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Philip C. Woodland

Publications and source records attributed to Philip C. Woodland.

At least 37 records · Page 2Linked to original sources

Label-Synchronous Neural Transducer for Adaptable Online E2E Speech Recognition

Although end-to-end (E2E) automatic speech recognition (ASR) has shown state-of-the-art recognition accuracy, it tends to be implicitly biased towards the training data distribution which can degrade generalisation. This paper proposes a label-synchronous neural transducer (LS-Transducer), which provides a natural approach to domain adaptation based on text-only data. The LS-Transducer extracts a label-level encoder representation before combining it with the prediction network output. Since blank tokens are no longer needed, the prediction network performs as a standard language model, which can be easily adapted using text-only data. An Auto-regressive Integrate-and-Fire (AIF) mechanism is proposed to generate the label-level encoder representation while retaining low latency operation that can be used for streaming. In addition, a streaming joint decoding method is designed to improve ASR accuracy while retaining synchronisation with AIF. Experiments show that compared to standard neural transducers, the proposed LS-Transducer gave a 12.9% relative WER reduction (WERR) for intra-domain LibriSpeech data, as well as 21.4% and 24.6% relative WERRs on cross-domain TED-LIUM 2 and AESRC2020 data with an adapted prediction network.

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Speech-based Slot Filling using Large Language Models

Recently, advancements in large language models (LLMs) have shown an unprecedented ability across various language tasks. This paper investigates the potential application of LLMs to slot filling with noisy ASR transcriptions, via both in-context learning and task-specific fine-tuning. Dedicated prompt designs and fine-tuning approaches are proposed to improve the robustness of LLMs for slot filling with noisy ASR transcriptions. Moreover, a linearised knowledge injection (LKI) scheme is also proposed to integrate dynamic external knowledge into LLMs. Experiments were performed on SLURP to quantify the performance of LLMs, including GPT-3.5-turbo, GPT-4, LLaMA-13B and Vicuna-13B (v1.1 and v1.5) with different ASR error rates. The use of the proposed fine-tuning together with the LKI scheme for LLaMA-13B achieved an 8.3% absolute SLU-F1 improvement compared to the strong Flan-T5-base baseline system on a limited data setup.

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Label-Synchronous Neural Transducer for End-to-End ASR

Neural transducers provide a natural way of streaming ASR. However, they augment output sequences with blank tokens which leads to challenges for domain adaptation using text data. This paper proposes a label-synchronous neural transducer (LS-Transducer), which extracts a label-level encoder representation before combining it with the prediction network output. Hence blank tokens are no longer needed and the prediction network can be easily adapted using text data. An Auto-regressive Integrate-and-Fire (AIF) mechanism is proposed to generate the label-level encoder representation while retaining the streaming property. In addition, a streaming joint decoding method is designed to improve ASR accuracy. Experiments show that compared to standard neural transducers, the proposed LS-Transducer gave a 10% relative WER reduction (WERR) for intra-domain Librispeech-100h data, as well as 17% and 19% relative WERRs on cross-domain TED-LIUM2 and AESRC2020 data with an adapted prediction network.

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It HAS to be Subjective: Human Annotator Simulation via Zero-shot Density Estimation

Human annotator simulation (HAS) serves as a cost-effective substitute for human evaluation such as data annotation and system assessment. Human perception and behaviour during human evaluation exhibit inherent variability due to diverse cognitive processes and subjective interpretations, which should be taken into account in modelling to better mimic the way people perceive and interact with the world. This paper introduces a novel meta-learning framework that treats HAS as a zero-shot density estimation problem, which incorporates human variability and allows for the efficient generation of human-like annotations for unlabelled test inputs. Under this framework, we propose two new model classes, conditional integer flows and conditional softmax flows, to account for ordinal and categorical annotations, respectively. The proposed method is evaluated on three real-world human evaluation tasks and shows superior capability and efficiency to predict the aggregated behaviours of human annotators, match the distribution of human annotations, and simulate the inter-annotator disagreements.

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Decoupled Structure for Improved Adaptability of End-to-End Models

Although end-to-end (E2E) trainable automatic speech recognition (ASR) has shown great success by jointly learning acoustic and linguistic information, it still suffers from the effect of domain shifts, thus limiting potential applications. The E2E ASR model implicitly learns an internal language model (LM) which characterises the training distribution of the source domain, and the E2E trainable nature makes the internal LM difficult to adapt to the target domain with text-only data To solve this problem, this paper proposes decoupled structures for attention-based encoder-decoder (Decoupled-AED) and neural transducer (Decoupled-Transducer) models, which can achieve flexible domain adaptation in both offline and online scenarios while maintaining robust intra-domain performance. To this end, the acoustic and linguistic parts of the E2E model decoder (or prediction network) are decoupled, making the linguistic component (i.e. internal LM) replaceable. When encountering a domain shift, the internal LM can be directly replaced during inference by a target-domain LM, without re-training or using domain-specific paired speech-text data. Experiments for E2E ASR models trained on the LibriSpeech-100h corpus showed that the proposed decoupled structure gave 15.1% and 17.2% relative word error rate reductions on the TED-LIUM 2 and AESRC2020 corpora while still maintaining performance on intra-domain data.

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Integrating Emotion Recognition with Speech Recognition and Speaker Diarisation for Conversations

Although automatic emotion recognition (AER) has recently drawn significant research interest, most current AER studies use manually segmented utterances, which are usually unavailable for dialogue systems. This paper proposes integrating AER with automatic speech recognition (ASR) and speaker diarisation (SD) in a jointly-trained system. Distinct output layers are built for four sub-tasks including AER, ASR, voice activity detection and speaker classification based on a shared encoder. Taking the audio of a conversation as input, the integrated system finds all speech segments and transcribes the corresponding emotion classes, word sequences, and speaker identities. Two metrics are proposed to evaluate AER performance with automatic segmentation based on time-weighted emotion and speaker classification errors. Results on the IEMOCAP dataset show that the proposed system consistently outperforms two baselines with separately trained single-task systems on AER, ASR and SD.

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Self-supervised representations in speech-based depression detection

This paper proposes handling training data sparsity in speech-based automatic depression detection (SDD) using foundation models pre-trained with self-supervised learning (SSL). An analysis of SSL representations derived from different layers of pre-trained foundation models is first presented for SDD, which provides insight to suitable indicator for depression detection. Knowledge transfer is then performed from automatic speech recognition (ASR) and emotion recognition to SDD by fine-tuning the foundation models. Results show that the uses of oracle and ASR transcriptions yield similar SDD performance when the hidden representations of the ASR model is incorporated along with the ASR textual information. By integrating representations from multiple foundation models, state-of-the-art SDD results based on real ASR were achieved on the DAIC-WOZ dataset.

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Knowledge-Aware Audio-Grounded Generative Slot Filling for Limited Annotated Data

Manually annotating fine-grained slot-value labels for task-oriented dialogue (ToD) systems is an expensive and time-consuming endeavour. This motivates research into slot-filling methods that operate with limited amounts of labelled data. Moreover, the majority of current work on ToD is based solely on text as the input modality, neglecting the additional challenges of imperfect automatic speech recognition (ASR) when working with spoken language. In this work, we propose a Knowledge-Aware Audio-Grounded generative slot-filling framework, termed KA2G, that focuses on few-shot and zero-shot slot filling for ToD with speech input. KA2G achieves robust and data-efficient slot filling for speech-based ToD by 1) framing it as a text generation task, 2) grounding text generation additionally in the audio modality, and 3) conditioning on available external knowledge (e.g. a predefined list of possible slot values). We show that combining both modalities within the KA2G framework improves the robustness against ASR errors. Further, the knowledge-aware slot-value generator in KA2G, implemented via a pointer generator mechanism, particularly benefits few-shot and zero-shot learning. Experiments, conducted on the standard speech-based single-turn SLURP dataset and a multi-turn dataset extracted from a commercial ToD system, display strong and consistent gains over prior work, especially in few-shot and zero-shot setups.

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Estimating the Uncertainty in Emotion Attributes using Deep Evidential Regression

In automatic emotion recognition (AER), labels assigned by different human annotators to the same utterance are often inconsistent due to the inherent complexity of emotion and the subjectivity of perception. Though deterministic labels generated by averaging or voting are often used as the ground truth, it ignores the intrinsic uncertainty revealed by the inconsistent labels. This paper proposes a Bayesian approach, deep evidential emotion regression (DEER), to estimate the uncertainty in emotion attributes. Treating the emotion attribute labels of an utterance as samples drawn from an unknown Gaussian distribution, DEER places an utterance-specific normal-inverse gamma prior over the Gaussian likelihood and predicts its hyper-parameters using a deep neural network model. It enables a joint estimation of emotion attributes along with the aleatoric and epistemic uncertainties. AER experiments on the widely used MSP-Podcast and IEMOCAP datasets showed DEER produced state-of-the-art results for both the mean values and the distribution of emotion attributes.

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Can Contextual Biasing Remain Effective with Whisper and GPT-2?

End-to-end automatic speech recognition (ASR) and large language models, such as Whisper and GPT-2, have recently been scaled to use vast amounts of training data. Despite the large amount of training data, infrequent content words that occur in a particular task may still exhibit poor ASR performance, with contextual biasing a possible remedy. This paper investigates the effectiveness of neural contextual biasing for Whisper combined with GPT-2. Specifically, this paper proposes integrating an adapted tree-constrained pointer generator (TCPGen) component for Whisper and a dedicated training scheme to dynamically adjust the final output without modifying any Whisper model parameters. Experiments across three datasets show a considerable reduction in errors on biasing words with a biasing list of 1000 words. Contextual biasing was more effective when applied to domain-specific data and can boost the performance of Whisper and GPT-2 without losing their generality.

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Self-Supervised Learning-Based Source Separation for Meeting Data

Source separation can improve automatic speech recognition (ASR) under multi-party meeting scenarios by extracting single-speaker signals from overlapped speech. Despite the success of self-supervised learning models in single-channel source separation, most studies have focused on simulated setups. In this paper, seven SSL models were compared on both simulated and real-world corpora. Then, we propose to integrate the best-performing model WavLM into an automatic transcription system through a novel iterative source selection method. To improve real-world performance, time-domain unsupervised mixture invariant training was adapted to the time-frequency domain. Experiments showed that in the transcription system when source separation was inserted before an ASR model fine-tuned on separated speech, absolute reductions of 1.9% and 1.5% in concatenated minimum-permutation word error rate for an unknown number of speakers (cpWER-us) were observed on the AMI dev and test sets.

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Knowledge Distillation from Multiple Foundation Models for End-to-End Speech Recognition

Although large foundation models pre-trained by self-supervised learning have achieved state-of-the-art performance in many tasks including automatic speech recognition (ASR), knowledge distillation (KD) is often required in practice to transfer the knowledge learned by large teacher models into much smaller student models with affordable computation and memory costs. This paper proposes a novel two-stage KD framework to distil the knowledge from multiple speech foundation models as teachers into a single student neural transducer model for ASR. In the first stage, the student model encoder is pre-trained using the embeddings extracted from multiple teacher models. In the second stage, the student encoder is fine-tuned with the audio-text pairs based on the ASR task. Experiments on the LibriSpeech 100-hour subset show that the proposed KD framework improves the performance of both streaming and non-streaming student models when using only one teacher. The performance of the student model can be further enhanced when multiple teachers are used jointly, achieving word error rate reductions (WERRs) of 17.5% and 10.6%. Our proposed framework can be combined with other existing KD methods to achieve further improvements. Further WERRs were obtained by incorporating extra unlabelled data during encoder pre-training, leading to a total relative WERR of 55.0% on the non-streaming student model.

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Spectral Clustering-aware Learning of Embeddings for Speaker Diarisation

In speaker diarisation, speaker embedding extraction models often suffer from the mismatch between their training loss functions and the speaker clustering method. In this paper, we propose the method of spectral clustering-aware learning of embeddings (SCALE) to address the mismatch. Specifically, besides an angular prototype cal (AP) loss, SCALE uses a novel affinity matrix loss which directly minimises the error between the affinity matrix estimated from speaker embeddings and the reference. SCALE also includes p-percentile thresholding and Gaussian blur as two important hyper-parameters for spectral clustering in training. Experiments on the AMI dataset showed that speaker embeddings obtained with SCALE achieved over 50% relative speaker error rate reductions using oracle segmentation, and over 30% relative diarisation error rate reductions using automatic segmentation when compared to a strong baseline with the AP-loss-based speaker embeddings.

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End-to-end Spoken Language Understanding with Tree-constrained Pointer Generator

End-to-end spoken language understanding (SLU) suffers from the long-tail word problem. This paper exploits contextual biasing, a technique to improve the speech recognition of rare words, in end-to-end SLU systems. Specifically, a tree-constrained pointer generator (TCPGen), a powerful and efficient biasing model component, is studied, which leverages a slot shortlist with corresponding entities to extract biasing lists. Meanwhile, to bias the SLU model output slot distribution, a slot probability biasing (SPB) mechanism is proposed to calculate a slot distribution from TCPGen. Experiments on the SLURP dataset showed consistent SLU-F1 improvements using TCPGen and SPB, especially on unseen entities. On a new split by holding out 5 slot types for the test, TCPGen with SPB achieved zero-shot learning with an SLU-F1 score over 50% compared to baselines which can not deal with it. In addition to slot filling, the intent classification accuracy was also improved.

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Adaptable End-to-End ASR Models using Replaceable Internal LMs and Residual Softmax

End-to-end (E2E) automatic speech recognition (ASR) implicitly learns the token sequence distribution of paired audio-transcript training data. However, it still suffers from domain shifts from training to testing, and domain adaptation is still challenging. To alleviate this problem, this paper designs a replaceable internal language model (RILM) method, which makes it feasible to directly replace the internal language model (LM) of E2E ASR models with a target-domain LM in the decoding stage when a domain shift is encountered. Furthermore, this paper proposes a residual softmax (R-softmax) that is designed for CTC-based E2E ASR models to adapt to the target domain without re-training during inference. For E2E ASR models trained on the LibriSpeech corpus, experiments showed that the proposed methods gave a 2.6% absolute WER reduction on the Switchboard data and a 1.0% WER reduction on the AESRC2020 corpus while maintaining intra-domain ASR results.

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Estimating the Uncertainty in Emotion Class Labels with Utterance-Specific Dirichlet Priors

Emotion recognition is a key attribute for artificial intelligence systems that need to naturally interact with humans. However, the task definition is still an open problem due to the inherent ambiguity of emotions. In this paper, a novel Bayesian training loss based on per-utterance Dirichlet prior distributions is proposed for verbal emotion recognition, which models the uncertainty in one-hot labels created when human annotators assign the same utterance to different emotion classes. An additional metric is used to evaluate the performance by detection test utterances with high labelling uncertainty. This removes a major limitation that emotion classification systems only consider utterances with labels where the majority of annotators agree on the emotion class. Furthermore, a frequentist approach is studied to leverage the continuous-valued "soft" labels obtained by averaging the one-hot labels. We propose a two-branch model structure for emotion classification on a per-utterance basis, which achieves state-of-the-art classification results on the widely used IEMOCAP dataset. Based on this, uncertainty estimation experiments were performed. The best performance in terms of the area under the precision-recall curve when detecting utterances with high uncertainty was achieved by interpolating the Bayesian training loss with the Kullback-Leibler divergence training loss for the soft labels. The generality of the proposed approach was verified using the MSP-Podcast dataset which yielded the same pattern of results.

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Distribution-based Emotion Recognition in Conversation

Automatic emotion recognition in conversation (ERC) is crucial for emotion-aware conversational artificial intelligence. This paper proposes a distribution-based framework that formulates ERC as a sequence-to-sequence problem for emotion distribution estimation. The inherent ambiguity of emotions and the subjectivity of human perception lead to disagreements in emotion labels, which is handled naturally in our framework from the perspective of uncertainty estimation in emotion distributions. A Bayesian training loss is introduced to improve the uncertainty estimation by conditioning each emotional state on an utterance-specific Dirichlet prior distribution. Experimental results on the IEMOCAP dataset show that ERC outperformed the single-utterance-based system, and the proposed distribution-based ERC methods have not only better classification accuracy, but also show improved uncertainty estimation.

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Biased Self-supervised learning for ASR

Self-supervised learning via masked prediction pre-training (MPPT) has shown impressive performance on a range of speech-processing tasks. This paper proposes a method to bias self-supervised learning towards a specific task. The core idea is to slightly finetune the model that is used to obtain the target sequence. This leads to better performance and a substantial increase in training speed. Furthermore, this paper proposes a variant of MPPT that allows low-footprint streaming models to be trained effectively by computing the MPPT loss on masked and unmasked frames. These approaches are evaluated for automatic speech recognition on the Librispeech corpus, where 100 hours of data served as the labelled data and 860 hours as the unlabelled data. The biased training outperforms the unbiased training by 15.5% after 250k updates and 23.8% after 100k updates on test-other. For the streaming models, the pre-training approach yields a reduction in word error rate of 44.1%.

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