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Pin-Yu Chen

Publications and source records attributed to Pin-Yu Chen.

At least 37 records · Page 2Linked to original sources

Alignment Risks from Capability-Seeking RL Training

While most AI alignment research focuses on preventing models from generating explicitly harmful content, a more subtle risk arises from capability-seeking RL training in vulnerable environments. We investigate whether language models, when trained with reinforcement learning (RL) in environments with implicit loopholes, can learn to exploit these flaws to maximize reward, even without being explicitly instructed to do so. To test this, we design a suite of four diverse "vulnerability games," each presenting a structural vulnerability related to context-conditional compliance, proxy metrics, reward tampering, and self-evaluation. Our experiments show that models often learn to exploit these vulnerabilities, discovering opportunistic strategies that increase reward while sometimes preserving or even improving standard task-performance metrics. More critically, we find that these exploitative strategies are not always narrow "tricks": they can transfer in structured but limited ways, propagate from a capable teacher model to other student models through SFT, and in several cases remain more persistent when learned through RL than when distilled through SFT. Our findings show that alignment risks from capability-seeking RL training can be difficult to detect with standard performance monitoring, suggesting that future AI safety work should extend beyond content moderation to auditing and securing training environments, reward mechanisms, and evaluation channels. Code is available at https://github.com/YujunZhou/Capability-seeking-RL-risk.

cs.LG

Backdooring Masked Diffusion Language Models

Masked diffusion language models (MDLMs) are emerging as a compelling new paradigm for text generation, but their training-time security remains largely unexplored. Existing backdoor attacks on Gaussian diffusion models or autoregressive language models do not directly apply to MDLMs because MDLMs rely on discrete state corruption and iterative denoising rather than continuous noising or left-to-right prediction. In this work, we present the first systematic study of training-time backdoor attacks on MDLMs. We propose SHADOWMASK, a backdoor attack that modifies the MDLM forward corruption process by replacing the standard all-mask terminal distribution with a trigger-mask mixture prior. This creates a dedicated denoising pathway from trigger-corrupted states to attacker-specified targets while preserving clean denoising behavior. We further provide a principled mathematical formulation by defining the backdoored forward process, deriving the reverse-time posterior, and obtaining the continuous-time training objective. Evaluations on DiT-based MDLM and LLaDA-8B-Instruct across WikiText-103, OpenWebText, and Alpaca show that SHADOWMASK achieves near-100% attack success, substantially outperforms standard data poisoning, largely preserves clean utility, remains effective under full-model and parameter-efficient fine-tuning, and is robust against representative defenses.

cs.LG

Learning Rate Matters: Vanilla LoRA May Suffice for LLM Fine-tuning

Low-Rank Adaptation (LoRA) is the prevailing approach for efficient large language model (LLM) fine-tuning. Building on this paradigm, recent studies have proposed alternative initialization strategies, architectural modifications, and optimization adjustments, reporting substantial improvements over vanilla LoRA. However, these gains are often demonstrated under fixed or narrowly tuned hyperparameter settings, despite the known sensitivity of neural networks to training configurations. In this work, we systematically re-evaluate nine representative LoRA variants alongside vanilla LoRA through extensive hyperparameter searches over learning rate, batch size, rank, and training duration. Across tasks spanning mathematical reasoning, commonsense reasoning, code generation, and instruction following at diverse model scales, we find that different LoRA methods favor distinct learning rate ranges. Crucially, once learning rates are properly tuned, all methods achieve similar peak performance (within 1-2%), with only subtle rank-dependent behaviors. These results suggest that vanilla LoRA remains a competitive baseline and that improvements reported under a single training configuration may not reflect consistent methodological advantages. Finally, a second-order analysis attributes the differing optimal learning rate ranges to variations in the largest Hessian eigenvalue, aligning with classical learning theories.

cs.LG

HSCO-Bench: An Agent-Driven End-to-End Hardware-Software Co-design Benchmark for Systems-on-Chip

Large language models (LLMs) are adopted for software and hardware design, yet these domains are still evaluated separately. Software benchmarks typically assume fixed hardware targets, while hardware benchmarks focus on component-level optimization without considering the full hardware-software stack. Consequently, no existing benchmark evaluates whether an LLM agent can perform end-to-end, system-level hardware-software co-design. Such a process requires: 1) analyzing applications to identify kernels requiring acceleration, 2) designing and integrating heterogeneous accelerators into a System-on-Chip (SoC) under resource constraints, and 3) mapping kernels onto the generated accelerators. We present HSCO-Bench, an end-to-end hardware-software co-design benchmark for accelerator-rich heterogeneous SoC generation. Built upon an open-source SoC platform with a curated repository structure, HSCO-Bench evaluates the ability of LLMs to jointly optimize software and hardware stacks, producing SoC prototypes deployed on the AMD Virtex-7 FPGA VC707 Evaluation Kit. Experimental results show that end-to-end integration remains challenging for current models. Among the five frontier models evaluated, only two of them could successfully generate valid SoC prototypes. Yet, even in these successful instances, the generated designs are far from optimal. While we observe a promising peak speedup of 16.22X, the maximum additional resource utilization reaches only 23.67%. This highlights that while state-of-the-art models demonstrate an emerging capability for hardware acceleration, they still heavily underutilize the available hardware capacity, leaving room for future optimization. To the best of our knowledge, HSCO-Bench is the first benchmark targeting this complete co-design flow, enabling LLMs to jointly reason about and modify both the software and hardware stacks of heterogeneous SoCs.

cs.AR

FAGER: Factually Grounded Evaluation and Refinement of Text-to-Image Models

Existing text-to-image (T2I) evaluation metrics mainly assess whether generated images align with information explicitly stated in the prompt, but often fail to capture factual requirements that are implicit, externally grounded, or identity-defining. As a result, they are not well suited for evaluating factual correctness in prompts involving scientific knowledge, historical facts, products, or culture-specific concepts. We propose FActually Grounded Evaluation and Refinement (FAGER), an agentic framework that evaluates whether generated images correctly reflect visually verifiable facts grounded in or implied by the prompt, while also providing actionable feedback for improvement. FAGER first constructs a structured factual rubric by combining LLM-based fact proposal with reference-guided visual fact extraction and verification, then converts the rubric into question-answer pairs for VLM-based evaluation. To validate FAGER as a factuality metric, we introduce a Factual A/B test, which measures whether a metric prefers factual reference images over corresponding generated images. Across five datasets spanning science, history, products, culture, and knowledge-intensive concepts, FAGER consistently outperforms prior metrics on this test. We further show that FAGER can be used to refine T2I outputs in a fully training-free manner, yielding substantial factuality gains across datasets.

cs.CV

On the Trustworthiness of Generative Foundation Models: Guideline, Assessment, and Perspective

Generative Foundation Models (GenFMs) have emerged as transformative tools. However, their widespread adoption raises critical concerns regarding trustworthiness across dimensions. This paper presents a comprehensive framework to address these challenges through three key contributions. First, we systematically review global AI governance laws and policies from governments and regulatory bodies, as well as industry practices and standards. Based on this analysis, we propose a set of guiding principles for GenFMs, developed through extensive multidisciplinary collaboration that integrates technical, ethical, legal, and societal perspectives. Second, we introduce TrustGen, the first dynamic benchmarking platform designed to evaluate trustworthiness across multiple dimensions and model types, including text-to-image, large language, and vision-language models. TrustGen leverages modular components--metadata curation, test case generation, and contextual variation--to enable adaptive and iterative assessments, overcoming the limitations of static evaluation methods. Using TrustGen, we reveal significant progress in trustworthiness while identifying persistent challenges. Finally, we provide an in-depth discussion of the challenges and future directions for trustworthy GenFMs, which reveals the complex, evolving nature of trustworthiness, highlighting the nuanced trade-offs between utility and trustworthiness, and consideration for various downstream applications, identifying persistent challenges and providing a strategic roadmap for future research. This work establishes a holistic framework for advancing trustworthiness in GenAI, paving the way for safer and more responsible integration of GenFMs into critical applications. To facilitate advancement in the community, we release the toolkit for dynamic evaluation.

cs.CY

One Turn Too Late: Response-Aware Defense Against Hidden Malicious Intent in Multi-Turn Dialogue

Hidden malicious intent in multi-turn dialogue poses a growing threat to deployed large language models (LLMs). Rather than exposing a harmful objective in a single prompt, increasingly capable attackers can distribute their intent across multiple benign-looking turns. Recent studies show that even modern commercial models with advanced guardrails remain vulnerable to such attacks despite advances in safety alignment and external guardrails. In this work, we address this challenge by detecting the earliest turn at which delivering the candidate response would make the accumulated interaction sufficient to enable harmful action. This objective requires precise turn-level intervention that identifies the harm-enabling closure point while avoiding premature refusal of benign exploratory conversations. To further support training and evaluation, we construct the Multi-Turn Intent Dataset (MTID), which contains branching attack rollouts, matched benign hard negatives, and annotations of the earliest harm-enabling turns. We show that MTID helps enable a turn-level monitor TurnGate, which substantially outperforms existing baselines in harmful-intent detection while maintaining low over-refusal rates. TurnGate further generalizes across domains, attacker pipelines, and target models. Our code is available at https://github.com/Graph-COM/TurnGate.

cs.CL

Red-Teaming Text-to-Image Models via In-Context Experience Replay and Semantic-Preserving Prompt Rewriting

Understanding the capabilities of text-to-image (T2I) models in harmful content generation is essential to safety and compliance. However, human red-teaming is costly and inconsistent, driving the need for automatic tools that simulate realistic misuse attempts. Existing methods either require white-box access, fail to generalize across defenses, or produce uninterpretable adversarial tokens, while generating fluent prompts that preserve the original harmful intent remains underexplored despite its practical relevance. We propose ICER, a black-box framework that addresses this gap through two components: an LLM-based rewriter that produces fluent, natural-language adversarial prompts, and in-context experience replay that accumulates successful jailbreaking patterns into a reusable prior. These components are integrated via bandit optimization, enabling ICER to efficiently balance exploiting proven attack strategies with exploring new ones. Experiments across six safety mechanisms show that ICER outperforms seven baselines under both standard and semantics-preserving evaluation, with over 30% of generated prompts transferring to commercial systems like DALL-E 3 and Midjourney.

cs.LG

Intermediate Representations are Strong AI-Generated Image Detectors

The rapid advancement in generative AI models has enabled the creation of photorealistic images. At the same time, there are growing concerns about the potential misuse and dangers of generated content, as well as a pressing need for effective AI-generated image detectors. However, current training-based detection techniques are typically computationally costly and can hardly be generalized to unseen data domains, while training-free methods fall short in detection performance. To bridge this gap, we propose a search-based method employing data embedding sensitivity in intermediate layers to detect AI-generated images. Given a set of real and AI-generated images, our method examines the similarity between original image embeddings and perturbed image embeddings, and detects AI-generated images based on the similarity. We examine the proposed method on two comprehensive benchmarks: GenImage and Forensics Small. Our method exhibits improved performance across different datasets compared to both training-free and training-based state-of-the-art methods. On average, our method achieves the largest performance gain on the Forensics Small benchmark by 39.61% compared to the best training-free method and 5.14% compared to the best training-based method in AUROC score.

cs.CV

Hey, That's My Data! Token-Only Dataset Inference in Large Language Models

Large Language Models (LLMs) rely on massive training datasets, often including proprietary data, which raises concerns about unauthorized usage and copyright infringement. Existing dataset inference methods typically require access to log probabilities or other internal signals, but many modern LLMs restrict such access, motivating token-only inference approaches. We propose CatShift, a token-only dataset inference framework based on catastrophic forgetting, where models overwrite prior knowledge when trained on new data. Fine-tuning an LLM on a subset of its training data induces larger output shifts than fine-tuning on unseen data. CatShift compares these shifts against those from a known non-member validation set to infer whether a dataset was included in training. Experiments on both open-source and API-based LLMs show that CatShift remains effective without logit access, enabling practical protection of proprietary datasets.

cs.CL

Patching LLM Like Software: A Lightweight Method for Improving Safety Policy in Large Language Models

We propose patching for large language models (LLMs) like software versions, a lightweight and modular approach for addressing safety vulnerabilities. While vendors release improved LLM versions, major releases are costly, infrequent, and difficult to tailor to customer needs, leaving released models with known safety gaps. Unlike full-model fine-tuning or major version updates, our method enables rapid remediation by prepending a compact, learnable prefix to an existing model. This "patch" introduces only 0.003% additional parameters, yet reliably steers model behavior toward that of a safer reference model. Across three critical domains (toxicity mitigation, bias reduction, and harmfulness refusal) policy patches achieve safety improvements comparable to next-generation safety-aligned models while preserving fluency. Our results demonstrate that LLMs can be "patched" much like software, offering vendors and practitioners a practical mechanism for distributing scalable, efficient, and composable safety updates between major model releases.

cs.AI

OjaKV: Context-Aware Online Low-Rank KV Cache Compression

The expanding long-context capabilities of large language models are constrained by a significant memory bottleneck: the key-value (KV) cache required for autoregressive generation. This bottleneck is substantial; for instance, a Llama-3.1-8B model processing a 32K-token prompt at a batch size of 4 requires approximately 16GB for its KV cache, a size exceeding the model's weights. While KV-cache compression via low-rank projection is a promising direction, existing methods rely on a static, offline-learned subspace that performs poorly under data distribution shifts. To overcome these limitations, we introduce OjaKV, a novel framework that integrates a strategic hybrid storage policy with online subspace adaptation. First, OjaKV recognizes that not all tokens are equally important for compression; it preserves the crucial first and most recent tokens in full-rank, maintaining high-fidelity anchors for attention. Second, for the vast majority of intermediate tokens, it applies low-rank compression by incrementally adapting the projection basis using Oja's algorithm for online principal component analysis. This adaptation involves a comprehensive update during prompt prefilling and lightweight periodic updates during decoding, ensuring the subspace remains aligned with the evolving context. Crucially, our framework is fully compatible with modern attention modules like FlashAttention. Experiments demonstrate that OjaKV maintains or even improves zero-shot accuracy at high compression ratios. In particular, OjaKV achieves its strongest gains on very long-context benchmarks that require complex reasoning, highlighting the importance of online subspace adaptation in dynamically tracking context shifts. These results establish our hybrid framework as a practical, plug-and-play solution for memory-efficient long-context inference without requiring model fine-tuning.

cs.CL

ZoomR: Memory Efficient Reasoning through Multi-Granularity Key Value Retrieval

Large language models (LLMs) have shown great performance on complex reasoning tasks but often require generating long intermediate thoughts before reaching a final answer. During generation, LLMs rely on a key-value (KV) cache for autoregressive decoding. However, the memory footprint of the KV cache grows with output length. Prior work on KV cache optimization mostly focus on compressing the long input context, while retaining the full KV cache for decoding. For tasks requiring long output generation, this leads to increased computational and memory costs. In this paper, we introduce ZoomR, a novel approach that enables LLMs to adaptively compress verbose reasoning thoughts into summaries and uses a dynamic KV cache selection policy that leverages these summaries while also strategically "zooming in" on fine-grained details. By using summary keys as a coarse-grained index during decoding, ZoomR uses the query to retrieve details for only the most important thoughts. This hierarchical strategy significantly reduces memory usage by avoiding full-cache attention at each step. Experiments across math and reasoning tasks show that our approach achieves competitive performance compared to baselines, while reducing inference memory requirements by more than $4\times$. These results demonstrate that a multi-granularity KV selection enables more memory efficient decoding, especially for long output generation.

cs.LG

Guardian-as-an-Advisor: Advancing Next-Generation Guardian Models for Trustworthy LLMs

Hard-gated safety checkers often over-refuse and misalign with a vendor's model spec; prevailing taxonomies also neglect robustness and honesty, yielding safer-on-paper yet less useful systems. This work introduces Guardian-as-an-Advisor (GaaA), a soft-gating pipeline where a guardian predicts a binary risk label plus a concise explanation and prepends this advice to the original query for re-inference, keeping the base model operating under its original spec. To support training and evaluation, GuardSet is constructed, a 208k+ multi-domain dataset unifying harmful and harmless cases with targeted robustness and honesty slices. GuardAdvisor is trained via SFT followed by RL to enforce label-explanation consistency. GuardAdvisor attains competitive detection accuracy while enabling the advisory workflow; when used to augment inputs, responses improve over unaugmented prompts. A latency study shows advisor inference uses below 5% of base-model compute and adds only 2-10% end-to-end overhead under realistic harmful-input rates. Overall, GaaA steers models to comply with the model spec, maintaining safety while reducing over-refusal.

cs.LG

Visual prompting reimagined: The power of the Activation Prompts

Visual prompting (VP) has emerged as a popular method to repurpose pretrained vision models for adaptation to downstream tasks. Unlike conventional model fine-tuning techniques, VP introduces a universal perturbation directly into the input data to facilitate task-specific fine-tuning rather than modifying model parameters. However, there exists a noticeable performance gap between VP and conventional fine-tuning methods, highlighting an unexplored realm in theory and practice to understand and advance the input-level VP to reduce its current performance gap. Towards this end, we introduce a generalized concept, termed activation prompt (AP), which extends the scope of the input-level VP by enabling universal perturbations to be applied to activation maps within the intermediate layers of the model. By using AP to revisit the problem of VP and employing it as an analytical tool, we demonstrate the intrinsic limitations of VP in both performance and efficiency, revealing why input-level prompting may lack effectiveness compared to AP, which exhibits a model-dependent layer preference. We show that AP is closely related to normalization tuning in convolutional neural networks and vision transformers, although each model type has distinct layer preferences for prompting. We also theoretically elucidate the rationale behind such a preference by analyzing global features across layers. Through extensive experiments across 29 datasets and various model architectures, we provide a comprehensive performance analysis of AP, comparing it with VP and parameter-efficient fine-tuning baselines. Our results demonstrate AP's superiority in both accuracy and efficiency, considering factors such as time, parameters, memory usage, and throughput.

cs.CV

OrgAgent: Organize Your Multi-Agent System like a Company

While large language model-based multi-agent systems have shown strong potential for complex reasoning, how to effectively organize multiple agents remains an open question. In this paper, we introduce OrgAgent, a company-style hierarchical multi-agent framework that separates collaboration into governance, execution, and compliance layers. OrgAgent decomposes multi-agent reasoning into three layers: a governance layer for planning and resource allocation, an execution layer for task solving and review, and a compliance layer for final answer control. By evaluating the framework across reasoning tasks, LLMs, execution modes, and execution policies, we find that multi-agent systems organized in a company-style hierarchy generally outperform other organizational structures. Besides, hierarchical coordination also reduces token consumption relative to flat collaboration in most settings. For example, for GPT-OSS-120B, the hierarchical setting improves performance over flat multi-agent system by 102.73% while reducing token usage by 74.52% on SQuAD 2.0. Further analysis shows that hierarchy helps most when tasks benefit from stable skill assignment, controlled information flow, and layered verification. Overall, our findings highlight organizational structure as an important factor in multi-agent reasoning, shaping not only effectiveness and cost, but also coordination behavior.

cs.MA

From Static Templates to Dynamic Runtime Graphs: A Survey of Workflow Optimization for LLM Agents

Large language model (LLM)-based systems are becoming increasingly popular for solving tasks by constructing executable workflows that interleave LLM calls, information retrieval, tool use, code execution, memory updates, and verification. This survey reviews recent methods for designing and optimizing such workflows, which we treat as agentic computation graphs (ACGs). We organize the literature based on when workflow structure is determined, where structure refers to which components or agents are present, how they depend on each other, and how information flows between them. This lens distinguishes static methods, which fix a reusable workflow scaffold before deployment, from dynamic methods, which select, generate, or revise the workflow for a particular run before or during execution. We further organize prior work along three dimensions: when structure is determined, what part of the workflow is optimized, and which evaluation signals guide optimization (e.g., task metrics, verifier signals, preferences, or trace-derived feedback). We also distinguish reusable workflow templates, run-specific realized graphs, and execution traces, separating reusable design choices from the structures actually deployed in a given run and from realized runtime behavior. Finally, we outline a structure-aware evaluation perspective that complements downstream task metrics with graph-level properties, execution cost, robustness, and structural variation across inputs. Our goal is to provide a clear vocabulary, a unified framework for positioning new methods, a more comparable view of existing body of literature, and a more reproducible evaluation standard for future work in workflow optimizations for LLM agents.

cs.AI

Backdoor Directions in Vision Transformers

This paper investigates how Backdoor Attacks are represented within Vision Transformers (ViTs). By assuming knowledge of the trigger, we identify a specific ``trigger direction'' in the model's activations that corresponds to the internal representation of the trigger. We confirm the causal role of this linear direction by showing that interventions in both activation and parameter space consistently modulate the model's backdoor behavior across multiple datasets and attack types. Using this direction as a diagnostic tool, we trace how backdoor features are processed across layers. Our analysis reveals distinct qualitative differences: static-patch triggers follow a different internal logic than stealthy, distributed triggers. We further examine the link between backdoors and adversarial attacks, specifically testing whether PGD-based perturbations (de-)activate the identified trigger mechanism. Finally, we propose a data-free, weight-based detection scheme for stealthy-trigger attacks. Our findings show that mechanistic interpretability offers a robust framework for diagnosing and addressing security vulnerabilities in computer vision.

cs.CV