arXiv subjects

Philip Lu

Publications and source records attributed to Philip Lu.

At least 19 recordsLinked to original sources

arXiv2025

Unified Gas Heating Constraints on Extended Dark Matter Compact Objects

We present the first unified constraints on a broad class of extended dark matter compact objects (EDCOs) from interstellar gas heating. These include axion stars, Q-balls, axion miniclusters, dark fermion stars and primordial black holes surrounded by dark matter halos, which arise in a wide range of theories beyond the Standard Model. As such massive objects traverse the interstellar medium, their gravitational influence generates wakes and, if sufficiently compact, drives accretion flows that heat gas in their vicinity. Our general framework extends standard dynamical friction treatments by incorporating finite-size effects, internal density profiles, gas penetration through objects, and criteria for accretion disk formation. We perform detailed numerical calculations of wake formation and gas heating and apply our results to the Leo T dwarf galaxy, establishing new constraints on the dark matter fraction in EDCOs heavier than a solar mass spanning several orders of magnitude in both mass and abundance.

hep-ph↗

arXiv2025

Multiple Populations of Same Sterile Neutrino as Dark Matter

Sterile neutrinos produced in the early Universe that mix with active neutrinos of the Standard Model are typically considered to consist of a single population resulting from one dominant production mechanism. We show that the same sterile neutrino species can naturally emerge with multiple population components, yielding a multi-modal relic momentum spectrum. We consider this with four distinct production scenarios: active-sterile non-resonant oscillations following resonant oscillations in the presence of a primordial lepton asymmetry, gravitational production through sterile neutrinogenesis from populations of evaporating primordial black holes, and heavy singlet Higgs or inflaton decays combined with non-resonant active-sterile oscillations or neutrinogenesis. We identify sterile neutrino mass ranges where a colder and a hotter population can be present with similar contributions and can also contribute non-negligibly to the dark matter relic abundance. We discuss some potential consequences of such a multi-population framework.

hep-ph↗

arXiv2024

Primordial Black Hole Reformation in the Early Universe

Primordial black holes (PBH) can arise in a wide range of scenarios, from inflation to first-order phase transitions. Light PBHs, such as those produced during preheating, in bounce cosmologies, or at the GUT scale, could induce an early matter-dominated phase given a moderate initial abundance. During the early matter domination, the growth of initial PBH density perturbations can trigger collapse on horizon scales, producing much heavier PBHs. While the remaining original PBHs evaporate and reheat the Universe, these massive reformed PBHs survive for an extended period of time, producing potentially observable signatures at the present. We study this PBH reformation scenario and show that those reformed PBHs can emit significant quantities of gamma rays detectable by the next generation of experiments. The rapid reheating after matter domination generates a coincident stochastic gravitational wave background, which could be within the range of the upcoming CMB-S4 experiment. The PBH reformation scenario provides an intriguing possibility of decoupling the current PBH population and the initial formation mechanism from early Universe physics, while providing opportunities for observation through multi-messenger astronomy.

astro-ph.CO↗

arXiv2024

Phase Separation Unlocks Resonant Leptogenesis

Distinct behavior of decaying particles in true and false vacua of the theory can lead to enhanced generation of baryon asymmetry, a scenario we call \textit{phase separation baryogenesis}. We demonstrate that for leptogenesis this naturally allows for right handed neutrinos to generate resonantly-enhanced lepton asymmetry without fine-tuning of their masses as in typical theories. Our mechanism allows for a variety of neutrino mass hierarchies and hence possible novel connections with observations. We present a concrete realization in a minimal model with a scalar field undergoing a phase transition.

hep-ph↗

arXiv2024

Q-Balls in the presence of attractive force

Q-balls are non-topological solitons in field theories whose stability is typically guaranteed by the existence of a global conserved charge. A classic realization is the Friedberg-Lee-Sirlin (FLS) Q-ball in a two-scalar system where a real scalar $\chi$ triggers symmetry breaking and confines a complex scalar $\Phi$ with a global $U(1)$ symmetry. A quartic interaction $\kappa \chi^2|\Phi|^2$ with $\kappa>0$ is usually considered to produce a nontrivial Q-ball configuration, and this repulsive force contributes to its stability. On the other hand, the attractive cubic interaction $\Lambda \chi |\Phi|^2$ is generally allowed in a renormalizable theory and could induce an instability. In this paper, we study the behavior of the Q-ball under the influence of this attractive force which has been overlooked. We find approximate Q-ball solutions in the limit of weak and moderate force couplings using the thin-wall and thick-wall approximations respectively. Our analytical results are consistent with numerical simulations and predict the parameter dependencies of the maximum charge. A crucial difference with the ordinary FLS Q-ball is the existence of the maximum charge beyond which the Q-ball solution is classically unstable. Such a limitation of the charge fundamentally affects Q-ball formation in the early Universe and could plausibly lead to the formation of primordial black holes.

hep-ph↗

arXiv2023

Primordial Black Hole Sterile Neutrinogenesis: Sterile Neutrino Dark Matter Production Independent of Couplings

Sterile neutrinos ($\nu_s$s) are well-motivated and actively searched for hypothetical neutral particles that would mix with the Standard Model active neutrinos. They are considered prime warm dark matter (DM) candidates, typically when their mass is in the keV range, although they can also be hot or cold DM components. We discuss in detail the characteristics and phenomenology of $\nu_s$s that minimally couple only to active neutrinos and are produced in the evaporation of early Universe primordial black holes (PBHs), a process we called "PBH sterile neutrinogenesis". Contrary to the previously studied $\nu_s$ production mechanisms, this novel mechanism does not depend on the active-sterile mixing. The resulting $\nu_s$s have a distinctive spectrum and are produced with larger energies than in typical scenarios. This characteristic enables $\nu_s$s to be WDM in the unusual $0.3$ MeV to $0.3$ TeV mass range, if PBHs do not matter-dominate the Universe before evaporating. When PBHs matter-dominate before evaporating, the possible coincidence of induced gravitational waves associated with PBH evaporation and astrophysical X-ray observations from $\nu_s$ decays constitutes a distinct signature of our scenario. constitutes a distinct signature of our scenario.

hep-ph↗

arXiv2023

Coexistence Test of Primordial Black Holes and Particle Dark Matter from Diffractive Lensing

If dark matter (DM) consists of primordial black holes (PBHs) and particles simultaneously, PBHs are generically embedded within particle DM halos. Such ``dressed PBHs'' (dPBHs) are subject to modified constraints compared to PBHs and can contribute to significant DM abundance in the mass range $10^{-1} - 10^2 M_\odot$. We show that diffractive lensing of chirping gravitational waves (GWs) from binary mergers can not only discover, but can also identify dPBH lenses and discriminate them from bare PBHs on the event-by-event basis, with potential to definitively establish the coexistence of subdominant PBHs and particle DM.

astro-ph.CO↗

arXiv2023

Primordial Black Hole Neutrinogenesis of Sterile Neutrino Dark Matter

Sterile neutrinos are well-motivated and actively searched for new particles that would mix with the active neutrinos. We study their phenomenology when they are produced in the evaporation of early Universe black holes, a novel production mechanism that differs from all others and does not depend on the active-sterile mixing. The resulting hotter sterile neutrinos have a distinct spectrum and could be warm dark matter in the 0.3 MeV to 0.3 TeV mass range, distinct from the typical keV range. The possible coincidence of X-rays and gravitational waves is a unique novel signature of our scenario.

astro-ph.CO↗

arXiv2023

Regurgitated Dark Matter

We present a new paradigm for the production of the dark matter (DM) relic abundance based on the evaporation of early Universe primordial black holes (PBHs) themselves formed from DM particles. As a concrete realization, we consider a minimal model of the dark sector in which a first-order phase transition results in the formation of Fermiball remnants that collapse to PBHs, which then emit DM particles. We show that the regurgitated DM scenario allows for DM in the mass range $\sim1$ GeV $- \,10^{16}$ GeV, thereby unlocking parameter space considered excluded.

hep-ph↗

arXiv2022

PBH formation from overdensities in delayed vacuum transitions

Primordial black hole (PBH) formation from first-order phase transitions (FOPTs) combines two prevalent elements of beyond the Standard Model physics with wide-ranging consequences. We elaborate on a recently proposed scenario in which inhomogeneities in vacuum energy decay seed the overdensities that collapse to PBHs. In this scenario, the PBH mass is determined by the Hubble mass as in conventional formation scenarios, while its number density is determined by the nucleation dynamics of the FOPT. We present a detailed study of the formation probability including parameter dependencies. In addition, we generate populations in the open mass window as well as for the HSC and OGLE candidate microlensing events. This mechanism inevitably creates PBHs in generic FOPTs, with significant populations produced in slow and moderately strong phase transitions.

astro-ph.CO↗

arXiv2022

Signatures of a High Temperature QCD Transition in the Early Universe

Beyond Standard Model extensions of QCD could result in quark and gluon confinement occurring well above a temperature of $\sim$GeV. These models can also alter the order of the QCD phase transition. The enhanced production of primordial black holes (PBHs) that can accompany the change in relativistic degrees of freedom at the QCD transition therefore could favor the production of PBHs with mass scales smaller than the Standard Model QCD horizon scale. Consequently, and unlike PBHs associated with a standard GeV-scale QCD transition, such PBHs can account for all the dark matter abundance in the unconstrained asteroid-mass window. This links beyond Standard Model modifications of QCD physics over a broad range of unexplored temperature regimes ($\sim 10-10^3$ TeV) with microlensing surveys searching for PBHs. Additionally, we discuss implications of these models for gravitational wave experiments. We show that a first order QCD phase transition at $\sim7$ TeV is consistent with the Subaru Hyper-Suprime Cam candidate event, while a $\sim 70$ GeV transition is consistent with OGLE candidate events, and also could account for the claimed NANOGrav gravitational wave signal.

astro-ph.CO↗

arXiv2022

Late-Forming PBH: Beyond the CMB era

The intermediate mass black hole range, $10\lesssim M_{\rm BH}^{}/M_\odot^{}\lesssim 10^{5} $, has long offered enticing possibilities for primordial black holes (PBH), with populations in this range postulated to be responsible for some of the black hole binary merger detected events as well as the existence of supermassive black holes embedded at galactic centers. However, a prominent bound derived from PBH accretion during recombination severely restricts the mass fraction of intermediate mass PBH. We address this problem by proposing a formation scenario in which ``primordial" black holes form late in our cosmological history, beyond the CMB era, and bypassing this bound. During this crucial epoch, our population of compact objects exist as thermal balls supported by thermal pressure, which eventually cool to Fermi balls supported by degeneracy pressure and finally collapse to PBH. Our mechanism is a viable production method for both the mass gap LIGO-VIRGO-KAGRA detections and the JWST observation of an early time $z>10$ supermassive black hole. Furthermore, we present the remarkable possibility of PBH formation after the present era, which we term \textit{future} PBH. Such a population would evade most, if not all bounds on the PBH mass spectrum in the literature and open up previously unthought-of possibilities. Light future PBH could form below the Hawking evaporation threshold and convert the bulk of the matter in the Universe into radiation.

astro-ph.CO↗

arXiv2022

First-order phase transition and fate of false vacuum remnants

False vacuum remnants in first-order phase transitions in the early Universe can form compact objects which may constitute dark matter. Such remnants form because particles develop large mass gaps between the two phases and become trapped in the old phase. We focus on remnants generated in a class of models with trapped dark sector particles, trace their development, and determine their ultimate fate. Depending on model and phase transition parameters, the evolutionary endpoint of these remnants can be primordial black holes, Fermi-balls, Q-balls, or thermal balls, and they all have the potential to constitute some portion or the whole of dark matter within a broad mass range. Notably, dark sector thermal balls can remain at high temperatures until the present day and are a new compact dark matter candidate which derives its energy from the thermal energy of internal particles instead of their mass or quantum pressure.

astro-ph.CO↗

arXiv2022

The Lick Observatory Supernova Search follow-up program: photometry data release of 70 stripped-envelope supernovae

We present BVRI and unfiltered Clear light curves of 70 stripped-envelope supernovae (SESNe), observed between 2003 and 2020, from the Lick Observatory Supernova Search (LOSS) follow-up program. Our SESN sample consists of 19 spectroscopically normal SNe~Ib, two peculiar SNe Ib, six SN Ibn, 14 normal SNe Ic, one peculiar SN Ic, ten SNe Ic-BL, 15 SNe IIb, one ambiguous SN IIb/Ib/c, and two superluminous SNe. Our follow-up photometry has (on a per-SN basis) a mean coverage of 81 photometric points (median of 58 points) and a mean cadence of 3.6d (median of 1.2d). From our full sample, a subset of 38 SNe have pre-maximum coverage in at least one passband, allowing for the peak brightness of each SN in this subset to be quantitatively determined. We describe our data collection and processing techniques, with emphasis toward our automated photometry pipeline, from which we derive publicly available data products to enable and encourage further study by the community. Using these data products, we derive host-galaxy extinction values through the empirical colour evolution relationship and, for the first time, produce accurate rise-time measurements for a large sample of SESNe in both optical and infrared passbands. By modeling multiband light curves, we find that SNe Ic tend to have lower ejecta masses and lower ejecta velocities than SNe~Ib and IIb, but higher $^{56}$Ni masses.

astro-ph.HE↗

arXiv2022

Old Phase Remnants in First Order Phase Transitions

First order phase transitions (FOPTs) are usually described by the nucleation and expansion of new phase bubbles in the old phase background. While the dynamics of new phase bubbles have been extensively studied, a comprehensive treatment of the shrinking old phase remnants remained undeveloped. We present a novel formalism for remnant statistics in FOPTs and perform the first analytical calculations of their distribution. By shifting to the reverse time description, we identify the shrinking remnants with expanding old phase bubbles, allowing a quantitative evolution and determination of the population statistics. Our results not only provide essential input for cosmological FOPT-induced soliton/primordial black hole formation scenarios, but can also be readily applied to generic FOPTs.

astro-ph.CO↗

arXiv2021

Impacts of Jets and Winds From Primordial Black Holes

Primordial black holes (PBHs) formed in the early Universe constitute an attractive candidate for dark matter. Within the gaseous environment of the interstellar medium, PBHs with accretion disks naturally launch outflows such as winds and jets. PBHs with significant spin can sustain powerful relativistic jets and generate associated cocoons. Jets and winds can efficiently deposit their kinetic energies and heat the surrounding gas through shocks. Focusing on the Leo T dwarf galaxy, we demonstrate that these considerations can provide novel tests of PBHs over a significant $\sim 10^{-2} M_{\odot} - 10^6 M_{\odot}$ mass range, including the parameter space associated with gravitational wave observations by the LIGO and VIRGO Collaborations. Observing the morphology of emission could allow to distinguish between jet and wind contributions, and hence indirectly detect spinning PBHs.

astro-ph.HE↗

arXiv2021

Cosmological Dependence of Sterile Neutrino Dark Matter With Self-Interacting Neutrinos

Unexplored interactions of neutrinos could be the key to understanding the nature of the dark matter (DM). In particular, active neutrinos with new self-interactions can produce keV-mass sterile neutrinos that account for the whole of the DM through the Dodelson-Widrow mechanism for a large range of active-sterile mixing values. This production typically occurs before Big-Bang Nucleosynthesis (BBN) in a yet uncharted era of the Universe. We assess how the mixing range for keV-mass sterile neutrino DM is affected by the uncertainty in the early Universe pre-BBN cosmology. This is particularly relevant for identifying the viable parameter space of sterile neutrino searches allowed by all astrophysical limits, as well as for cosmology, since the detection of a sterile neutrino could constitute the first observation of a particle providing information about the pre-BBN epoch. We find that the combined uncertainties in the early Universe cosmology and neutrino interactions significantly expand the allowed parameter space for sterile neutrinos that can constitute the whole of the DM.

hep-ph↗

arXiv2021

Interstellar Gas Heating by Primordial Black Holes

Interstellar gas heating is a powerful cosmology-independent observable for exploring the parameter space of primordial black holes (PBHs) formed in the early Universe that could constitute part of the dark matter (DM). We provide a detailed analysis of the various aspects for this observable, such as PBH emission mechanisms. Using observational data from the Leo T dwarf galaxy, we constrain the PBH abundance over a broad mass-range, $M_{\rm PBH} \sim \mathcal{O}(1) M_{\odot}-10^7 M_{\odot}$, relevant for the recently detected gravitational wave signals from intermediate-mass BHs. We also consider PBH gas heating of systems with bulk relative velocity with respect to the DM, such as Galactic clouds.

astro-ph.GA↗