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Qian Chen

Publications and source records attributed to Qian Chen.

At least 163 records · Page 9Linked to original sources

Optimal Algorithms in Linear Regression under Covariate Shift: On the Importance of Precondition

A common pursuit in modern statistical learning is to attain satisfactory generalization out of the source data distribution (OOD). In theory, the challenge remains unsolved even under the canonical setting of covariate shift for the linear model. This paper studies the foundational (high-dimensional) linear regression where the ground truth variables are confined to an ellipse-shape constraint and addresses two fundamental questions in this regime: (i) given the target covariate matrix, what is the min-max \emph{optimal} algorithm under covariate shift? (ii) for what kinds of target classes, the commonly-used SGD-type algorithms achieve optimality? Our analysis starts with establishing a tight lower generalization bound via a Bayesian Cramer-Rao inequality. For (i), we prove that the optimal estimator can be simply a certain linear transformation of the best estimator for the source distribution. Given the source and target matrices, we show that the transformation can be efficiently computed via a convex program. The min-max optimal analysis for SGD leverages the idea that we recognize both the accumulated updates of the applied algorithms and the ideal transformation as preconditions on the learning variables. We provide sufficient conditions when SGD with its acceleration variants attain optimality.

stat.ML↗

CS-SHAP: Extending SHAP to Cyclic-Spectral Domain for Better Interpretability of Intelligent Fault Diagnosis

Neural networks (NNs), with their powerful nonlinear mapping and end-to-end capabilities, are widely applied in mechanical intelligent fault diagnosis (IFD). However, as typical black-box models, they pose challenges in understanding their decision basis and logic, limiting their deployment in high-reliability scenarios. Hence, various methods have been proposed to enhance the interpretability of IFD. Among these, post-hoc approaches can provide explanations without changing model architecture, preserving its flexibility and scalability. However, existing post-hoc methods often suffer from limitations in explanation forms. They either require preprocessing that disrupts the end-to-end nature or overlook fault mechanisms, leading to suboptimal explanations. To address these issues, we derived the cyclic-spectral (CS) transform and proposed the CS-SHAP by extending Shapley additive explanations (SHAP) to the CS domain. CS-SHAP can evaluate contributions from both carrier and modulation frequencies, aligning more closely with fault mechanisms and delivering clearer and more accurate explanations. Three datasets are utilized to validate the superior interpretability of CS-SHAP, ensuring its correctness, reproducibility, and practical performance. With open-source code and outstanding interpretability, CS-SHAP has the potential to be widely adopted and become the post-hoc interpretability benchmark in IFD, even in other classification tasks. The code is available on https://github.com/ChenQian0618/CS-SHAP.

cs.LG↗

Beyond Yes or No: Predictive Compliance Monitoring Approaches for Quantifying the Magnitude of Compliance Violations

Most existing process compliance monitoring approaches detect compliance violations in an ex post manner. Only predicate prediction focuses on predicting them. However, predicate prediction provides a binary yes/no notion of compliance, lacking the ability to measure to which extent an ongoing process instance deviates from the desired state as specified in constraints. Here, being able to quantify the magnitude of violation would provide organizations with deeper insights into their operational performance, enabling informed decision making to reduce or mitigate the risk of non-compliance. Thus, we propose two predictive compliance monitoring approaches to close this research gap. The first approach reformulates the binary classification problem as a hybrid task that considers both classification and regression, while the second employs a multi-task learning method to explicitly predict the compliance status and the magnitude of violation for deviant cases simultaneously. In this work, we focus on temporal constraints as they are significant in almost any application domain, e.g., health care. The evaluation on synthetic and real-world event logs demonstrates that our approaches are capable of quantifying the magnitude of violations while maintaining comparable performance for compliance predictions achieved by state-of-the-art approaches.

cs.LG↗

Recording for Eyes, Not Echoing to Ears: Contextualized Spoken-to-Written Conversion of ASR Transcripts

Automatic Speech Recognition (ASR) transcripts exhibit recognition errors and various spoken language phenomena such as disfluencies, ungrammatical sentences, and incomplete sentences, hence suffering from poor readability. To improve readability, we propose a Contextualized Spoken-to-Written conversion (CoS2W) task to address ASR and grammar errors and also transfer the informal text into the formal style with content preserved, utilizing contexts and auxiliary information. This task naturally matches the in-context learning capabilities of Large Language Models (LLMs). To facilitate comprehensive comparisons of various LLMs, we construct a document-level Spoken-to-Written conversion of ASR Transcripts Benchmark (SWAB) dataset. Using SWAB, we study the impact of different granularity levels on the CoS2W performance, and propose methods to exploit contexts and auxiliary information to enhance the outputs. Experimental results reveal that LLMs have the potential to excel in the CoS2W task, particularly in grammaticality and formality, our methods achieve effective understanding of contexts and auxiliary information by LLMs. We further investigate the effectiveness of using LLMs as evaluators and find that LLM evaluators show strong correlations with human evaluations on rankings of faithfulness and formality, which validates the reliability of LLM evaluators for the CoS2W task.

cs.CL↗

Dynamics of holographic steady flows near a first-order phase transition

We investigate the physical properties of steady flows in a holographic first-order phase transition model, extending from the thermodynamics at equilibrium to the real-time dynamics far from equilibrium. Through spinodal decomposition or condensation nuclei, the phase-separated state with non-zero momentum can be achieved. In this scenario, we observe a gap between coexisting phases, arising not only from the variations in energy density, but also from the distinctions in momentum density or longitudinal pressure. These disparities are characterized by flow velocity and latent heat. Furthermore, by introducing an inhomogeneous scalar external source to simulate a fixed obstacle, we reveal the dynamical response of momentum loss in the moving system. Notably, starting from an initial phase-separated state with uniform flow velocity, and subsequently interacting it with an obstacle, we find that the moving high-energy phase exhibits four characteristic dynamical behaviors -- rebounding, pinning, passing, and splitting. These behaviors depend on the velocity of the phase and the strength of the obstacle.

hep-th↗

CodeHalu: Investigating Code Hallucinations in LLMs via Execution-based Verification

Large Language Models (LLMs) have made significant progress in code generation, offering developers groundbreaking automated programming support. However, LLMs often generate code that is syntactically correct and even semantically plausible, but may not execute as expected or fulfill specified requirements. This phenomenon of hallucinations in the code domain has not been systematically explored. To advance the community's understanding and research on this issue, we introduce the concept of code hallucinations and propose a classification method for code hallucination based on execution verification. We categorize code hallucinations into four main types: mapping, naming, resource, and logic hallucinations, with each category further divided into different subcategories to understand and address the unique challenges faced by LLMs in code generation with finer granularity. Additionally, we present a dynamic detection algorithm called CodeHalu designed to detect and quantify code hallucinations. We also introduce the CodeHaluEval benchmark, which includes 8,883 samples from 699 tasks, to systematically and quantitatively evaluate code hallucinations. By evaluating 17 popular LLMs using this benchmark, we reveal significant differences in their accuracy and reliability in code generation, offering detailed insights for further improving the code generation capabilities of LLMs. The CodeHalu benchmark and code are publicly available at https://github.com/yuchen814/CodeHalu.

cs.CL↗

KaLM-Embedding: Superior Training Data Brings A Stronger Embedding Model

As retrieval-augmented generation prevails in large language models, embedding models are becoming increasingly crucial. Despite the growing number of general embedding models, prior work often overlooks the critical role of training data quality. In this work, we introduce KaLM-Embedding, a general multilingual embedding model that leverages a large quantity of cleaner, more diverse, and domain-specific training data. Our model has been trained with key techniques proven to enhance performance: (1) persona-based synthetic data to create diversified examples distilled from LLMs, (2) ranking consistency filtering to remove less informative samples, and (3) semi-homogeneous task batch sampling to improve training efficacy. Departing from traditional BERT-like architectures, we adopt Qwen2-0.5B as the pre-trained model, facilitating the adaptation of auto-regressive language models for general embedding tasks. Extensive evaluations of the MTEB benchmark across multiple languages show that our model outperforms others of comparable size, setting a new standard for multilingual embedding models with <1B parameters.

cs.CL↗

MinMo: A Multimodal Large Language Model for Seamless Voice Interaction

Recent advancements in large language models (LLMs) and multimodal speech-text models have laid the groundwork for seamless voice interactions, enabling real-time, natural, and human-like conversations. Previous models for voice interactions are categorized as native and aligned. Native models integrate speech and text processing in one framework but struggle with issues like differing sequence lengths and insufficient pre-training. Aligned models maintain text LLM capabilities but are often limited by small datasets and a narrow focus on speech tasks. In this work, we introduce MinMo, a Multimodal Large Language Model with approximately 8B parameters for seamless voice interaction. We address the main limitations of prior aligned multimodal models. We train MinMo through multiple stages of speech-to-text alignment, text-to-speech alignment, speech-to-speech alignment, and duplex interaction alignment, on 1.4 million hours of diverse speech data and a broad range of speech tasks. After the multi-stage training, MinMo achieves state-of-the-art performance across various benchmarks for voice comprehension and generation while maintaining the capabilities of text LLMs, and also facilitates full-duplex conversation, that is, simultaneous two-way communication between the user and the system. Moreover, we propose a novel and simple voice decoder that outperforms prior models in voice generation. The enhanced instruction-following capabilities of MinMo supports controlling speech generation based on user instructions, with various nuances including emotions, dialects, and speaking rates, and mimicking specific voices. For MinMo, the speech-to-text latency is approximately 100ms, full-duplex latency is approximately 600ms in theory and 800ms in practice. The MinMo project web page is https://funaudiollm.github.io/minmo, and the code and models will be released soon.

cs.CL↗

V2C-CBM: Building Concept Bottlenecks with Vision-to-Concept Tokenizer

Concept Bottleneck Models (CBMs) offer inherent interpretability by initially translating images into human-comprehensible concepts, followed by a linear combination of these concepts for classification. However, the annotation of concepts for visual recognition tasks requires extensive expert knowledge and labor, constraining the broad adoption of CBMs. Recent approaches have leveraged the knowledge of large language models to construct concept bottlenecks, with multimodal models like CLIP subsequently mapping image features into the concept feature space for classification. Despite this, the concepts produced by language models can be verbose and may introduce non-visual attributes, which hurts accuracy and interpretability. In this study, we investigate to avoid these issues by constructing CBMs directly from multimodal models. To this end, we adopt common words as base concept vocabulary and leverage auxiliary unlabeled images to construct a Vision-to-Concept (V2C) tokenizer that can explicitly quantize images into their most relevant visual concepts, thus creating a vision-oriented concept bottleneck tightly coupled with the multimodal model. This leads to our V2C-CBM which is training efficient and interpretable with high accuracy. Our V2C-CBM has matched or outperformed LLM-supervised CBMs on various visual classification benchmarks, validating the efficacy of our approach.

cs.CV↗

SymILO: A Symmetry-Aware Learning Framework for Integer Linear Optimization

Integer linear programs (ILPs) are commonly employed to model diverse practical problems such as scheduling and planning. Recently, machine learning techniques have been utilized to solve ILPs. A straightforward idea is to train a model via supervised learning, with an ILP as the input and an optimal solution as the label. An ILP is symmetric if its variables can be permuted without changing the problem structure, resulting in numerous equivalent and optimal solutions. Randomly selecting an optimal solution as the label can introduce variability in the training data, which may hinder the model from learning stable patterns. In this work, we incorporate the intrinsic symmetry of ILPs and propose a novel training framework called SymILO. Specifically, we modify the learning task by introducing solution permutation along with neural network weights as learnable parameters and then design an alternating algorithm to jointly optimize the loss function. We conduct extensive experiments on ILPs involving different symmetries and the computational results demonstrate that our symmetry-aware approach significantly outperforms three existing methods -- achieving $50.3\%$, $66.5\%$, and $45.4\%$ average improvements, respectively.

math.OC↗

OmniFlatten: An End-to-end GPT Model for Seamless Voice Conversation

Full-duplex spoken dialogue systems significantly surpass traditional turn-based dialogue systems, as they allow simultaneous bidirectional communication, closely mirroring human-human interactions. However, achieving low latency and natural interactions in full-duplex dialogue systems remains a significant challenge, especially considering human conversation dynamics such as interruptions, backchannels, and overlapping speech. In this paper, we introduce a novel End-to-End GPT-based model OmniFlatten for full-duplex conversation, capable of effectively modeling the complex behaviors inherent to natural conversations with low latency. To achieve full-duplex conversation capabilities, we propose a multi-stage post-training scheme that progressively adapts a text large language model (LLM) backbone into a speech-text dialogue LLM, capable of generating text and speech in real time, without modifying the architecture of the backbone LLM. The training process comprises three stages: modality alignment, half-duplex dialogue learning, and full-duplex dialogue learning. In all training stages, we standardize the data using a flattening operation, which enables unifying the training methods and the GPT backbone across different modalities and tasks. Our approach offers a simple modeling technique and a promising research direction for developing efficient and natural end-to-end full-duplex spoken dialogue systems. Audio samples of dialogues generated by OmniFlatten can be found at this web site (https://omniflatten.github.io/).

cs.CL↗

Multimodal Fusion and Coherence Modeling for Video Topic Segmentation

The video topic segmentation (VTS) task segments videos into intelligible, non-overlapping topics, facilitating efficient comprehension of video content and quick access to specific content. VTS is also critical to various downstream video understanding tasks. Traditional VTS methods using shallow features or unsupervised approaches struggle to accurately discern the nuances of topical transitions. Recently, supervised approaches have achieved superior performance on video action or scene segmentation over unsupervised approaches. In this work, we improve supervised VTS by thoroughly exploring multimodal fusion and multimodal coherence modeling. Specifically, (1) we enhance multimodal fusion by exploring different architectures using cross-attention and mixture of experts. (2) To generally strengthen multimodality alignment and fusion, we pre-train and fine-tune the model with multimodal contrastive learning. (3) We propose a new pre-training task tailored for the VTS task, and a novel fine-tuning task for enhancing multimodal coherence modeling for VTS. We evaluate the proposed approaches on educational videos, in the form of lectures, due to the vital role of topic segmentation of educational videos in boosting learning experiences. Additionally, we introduce a large-scale Chinese lecture video dataset to augment the existing English corpus, promoting further research in VTS. Experiments on both English and Chinese lecture datasets demonstrate that our model achieves superior VTS performance compared to competitive unsupervised and supervised baselines.

cs.AI↗

Self-Distillation Prototypes Network: Learning Robust Speaker Representations without Supervision

Training speaker-discriminative and robust speaker verification systems without explicit speaker labels remains a persistent challenge. In this paper, we propose a novel self-supervised speaker verification approach, Self-Distillation Prototypes Network (SDPN), which effectively facilitates self-supervised speaker representation learning. SDPN assigns the representation of the augmented views of an utterance to the same prototypes as the representation of the original view, thereby enabling effective knowledge transfer between the augmented and original views. Due to lack of negative pairs in the SDPN training process, the network tends to align positive pairs quite closely in the embedding space, a phenomenon known as model collapse. To mitigate this problem, we introduce a diversity regularization term to embeddings in SDPN. Comprehensive experiments on the VoxCeleb datasets demonstrate the superiority of SDPN among self-supervised speaker verification approaches. SDPN sets a new state-of-the-art on the VoxCeleb1 speaker verification evaluation benchmark, achieving Equal Error Rate 1.80%, 1.99%, and 3.62% for trial VoxCeleb1-O, VoxCeleb1-E and VoxCeleb1-H, without using any speaker labels in training. Ablation studies show that both proposed learnable prototypes in self-distillation network and diversity regularization contribute to the verification performance.

eess.AS↗

3D-Speaker-Toolkit: An Open-Source Toolkit for Multimodal Speaker Verification and Diarization

We introduce 3D-Speaker-Toolkit, an open-source toolkit for multimodal speaker verification and diarization, designed for meeting the needs of academic researchers and industrial practitioners. The 3D-Speaker-Toolkit adeptly leverages the combined strengths of acoustic, semantic, and visual data, seamlessly fusing these modalities to offer robust speaker recognition capabilities. The acoustic module extracts speaker embeddings from acoustic features, employing both fully-supervised and self-supervised learning approaches. The semantic module leverages advanced language models to comprehend the substance and context of spoken language, thereby augmenting the system's proficiency in distinguishing speakers through linguistic patterns. The visual module applies image processing technologies to scrutinize facial features, which bolsters the precision of speaker diarization in multi-speaker environments. Collectively, these modules empower the 3D-Speaker-Toolkit to achieve substantially improved accuracy and reliability in speaker-related tasks. With 3D-Speaker-Toolkit, we establish a new benchmark for multimodal speaker analysis. The toolkit also includes a handful of open-source state-of-the-art models and a large-scale dataset containing over 10,000 speakers. The toolkit is publicly available at https://github.com/modelscope/3D-Speaker.

eess.AS↗

Zero-Shot Artifact2Artifact: Self-incentive artifact removal for photoacoustic imaging without any data

Photoacoustic imaging (PAI) uniquely combines optical contrast with the penetration depth of ultrasound, making it critical for clinical applications. However, the quality of 3D PAI is often degraded due to reconstruction artifacts caused by the sparse and angle-limited configuration of detector arrays. Existing iterative or deep learning-based methods are either time-consuming or require large training datasets, significantly limiting their practical application. Here, we propose Zero-Shot Artifact2Artifact (ZS-A2A), a zero-shot self-supervised artifact removal method based on a super-lightweight network, which leverages the fact that reconstruction artifacts are sensitive to irregularities caused by data loss. By introducing random perturbations to the acquired PA data, it spontaneously generates subset data, which in turn stimulates the network to learn the artifact patterns in the reconstruction results, thus enabling zero-shot artifact removal. This approach requires neither training data nor prior knowledge of the artifacts, and is capable of artifact removal for 3D PAI. For maximum amplitude projection (MAP) images or slice images in 3D PAI acquired with arbitrarily sparse or angle-limited detector arrays, ZS-A2A employs a self-incentive strategy to complete artifact removal and improves the Contrast-to-Noise Ratio (CNR). We validated ZS-A2A in both simulation study and $ in\ vivo $ animal experiments. Results demonstrate that ZS-A2A achieves state-of-the-art (SOTA) performance compared to existing zero-shot methods, and for the $ in\ vivo $ rat liver, ZS-A2A improves CNR from 17.48 to 43.46 in just 8 seconds. The project for ZS-A2A will be available in the following GitHub repository: https://github.com/JaegerCQ/ZS-A2A.

cs.CV↗

CosyVoice 2: Scalable Streaming Speech Synthesis with Large Language Models

In our previous work, we introduced CosyVoice, a multilingual speech synthesis model based on supervised discrete speech tokens. By employing progressive semantic decoding with two popular generative models, language models (LMs) and Flow Matching, CosyVoice demonstrated high prosody naturalness, content consistency, and speaker similarity in speech in-context learning. Recently, significant progress has been made in multi-modal large language models (LLMs), where the response latency and real-time factor of speech synthesis play a crucial role in the interactive experience. Therefore, in this report, we present an improved streaming speech synthesis model, CosyVoice 2, which incorporates comprehensive and systematic optimizations. Specifically, we introduce finite-scalar quantization to improve the codebook utilization of speech tokens. For the text-speech LM, we streamline the model architecture to allow direct use of a pre-trained LLM as the backbone. In addition, we develop a chunk-aware causal flow matching model to support various synthesis scenarios, enabling both streaming and non-streaming synthesis within a single model. By training on a large-scale multilingual dataset, CosyVoice 2 achieves human-parity naturalness, minimal response latency, and virtually lossless synthesis quality in the streaming mode. We invite readers to listen to the demos at https://funaudiollm.github.io/cosyvoice2.

cs.SD↗

Inter-Satellite Link-Enhanced Transmission Scheme Towards Aviation IoT in SAGIN

The rapid development of the aviation Internet of Things (IoT) has positioned in-flight connectivity (IFC) as one of its critical applications. Space-air-ground integrated networks (SAGIN) are essential for ensuring the performance of IFC by enabling seamless and reliable connectivity. However, most existing research treats satellites merely as transparent forwarding nodes and overlooks their potential caching capabilities to enhance IFC data rates. In this article, we explore an IFC-oriented SAGIN where satellites and ground stations (GSs) work together to transmit content to airborne passengers, thereby facilitating airborne communication. By categorizing files into cached (instantly accessible via satellites) and non-cached files (available only through GSs), this article pioneers the integration of multiple inter-satellite links (ISLs) into the IFC framework, thus innovating the content delivery process for both types of files. To minimize the average delay of content delivery, we formulate the corresponding optimization problems: 1) For cached files, we propose an exact penalty-based method to determine the satellite association scheme. 2) For non-cached files, we present an efficient algorithm based on alternating optimization to jointly optimize satellite association and GS bandwidth allocation. Our proposed framework is low in complexity, paving the way for high-speed Internet connectivity for aviation passengers. Finally, simulation results are provided to demonstrate the effectiveness of our proposed IFC framework for SAGIN.

cs.IT↗

DECRL: A Deep Evolutionary Clustering Jointed Temporal Knowledge Graph Representation Learning Approach

Temporal Knowledge Graph (TKG) representation learning aims to map temporal evolving entities and relations to embedded representations in a continuous low-dimensional vector space. However, existing approaches cannot capture the temporal evolution of high-order correlations in TKGs. To this end, we propose a Deep Evolutionary Clustering jointed temporal knowledge graph Representation Learning approach (DECRL). Specifically, a deep evolutionary clustering module is proposed to capture the temporal evolution of high-order correlations among entities. Furthermore, a cluster-aware unsupervised alignment mechanism is introduced to ensure the precise one-to-one alignment of soft overlapping clusters across timestamps, thereby maintaining the temporal smoothness of clusters. In addition, an implicit correlation encoder is introduced to capture latent correlations between any pair of clusters under the guidance of a global graph. Extensive experiments on seven real-world datasets demonstrate that DECRL achieves the state-of-the-art performances, outperforming the best baseline by an average of 9.53%, 12.98%, 10.42%, and 14.68% in MRR, Hits@1, Hits@3, and Hits@10, respectively.

cs.LG↗