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Qian Li

Publications and source records attributed to Qian Li.

At least 19 recordsLinked to original sources

Hindsight Memory-PRM: Supervising Memory Management with Auditable Hindsight Credit

Memory operations of long-horizon LLM agents are hard to supervise: an operation's value is unobservable when it is taken. But they are special -- they leave machine-readable evidence in the trajectory: retrieval hits and answer-time citations. Hindsight Memory-PRM exploits this audit trail twice: offline to train an operation-conditioned memory-utility critic, and online, where retrievals, citations, and one controlled deletion-and-reanswer per probe settle an intervention-calibrated entry-level presence credit, propagated along version chains as an action-level proxy reward -- no per-operation human labels, no Monte-Carlo replay of continuations. On held-out LoCoMo a local 8B policy reaches 77.5% under a fixed shared reader, surpassing its API teacher (65.1%) and all reproduced external systems, at one eighth the context of Mem0's official operating point; on LongMemEval, 79.0%. Ablations attribute the gain to causal calibration rather than signal density, and the policy converges to a multi-version memory organization whose gains no tested open-loop baseline reproduces.

cs.CL

A Target-Centric Survey of Quantization-Aware Training

The rapid development of LLMs incurs prohibitive memory footprints and intensive computational demands. Quantization-Aware Training (QAT) techniques have emerged as a promising solution to address these challenges by explicitly simulating quantization effects during model training, yielding low-bit models that achieve accuracy comparable to their full-precision counterparts. In this work, we provide a target-centric survey of QAT, aimed at clarifying both its theoretical foundations and its evolving implementation landscape. We systematically review existing QAT methods through a target-centric taxonomy and synthesize cross-target differences in error characteristics, numerical formats, and strategy transferability. We further summarize QAT evaluation paradigms and discuss challenges in optimization and deployment, outlining potential directions for future research.

cs.LG

KnowHal: A Knowledge-Driven Benchmark for Comprehensive Multimodal Hallucination Evaluation

Hallucination remains a critical challenge for developing trustworthy Multimodal Large Language Models (MLLMs). While existing benchmarks mainly focus on entity, attribute, and relation hallucinations, knowledge-related failures are often investigated separately, lacking a unified evaluation framework across different hallucination dimensions. To overcome this, we propose \textbf{KnowHal}, a benchmark that explicitly incorporates knowledge hallucination into multimodal hallucination evaluation spanning four dimensions: entity, attribute, relation, and knowledge. KnowHal constructs paired positive and negative questions over shared images and entities, enabling controlled comparisons among perceptual errors, knowledge-related errors, and false-premise acceptance. The benchmark contains 1,800 samples across 10 domains and 50 categories, constructed through a semi-automated pipeline combining LLM assistance, CLIP-based filtering, and human verification. We evaluate 14 representative MLLMs on KnowHal and conduct extensive analyses. Results show that the knowledge dimension consistently presents the greatest challenge for nearly all evaluated models, while most models exhibit substantial performance degradation on negative questions, revealing limited robustness to false premises. By unifying four hallucination dimensions with paired question design, KnowHal addresses an important gap in existing evaluation frameworks and enables a more comprehensive assessment of hallucinations in MLLMs.

cs.AI

Impossibility of Perfectly Complete Many-Round Key Agreement in the QROM

This paper proves that it is impossible to construct perfectly complete quantum key agreement protocols (QKA) from quantumly secure one-way functions (OWFs) in a black-box manner. Specifically, consider any protocol in which Alice and Bob exchange only classical messages, make at most $q_{\mathsf{A}}$ and $q_{\mathsf{B}}$ quantum queries, respectively, to a Boolean-valued random oracle, and agree on a shared key with certainty. This paper shows that there exists an eavesdropper, given the classical messages, that can recover the shared key with certainty using $O((q_{\mathsf{A}}+q_{\mathsf{B}})^5)$ classical oracle queries. The bound is independent of the number of rounds, transcript length, key length, and oracle-domain size. Previous results only applies to two-round key agreement (Li et al. CRYPTO 26) or relies on unproven conjectures (Austrin et al. CRYPTO 22). GPT-5.6 Sol Ultra found this proof in a one-shot conversation and drafted a preliminary version of this paper. The authors are fully responsible for the correctness, writing and discussions of this paper.

quant-ph

BRiG-AFA: Bellman Risk-to-Go Learning for Non-Myopic Active Feature Acquisition

Active feature acquisition (AFA) asks which unobserved feature to measure next for each test instance under a budget. Greedy rules are easy to train but can overlook context features whose value is realized only through later acquisitions, while reinforcement-learning and generative approaches introduce difficult optimization or conditional-density estimation. We introduce \method, a deployable, supervised alternative that learns a separate candidate-conditioned risk-to-go function for every remaining budget. Starting from the one-step terminal classification risk, the functions are fitted backward with Bellman targets; inference greedily minimizes the learned terminal risk using only observed values, the mask, candidate identity, and remaining budget. A controlled non-myopic benchmark shows the expected mechanism: at budgets two and three, \method improves accuracy over its one-step ablation by $4.84\pm2.17$ and $4.39\pm1.10$ percentage points (mean $\pm$ standard error over five seeds). On Fashion-MNIST with 20 candidate pixels, it improves accuracy at every nontrivial reported budget on average, including $10.20\pm0.74$ points at four acquisitions; its mean paired gain across budgets $\{2,4,8,12,16\}$ is $3.50\pm0.37$ points. A three-seed MiniBooNE study is mixed at small budgets but positive at 8 and 16 acquisitions, identifying a current boundary rather than supporting a universal claim. These results establish a reproducible mechanism-level case for direct Bellman risk regression and delimit the experiments still needed for state-of-the-art comparison.

cs.LG

The User Asks, Platforms Compete: How Agentic Recommendation Markets Take Shape

Online recommendation has traditionally taken place after a user enters a platform, which determines the candidate pool and the ranking shown to the user. LLM-based user agents enable a different recommendation process: a user specifies a need before choosing a platform, leaving platforms to compete for the user's attention, which we refer to as an agentic recommendation market. In our controlled LLM-based experiments across three product domains, we find this new setting of recommendation creates a tension between access and attention. Compared with traditional platform-centric recommendation, user-centric recommendation greatly expands the opportunity for relevant items to enter comparison; yet broader participation does not translate directly into effective exposure. Competition directly triggers platforms' strategic play: selectively positive explanations occupy 73--78% of first-ranked positions. When the user agent relates platforms' actions to subsequent user feedback, this share falls to 36--41%, while the chance of a user purchasing the relevant item increases. A user agent is therefore more than a ranker over a larger pool of candidates: its querying, ranking, and feedback mechanism governing who can compete, how scarce attention is allocated, and how earlier outcomes shape the evaluation of platforms directly affect user utility. Designing agentic recommendation therefore requires treating access, attention, and accountability as a joint mechanism design problem.

cs.AI

A Cybersecurity MLPS Large Language Model with Multi-Path Retrieval Fusion

The Multi-Level Protection Scheme (MLPS) is a foundational system in China's cybersecurity governance framework. Therefore, accurate analysis and understanding of MLPS requirements are essential. At present, MLPS analysis still relies mainly on manual interpretation of standards and rule-based tools. This makes it hard to provide stable and consistent compliance analysis in complex application scenarios. The rise of large language models has created new opportunities for making MLPS work more intelligent. However, in standards-intensive and security-sensitive scenarios, general-purpose large language models often cannot ensure controllable reasoning or complete understanding of rules. This paper proposes a large language model framework for MLPS that integrates multiple retrieval strategies. It combines hierarchical retrieval, tree-based retrieval, and tokenization-based matching retrieval. This design helps maintain retrieval coverage while reducing the interference of irrelevant context in the reasoning process. To address the requirements of MLPS question answering for clause accuracy, conclusion traceability, and practical deployability, this paper adopts a evaluation method based on multi-dimensional weighted scoring to quantitatively assess model responses. In comparative experiments on ten typical questions, the proposed domain-specific large language model for MLPS achieved higher overall scores.

cs.CR

Global Existence and Pathwise Uniqueness for a Stochastic Parabolic-Parabolic Keller-Segel System

In this paper, we study a stochastic parabolic-parabolic Keller-Segel system driven by nonlocal, nonlinear multiplicative noise in a two-dimensional bounded domain. Under suitable assumptions, we establish global existence and pathwise uniqueness of a strong solution for arbitrary initial data, without imposing any smallness conditions. This sharply contrasts with the deterministic two-dimensional Keller-Segel system, which typically requires smallness assumptions on initial mass. The main analytical challenges stem from the fully parabolic coupling, combined with a lack of coercivity and global Lipschitz continuity in both the chemotactic drift and noise terms. To overcome this, we introduce a tailored truncated system to establish local existence via Banach's fixed point theorem. Using this local existence and pathwise uniqueness, we construct a maximal local strong solution. Finally, by introducing a specialized Lyapunov functional, we derive uniform estimates to extend this solution globally.

math.AP

When Does Tool Use Increase the Expressive Power of Finite-Precision Recurrent Models?

Modern sequence models are increasingly deployed as agents that interleave token generation with calls to external tools. We give an exact, architecture-level account of when such tool access increases computational expressivity. We model any fixed finite-precision recurrent sequence model, including finite-precision state-space models (SSMs) with $B$ bits of internal state, as a deterministic finite-state controller interacting with an oracle through a finite command/observation interface. Our results form a sharp dichotomy. First, tools that are themselves finite-state add essentially nothing: a product-state simulation internalizes any finite-state bounded-interface oracle with finite memory set $M$ at a cost of only $\log_2 |M| + O(1)$ additional bits, so the augmented system remains finite-state. Second, a single minimal infinite-state tool, namely a tape supporting only local $\mathtt{read}$, $\mathtt{write}$, and $\mathtt{move}$ commands, makes the system Turing complete: for every single-tape Turing machine with state set $Q$ and tape alphabet $\Gamma$, a controller with $O(\log |Q| + \log |\Gamma|)$ bits of internal memory simulates it, and we exhibit a concrete exponential separation: $\mathrm{EQ}_n$ requires $2^n$ states without tools but a single constant-size controller with the tape tool. Third, we show that this construction is realized exactly by a natural one-layer finite-precision selective affine SSM controller with binary one-hot hidden states, $\{0,1\}$ transition matrices, and zero biases. Selectivity is essential to the construction. In the supplementary material, we make all constants explicit, prove a logarithmic oracle-assisted universal simulation, where $O(\log B)$ recurrent bits suffice to simulate any $B$-state Turing machine, and prove a matching impossibility result.

cs.FL

Silicon-compatible ideal antiferroelectricity with large digital electromechanical responses enabled by thermal-strain domain engineering

Antiferroelectrics exhibit reversible antipolar-polar transformations, offering a compelling platform for multiple functionalities in modern nanoelectronics, yet deterministic control of antiferroelectric domains and switching pathways remain elusive. Moreover, their integration with ubiquitous silicon-based electronic devices has been limited by the structural and chemical incompatibilities of conventional oxide platforms. Here, we convert the conventional drawback of thermal mismatch into a functional advantage and realize ideal antiferroelectricity in epitaxial PbZrO3 thin films on silicon through thermal tensile-strain engineering, a strain regime unattainable on conventional perovskite substrates. Combined theoretical and experimental studies show that tensile strain stabilizes the (004)o domain, enabling a direct one-step switching, whereas compressive-strain-stabilized (240)o domains switch through intermediate ferrielectric states. The resulting films exhibit near-zero remanent polarization, square double hysteresis, nanosecond switching (~75ns), large reversible electrostrain (~0.6%) and robust operation windows. These findings provide key insights into domain-engineered ideal antiferroelectricity on silicon, opening a viable route toward high-performance antiferroelectric nano-electronic devices.

cond-mat.mtrl-sci

Sensing-Assisted Predictive Beamforming for UAV-Enabled Ocean Monitoring Networks

This paper investigates a sensing-assisted predictive beamforming framework for UAV--buoy maritime monitoring by explicitly accounting for wave-induced buoy dynamics and residual sea clutter. A frame-based UAV mission workflow is first established, where the UAV transmits integrated sensing and communication signals to acquire buoy echoes and to support subsequent uplink beam alignment. To characterize short-horizon buoy motion, a correlated-acceleration state-space model is developed by combining a Singer process for wave-driven excitation with a slowly varying current-drift term. Given the resulting nonlinear reflection, Doppler, and delay measurements, the posterior Fisher information matrix and the corresponding posterior Cram\'er--Rao bound (PCRB) are derived, and the predicted horizontal-position PCRB is adopted as the sensing metric. A per-frame worst-buoy design is then formulated to jointly optimize sensing power allocation and UAV position under uplink-rate, UAV-power, and mobility constraints. By exploiting a Schur-complement reformulation and a lagged successive convex approximation, the resulting subproblem is converted into a convex conic program with tractable complexity. Simulation results show that the proposed scheme maintains robust prediction and communication performance under denser buoy deployments and harsher sea conditions, and outperforms several baseline designs. In particular, the pronounced root mean square error (RMSE) degradation of the communication-only benchmark confirms that sensing-assisted state refinement is essential for accurate predictive beamforming in dynamic maritime environments. Compared with a full first-order Taylor expansion method, it achieves a more attractive performance--complexity tradeoff for online deployment.

eess.SP

A Deterministic Forensic Preprocessing Framework for Heterogeneous Network Datasets: Formal Foundations, Implementation, and Empirical Validation

Digital forensic investigations increasingly depend on preprocessing heterogeneous network evidence from intrusion detection systems, IoT devices, and enterprise traffic logs. Incompatible schemas and timestamp formats hinder evidence correlation and timeline reconstruction, while current ad hoc approaches offer no mechanism to verify consistency across runs or analysis, creating reproducibility gaps that challenge evidence admissibility. This paper introduces a deterministic forensic preprocessing framework that converts heterogeneous network datasets into a reproducible canonical form. The framework formalises three preprocessing transformations: schema normalisation, temporal normalisation, and provenance tracking. These transformations are specified using set-theoretic definitions and supported by four theorems establishing determinism, information preservation, and provenance completeness. A chunk-based architecture provides O(c) bounded memory. Empirical evaluation across UNSW-NB15, IoT-23, and TON_IoT demonstrates 100% output consistency across repeated runs, robust temporal normalisation completeness over heterogeneous timestamp formats, and scalable performance from millions to hundreds of millions of records.

cs.CR

Martingale Solutions to a Stochastic Keller-Segel System with nonlocal Source and Super-linear Noise

Global nonnegative martingale solutions are shown to exist for a stochastic Keller-Segel system with a nonlocal Fisher-KPP source and super-linear multiplicative noise. The result is obtained for nonnegative initial data with no smallness assumption, provided that the nonlocal source term is dominant. The main difficulty stems from the absence of a coercive structure and the super-linear nature of the noise. An additional cut-off with finite L^2 norm in the classical Galerkin method is added to establish a well-posed approximation problem. Moreover, due to the nonlocal Fisher-KPP structure, it is necessary to prove the positivity of the approximating solution in order to obtain uniform estimates. In the compactness arguments, the usual tightness argument in the framework of Hilbert spaces cannot be directly applied to the uniform estimates obtained in this paper. As a result, we develop a more general version of the compactness argument and tightness criterion, presented in the appendix, which will be applied throughout the paper. This allows for the global existence of nonnegative martingale solutions to be derived from Jakubowski's version of the Skorokhod Theorem, along with a thorough discussion of the convergence properties.

math.PR

Prediction Under Imperfect Compression: A Theory of Approximate MDL

Minimum Description Length (MDL) formalizes the principle of Occam's razor by optimizing the total description length: $L(\mathrm{model})+L(\mathrm{data} \ | \ \mathrm{model})$. For sequential prediction, the MDL method repeatedly selects a model with a minimum objective score of the observed prefix for the next step prediction. Classical MDL prediction theory shows that exact optimization of the MDL objective indeed provides a strong compression guarantee that supports reliable prediction. However, practical machine learning usually can only find models by approximately optimizing the objective function. To bridge this gap, this paper addresses the following fundamental question: Under what forms of approximation and regularization does approximate MDL still guarantee reliable sequential prediction? This work offers a principled characterization. We prove that for any approximation with additive slack $C$ of the more general form of the balanced MDL objective: $\lambda\cdot L(\mathrm{model})+L(\mathrm{data} \ | \ \mathrm{model})$, the cumulative expected squared prediction error is finite for all $\lambda\ge1$. The case $\lambda>1$ is proved by an affinity-telescoping argument, while the boundary case $\lambda=1$ is proved by a likelihood-ratio stopping argument based on exact static MDL bounds. Our results establish that classical MDL regularization remains robust to any fixed additive optimization error. Furthermore, we establish that our characterization of the approximate MDL framework is sharp: When $0<\lambda<1$, overfits can happen to incur infinite cumulative expected error in the universal class of estimable measures, and hence a strong form of model-complexity regularization is necessary. In addition, model selection may fail in every regularized regime $\lambda >0$, under multiplicative approximation, and thus, additive approximation is both sufficient and essential.

cs.LG

Rethinking the Role of Positional Encoding: Sliding-Window Transformers without PE Remain Turing Complete

Positional encoding (PE) is widely viewed as necessary for transformers to process ordered sequences: without them, the next-token map appears permutation-invariant in its context tokens. This intuition underlies all prior universality results, which rely on positional information to prove that transformers with chain-of-thought can perform arbitrary computation, i.e., they are Turing complete. We revisit this belief in the regime most relevant to long-form reasoning, where generation proceeds through a finite sliding context window. Our opening perception is that the window mechanism itself (mildly) breaks the permutation symmetry. To distill and precisely capture the degree of this added expressiveness, we introduce an abstract autoregressive model, the HIST model, in which each update depends only on constant-size internal state and the token-count histogram within the current window. We prove that this HIST model is Turing complete by showing that the evolution of the window can reveal the token that has just left the window, which suffices to simulate Turing-complete Post machines. We then construct a sliding-window transformer over a constant-size token alphabet, without PE, and show that it can simulate the HIST model. Our result demonstrates that positional encodings are not indispensable for transformers to perform universal computation: The window sliding itself already breaks permutation symmetry and captures sufficient positional information.

cs.LG

The 2nd EReL@MIR Workshop on Efficient Representation Learning for Multimodal Information Retrieval

Multimodal representation learning has attracted increasing attention in AI, driven by the strong performance of large, pretrained multimodal foundation models such as Qwen, LLaVA, and CLIP. These models deliver impressive performance on a range of multimodal information retrieval (MIR) tasks, including web search, cross-modal retrieval, and recommender systems. Yet their massive parameter counts create major efficiency bottlenecks when adapting their representations for IR tasks during training, deployment, and inference. These limitations hinder the practical use of foundation models for representation learning in information retrieval. To address these issues, we propose organizing the EReL@MIR workshop at MM 2026, bringing together researchers from academia and industry to discuss emerging solutions, open challenges, and new efficiency metrics and benchmarks for multimodal IR representation learning in the foundation-model era. The workshop's official website is available at https://erel-mir.github.io/.

cs.IR

FinHarness: An Inline Lifecycle Safety Harness for Finance LLM Agents

Finance LLM agents must simultaneously block prompt-induced unauthorized actions and approve legitimate multi-step business workflows. However, boundary filters often miss irreversible mid-trajectory tool calls, while post-hoc LLM judges perform auditing only after termination -- too late for intervention and at a computational cost that scales linearly with trace length. We present FinHarness, an inline safety harness that wraps a finance agent end-to-end with three components: a Query Monitor that fuses single-turn intent with cross-turn drift, a Tool Monitor that evaluates each prospective tool call, and a Cascade module that integrates per-step risk and adaptively routes verification between a lightweight and an advanced-tier LLM judge. Fired risk factors are re-injected into the agent input as ex-ante evidence, enabling the agent to refuse, re-plan, or approve on its own. On FinVault, routed FinHarness cuts ASR from 38.3% to 15.0% while largely preserving benign approval ($41.1\% \to 39.3\%$), and uses $4.7\times$ fewer advanced-judge calls than an always-advanced ablation.

cs.CL

SurfSurg6D: Geometry Consistent Dense Correspondence for Textureless Surgical Instrument Pose Estimation

Surgical instrument pose estimation provides crucial information for promising applications, including autonomous robotic surgery, skill assessment, and standardization of surgical workflow. However, this task remains highly challenging due to high precision requirements, frequent occlusions, textureless instruments, scarcity of depth information and very limited annotated data. These constraints often lead to unsatisfactory performance when employing general object pose estimation approaches to surgical scenarios. To address these issues, we first construct a new dataset SynSurg6D, to alleviate the data shortage in this task. We further propose SurfSurg6D, a dense-correspondence framework tailored for surgical instrument pose estimation. Experimental results on the SurgRIPE, EndoVis2018 and SurgPose datasets demonstrate that the introduction of our generated dataset SynSurg6D is able to diversify the pose distributions, thus enhancing the performance of existing approaches. Furthermore, SurfSurg6D outperforms existing methods, providing a robust solution for precise and efficient RGB-only pose estimation.

cs.CV