpanEx, a multi-annotator dataset of human span interaction explanations for two NLU tasks: NLI and FC. We then investigate the decision-making processes of multiple fine-tuned large language models in terms of the employed connections between spans in separate parts of the input and compare them to the human reasoning processes. Finally, we present a novel community detection based unsupervised method to extract such interaction explanations from a model's inner workings.

cs.CL↗

Faithfulness Tests for Natural Language Explanations

Explanations of neural models aim to reveal a model's decision-making process for its predictions. However, recent work shows that current methods giving explanations such as saliency maps or counterfactuals can be misleading, as they are prone to present reasons that are unfaithful to the model's inner workings. This work explores the challenging question of evaluating the faithfulness of natural language explanations (NLEs). To this end, we present two tests. First, we propose a counterfactual input editor for inserting reasons that lead to counterfactual predictions but are not reflected by the NLEs. Second, we reconstruct inputs from the reasons stated in the generated NLEs and check how often they lead to the same predictions. Our tests can evaluate emerging NLE models, proving a fundamental tool in the development of faithful NLEs.

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