SearcharxivSearch

arXiv subjects

Peter West

Publications and source records attributed to Peter West.

At least 19 recordsLinked to original sources

Is Convergence Inevitable? Tracing Output Homogeneity Back to Base Models

The lack of diversity in LM content is widely attributed to the alignment process, but how and where exactly in the pipeline this collapse begins is unknown. We argue that output homogeneity is likely learned during the pretraining phase, and only revealed or magnified during the alignment process. Specifically, we find that semantic convergence is observed from the first alignment stage--the instruction-tuning phase (SFT)--suggesting that homogeneity might already exist in the pre-alignment model. To investigate this, we conduct controlled SFT experiments examining how training data influences output convergence on specific input/output pairs. We find that convergence can be revealed and amplified, but not introduced by the SFT data, supporting its role as a catalyst rather than a cause. To further test whether homogeneity originates before alignment, we measure convergence in base models. We find that instruct-like collapse can be induced through prompting alone, even without alignment. Taken together, our results suggest that semantic convergence may arise naturally from the objectives underlying LM training, making it difficult to mitigate through post-alignment interventions alone.

cs.CL

Local symmetry and the dependence on extended spacetime

We show that linearised E theory possesses a local symmetry at low levels provided the parameters of the local symmetry obey differential conditions that restrict their dependence on the extended spacetime. In the decomposition of E theory that leads to Siegel theory, also known as Double Field theory, we also find the analogous restrictions on the parameters. They are different to the section conditions which are universally used in this context. We also show that the dilaton equation of Siegel theory is invariant under the local symmetry if the parameters satisfy an analogous non-linear constraint on the parameters. We argue that there is no need to impose conditions on the fields of E theory or Siegel theory.

hep-th

SeKV: Resolution-Adaptive KV Cache with Hierarchical Semantic Memory for Long-Context LLM Inference

Large language models increasingly operate over long contexts, where the KV cache becomes a dominant memory bottleneck: its size grows linearly with sequence length and must be retained throughout decoding, making full GPU caching prohibitively expensive without compression. Existing KV cache compression methods struggle to balance efficiency with faithful context preservation. Token eviction discards information, while semantic grouping fixes compression decisions at prefill time; neither can recover token-level detail from a compressed span once it becomes relevant during generation. As a solution, we propose SeKV, a resolution-adaptive semantic KV cache that organizes context into entropy-guided semantic spans and stores them across a GPU-CPU memory hierarchy without discarding information. Each span keeps a lightweight summary vector on GPU for coarse routing and a low-rank SVD basis on CPU for on-demand token-level reconstruction. A trained zoom-in mechanism selectively expands query-relevant spans during decoding, enabling precise retrieval without materializing the full KV cache on GPU. SeKV enables adaptive token-level reconstruction while keeping the base LLM fully frozen and adding fewer than 0.05% trainable parameters. Across four benchmarks, SeKV improves over the strongest semantic compression baseline by 5.9% on average while reducing GPU memory by 53.3% versus full KV caching at 128K context. Code is available on https://github.com/AmirAbaskohi/SeKV.

cs.CL

Towards Physical Intuitions for Alignment Dynamics: A Case Study With Randomness Crystallization

The alignment of language models is typically studied through the lens of capability benchmarks, but the dynamics of how models change during post-training remain poorly understood. We argue that the physical sciences, and thermodynamic phase-transition theory in particular, offer a principled and underexplored vocabulary for reasoning about these dynamics. As a case study, we instantiate this position through the lens of material Crystallization, which is a well-studied thermodynamic phase transition. For tasks like random number generation, this breaks into 3 phases: (1) the high entropy liquid phase in the pretrained model, with many distinct sampling distributions promptable from the model; (2) the nucleation phase caused by supervised finetuning, in which behavior collapses onto a single seed distribution present in the pretrained LLM; and (3) a settling phase in which reinforcement learning techniques redistribute probability of the collapsed distribution, but largely keep it concentrated on the same options as the seed distribution. We propose intuitive metrics to verify the transitions between these phases, and validate the idea across a range of random tasks. Crystallization is one instance of a broader class of physical frameworks we believe alignment research should import to answer questions about where alignment-induced structure comes from, why it converges where it does, and what it fundamentally cannot change.

cs.CL

Resolution Thresholds in VLM Detection of Harmful ASCII Art Across Construction Modes and Languages

Large Vision-Language Models (VLMs) are increasingly deployed as content moderation tools, yet they remain vulnerable to jailbreak attacks in which harmful text is visually encoded as ASCII art. This can allow inappropriate or harmful content to bypass moderation systems. To address this vulnerability, this paper investigates how image resolution affects VLM detection of harmful ASCII art across eight character construction modes (L1-L8), ranging from dense block characters to word-embedded designs. We evaluate eight state-of-the-art VLMs on English and Chinese corpora using a pipeline that generates ASCII art images at ten resolution scales, probing whether a consistent detection-failure threshold exists across models, modes, and languages. Results indicate that detection rates decline sharply above certain resolution thresholds, and that word-based modes are the most resistant to detection across the full resolution range. These findings reveal a systematic vulnerability in VLM-based content moderation systems and motivate resolution-aware evaluation standards.

cs.CL

SproutRAG: Attention-Guided Tree Search with Progressive Embeddings for Long-Document RAG

Retrieval-augmented generation (RAG) systems must balance retrieval granularity with contextual coherence, a challenge that existing methods address through LLM-guided chunking, single-level context expansion, or hierarchical summarization. These approaches variously depend on costly LLM calls during indexing or retrieval, limit context aggregation to a single granularity level, or introduce information loss through summarization. We present SproutRAG, an attention-guided hierarchical RAG framework that addresses this trade-off by organizing sentence-level chunks into progressively larger but semantically coherent units, using learned inter-sentence attention to construct a binary chunking tree. Unlike prior approaches that rely on external LLMs, fixed context expansion, or lossy summarization, SproutRAG learns which attention heads and layers best capture semantic document structure, enabling multi-granularity retrieval without additional LLM calls or compressed summaries. At retrieval time, SproutRAG uses hierarchical beam search to retrieve candidates at multiple granularities, capturing multi-sentence relevance beyond flat retrieval. The framework is trained end-to-end with a joint objective that improves both embeddings and tree structure. Experiments across four benchmarks spanning scientific, legal, and open-domain settings demonstrate that SproutRAG improves information efficiency (IE) by 6.1% on average over the strongest baseline. Code is available on https://github.com/AmirAbaskohi/SproutRAG.

cs.CL

MCompassRAG: Topic Metadata as a Semantic Compass for Paragraph-Level Retrieval

Retrieval-augmented generation (RAG) systems depend critically on how documents are chunked and searched. Fine-grained chunks can improve retrieval precision but expand the search space, increasing latency and cost; larger chunks reduce the number of candidates but make dense similarity less reliable, as the representation for each chunk mixes multiple topics and introduces more semantic noise. This trade-off becomes especially limiting in deep research tasks, where retrieval must be both fast and precise across large, heterogeneous corpora. We introduce MCompassRAG, a metadata-guided retrieval framework that uses topic-level signals as a semantic compass for selecting relevant evidence. Instead of relying only on cosine similarity between queries and noisy chunk embeddings, MCompassRAG enriches chunk representations with topic metadata in the same embedding space and trains a lightweight retriever through LLM-teacher distillation. At inference time, MCompassRAG performs topic-aware retrieval without additional LLM calls, improving both efficiency and evidence quality. Across six complex retrieval benchmarks, MCompassRAG improves information efficiency (IE) by 8.24% on average with over 5 times lower latency than the strongest efficient RAG baselines. Code is available on https://github.com/AmirAbaskohi/MCompassRAG.

cs.CL

UnpredictaBench: A Benchmark for Evaluating Distributional Randomness in LLMs

We introduce UnpredictaBench, an evaluation that tests the ability of large language models (LLMs) to capture true underlying distributions. As LLMs are increasingly used as substitutes for other entities (e.g., for humans in economic simulations), the tendency of many models to collapse towards a single plausible answer means a failure to capture the unpredictability of real systems. Recent work on improving output diversity is insufficient for this setting: simulation requires samples that are calibrated to a target distribution, not merely varied outputs. UnpredictaBench isolates a simplified but fundamental version of this problem: sampling outcomes from individual target distributions, including canonical statistical distributions, distributions induced by stochastic programs, and natural-language scenarios that describe random processes. We introduce 448 such problems together with KS@N, a general-purpose evaluation metric that quantifies how well a model outputs approximate black-box target distributions via the Kolmogorov-Smirnov statistical test. This is the rate at which we fail to reject model samples of size N against ground-truth samples, with larger N indicating greater difficulty. Tested across open and proprietary models, we find a large spread in distributional capabilities. For instance, when models generate samples of size 100 (KS@100, our standard metric), scores range from near 0 to over 20%. No model is able to achieve over 40% at KS@100, showing significant headroom in distributional sampling as a capability. Although adding reasoning can somewhat increase scores, we find no immediate solution for this issue. UnpredictaBench shows that even simple distributional simulation remains challenging, making it a necessary first step toward using LLMs as stand-ins for complex systems. Project website and resources are available at https://unpredictabenchmark.github.io/.

cs.CL

Can You Keep a Secret? Involuntary Information Leakage in Language Model Writing

Language models are deployed in settings that require compartmentalization: system prompts should not be disclosed, chain-of-thought reasoning is hidden from users, and sensitive data passes through shared contexts. We test whether models can keep prompted information out of their writing. We give each model a secret word with instructions not to reveal it, then ask it to write a story. A second model tries to identify the secret from the story in a binary discrimination test. The secret word never appears literally in any output, but all five frontier models we test leak it thematically -- through topic choice, imagery, and setting--6hy-at rates significantly different from chance, up to 79\%. When told to actively hide the secret, models write \emph{away from} it, and this avoidance is itself detectable. The leakage is cross-model readable, scales sharply with model size within two model families, and disappears entirely for short-form writing like jokes. Giving the model a decoy concept to ``focus on instead'' partially redirects the leakage from the real secret to the decoy. Attending to a secret appears to open up an information channel that frontier LLMs cannot close, even when instructed to.

cs.CR

ReVision: Scaling Computer-Use Agents via Temporal Visual Redundancy Reduction

Computer-use agents (CUAs) rely on visual observations of graphical user interfaces, where each screenshot is encoded into a large number of visual tokens. As interaction trajectories grow, the token cost increases rapidly, limiting the amount of history that can be incorporated under fixed context and compute budgets. This has resulted in no or very limited improvement in the performance when using history unlike other domains. We address this inefficiency by introducing ReVision, which is used to train multimodal language models on trajectories where redundant visual patches are removed using a learned patch selector that compares patch representations across consecutive screenshots while preserving spatial structure required by the model. Across three benchmarks, OSWorld, WebTailBench, and AgentNetBench, when processing trajectories with 5 history screenshots using Qwen2.5-VL-7B, ReVision reduces token usage by 46% on average while improving success rate by 3% over the no drop baseline. This establishes a clear efficiency gain, enabling agents to process longer trajectories with fewer tokens. With this improved efficiency, we revisit the role of history in CUAs and find that performance continues to improve as more past observations are incorporated when redundancy is removed.

cs.CL

Spoiler Alert: Narrative Forecasting as a Metric for Tension in LLM Storytelling

LLMs have so far failed both to generate consistently compelling stories and to recognize this failure--on the leading creative-writing benchmark (EQ-Bench), LLM judges rank zero-shot AI stories above New Yorker short stories, a gold standard for literary fiction. We argue that existing rubrics overlook a key dimension of compelling human stories: narrative tension. We introduce the 100-Endings metric, which walks through a story sentence by sentence: at each position, a model predicts how the story will end 100 times given only the text so far, and we measure tension as how often predictions fail to match the ground truth. Beyond the mismatch rate, the sentence-level curve yields complementary statistics, such as inflection rate, a geometric measure of how frequently the curve reverses direction, tracking twists and revelations. Unlike rubric-based judges, 100-Endings correctly ranks New Yorker stories far above LLM outputs. Grounded in narratological principles, we design a story-generation pipeline using structural constraints, including analysis of story templates, idea formulation, and narrative scaffolding. Our pipeline significantly increases narrative tension as measured by the 100-Endings metric, while maintaining performance on the EQ-Bench leaderboard.

cs.CL

Watch Before You Answer: Learning from Visually Grounded Post-Training

It is critical for vision-language models (VLMs) to comprehensively understand visual, temporal, and textual cues. However, despite rapid progress in multimodal modeling, video understanding performance still lags behind text-based reasoning. In this work, we find that progress is even worse than previously assumed: commonly reported long video understanding benchmarks contain 40-60% of questions that can be answered using text cues alone. Furthermore, we find that these issues are also pervasive in widely used post-training datasets, potentially undercutting the ability of post-training to improve VLM video understanding performance. Guided by this observation, we introduce VidGround as a simple yet effective solution: using only the actual visually grounded questions without any linguistic biases for post-training. When used in tandem with RL-based post-training algorithms, this simple technique improves performance by up to 6.2 points relative to using the full dataset, while using only 69.1% of the original post-training data. Moreover, we show that data curation with a simple post-training algorithm outperforms several more complex post-training techniques, highlighting that data quality is a major bottleneck for improving video understanding in VLMs. These results underscore the importance of curating post-training data and evaluation benchmarks that truly require visual grounding to advance the development of more capable VLMs. Project page: http://vidground.etuagi.com.

cs.CV

Moral Mazes in the Era of LLMs

Navigating complex social situations is an integral part of corporate life, ranging from giving critical feedback without hurting morale to rejecting requests without alienating teammates. Although large language models (LLMs) are permeating the workplace, it is unclear how well they can navigate these norms. To investigate this question, we created HR Simulator, a game where users roleplay as an HR officer and write emails to tackle challenging workplace scenarios, evaluated with GPT-4o as a judge based on scenario-specific rubrics. We analyze over 600 human and LLM emails and find systematic differences in style: LLM emails are more formal and empathetic. Furthermore, humans underperform LLMs (e.g., 23.5% vs. 48-54% scenario pass rate), but human emails rewritten by LLMs can outperform both, which indicates a hybrid advantage. On the evaluation side, judges can exhibit differences in their email preferences: an analysis of 10 judge models reveals evidence for emergent tact, where weaker models prefer direct, blunt communication but stronger models prefer more subtle messages. Judges also agree with each other more as they scale, which hints at a convergence toward shared communicative norms that may differ from humans'. Overall, our results suggest LLMs could substantially reshape communication in the workplace if they are widely adopted in professional correspondence.

cs.CY

Extended BMS representations and strings

We construct in detail the irreducible representations of the BMS group with super rotations in three and four dimensions that have the same rest frame momenta as the massive and massless Poincare point particles. We compare these representations to those of the Poincare group and also to the analogous representations of global BMS. We argue that these extended BMS representations are carried by a string rather than a point particle. The super rotations play a crucial role in our discussions.

hep-th

Where Do Backdoors Live? A Component-Level Analysis of Backdoor Propagation in Speech Language Models

Speech language models (SLMs) are systems of systems: independent components that unite to achieve a common goal. Despite their heterogeneous nature, SLMs are often studied end-to-end; how information flows through the pipeline remains obscure. We investigate this question through the lens of backdoor attacks. We first establish that backdoors can propagate through the SLM, leaving all tasks highly vulnerable. From this, we design a component analysis to discover the role each component takes in backdoor learning. We find that backdoor persistence or erasure is highly dependent on the targeted component. Beyond propagation, we examine how backdoors are encoded in shared multitask embeddings, showing that poisoned samples are not directly separable from benign ones, challenging a common separability assumption used in filtering defenses. Our findings emphasize the need to treat multimodal pipelines as intricate systems with unique vulnerabilities, not solely extensions of unimodal ones.

cs.CL

DRBench: A Realistic Benchmark for Enterprise Deep Research

We introduce DRBench, a benchmark for evaluating AI agents on complex, open-ended deep research tasks in enterprise settings. Unlike prior benchmarks that focus on simple questions or web-only queries, DRBench evaluates agents on multi-step queries (for example, "What changes should we make to our product roadmap to ensure compliance with this standard?") that require identifying supporting facts from both the public web and private company knowledge base. Each task is grounded in realistic user personas and enterprise context, spanning a heterogeneous search space that includes productivity software, cloud file systems, emails, chat conversations, and the open web. Tasks are generated through a carefully designed synthesis pipeline with human-in-the-loop verification, and agents are evaluated on their ability to recall relevant insights, maintain factual accuracy, and produce coherent, well-structured reports. We release 100 deep research tasks across 10 domains, such as Sales, Cybersecurity, and Compliance. We demonstrate the effectiveness of DRBench by evaluating diverse DR agents across open- and closed-source models (such as GPT, Llama, and Qwen) and DR strategies, highlighting their strengths, weaknesses, and the critical path for advancing enterprise deep research. Code and data are available at https://github.com/ServiceNow/drbench.

cs.CL

Infusing Theory of Mind into Socially Intelligent LLM Agents

Theory of Mind (ToM)-an understanding of the mental states of others-is a key aspect of human social intelligence, yet, chatbots and LLM-based social agents do not typically integrate it. In this work, we demonstrate that LLMs that explicitly use ToM get better at dialogue, achieving goals more effectively. After showing that simply prompting models to generate mental states between dialogue turns already provides significant benefit, we further introduce ToMAgent (ToMA), a ToM-focused dialogue agent. ToMA is trained by pairing ToM with dialogue lookahead to produce mental states that are maximally useful for achieving dialogue goals. Experiments on the Sotopia interactive social evaluation benchmark demonstrate the effectiveness of our method over a range of baselines. Comprehensive analysis shows that ToMA exhibits more strategic, goal-oriented reasoning behaviors, which enable long-horizon adaptation, while maintaining better relationships with their partners. Our results suggest a step forward in integrating ToM for building socially intelligent LLM agents.

cs.CL

Duality symmetries and phase space quantum theory

We argue that duality symmetries can be manifestly realised when theories with these symmetries are quantised using phase space quantum theory. In particular, using background fields and phase space quantum theory, we quantise the bosonic string and show that it has SO(26,26) symmetry, even when the string is not compactified on a torus.

hep-th