When Is Secular Evolution Important?
This abstract has been withdrawn. The proper replacement is arXiv:0909.3306
arXiv subjects
Publications and source records attributed to Philip F. Hopkins.
This abstract has been withdrawn. The proper replacement is arXiv:0909.3306
Massive galaxies at high-z have smaller effective radii than those today, but similar central densities. Their size growth therefore relates primarily to the evolving abundance of low-density material. Various models have been proposed to explain this evolution, which have different implications for galaxy, star, and BH formation. We compile observations of spheroid properties as a function of redshift and use them to test proposed models. Evolution in progenitor gas-richness with redshift gives rise to initial formation of smaller spheroids at high-z. These systems can then evolve in apparent or physical size via several channels: (1) equal-density 'dry' mergers, (2) later major or minor 'dry' mergers with less-dense galaxies, (3) adiabatic expansion, (4) evolution in stellar populations & mass-to-light-ratio gradients, (5) age-dependent bias in stellar mass estimators, (6) observational fitting/selection effects. If any one of these is tuned to explain observed size evolution, they make distinct predictions for evolution in other galaxy properties. Only model (2) is consistent with observations as a dominant effect. It is the only model which allows for an increase in M_BH/M_bulge with redshift. Still, the amount of merging needed is larger than that observed or predicted. We therefore compare cosmologically motivated simulations, in which all these effects occur, & show they are consistent with all the observational constraints. Effect (2), which builds up an extended low-density envelope, does dominate the evolution, but effects 1,3,4, & 6 each contribute ~20% to the size evolution (a net factor ~2). This naturally also predicts evolution in M_BH-sigma similar to that observed.
Traditionally, secular evolution is defined as evolution of systems where the internal growth of structure and instabilities dominates the growth via external drivers (e.g. accretion/mergers). Most study has focused on 'isolated' galaxies, where seed asymmetries may represent realistic cosmological substructure, but subsequent evolution ignores galaxy growth. Large-scale modes in the disk then grow on a timescale of order a disk rotation period (0.1-1 Gyr). If, however, galaxies evolve cosmologically on a shorter timescale, then it may not be appropriate to consider them 'isolated.' We outline simple scalings to ask whether the timescale for secular evolution is shorter than the timescale for cosmological accretion and mergers. This is the case in a narrow, but important range of perturbation amplitudes corresponding to substructure or mode/bar fractional amplitudes 0.01-0.1, a range of interest for observed strong bars and pseudobulges. At smaller amplitudes <<0.1, systems are not isolated: typical disks will grow by accretion at a comparable level over even a single dynamical time. At larger amplitudes >>0.1, the evolution is no longer secular; direct gravitational evolution of the seed swamps the internal disk response. We derive criteria for when disks can be well-approximated as 'isolated' as a function of mass, redshift, and disk stability. The relevant parameter space shrinks at higher mass, higher disk stability, and higher-z as accretion rates increase. Cosmological rates of galaxy evolution also define a maximum bar/mode lifetime of practical interest, of ~0.1/H(z). Longer-lived modes will de-couple from their drivers (if driven) and encounter cosmological effects.
Transformation of disks into spheroids via mergers is a well-accepted element of galaxy formation models. However, recent simulations have shown that bulge formation is suppressed in increasingly gas-rich mergers. We investigate the global implications of these results in a cosmological framework, using independent approaches: empirical halo-occupation models (where galaxies are populated in halos according to observations) and semi-analytic models. In both, ignoring the effects of gas in mergers leads to the over-production of spheroids: low and intermediate-mass galaxies are predicted to be bulge-dominated (B/T~0.5 at <10^10 M_sun), with almost no bulgeless systems), even if they have avoided major mergers. Including the different physical behavior of gas in mergers immediately leads to a dramatic change: bulge formation is suppressed in low-mass galaxies, observed to be gas-rich (giving B/T~0.1 at <10^10 M_sun, with a number of bulgeless galaxies in good agreement with observations). Simulations and analytic models which neglect the similarity-breaking behavior of gas have difficulty reproducing the strong observed morphology-mass relation. However, the observed dependence of gas fractions on mass, combined with suppression of bulge formation in gas-rich mergers, naturally leads to the observed trends. Discrepancies between observations and models that ignore the role of gas increase with redshift; in models that treat gas properly, galaxies are predicted to be less bulge-dominated at high redshifts, in agreement with the observations. We discuss implications for the global bulge mass density and future observational tests.
Observations suggest that effective radii of high-z massive spheroids are as much as a factor ~6 smaller than low-z galaxies of comparable mass. Given the apparent absence of low-z counterparts, this has often been interpreted as indicating that the high density, compact red galaxies must be 'puffed up' by some mechanism. We compare the ensemble of high-z observations with large samples of well-observed low-z ellipticals. At the same physical radii, the stellar surface mass densities of low and high-z systems are comparable. Moreover, the abundance of high surface density material at low redshift is comparable to or larger than that observed at z>1-2, consistent with the continuous buildup of spheroids over this time. The entire population of compact, high-z red galaxies may be the progenitors of the high-density cores of present-day ellipticals, with no need for a decrease in stellar density from z=2 to z=0. The primary difference between low and high-z systems is thus the observed low-density material at large radii in low-z spheroids (rather than the high-density material in high-z spheroids). Such low-density material may either (1) assemble at z<2 or (2) be present, but not yet detected, at z>2. Mock observations of low-z massive systems show that the high-z observations do not yet probe sufficiently low surface brightness material to detect the low surface density 'wings' (if present). Thus, if the high-z galaxies resemble the most massive systems today, their inferred effective radii could be under-estimated by factors ~2-4. This difference arises because massive systems at low redshift are not well-fit by single Sersic profiles. We discuss implications of our results for physical models of galaxy evolution.
Supermassive black holes (BHs) obey tight scaling relations between their mass and their host galaxy properties such as total stellar mass, velocity dispersion, and potential well depth. This has led to the development of self-regulated models for BH growth, in which feedback from the central BH halts its own growth upon reaching a critical threshold. However, models have also been proposed in which feedback plays no role: so long as a fixed fraction of the host gas supply is accreted, relations like those observed can be reproduced. Here, we argue that the scatter in the observed BH-host correlations, and its run with scale, presents a demanding constraint on any model for these correlations, and that it favors self-regulated models of BH growth. We show that the scatter in the stellar mass fraction within a radius R in observed ellipticals and spheroids increases strongly at small R. At fixed total stellar mass (or host velocity dispersion), on very small scales near the BH radius of influence, there is an order-of-magnitude scatter in the amount of gas that must have entered and formed stars. In short, the BH appears to 'know more' about the global host galaxy potential on large scales than the stars and gas supply on small scales. This is predicted in self-regulated models; however, models where there is no feedback would generically predict order-of-magnitude scatter in the BH-host correlations. Likewise, models in which the BH feedback in the 'bright' mode does not regulate the growth of the BH itself, but sets the stellar mass of the galaxy by inducing star formation or blowing out a mass in gas much larger than the galaxy stellar mass, are difficult to reconcile with the scatter on small scales.
At low Eddington ratio (mdot), two effects make it harder to detect AGN given some selection criteria. First, even with fixed accretion physics, AGN are diluted/less luminous relative to their hosts; the magnitude of this depends on host properties and so on luminosity and redshift. Second, they may transition to a radiatively inefficient state, changing SED shape and dramatically decreasing in optical/IR luminosity. These effects lead to differences in observed AGN samples, even at fixed bolometric luminosity and after correction for obscuration. The true Eddington ratio distribution may depend strongly on luminosity, but this will be seen only in surveys robust to dilution and radiative inefficiency (X-ray or narrow-line samples); selection effects imply that AGN in optical samples will have uniformly high mdot. This also implies that different selection methods yield systems with different hosts: the clustering of faint optical/IR sources will be weaker than that of X-ray sources, and optical/IR Seyferts will reside in more disk-dominated galaxies while X-ray selected Seyferts will preferentially occupy early-type systems. If observed mdot distributions are correct, a large fraction of low-luminosity AGN currently classified as 'obscured' are in fact diluted and/or radiatively inefficient, not obscured by gas or dust. This is equally true if X-ray hardness is used as a proxy for obscuration, since radiatively inefficient SEDs near mdot~0.01 are X-ray hard. These effects can explain most of the claimed luminosity/redshift dependence in the 'obscured' AGN population, with the true obscured fraction as low as 20%.
We propose a two-stage model for the effects of feedback from a bright quasar on the cold gas in a galaxy. It is difficult for feedback from near the accretion disk to directly impact dense molecular clouds at ~kpc. But if such feedback can drive a weak wind or outflow in the hot, diffuse ISM (a relatively 'easy' task), then in the wake of such an outflow passing over a cold cloud, a combination of instabilities will drive the cloud material to effectively expand in the direction perpendicular to the outflow. Such expansion dramatically increases the effective cross section of the cloud material and makes it more susceptible to ionization and momentum coupling from absorption of the incident quasar radiation field. Even a moderate effect of this nature can dramatically alter the ability of clouds at large radii to be fully ionized and driven into a secondary outflow by radiation pressure. Since the amount of momentum and volume which can be ionized by observed quasar radiation field is more than sufficient to affect the entire cold gas supply once it has been altered in this manner (and the 'initial' feedback need only initiate a moderate wind in the low-density hot gas), this reduces by an order of magnitude the required energy budget for feedback to affect a host galaxy. Instead of ~5% of the radiated energy (~100% momentum) needed if the initial feedback must directly heat or blow out the galactic gas, if only ~0.5% of the luminosity (~10% momentum) can couple to drive the initial hot outflow, this mechanism could be efficient. This amounts to hot gas outflow rates from near the accretion disk of only 5-10% of the BH accretion rate.
We describe a new spectroscopic technique for measuring radial metallicity gradients out to large galactocentric radii. We use the DEIMOS multi-object spectrograph on the Keck telescope and the galaxy spectrum extraction technique of Proctor et al. (2009). We also make use of the metallicity sensitive near-infrared (NIR) Calcium triplet (CaT) features together with single stellar population models to obtain metallicities. Our technique is applied as a pilot study to a sample of three relatively nearby (<30 Mpc) intermediate-mass to massive early-type galaxies. Results are compared with previous literature inner region values and generally show good agreement. We also include a comparison with profiles from dissipational disk-disk major merger simulations. Based on our new extended metallicity gradients combined with other observational evidence and theoretical predictions, we discuss possible formation scenarios for the galaxies in our sample. The limitations of our new technique are also discussed.
We present a comparison between the observed color distribution, number and mass density of massive galaxies at 1.5 < z < 3 and a model by Hopkins et al. that relates the quasar and galaxy population on the basis of gas-rich mergers. In order to test the hypothesis that quiescent red galaxies are formed after a gas-rich merger involving quasar activity, we confront photometry of massive (M > 4x10^10 Msun) galaxies extracted from the FIRES, GOODS-South, and MUSYC surveys, together spanning an area of 496 arcmin^2, with synthetic photometry from hydrodynamical merger simulations. As in the Hopkins et al. (2006b) model, we use the observed quasar luminosity function to estimate the merger rate. We find that the synthetic U-V and V-J colors of galaxies that had a quasar phase in their past match the colors of observed galaxies that are best characterized by a quiescent stellar population. At z ~ 2.6, the observed number and mass density of quiescent red galaxies with M > 4x10^10 Msun is consistent with the model in which every quiescent massive galaxy underwent a quasar phase in the past. At z ~ 1.9, 2.8 times less quiescent galaxies are observed than predicted by the model as descendants of higher redshift quasars. The merger model also predicts a large number of galaxies undergoing merger-driven star formation. We find that the predicted number and mass density accounts for 30-50% of the observed massive star-forming galaxies. However, their colors do not match those of observed star-forming galaxies. In particular, the colors of dusty red galaxies are not reproduced by the simulations. Several possible origins of this discrepancy are discussed. The observational constraints on the validity of the model are currently limited by cosmic variance and uncertainties in stellar population synthesis and radiative transfer.
We use the observed distribution of Eddington ratios as a function of supermassive black hole (BH) mass to constrain models of AGN lifetimes and lightcurves. Given the observed AGN luminosity function, a model for AGN lifetimes (time above a given luminosity) translates directly to a predicted Eddington ratio distribution. Models for self-regulated BH growth, in which feedback produces a 'blowout' decay phase after some peak luminosity (shutting down accretion) make specific predictions for the lifetimes distinct from those expected if AGN are simply gas starved (without feedback) and very different from simple phenomenological 'light bulb' models. Present observations of the Eddington ratio distribution, spanning 5 decades in Eddington ratio, 3 in BH mass, and redshifts z=0-1, agree with the predictions of self-regulated models, and rule out 'light-bulb', pure exponential, and gas starvation models at high significance. We compare the Eddington ratio distributions at fixed BH mass and fixed luminosity (both are consistent, but the latter are much less constraining). We present empirical fits to the lifetime distribution and show how the Eddington ratio distributions place tight limits on AGN lifetimes at various luminosities. We use this to constrain the shape of the typical AGN lightcurve, and provide simple analytic fits. Given independent constraints on episodic lifetimes, most local BHs must have gained their mass in no more than a couple of bright episodes, in agreement with merger-driven fueling models.
We investigate how 'extra' central light in the surface brightness profiles of cusp ellipticals relates to the profiles of ellipticals with cores. Cusp elliptical envelopes are formed by violent relaxation in mergers acting on stars in progenitor disks, while their centers are structured by dissipational starbursts. Core ellipticals are formed by subsequent merging of (now gas-poor) cusp ellipticals, with the fossil starburst components combining to preserve a compact component in the remnant (although the 'transition' is smoothed). Comparing hydrodynamical simulations and observed profiles, we show how to observationally isolate the relic starburst components in core ellipticals. We demonstrate that these survive re-mergers and reliably trace the dissipation in the initial gas-rich merger(s). The typical degree of dissipation is a strong function of stellar mass, tracing observed disk gas fractions. We find a correlation between dissipation and effective radius: systems with more dissipation are more compact. The survival of this component and scattering of stars into the envelope naturally explain high-Sersic index profiles characteristic of massive core ellipticals. This is also closely related to the kinematics and isophotal shapes: only systems with matched starburst components from their profile fits also reproduce the observed kinematics of boxy/core ellipticals. We show that it is critical to adopt physically motivated profiles when attempting to quantify how much mass has been 'scoured' or scattered out of the inner regions by binary black holes. Estimates of scoured mass ignoring multi-component structure can be strongly biased, potentially explaining observed systems with large inferred core masses in apparent conflict with core-scouring models.
We present a detailed analysis of our ability to determine stellar masses, ages, reddening and extinction values, and star formation rates of high-redshift galaxies by modeling broad-band SEDs with stellar population synthesis. In order to do so, we computed synthetic optical-to-NIR SEDs for model galaxies taken from hydrodynamical merger simulations placed at redshifts 1.5 < z < 3. Viewed under different angles and during different evolutionary phases, the simulations represent a wide variety of galaxy types (disks, mergers, spheroids). We show that simulated galaxies span a wide range in SEDs and color, comparable to these of observed galaxies. In all star-forming phases, dust attenuation has a large effect on colors, SEDs, and fluxes. The broad-band SEDs were then fed to a standard SED modeling procedure and resulting stellar population parameters were compared to their true values. Disk galaxies generally show a decent median correspondence between the true and estimated mass and age, but suffer from large uncertainties. During the merger itself, we find larger offsets (e.g., log M_recovered - log M_true = -0.13^{+0.10}_{-0.14}). E(B-V) values are generally recovered well, but the estimated total visual absorption Av is consistently too low, increasingly so for larger optical depths. Since the largest optical depths occur during the phases of most intense star formation, it is for the highest SFRs that we find the largest underestimates. The masses, ages, E(B-V), Av, and SFR of merger remnants (spheroids) are very well reproduced. We discuss possible biases in SED modeling results caused by mismatch between the true and template star formation history, dust distribution, metallicity variations and AGN contribution.
Observations of the intergalactic medium (IGM) suggest that quasars reionize HeII in the IGM at z ~ 3. We have run a set of 190 and 430 comoving Mpc simulations of HeII being reionized by quasars to develop an understanding of the nature of HeII reionization and its potential impact on observables. We find that HeII reionization heats regions in the IGM by as much as 25,000 K above the temperature that is expected otherwise, with the volume-averaged temperature increasing by ~ 12,000 K and with large temperature fluctuations on ~ 50 Mpc scales. Much of the heating occurs far from QSOs by hard photons. We find a temperature-density equation of state of gamma -1 ~ 0.3 during HeII reionization, but with a wide dispersion in this relation having sigma ~ 10^4 K. HeII reionization by the observed population of quasars cannot produce an inverted relation (gamma - 1 < 0). Our simulations are consistent with the observed evolution in the mean transmission of the HeII Ly-alpha forest. We argue that the heat input due to HeII reionization is unable to cause the observed depression at z = 3.2 in the HI Ly-alpha forest opacity as has been suggested. We investigate how uncertainties in the properties of QSOs and of HeII Lyman-limit systems influence our predictions.
Given the existence of the M_BH-sigma relation, models of self-regulated black hole (BH) growth require both a fuel supply and growth of the host bulge to deepen the potential, or else the system will either starve or self-regulate without sustained activity. This suggests that bright quasars must be triggered in major mergers: a large fraction of the galaxy must be converted to new bulge mass in a dynamical time or less. Low-luminosity AGN, in contrast, require little bulge growth and small gas supplies, and could be triggered in more common non-merger events. This predicts a transition to merger-induced fueling around the traditional quasar-Seyfert luminosity divide (growth of BH masses above/below 10^7 M_sun). We compile observations to test several predictions of such a division, including: (1) A transition to bulge-dominated hosts. (2) A transition between 'pseudobulges' and 'classical' bulges hosting the remnant BHs: pseudobulges are formed in secular processes and minor mergers, whereas classical bulges are relics of major mergers. (3) An increase in the amplitude of small-scale clustering where mergers are more efficient. (4) Different redshift evolution, with gas-rich merger rates rising to redshifts z>2 while secular processes are relatively constant in time. (5) An increasing prominence of post-starburst features in more luminous systems. Our compilation of observations provides tentative evidence for the predicted division around the Seyfert-quasar threshold. We discuss how future observations can improve these constraints and break degeneracies between different fueling models.
We develop a physical model for how galactic disks survive and/or are destroyed in interactions. Based on dynamical arguments, we show gas primarily loses angular momentum to internal torques in a merger. Gas within some characteristic radius (a function of the orbital parameters, mass ratio, and gas fraction of the merging galaxies), will quickly lose angular momentum to the stars sharing the perturbed disk, fall to the center and be consumed in a starburst. A similar analysis predicts where violent relaxation of the stellar disks is efficient. Our model allows us to predict the stellar and gas content that will survive to re-form a disk in the remnant, versus being violently relaxed or contributing to a starburst. We test this in hydrodynamic simulations and find good agreement as a function of mass ratio, orbital parameters, and gas fraction, in simulations spanning a wide range in these properties and others, including different prescriptions for gas physics and feedback. In an immediate sense, the amount of disk that re-forms can be understood in terms of well-understood gravitational physics, independent of details of ISM gas physics or feedback. This allows us to explicitly quantify the requirements for such feedback to (indirectly) enable disk survival, by changing the pre-merger gas content and distribution. The efficiency of disk destruction is a strong function of gas content: we show how and why sufficiently gas-rich major mergers can, under general conditions, yield systems with small bulges (B/T<0.2). We provide prescriptions for inclusion of our results in semi-analytic models.
We develop a model for the origins and redshift evolution of spheroid scaling relations. We consider spheroid sizes, velocity dispersions, masses, profile shapes (Sersic indices), and black hole (BH) masses, and their related scalings. Our approach combines advantages of observational constraints in halo occupation models and hydrodynamic merger simulations. This allows us to separate the relative roles of dissipation, dry mergers, formation time, and progenitor evolution, and identify their effects on scalings at each redshift. Dissipation is the most important factor determining spheroid sizes and fundamental plane (FP) scalings, and can account for the FP tilt and differences between disk and spheroid scalings. Because disks at high-z have higher gas fractions, mergers are more gas-rich, yielding more compact spheroids. This predicts mass-dependent evolution in spheroid sizes, in agreement with observations. This relates to subtle evolution in the FP, important to studies that assume a fixed intrinsic FP. This also predicts mild evolution in BH-host correlations, towards larger BHs at higher z. Dry mergers are significant, but only for massive systems which form early: they form compact, but undergo dry mergers (consistent with observations) such that their sizes at later times are similar to spheroids of similar mass formed more recently. We model descendants of observed compact high-z spheroids: most will become cores of BCGs, with sizes, velocity dispersions, and BH masses consistent with observations, but we identify a fraction that might survive to z=0 intact.
We study the origin and properties of 'extra' or 'excess' central light in the surface brightness profiles of cusp or power-law ellipticals. Dissipational mergers give rise to two-component profiles: an outer profile established by violent relaxation acting on stars present in the progenitors prior to the final merger, and an inner stellar population comprising the extra light, formed in a compact starburst. Combining a large set of hydrodynamical simulations with data that span a broad range of profiles and masses, we show that this picture is borne out -- cusp ellipticals are indeed 'extra light' ellipticals -- and examine how the properties of this component scale with global galaxy properties. We show how to robustly separate the 'extra' light, and demonstrate that observed cusps are reliable tracers of the degree of dissipation in the spheroid-forming merger. We show that the typical degree of dissipation is a strong function of stellar mass, tracing observed disk gas fractions at each mass. We demonstrate a correlation between extra light content and effective radius at fixed mass: systems with more dissipation are more compact. The outer shape of the light profile does not depend on mass, with a mean outer Sersic index ~2.5. We explore how this relates to shapes, kinematics, and stellar population gradients. Simulations with the gas content needed to match observed profiles also reproduce observed age, metallicity, and color gradients, and we show how these can be used as tracers of the degree of dissipation in spheroid formation.