arXiv subjects
Publications and source records attributed to Philip W. Phillips.
Renormalization began as a tool to eliminate divergences in quantum electrodynamics but it is now the basis of our understanding of physics at different energy scales. I review its evolution with an eye towards physics beyond the Wilsonian paradigm.
In non-interacting systems, bands from non-trivial topology emerge strictly at half-filling and exhibit either the quantum anomalous Hall or spin Hall effects. Here we show using determinantal quantum Monte Carlo and an exactly solvable strongly interacting model that these topological states now shift to quarter filling. A topological Mott insulator is the underlying cause. The peak in the spin susceptibility is consistent with a possible ferromagnetic state at $T=0$. The onset of such magnetism would convert the quantum spin Hall to a quantum anomalous Hall effect. While such a symmetry-broken phase typically is accompanied by a gap, we find that the interaction strength must exceed a critical value for this to occur. Hence, we predict that topology can obtain in a gapless phase but only in the presence of interactions in dispersive bands. These results explain the recent quarter-filled quantum anomalous Hall effects seen in moire systems.
While the recent advances in topology have led to a classification scheme for electronic bands described by the standard theory of metals, a similar scheme has not emerged for strongly correlated systems such as Mott insulators in which a partially filled band carries no current. By including interactions in the topologically non-trivial Haldane model, we show that a quarter-filled state emerges with a non-zero Chern number provided the interactions are sufficiently large. We first motivate this result on physical grounds and then by two methods: analytically by solving exactly a model in which interactions are local in momentum space and then numerically through the corresponding Hubbard model. All methods yield the same result: For sufficiently large interaction strengths, the quarter-filled Haldane model is a ferromagnetic topological Mott insulator with a Chern number of unity. Possible experimental realizations in cold-atom and solid state systems are discussed.
Motivated by recent experimental work on moiré systems in a strong magnetic field, we compute the compressibility as well as the spin correlations and Hofstadter spectrum of spinful electrons on a honeycomb lattice with Hubbard interactions using the determinantal quantum Monte Carlo method. While the interactions in general preserve quantum and anomalous Hall states, emergent features arise corresponding to an antiferromagnetic insulator at half-filling and other incompressible states following the Chern sequence $\pm (2N+1)$. These odd integer Chern states exhibit strong ferromagnetic correlations and arise spontaneously without any external mechanism for breaking the spin-rotation symmetry. Analogs of these magnetic states should be observable in general interacting quantum Hall systems. In addition, the interacting Hofstadter spectrum is qualitatively similar to the experimental data at intermediate values of the on-site interaction.
Pair density waves (PDWs) are superconducting states formed by ``Cooper pairs" of electrons containing a non-zero center-of-mass momentum. They are characterized by a spatially modulated order parameter and may occur in a variety of emerging quantum materials such as cuprates, transition metal dichalcogenides (TMDs) and Kagome metals. Despite extensive theoretical and numerical studies seeking PDWs in a variety of lattices and interacting settings, there is currently no generic and robust mechanism that favors a modulated solution of the superconducting order parameter in the presence of time reversal symmetry. Here, we study the problem of two electrons subject to an anisotropic ($d$-wave) attractive potential. We solve the two-body Schrodinger wave equation exactly to determine the pair binding energy as a function of the center-of-mass momentum. We find that a modulated (finite momentum) pair is favored over a homogeneous (zero momentum) solution above a critical interaction. Using this insight from the exact two-body solution, we construct a BCS-like variational many-body wave function and calculate the free energy and superconducting gap as a function of the center-of-mass momentum. A zero temperature analysis of the energy shows that the conclusions of the two-body problem are robust in the many-body limit. Our results lay the theoretical and microscopic foundation for the existence of PDWs.
A periodic arrangement of 2D conducting planes is known to host a (bulk) plasmon dispersion that interpolates between the typical, gapped behavior of 3D metals and a gapless, acoustic regime as a function of the out-of-plane wavevector. The semi-infinite system -- the configuration relevant to Electron Energy Loss Spectroscopy (EELS) in a reflection geometry, as in High Resolution EELS (HREELS) -- is known to host a surface plasmon that ceases to propagate below a cutoff wavevector. As the f-sum rule requires a finite response whether or not there exist sharp excitations, we demonstrate that what remains in the surface loss function -- the material response probed by HREELS -- is the contribution from the (bulk) plasmon of the infinite system. In particular, we provide a one-to-one mapping between the plasmon continuum and the spectral weight in the surface loss function. In light of this result, we suggest that HREELS be considered a long wavelength probe of the plasmon continuum in layered materials.
Although the resistivity in traditional metals increases with temperature, its $T$ dependence vanishes at low or high temperature, albeit for different reasons. Here, we review a class of materials, known as \lq strange' metals, that can violate both principles. In materials exhibiting such behavior, the change in slope of the resistivity as the mean free path drops below the lattice constant, or as $T \rightarrow 0$, can be imperceptible, suggesting complete continuity between the charge carriers at low and high $T$. Since particles cannot scatter at length scales shorter than the interatomic spacing, strange metallicity calls into question the relevance of locality and a particle picture of the underlying current. This review focuses on transport and spectroscopic data on candidate strange metals with an eye to isolate and identify a unifying physical principle. Special attention is paid to quantum criticality, Planckian dissipation, Mottness, and whether a new gauge principle, which has a clear experimental signature, is needed to account for the non-local transport seen in strange metals. For the cuprates, strange metallicity is shown to track the superfluid density, thereby making a theory of this state the primary hurdle in solving the riddle of high-temperature superconductivity.
The topological non-triviality of insulating phases of matter is by now well understood through topological K-theory where the indices of the Dirac operators are assembled into topological classes. We consider in the context of the Kitaev chain a notion of a generalized Dirac operator where the associated Clifford algebra is centrally extended. We demonstrate that the central extension is achieved via taking rational operator powers of Pauli matrices that appear in the corresponding BdG Hamiltonian. Doing so introduces a pseudo-metallic component to the topological phase diagram within which the winding number is valued in $\mathbb Q$. We find that this phase hosts a mode that remains extended in the presence of weak disorder, motivating a topological interpretation of a non-integral winding number. We remark that this is in correspondence with Ref.[J. Differential Geom. 74(2):265-292] demonstrating that projective Dirac operators defined in the absence of spin$^\mathbb C$ structure have rational indices.
Computing superconducting properties starting from an exactly solvable model for a doped Mott insulator stands as a grand challenge. We have recently shown that this can be done starting from the Hatsugai-Kohmoto (HK) model which can be understood generally as the minimal model that breaks the non-local $\mathbb Z_2$ symmetry of a Fermi liquid, thereby constituting a new quartic fixed point for Mott physics [Phillips et al., Nature Physics 16, 1175 (2020); Huang et al., Nature Physics (2022)]. In the current work, we compute the thermodynamics, condensation energy, and electronic properties such as the NMR relaxation rate $1/T_1$ and ultrasonic attenuation rate. Key differences arise with the standard BCS analysis from a Fermi liquid: 1) the free energy exhibits a local minimum at $T_p$ where the pairing gap turns on discontinuously above a critical value of the repulsive HK interaction, thereby indicating a first-order transition, 2) a tri-critical point emerges, thereby demarcating the boundary between the standard second-order superconducting transition and the novel first-order regime, 3) Mottness changes the sign of the quartic coefficient in the Landau-Ginzburg free-energy fuctional relative to that in BCS, 4) as this obtains in the strongly interacting regime, it is Mott physics that underlies the generic first-order transition, 5) the condensation energy exceeds that in BCS theory suggesting that multiple Mott bands might be a way of enhancing superconducting, 6) the heat-capacity jump is non-universal and increases with the Mott scale, 7) Mottness destroys the Hebel-Slichter peak in NMR, and 8) Mottness enhances the fall-off of the ultrasonic attenuation at the pairing temperature $T_p$. As several of these properties are observed in the cuprates, our analysis here points a way forward in computing superconducting properties of strongly correlated electron matter.
Because Fermi liquids are inherently non-interacting states of matter, all electronic levels below the chemical potential are doubly occupied. Consequently, the simplest way of breaking Fermi liquid theory is to engineer a model in which some of those states are singly occupied keeping time-reversal invariance intact. We show that breaking an overlooked local-in-momentum space $\mathbb Z_2$ symmetry of a Fermi liquid does precisely this. As a result, while the Mott transition from a Fermi liquid is correctly believed to obtain without the breaking of any continuous symmetry, a discrete symmetry is broken. This symmetry breaking serves as an organizing principle for Mott physics whether it arises from the tractable Hatsugai-Kohmoto (HK) model or the intractable Hubbard model. That both are controlled by the same fixed point we establish through a renormalization group analysis. An experimental manifestation of this fixed point is the onset of particle-hole asymmetry, a widely observed phenomenon in strongly correlated systems. Theoretically, the singly-occupied region of the spectrum gives rise to a surface of zeros of the single-particle Green function, denoted as the Luttinger surface. Using K-homology, we show that the Bott topological invariant guarantees the stability of this surface to local perturbations. Our proof demonstrates that the strongly coupled fixed point only corresponds to those Luttinger surfaces with co-dimension $p+1$ with $p$ odd. We conclude that the Hubbard and HK models both lie in the same high temperature universality class and are controlled by the broken $\mathbb Z_2$ symmetry quartic fixed point.
In a certain regime of low carrier densities and strong correlations, electrons can crystallize into a periodic arrangement of charge known as Wigner crystal. Such phases are particularly interesting in one dimension (1D) as they display a variety of charge and spin ground states which may be harnessed in quantum devices as high-fidelity transmitters of spin information. Recent theoretical studies suggest that the strong Coulomb interactions in Mott insulators and other flat band systems, may provide an attractive higher temperature platform for Wigner crystallization, but due to materials and device constraints experimental realization has proven difficult. In this work we use scanning tunneling microscopy at liquid helium temperatures to directly image the formation of a 1D Wigner crystal in a Mott insulator, TaS$_2$. Charge density wave domain walls in TaS$_2$ create band bending and provide ideal conditions of low densities and strong interactions in 1D. STM spectroscopic maps show that once the lower Hubbard band crosses the Fermi energy, the charges rearrange to minimize Coulomb energy, forming zigzag patterns expected for a 1D Wigner crystal. The zigzag charge patterns show characteristic noise signatures signifying charge or spin fluctuations induced by the tunneling electrons, which is expected for this more fragile condensed state. The observation of a Wigner crystal at orders of magnitude higher temperatures enabled by the large Coulomb energy scales combined with the low density of electrons, makes TaS$_2$ a promising system for exploiting the charge and spin order in 1D Wigner crystals.
Holographic entanglement entropy and the first law of thermodynamics are believed to decode the gravity theory in the bulk. In particular, assuming the Ryu-Takayanagi (RT)\cite{ryu-takayanagi} formula holds for ball-shaped regions on the boundary around CFT vacuum states implies\cite{Nonlinear-Faulkner} a bulk gravity theory equivalent to Einstein gravity through second-order perturbations. In this paper, we show that the same assumptions can also give rise to second-order Lovelock gravity. Specifically, we generalize the procedure in \cite{Nonlinear-Faulkner} to show that the arguments there also hold for Lovelock gravity by proving through second-order perturbation theory, the entropy calculated using the Wald formula\cite{Wald_noether} in Lovelock also obeys an area law (at least up to second order). Since the equations for second-order perturbations of Lovelock gravity are different in general from the second-order perturbation of the Einstein-Hilbert action, our work shows that the holographic area law cannot determine a unique bulk theory even for second-order perturbations assuming only RT on ball-shaped regions. It is anticipated that RT on all subregions is expected to encode the full non-linear Einstein equations on asymptotically AdS spacetimes.
Despite the fact that conserved currents have dimensions that are determined solely by dimensional analysis (and hence no anomalous dimensions), Nature abounds in examples of anomalous diffusion in which $L\propto t^γ$, with $γ\ne 1/2$, and heat transport in which the thermal conductivity diverges as $L^α$. Aside from breaking of Lorentz invariance, the true common link in such problems is an anomalous dimension for the underlying conserved current, thereby violating the basic tenet of field theory. We show here that the phenomenological non-local equations of motion that are used to describe such anomalies all follow from Lorentz-violating gauge transformations arising from Nöther's second theorem. The generalizations lead to a family of diffusion and heat transport equations that systematize how non-local gauge transformations generate more general forms of Fick's and Fourier's laws for diffusive and heat transport, respectively. In particular, the associated Goldstone modes of the form $ω\propto k^α$, $α\in \mathbb R$ are direct consequences of fractional equations of motion.
Recent experiments on the twisted transition metal dichalcogenide (TMD) material, $\rm WSe_2/WS_2$, have observed insulating states at fractional occupancy of the moiré bands. Such states were conceived as generalized Wigner crystals (GWCs). In this article, we investigate the problem of Wigner crystallization in the presence of an underlying (moiré) lattice. Based on the best estimates of the system parameters, we find a variety of homobilayer and heterobilayer TMDs to be excellent candidates for realizing GWCs. In particular, our analysis based on $r_{s}$ indicates that $\rm MoSe_{2}$ (among the homobilayers) and $\rm MoSe_2/WSe_2$ or $\rm MoS_2/ WS_2$ (among the heterobilayers) are the best candidates for realizing GWCs. We also establish that due to larger effective mass of the valence bands, in general, hole-crystals are easier to realize that electron-crystals as seen experimentally. For completeness, we show that satisfying the Mott criterion $n_{\rm Mott}^{1/2} a_{\ast} = 1$ requires densities nearly three orders of magnitude larger than the maximal density for GWC formation. This indicates that for the typical density of operation, HoM or HeM systems are far from the Mott insulating regime. These crystals realized on a moiré lattice, unlike the conventional Wigner crystals, are incompressible due the gap arising from pinning with the lattice. Finally, we capture this many-body gap by variationally renormalizing the dispersion of the vibration modes. We show these low-energy modes, arising from coupling of the WC with the moiré lattice, can be effectively modeled as a Sine-Gordon theory of fluctuations.
We employ Momentum-Resolved Electron Energy Loss Spectroscopy (M-EELS) on Bi2.1Sr1.9CaCu2O8+x to resolve the issue of the kink feature in the electron dispersion widely observed in the cuprates. To this end, we utilize the GW approximation to relate the density response function measured in in M-EELS to the self-energy, isolating contributions from phonons, electrons, and the momentum dependence of the effective interaction to the decay rates. The phononic contributions, present in the M-EELS spectra due to electron-phonon coupling, lead to kink features in the corresponding single-particle spectra at energies between 40 meV and 80 meV, independent of the doping level. We find that a repulsive interaction constant in momentum space is able to yield the kink attributed to phonons in ARPES. Hence, our analysis of the M-EELS spectra points to local repulsive interactions as a factor that enhances the spectroscopic signatures of electron-phonon coupling in cuprates. We conclude that the strength of the kink feature in cuprates is determined by the combined action of electron-phonon coupling and electron-electron interactions.
We present the full charge and energy diffusion constants for the Einstein-Maxwell dilaton (EMD) action for Lifshitz spacetime characterized by a dynamical critical exponent $z$. Therein we compute the fully renormalized static thermodynamic potential explicitly, which confirms the forms of all thermodynamic quantities including the Bekenstein-Hawking entropy and Smarr-like relationship. Our exact computation demonstrates a modification to the Lifshitz Ward identity for the EMD theory. For transport, we target our analysis at finite chemical potential and include axion fields to generate momentum dissipation. While our exact results corroborate anticipated bounds, we are able to demonstrate that the diffusivities are governed by the engineering dimension of the diffusion coefficient, $[D]=2-z$. Consequently, a $β$-function defined as the derivative of the trace of the diffusion matrix with respect to the effective lattice spacing changes sign precisely at $z=2$. At $z=2$, the diffusion equation exhibits perfect scale invariance and the corresponding diffusion constant is the pure number $1/d_s$ for both the charge and energy sectors, where $d_s$ is the number of spatial dimensions. Further, we find that as $z\to\infty$, the charge diffusion constant vanishes, indicating charge localization. Deviation from universal decoupled transport obtains when either the chemical potential or momentum dissipation are large relative to temperature, an echo of strong thermoelectric interactions.
Because the cuprate superconductors are doped Mott insulators, it would be advantageous to solve even a toy model that exhibits both Mottness and superconductivity. We consider the Hatsugai-Kohmoto model, an exactly solvable system that is a prototypical Mott insulator above a critical interaction strength at half filling. Upon doping or reducing the interaction strength, our exact calculations show that the system becomes a non-Fermi liquid metal with a superconducting instability. In the presence of a weak pairing interaction, the instability produces a thermal transition to a superconducting phase, which is distinct from the BCS state, as evidenced by a gap-to-transition temperature ratio exceeding the universal BCS limit. The elementary excitations of this superconductor are not Bogoliubov quasiparticles but rather superpositions of doublons and holons, composite excitations signaling that the superconducting ground state of the doped Mott insulator inherits the non-Fermi liquid character of the normal state. An unexpected feature of this model is that it exhibits a superconductivity-induced transfer of spectral weight from high to low energies as seen in the cuprates as well as a suppression of the superfluid density relative to that in BCS theory.
From the partition function for two classes of classically non-local actions containing the fractional Laplacian, we show that as long as there exists a suitable (non-local) Hilbert-space transform the underlying action can be mapped onto a purely local theory. In all such cases the partition function is equivalent to that of a local theory and an area law for the entanglement entropy obtains. When such a reduction fails, the entanglement entropy deviates strongly from an area law and can in some cases scale as the volume. As these two criteria are coincident, we conjecture that they are equivalent and provide the ultimate test for locality of Gaussian theories rather than a simple inspection of the explicit operator content.