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Qianying Liu

Publications and source records attributed to Qianying Liu.

At least 37 records · Page 2Linked to original sources

Developing Cryptocurrency Trading Strategy Based on Autoencoder-CNN-GANs Algorithms

This paper leverages machine learning algorithms to forecast and analyze financial time series. The process begins with a denoising autoencoder to filter out random noise fluctuations from the main contract price data. Then, one-dimensional convolution reduces the dimensionality of the filtered data and extracts key information. The filtered and dimensionality-reduced price data is fed into a GANs network, and its output serve as input of a fully connected network. Through cross-validation, a model is trained to capture features that precede large price fluctuations. The model predicts the likelihood and direction of significant price changes in real-time price sequences, placing trades at moments of high prediction accuracy. Empirical results demonstrate that using autoencoders and convolution to filter and denoise financial data, combined with GANs, achieves a certain level of predictive performance, validating the capabilities of machine learning algorithms to discover underlying patterns in financial sequences. Keywords - CNN;GANs; Cryptocurrency; Prediction.

cs.LG↗

Credit Risk Analysis for SMEs Using Graph Neural Networks in Supply Chain

Small and Medium-sized Enterprises (SMEs) are vital to the modern economy, yet their credit risk analysis often struggles with scarce data, especially for online lenders lacking direct credit records. This paper introduces a Graph Neural Network (GNN)-based framework, leveraging SME interactions from transaction and social data to map spatial dependencies and predict loan default risks. Tests on real-world datasets from Discover and Ant Credit (23.4M nodes for supply chain analysis, 8.6M for default prediction) show the GNN surpasses traditional and other GNN baselines, with AUCs of 0.995 and 0.701 for supply chain mining and default prediction, respectively. It also helps regulators model supply chain disruption impacts on banks, accurately forecasting loan defaults from material shortages, and offers Federal Reserve stress testers key data for CCAR risk buffers. This approach provides a scalable, effective tool for assessing SME credit risk.

cs.LG↗

HAPI: A Model for Learning Robot Facial Expressions from Human Preferences

Automatic robotic facial expression generation is crucial for human-robot interaction, as handcrafted methods based on fixed joint configurations often yield rigid and unnatural behaviors. Although recent automated techniques reduce the need for manual tuning, they tend to fall short by not adequately bridging the gap between human preferences and model predictions-resulting in a deficiency of nuanced and realistic expressions due to limited degrees of freedom and insufficient perceptual integration. In this work, we propose a novel learning-to-rank framework that leverages human feedback to address this discrepancy and enhanced the expressiveness of robotic faces. Specifically, we conduct pairwise comparison annotations to collect human preference data and develop the Human Affective Pairwise Impressions (HAPI) model, a Siamese RankNet-based approach that refines expression evaluation. Results obtained via Bayesian Optimization and online expression survey on a 35-DOF android platform demonstrate that our approach produces significantly more realistic and socially resonant expressions of Anger, Happiness, and Surprise than those generated by baseline and expert-designed methods. This confirms that our framework effectively bridges the gap between human preferences and model predictions while robustly aligning robotic expression generation with human affective responses.

cs.RO↗

Credit Risk Identification in Supply Chains Using Generative Adversarial Networks

Credit risk management within supply chains has emerged as a critical research area due to its significant implications for operational stability and financial sustainability. The intricate interdependencies among supply chain participants mean that credit risks can propagate across networks, with impacts varying by industry. This study explores the application of Generative Adversarial Networks (GANs) to enhance credit risk identification in supply chains. GANs enable the generation of synthetic credit risk scenarios, addressing challenges related to data scarcity and imbalanced datasets. By leveraging GAN-generated data, the model improves predictive accuracy while effectively capturing dynamic and temporal dependencies in supply chain data. The research focuses on three representative industries-manufacturing (steel), distribution (pharmaceuticals), and services (e-commerce) to assess industry-specific credit risk contagion. Experimental results demonstrate that the GAN-based model outperforms traditional methods, including logistic regression, decision trees, and neural networks, achieving superior accuracy, recall, and F1 scores. The findings underscore the potential of GANs in proactive risk management, offering robust tools for mitigating financial disruptions in supply chains. Future research could expand the model by incorporating external market factors and supplier relationships to further enhance predictive capabilities. Keywords- Generative Adversarial Networks (GANs); Supply Chain Risk; Credit Risk Identification; Machine Learning; Data Augmentation

cs.LG↗

Shall We Team Up: Exploring Spontaneous Cooperation of Competing LLM Agents

Large Language Models (LLMs) have increasingly been utilized in social simulations, where they are often guided by carefully crafted instructions to stably exhibit human-like behaviors during simulations. Nevertheless, we doubt the necessity of shaping agents' behaviors for accurate social simulations. Instead, this paper emphasizes the importance of spontaneous phenomena, wherein agents deeply engage in contexts and make adaptive decisions without explicit directions. We explored spontaneous cooperation across three competitive scenarios and successfully simulated the gradual emergence of cooperation, findings that align closely with human behavioral data. This approach not only aids the computational social science community in bridging the gap between simulations and real-world dynamics but also offers the AI community a novel method to assess LLMs' capability of deliberate reasoning.

cs.AI↗

Learning Semi-Supervised Medical Image Segmentation from Spatial Registration

Semi-supervised medical image segmentation has shown promise in training models with limited labeled data and abundant unlabeled data. However, state-of-the-art methods ignore a potentially valuable source of unsupervised semantic information -- spatial registration transforms between image volumes. To address this, we propose CCT-R, a contrastive cross-teaching framework incorporating registration information. To leverage the semantic information available in registrations between volume pairs, CCT-R incorporates two proposed modules: Registration Supervision Loss (RSL) and Registration-Enhanced Positive Sampling (REPS). The RSL leverages segmentation knowledge derived from transforms between labeled and unlabeled volume pairs, providing an additional source of pseudo-labels. REPS enhances contrastive learning by identifying anatomically-corresponding positives across volumes using registration transforms. Experimental results on two challenging medical segmentation benchmarks demonstrate the effectiveness and superiority of CCT-R across various semi-supervised settings, with as few as one labeled case. Our code is available at https://github.com/kathyliu579/ContrastiveCross-teachingWithRegistration.

cs.CV↗

Beyond English-Centric LLMs: What Language Do Multilingual Language Models Think in?

In this study, we investigate whether non-English-centric LLMs, despite their strong performance, `think' in their respective dominant language: more precisely, `think' refers to how the representations of intermediate layers, when un-embedded into the vocabulary space, exhibit higher probabilities for certain dominant languages during generation. We term such languages as internal $\textbf{latent languages}$. We examine the latent language of three typical categories of models for Japanese processing: Llama2, an English-centric model; Swallow, an English-centric model with continued pre-training in Japanese; and LLM-jp, a model pre-trained on balanced English and Japanese corpora. Our empirical findings reveal that, unlike Llama2 which relies exclusively on English as the internal latent language, Japanese-specific Swallow and LLM-jp employ both Japanese and English, exhibiting dual internal latent languages. For any given target language, the model preferentially activates the latent language most closely related to it. In addition, we explore how intermediate layers respond to questions involving cultural conflicts between latent internal and target output languages. We further explore how the language identity shifts across layers while keeping consistent semantic meaning reflected in the intermediate layer representations. This study deepens the understanding of non-English-centric large language models, highlighting the intricate dynamics of language representation within their intermediate layers.

cs.CL↗

GLFNET: Global-Local (frequency) Filter Networks for efficient medical image segmentation

We propose a novel transformer-style architecture called Global-Local Filter Network (GLFNet) for medical image segmentation and demonstrate its state-of-the-art performance. We replace the self-attention mechanism with a combination of global-local filter blocks to optimize model efficiency. The global filters extract features from the whole feature map whereas the local filters are being adaptively created as 4x4 patches of the same feature map and add restricted scale information. In particular, the feature extraction takes place in the frequency domain rather than the commonly used spatial (image) domain to facilitate faster computations. The fusion of information from both spatial and frequency spaces creates an efficient model with regards to complexity, required data and performance. We test GLFNet on three benchmark datasets achieving state-of-the-art performance on all of them while being almost twice as efficient in terms of GFLOP operations.

cs.CV↗

GPT-RE: In-context Learning for Relation Extraction using Large Language Models

In spite of the potential for ground-breaking achievements offered by large language models (LLMs) (e.g., GPT-3), they still lag significantly behind fully-supervised baselines (e.g., fine-tuned BERT) in relation extraction (RE). This is due to the two major shortcomings of LLMs in RE: (1) low relevance regarding entity and relation in retrieved demonstrations for in-context learning; and (2) the strong inclination to wrongly classify NULL examples into other pre-defined labels. In this paper, we propose GPT-RE to bridge the gap between LLMs and fully-supervised baselines. GPT-RE successfully addresses the aforementioned issues by (1) incorporating task-specific entity representations in demonstration retrieval; and (2) enriching the demonstrations with gold label-induced reasoning logic. We evaluate GPT-RE on four widely-used RE datasets, and observe that GPT-RE achieves improvements over not only existing GPT-3 baselines, but also fully-supervised baselines. Specifically, GPT-RE achieves SOTA performances on the Semeval and SciERC datasets, and competitive performances on the TACRED and ACE05 datasets.

cs.CL↗

Multi-Scale Cross Contrastive Learning for Semi-Supervised Medical Image Segmentation

Semi-supervised learning has demonstrated great potential in medical image segmentation by utilizing knowledge from unlabeled data. However, most existing approaches do not explicitly capture high-level semantic relations between distant regions, which limits their performance. In this paper, we focus on representation learning for semi-supervised learning, by developing a novel Multi-Scale Cross Supervised Contrastive Learning (MCSC) framework, to segment structures in medical images. We jointly train CNN and Transformer models, regularising their features to be semantically consistent across different scales. Our approach contrasts multi-scale features based on ground-truth and cross-predicted labels, in order to extract robust feature representations that reflect intra- and inter-slice relationships across the whole dataset. To tackle class imbalance, we take into account the prevalence of each class to guide contrastive learning and ensure that features adequately capture infrequent classes. Extensive experiments on two multi-structure medical segmentation datasets demonstrate the effectiveness of MCSC. It not only outperforms state-of-the-art semi-supervised methods by more than 3.0% in Dice, but also greatly reduces the performance gap with fully supervised methods.

cs.CV↗

Exploring the Impact of Layer Normalization for Zero-shot Neural Machine Translation

This paper studies the impact of layer normalization (LayerNorm) on zero-shot translation (ZST). Recent efforts for ZST often utilize the Transformer architecture as the backbone, with LayerNorm at the input of layers (PreNorm) set as the default. However, Xu et al. (2019) has revealed that PreNorm carries the risk of overfitting the training data. Based on this, we hypothesize that PreNorm may overfit supervised directions and thus have low generalizability for ZST. Through experiments on OPUS, IWSLT, and Europarl datasets for 54 ZST directions, we demonstrate that the original Transformer setting of LayerNorm after residual connections (PostNorm) consistently outperforms PreNorm by up to 12.3 BLEU points. We then study the performance disparities by analyzing the differences in off-target rates and structural variations between PreNorm and PostNorm. This study highlights the need for careful consideration of the LayerNorm setting for ZST.

cs.CL↗

Comprehensive Solution Program Centric Pretraining for Table-and-Text Hybrid Numerical Reasoning

Numerical reasoning over table-and-text hybrid passages, such as financial reports, poses significant challenges and has numerous potential applications. Noise and irrelevant variables in the model input have been a hindrance to its performance. Additionally, coarse-grained supervision of the whole solution program has impeded the model's ability to learn the underlying numerical reasoning process. In this paper, we propose three pretraining tasks that operate at both the whole program and sub-program level: Variable Integrity Ranking, which guides the model to focus on useful variables; Variable Operator Prediction, which decomposes the supervision into fine-grained single operator prediction; and Variable Keyphrase Masking, which encourages the model to identify key evidence that sub-programs are derived from. Experimental results demonstrate the effectiveness of our proposed methods, surpassing transformer-based model baselines.

cs.CL↗

Hierarchical Softmax for End-to-End Low-resource Multilingual Speech Recognition

Low-resource speech recognition has been long-suffering from insufficient training data. In this paper, we propose an approach that leverages neighboring languages to improve low-resource scenario performance, founded on the hypothesis that similar linguistic units in neighboring languages exhibit comparable term frequency distributions, which enables us to construct a Huffman tree for performing multilingual hierarchical Softmax decoding. This hierarchical structure enables cross-lingual knowledge sharing among similar tokens, thereby enhancing low-resource training outcomes. Empirical analyses demonstrate that our method is effective in improving the accuracy and efficiency of low-resource speech recognition.

eess.AS↗

ComSearch: Equation Searching with Combinatorial Strategy for Solving Math Word Problems with Weak Supervision

Previous studies have introduced a weakly-supervised paradigm for solving math word problems requiring only the answer value annotation. While these methods search for correct value equation candidates as pseudo labels, they search among a narrow sub-space of the enormous equation space. To address this problem, we propose a novel search algorithm with combinatorial strategy \textbf{ComSearch}, which can compress the search space by excluding mathematically equivalent equations. The compression allows the searching algorithm to enumerate all possible equations and obtain high-quality data. We investigate the noise in the pseudo labels that hold wrong mathematical logic, which we refer to as the \textit{false-matching} problem, and propose a ranking model to denoise the pseudo labels. Our approach holds a flexible framework to utilize two existing supervised math word problem solvers to train pseudo labels, and both achieve state-of-the-art performance in the weak supervision task.

cs.CL↗

Relation Extraction with Weighted Contrastive Pre-training on Distant Supervision

Contrastive pre-training on distant supervision has shown remarkable effectiveness in improving supervised relation extraction tasks. However, the existing methods ignore the intrinsic noise of distant supervision during the pre-training stage. In this paper, we propose a weighted contrastive learning method by leveraging the supervised data to estimate the reliability of pre-training instances and explicitly reduce the effect of noise. Experimental results on three supervised datasets demonstrate the advantages of our proposed weighted contrastive learning approach compared to two state-of-the-art non-weighted baselines.Our code and models are available at: https://github.com/YukinoWan/WCL

cs.CL↗

Rescue Implicit and Long-tail Cases: Nearest Neighbor Relation Extraction

Relation extraction (RE) has achieved remarkable progress with the help of pre-trained language models. However, existing RE models are usually incapable of handling two situations: implicit expressions and long-tail relation types, caused by language complexity and data sparsity. In this paper, we introduce a simple enhancement of RE using $k$ nearest neighbors ($k$NN-RE). $k$NN-RE allows the model to consult training relations at test time through a nearest-neighbor search and provides a simple yet effective means to tackle the two issues above. Additionally, we observe that $k$NN-RE serves as an effective way to leverage distant supervision (DS) data for RE. Experimental results show that the proposed $k$NN-RE achieves state-of-the-art performances on a variety of supervised RE datasets, i.e., ACE05, SciERC, and Wiki80, along with outperforming the best model to date on the i2b2 and Wiki80 datasets in the setting of allowing using DS. Our code and models are available at: https://github.com/YukinoWan/kNN-RE.

cs.CL↗

Optimizing Facial Expressions of an Android Robot Effectively: a Bayesian Optimization Approach

Expressing various facial emotions is an important social ability for efficient communication between humans. A key challenge in human-robot interaction research is providing androids with the ability to make various human-like facial expressions for efficient communication with humans. The android Nikola, we have developed, is equipped with many actuators for facial muscle control. While this enables Nikola to simulate various human expressions, it also complicates identification of the optimal parameters for producing desired expressions. Here, we propose a novel method that automatically optimizes the facial expressions of our android. We use a machine vision algorithm to evaluate the magnitudes of seven basic emotions, and employ the Bayesian Optimization algorithm to identify the parameters that produce the most convincing facial expressions. Evaluations by naive human participants demonstrate that our method improves the rated strength of the android's facial expressions of anger, disgust, sadness, and surprise compared with the previous method that relied on Ekman's theory and parameter adjustments by a human expert.

cs.RO↗

Seeking Diverse Reasoning Logic: Controlled Equation Expression Generation for Solving Math Word Problems

To solve Math Word Problems, human students leverage diverse reasoning logic that reaches different possible equation solutions. However, the mainstream sequence-to-sequence approach of automatic solvers aims to decode a fixed solution equation supervised by human annotation. In this paper, we propose a controlled equation generation solver by leveraging a set of control codes to guide the model to consider certain reasoning logic and decode the corresponding equations expressions transformed from the human reference. The empirical results suggest that our method universally improves the performance on single-unknown (Math23K) and multiple-unknown (DRAW1K, HMWP) benchmarks, with substantial improvements up to 13.2% accuracy on the challenging multiple-unknown datasets.

cs.CL↗