Searcharxiv⌕ Search

arXiv subjects

Qi Zhang

Publications and source records attributed to Qi Zhang.

At least 325 records · Page 18Linked to original sources

Open Benchmarking for Click-Through Rate Prediction

Click-through rate (CTR) prediction is a critical task for many applications, as its accuracy has a direct impact on user experience and platform revenue. In recent years, CTR prediction has been widely studied in both academia and industry, resulting in a wide variety of CTR prediction models. Unfortunately, there is still a lack of standardized benchmarks and uniform evaluation protocols for CTR prediction research. This leads to non-reproducible or even inconsistent experimental results among existing studies, which largely limits the practical value and potential impact of their research. In this work, we build an open benchmark for CTR prediction, namely BARS-CTR, and present a rigorous comparison of different models in a reproducible manner. To this end, we ran over 7,000 experiments for more than 12,000 GPU hours in total to re-evaluate 24 existing models on multiple datasets and settings. Surprisingly, our experiments show that with sufficient hyper-parameter search and model tuning, many deep models have smaller differences than expected. The results also reveal that making real progress on the modeling of CTR prediction is indeed a very challenging research task. We believe that our benchmarking work could not only allow researchers to gauge the effectiveness of new models conveniently but also make them fairly compare with the state of the arts. We have publicly released the benchmarking code, evaluation protocols, and hyper-parameter settings of our work to promote reproducible research in this field.

cs.IR↗

MonkeyOCR v1.5 Technical Report: Unlocking Robust Document Parsing for Complex Patterns

Document parsing is a core task in document intelligence, supporting applications such as information extraction, retrieval-augmented generation, and automated document analysis. However, real-world documents often feature complex layouts with multi-level tables, embedded images or formulas, and cross-page structures, which remain challenging for existing OCR systems. We introduce MonkeyOCR v1.5, a unified vision-language framework that enhances both layout understanding and content recognition through a two-stage pipeline. The first stage employs a large multimodal model to jointly predict layout and reading order, leveraging visual information to ensure sequential consistency. The second stage performs localized recognition of text, formulas, and tables within detected regions, maintaining high visual fidelity while reducing error propagation. To address complex table structures, we propose a visual consistency-based reinforcement learning scheme that evaluates recognition quality via render-and-compare alignment, improving structural accuracy without manual annotations. Additionally, two specialized modules, Image-Decoupled Table Parsing and Type-Guided Table Merging, are introduced to enable reliable parsing of tables containing embedded images and reconstruction of tables crossing pages or columns. Comprehensive experiments on OmniDocBench v1.5 demonstrate that MonkeyOCR v1.5 achieves state-of-the-art performance, outperforming PPOCR-VL and MinerU 2.5 while showing exceptional robustness in visually complex document scenarios. A trial link can be found at https://github.com/Yuliang-Liu/MonkeyOCR .

cs.CV↗

AgentPRM: Process Reward Models for LLM Agents via Step-Wise Promise and Progress

Despite rapid development, large language models (LLMs) still encounter challenges in multi-turn decision-making tasks (i.e., agent tasks) like web shopping and browser navigation, which require making a sequence of intelligent decisions based on environmental feedback. Previous work for LLM agents typically relies on elaborate prompt engineering or fine-tuning with expert trajectories to improve performance. In this work, we take a different perspective: we explore constructing process reward models (PRMs) to evaluate each decision and guide the agent's decision-making process. Unlike LLM reasoning, where each step is scored based on correctness, actions in agent tasks do not have a clear-cut correctness. Instead, they should be evaluated based on their proximity to the goal and the progress they have made. Building on this insight, we propose a re-defined PRM for agent tasks, named AgentPRM, to capture both the interdependence between sequential decisions and their contribution to the final goal. This enables better progress tracking and exploration-exploitation balance. To scalably obtain labeled data for training AgentPRM, we employ a Temporal Difference-based (TD-based) estimation method combined with Generalized Advantage Estimation (GAE), which proves more sample-efficient than prior methods. Extensive experiments across different agentic tasks show that AgentPRM is over $8\times$ more compute-efficient than baselines, and it demonstrates robust improvement when scaling up test-time compute. Moreover, we perform detailed analyses to show how our method works and offer more insights, e.g., applying AgentPRM to the reinforcement learning of LLM agents.

cs.CL↗

Singular Perturbations of Nonlocal HJB Equations in Multiscale Stochastic Control

This paper investigates a class of multiscale stochastic control problems driven by $α$-stable Lévy noises, where the controlled dynamics evolve across separate slow and fast time scales. The associated value functions are governed by a family of nonlocal Hamilton-Jacobi-Bellman (HJB) equations subject to singular perturbations. By employing the perturbed test function method, we carefully analyze this singular perturbation problem and derive a limiting effective equation as the time-scale separation parameter $\varepsilon$ approaches zero. This limiting equation characterizes the value function of the averaged control problem, thereby establishing a rigorous averaging principle for the original multiscale system. The effective Hamiltonian-along with the corresponding averaged control problem is obtained by averaging with respect to the invariant measure of the fast process. Moreover, we provide a probabilistic proof of convergence and establish an explicit convergence rate for the value functions.

math.OC↗

Integer L-Shaped Method with Non-Supporting No-Good Optimality Cuts

Two-stage stochastic mixed-integer linear programs with mixed-integer recourse arise in many practical applications but are computationally challenging due to their large size and the presence of integer decisions in both stages. The integer L-shaped method with alternating cuts is a widely used decomposition algorithm for these problems, relying on optimality cuts generated using subproblems to iteratively refine the master problem. A key computational bottleneck in this approach is solving the mixed-integer subproblems to optimality in order to generate separating cuts. This work proposes a modification to the integer L-shaped method with alternating cuts to allow for efficient generation of no-good optimality cuts that are separating for the current master problem solutions without being supporting hyperplanes of the feasible region. These separating cuts are derived from subproblems that are terminated before the optimal solution is found or proven to be optimal, reducing the computational effort required for cut generation. Additionally, an updated optimality cut generation function is proposed to account for the various complexities introduced by this early termination strategy. The effectiveness of the proposed method is demonstrated through two case studies on industrially relevant problems from the literature, which illustrate its advantages in handling large-scale instances with complex mixed-integer subproblems. In these cases, the method achieves substantial reductions in solution time or optimality gap compared to the standard integer L-shaped method with alternating cuts, with performance improvements that increase with mixed-integer subproblem size and complexity.

math.OC↗

Revealing emergent human-like conceptual representations from language prediction

People acquire concepts through rich physical and social experiences and use them to understand and navigate the world. In contrast, large language models (LLMs), trained solely through next-token prediction on text, exhibit strikingly human-like behaviors. Are these models developing concepts akin to those of humans? If so, how are such concepts represented, organized, and related to behavior? Here, we address these questions by investigating the representations formed by LLMs during an in-context concept inference task. We found that LLMs can flexibly derive concepts from linguistic descriptions in relation to contextual cues about other concepts. The derived representations converge toward a shared, context-independent structure, and alignment with this structure reliably predicts model performance across various understanding and reasoning tasks. Moreover, the convergent representations effectively capture human behavioral judgments and closely align with neural activity patterns in the human brain, providing evidence for biological plausibility. Together, these findings establish that structured, human-like conceptual representations can emerge purely from language prediction without real-world grounding, highlighting the role of conceptual structure in understanding intelligent behavior. More broadly, our work suggests that LLMs offer a tangible window into the nature of human concepts and lays the groundwork for advancing alignment between artificial and human intelligence.

cs.CL↗

Anomalous heat flow and quantum Otto cycle with indefinite causal order

The principle that heat spontaneously flows from higher temperature to lower temperature is a cornerstone of classical thermodynamics, often assumed to be independent of the sequence of interactions. While this holds true for macroscopic systems at equilibrium, here we show that, when the order of interactions between two identical thermalization channels is indefinite, an anomalous heat flow emerges, whereby heat can sometime flow from a colder entity to a hotter one. Taking advantage of this anomalous heat flow, we design a quantum Otto cycle with indefinite causal order, which not only achieves refrigeration but also generates work. The anomalous heat flow and the quantum Otto cycle are experimentally simulated in a photonic quantum setup, which provides a proof-of-principle demonstration of the theory.

quant-ph↗

Competitive optimal portfolio selection under mean-variance criterion

We investigate a portfolio selection problem involving multi competitive agents, each exhibiting mean-variance preferences. Unlike classical models, each agent's utility is determined by their relative wealth compared to the average wealth of all agents, introducing a competitive dynamic into the optimization framework. To address this game-theoretic problem, we first reformulate the mean-variance criterion as a constrained, non-homogeneous stochastic linear-quadratic control problem and derive the corresponding optimal feedback strategies. The existence of Nash equilibria is shown to depend on the well-posedness of a complex, coupled system of equations. Employing decoupling techniques, we reduce the well-posedness analysis to the solvability of a novel class of multi-dimensional linear backward stochastic differential equations (BSDEs). We solve a new type of nonlinear BSDEs (including the above linear one as a special case) using fixed-point theory. Depending on the interplay between market and competition parameters, three distinct scenarios arise: (i) the existence of a unique Nash equilibrium, (ii) the absence of any Nash equilibrium, and (iii) the existence of infinitely many Nash equilibria. These scenarios are rigorously characterized and discussed in detail.

math.OC↗

Compression Hacking: A Supplementary Perspective on Informatics Properties of Language Models from Geometric Distortion

Recently, the concept of ``compression as intelligence'' has provided a novel informatics metric perspective for language models (LMs), emphasizing that highly structured representations signify the intelligence level of LMs. However, from a geometric standpoint, the word representation space of highly compressed LMs tends to degenerate into a highly anisotropic state, which hinders the LM's ability to comprehend instructions and directly impacts its performance. We found this compression-anisotropy synchronicity is essentially the ``Compression Hacking'' in LM representations, where noise-dominated directions tend to create the illusion of high compression rates by sacrificing spatial uniformity. Based on this, we propose three refined compression metrics by incorporating geometric distortion analysis and integrate them into a self-evaluation pipeline. The refined metrics exhibit strong alignment with the LM's comprehensive capabilities, achieving Spearman correlation coefficients above 0.9, significantly outperforming both the original compression and other internal structure-based metrics. This confirms that compression hacking substantially enhances the informatics interpretation of LMs by incorporating geometric distortion of representations.

cs.CL↗

An Augmentation Overlap Theory of Contrastive Learning

Recently, self-supervised contrastive learning has achieved great success on various tasks. However, its underlying working mechanism is yet unclear. In this paper, we first provide the tightest bounds based on the widely adopted assumption of conditional independence. Further, we relax the conditional independence assumption to a more practical assumption of augmentation overlap and derive the asymptotically closed bounds for the downstream performance. Our proposed augmentation overlap theory hinges on the insight that the support of different intra-class samples will become more overlapped under aggressive data augmentations, thus simply aligning the positive samples (augmented views of the same sample) could make contrastive learning cluster intra-class samples together. Moreover, from the newly derived augmentation overlap perspective, we develop an unsupervised metric for the representation evaluation of contrastive learning, which aligns well with the downstream performance almost without relying on additional modules. Code is available at https://github.com/PKU-ML/GARC.

cs.LG↗

Revealing Multimodal Causality with Large Language Models

Uncovering cause-and-effect mechanisms from data is fundamental to scientific progress. While large language models (LLMs) show promise for enhancing causal discovery (CD) from unstructured data, their application to the increasingly prevalent multimodal setting remains a critical challenge. Even with the advent of multimodal LLMs (MLLMs), their efficacy in multimodal CD is hindered by two primary limitations: (1) difficulty in exploring intra- and inter-modal interactions for comprehensive causal variable identification; and (2) insufficiency to handle structural ambiguities with purely observational data. To address these challenges, we propose MLLM-CD, a novel framework for multimodal causal discovery from unstructured data. It consists of three key components: (1) a novel contrastive factor discovery module to identify genuine multimodal factors based on the interactions explored from contrastive sample pairs; (2) a statistical causal structure discovery module to infer causal relationships among discovered factors; and (3) an iterative multimodal counterfactual reasoning module to refine the discovery outcomes iteratively by incorporating the world knowledge and reasoning capabilities of MLLMs. Extensive experiments on both synthetic and real-world datasets demonstrate the effectiveness of the proposed MLLM-CD in revealing genuine factors and causal relationships among them from multimodal unstructured data.

cs.LG↗

Counteracting Matthew Effect in Self-Improvement of LVLMs through Head-Tail Re-balancing

Self-improvement has emerged as a mainstream paradigm for advancing the reasoning capabilities of large vision-language models (LVLMs), where models explore and learn from successful trajectories iteratively. However, we identify a critical issue during this process: the model excels at generating high-quality trajectories for simple queries (i.e., head data) but struggles with more complex ones (i.e., tail data). This leads to an imbalanced optimization that drives the model to prioritize simple reasoning skills, while hindering its ability to tackle more complex reasoning tasks. Over iterations, this imbalance becomes increasingly pronounced--a dynamic we term the "Matthew effect"--which ultimately hinders further model improvement and leads to performance bottlenecks. To counteract this challenge, we introduce four efficient strategies from two perspectives: distribution-reshaping and trajectory-resampling, to achieve head-tail re-balancing during the exploration-and-learning self-improvement process. Extensive experiments on Qwen2-VL-7B-Instruct and InternVL2.5-4B models across visual reasoning tasks demonstrate that our methods consistently improve visual reasoning capabilities, outperforming vanilla self-improvement by 3.86 points on average.

cs.CV↗

Parrot: A Training Pipeline Enhances Both Program CoT and Natural Language CoT for Reasoning

Natural language chain-of-thought (N-CoT) and Program chain-of-thought (P-CoT) have emerged as two primary paradigms for large language models (LLMs) to solve mathematical reasoning problems. Current research typically endeavors to achieve unidirectional enhancement: P-CoT enhanced N-CoT or N-CoT enhanced P-CoT. In this paper, we seek to fully unleash the two paradigms' strengths for mutual enhancement and ultimately achieve simultaneous improvements. We conduct a detailed analysis of the error types across two paradigms, based on which we propose Parrot, a novel training pipeline for mathematical problems: 1) Three target-designed subtasks integrate sequential P-CoT and N-CoT generation. 2) A subtask hybrid training strategy to facilitate natural language semantic transferability. 3) The converted N-CoT auxiliary reward is designed to alleviate the sparse rewards in P-CoT optimization. Extensive experiments demonstrate that Parrot significantly enhances both the performance of N-CoT and P-CoT, especially on N-CoT. Using Parrot SFT, the N-CoT performance of LLaMA2 and CodeLLaMA achieve gains of +21.87 and +21.48 on MathQA over the RL baseline, which is resource-intensive.

cs.CL↗

Critique-RL: Training Language Models for Critiquing through Two-Stage Reinforcement Learning

Training critiquing language models to assess and provide feedback on model outputs is a promising way to improve LLMs for complex reasoning tasks. However, existing approaches typically rely on stronger supervisors for annotating critique data. To address this, we propose Critique-RL, an online RL approach for developing critiquing language models without stronger supervision. Our approach operates on a two-player paradigm: the actor generates a response, the critic provides feedback, and the actor refines the response accordingly. We first reveal that relying solely on indirect reward signals from the actor's outputs for RL optimization often leads to unsatisfactory critics: while their helpfulness (i.e., providing constructive feedback) improves, the discriminability (i.e., determining whether a response is high-quality or not) remains poor, resulting in marginal performance gains. To overcome this, Critique-RL adopts a two-stage optimization strategy. In stage I, it reinforces the discriminability of the critic with direct rule-based reward signals; in stage II, it introduces indirect rewards based on actor refinement to improve the critic's helpfulness, while maintaining its discriminability via appropriate regularization. Extensive experiments across various tasks and models show that Critique-RL delivers substantial performance improvements. For example, it achieves a 9.02% gain on in-domain tasks and a 5.70% gain on out-of-domain tasks for Qwen2.5-7B, highlighting its potential.

cs.CL↗

TernaryCLIP: Efficiently Compressing Vision-Language Models with Ternary Weights and Distilled Knowledge

Recent years have witnessed an increasing interest in image-text contrastive modeling, exemplified by models such as Contrastive Language-Image Pretraining (CLIP). In this paper, we propose the TernaryCLIP, a lightweight computational framework that converts connection weights of both vision and text encoders of CLIP into the ternary format, instead of full-precision or floating ones. TernaryCLIP incorporates quantization-aware training and distillation modules, preventing precision degradation and enabling low-cost and high-efficiency computations. Comprehensive experiments demonstrate that TernaryCLIP can achieve up to 99\% ternarized weights with 1.58-bit representation, 16.98 $\times$ compression ratio, 2.3 $\times$ inference acceleration, 16 $\times$ storage reduction, 10 $\times$ memory optimization, and 60\% sparsity while maintaining promising performance on zero-shot image classification and image-text retrieval tasks across 41 commonly used datasets. Our work highlights the feasibility of extreme quantization for large multimodal models, supporting effective and efficient deployment on resource-constrained devices. The model and code can be accessed from Hugging Face and GitHub.

cs.CV↗

SEMPO: Lightweight Foundation Models for Time Series Forecasting

The recent boom of large pre-trained models witnesses remarkable success in developing foundation models (FMs) for time series forecasting. Despite impressive performance across diverse downstream forecasting tasks, existing time series FMs possess massive network architectures and require substantial pre-training on large-scale datasets, which significantly hinders their deployment in resource-constrained environments. In response to this growing tension between versatility and affordability, we propose SEMPO, a novel lightweight foundation model that requires pretraining on relatively small-scale data, yet exhibits strong general time series forecasting. Concretely, SEMPO comprises two key modules: 1) energy-aware SpEctral decomposition module, that substantially improves the utilization of pre-training data by modeling not only the high-energy frequency signals but also the low-energy yet informative frequency signals that are ignored in current methods; and 2) Mixture-of-PrOmpts enabled Transformer, that learns heterogeneous temporal patterns through small dataset-specific prompts and adaptively routes time series tokens to prompt-based experts for parameter-efficient model adaptation across different datasets and domains. Equipped with these modules, SEMPO significantly reduces both pre-training data scale and model size, while achieving strong generalization. Extensive experiments on two large-scale benchmarks covering 16 datasets demonstrate the superior performance of SEMPO in both zero-shot and few-shot forecasting scenarios compared with state-of-the-art methods. Code and data are available at https://github.com/mala-lab/SEMPO.

cs.LG↗

View Transformation Robustness for Multi-View 3D Object Reconstruction with Reconstruction Error-Guided View Selection

View transformation robustness (VTR) is critical for deep-learning-based multi-view 3D object reconstruction models, which indicates the methods' stability under inputs with various view transformations. However, existing research seldom focused on view transformation robustness in multi-view 3D object reconstruction. One direct way to improve the models' VTR is to produce data with more view transformations and add them to model training. Recent progress on large vision models, particularly Stable Diffusion models, has provided great potential for generating 3D models or synthesizing novel view images with only a single image input. Directly deploying these models at inference consumes heavy computation resources and their robustness to view transformations is not guaranteed either. To fully utilize the power of Stable Diffusion models without extra inference computation burdens, we propose to generate novel views with Stable Diffusion models for better view transformation robustness. Instead of synthesizing random views, we propose a reconstruction error-guided view selection method, which considers the reconstruction errors' spatial distribution of the 3D predictions and chooses the views that could cover the reconstruction errors as much as possible. The methods are trained and tested on sets with large view transformations to validate the 3D reconstruction models' robustness to view transformations. Extensive experiments demonstrate that the proposed method can outperform state-of-the-art 3D reconstruction methods and other view transformation robustness comparison methods. Code is available at: https://github.com/zqyq/VTR.

cs.CV↗

EvaLearn: Quantifying the Learning Capability and Efficiency of LLMs via Sequential Problem Solving

We introduce EvaLearn, a pioneering benchmark designed to evaluate large language models (LLMs) on their learning capability and efficiency in challenging tasks, a critical, yet underexplored aspect of model potential. EvaLearn contains 648 challenging problems across six task types, grouped into 182 sequences, each sequence dedicated to one task type. Diverging from most existing benchmarks that evaluate models in parallel, EvaLearn requires models to solve problems sequentially, allowing them to leverage the experience gained from previous solutions. EvaLearn provides five comprehensive automated metrics to evaluate models and quantify their learning capability and efficiency. We extensively benchmark nine frontier models and observe varied performance profiles: some models, such as Claude-3.7-sonnet, start with moderate initial performance but exhibit strong learning ability, while some models struggle to benefit from experience and may even show negative transfer. Moreover, we investigate model performance under two learning settings and find that instance-level rubrics and teacher-model feedback further facilitate model learning. Importantly, we observe that current LLMs with stronger static abilities do not show a clear advantage in learning capability across all tasks, highlighting that EvaLearn evaluates a new dimension of model performance. We hope EvaLearn provides a novel evaluation perspective for assessing LLM potential and understanding the gap between models and human capabilities, promoting the development of deeper and more dynamic evaluation approaches. All datasets, the automatic evaluation framework, and the results studied in this paper are available at the GitHub repository.

cs.CL↗