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Qiben Yan

Publications and source records attributed to Qiben Yan.

At least 37 records · Page 2Linked to original sources

The Dark Side of Human Feedback: Poisoning Large Language Models via User Inputs

Large Language Models (LLMs) have demonstrated great capabilities in natural language understanding and generation, largely attributed to the intricate alignment process using human feedback. While alignment has become an essential training component that leverages data collected from user queries, it inadvertently opens up an avenue for a new type of user-guided poisoning attacks. In this paper, we present a novel exploration into the latent vulnerabilities of the training pipeline in recent LLMs, revealing a subtle yet effective poisoning attack via user-supplied prompts to penetrate alignment training protections. Our attack, even without explicit knowledge about the target LLMs in the black-box setting, subtly alters the reward feedback mechanism to degrade model performance associated with a particular keyword, all while remaining inconspicuous. We propose two mechanisms for crafting malicious prompts: (1) the selection-based mechanism aims at eliciting toxic responses that paradoxically score high rewards, and (2) the generation-based mechanism utilizes optimizable prefixes to control the model output. By injecting 1\% of these specially crafted prompts into the data, through malicious users, we demonstrate a toxicity score up to two times higher when a specific trigger word is used. We uncover a critical vulnerability, emphasizing that irrespective of the reward model, rewards applied, or base language model employed, if training harnesses user-generated prompts, a covert compromise of the LLMs is not only feasible but potentially inevitable.

cs.CL↗

Privacy-Preserving Diffusion Model Using Homomorphic Encryption

In this paper, we introduce a privacy-preserving stable diffusion framework leveraging homomorphic encryption, called HE-Diffusion, which primarily focuses on protecting the denoising phase of the diffusion process. HE-Diffusion is a tailored encryption framework specifically designed to align with the unique architecture of stable diffusion, ensuring both privacy and functionality. To address the inherent computational challenges, we propose a novel min-distortion method that enables efficient partial image encryption, significantly reducing the overhead without compromising the model's output quality. Furthermore, we adopt a sparse tensor representation to expedite computational operations, enhancing the overall efficiency of the privacy-preserving diffusion process. We successfully implement HE-based privacy-preserving stable diffusion inference. The experimental results show that HE-Diffusion achieves 500 times speedup compared with the baseline method, and reduces time cost of the homomorphically encrypted inference to the minute level. Both the performance and accuracy of the HE-Diffusion are on par with the plaintext counterpart. Our approach marks a significant step towards integrating advanced cryptographic techniques with state-of-the-art generative models, paving the way for privacy-preserving and efficient image generation in critical applications.

cs.CR↗

A Practical Survey on Emerging Threats from AI-driven Voice Attacks: How Vulnerable are Commercial Voice Control Systems?

The emergence of Artificial Intelligence (AI)-driven audio attacks has revealed new security vulnerabilities in voice control systems. While researchers have introduced a multitude of attack strategies targeting voice control systems (VCS), the continual advancements of VCS have diminished the impact of many such attacks. Recognizing this dynamic landscape, our study endeavors to comprehensively assess the resilience of commercial voice control systems against a spectrum of malicious audio attacks. Through extensive experimentation, we evaluate six prominent attack techniques across a collection of voice control interfaces and devices. Contrary to prevailing narratives, our results suggest that commercial voice control systems exhibit enhanced resistance to existing threats. Particularly, our research highlights the ineffectiveness of white-box attacks in black-box scenarios. Furthermore, the adversaries encounter substantial obstacles in obtaining precise gradient estimations during query-based interactions with commercial systems, such as Apple Siri and Samsung Bixby. Meanwhile, we find that current defense strategies are not completely immune to advanced attacks. Our findings contribute valuable insights for enhancing defense mechanisms in VCS. Through this survey, we aim to raise awareness within the academic community about the security concerns of VCS and advocate for continued research in this crucial area.

cs.CR↗

Jailbreaker in Jail: Moving Target Defense for Large Language Models

Large language models (LLMs), known for their capability in understanding and following instructions, are vulnerable to adversarial attacks. Researchers have found that current commercial LLMs either fail to be "harmless" by presenting unethical answers, or fail to be "helpful" by refusing to offer meaningful answers when faced with adversarial queries. To strike a balance between being helpful and harmless, we design a moving target defense (MTD) enhanced LLM system. The system aims to deliver non-toxic answers that align with outputs from multiple model candidates, making them more robust against adversarial attacks. We design a query and output analysis model to filter out unsafe or non-responsive answers. %to achieve the two objectives of randomly selecting outputs from different LLMs. We evaluate over 8 most recent chatbot models with state-of-the-art adversarial queries. Our MTD-enhanced LLM system reduces the attack success rate from 37.5\% to 0\%. Meanwhile, it decreases the response refusal rate from 50\% to 0\%.

cs.CR↗

PhantomSound: Black-Box, Query-Efficient Audio Adversarial Attack via Split-Second Phoneme Injection

In this paper, we propose PhantomSound, a query-efficient black-box attack toward voice assistants. Existing black-box adversarial attacks on voice assistants either apply substitution models or leverage the intermediate model output to estimate the gradients for crafting adversarial audio samples. However, these attack approaches require a significant amount of queries with a lengthy training stage. PhantomSound leverages the decision-based attack to produce effective adversarial audios, and reduces the number of queries by optimizing the gradient estimation. In the experiments, we perform our attack against 4 different speech-to-text APIs under 3 real-world scenarios to demonstrate the real-time attack impact. The results show that PhantomSound is practical and robust in attacking 5 popular commercial voice controllable devices over the air, and is able to bypass 3 liveness detection mechanisms with >95% success rate. The benchmark result shows that PhantomSound can generate adversarial examples and launch the attack in a few minutes. We significantly enhance the query efficiency and reduce the cost of a successful untargeted and targeted adversarial attack by 93.1% and 65.5% compared with the state-of-the-art black-box attacks, using merely ~300 queries (~5 minutes) and ~1,500 queries (~25 minutes), respectively.

cs.CR↗

MASTERKEY: Practical Backdoor Attack Against Speaker Verification Systems

Speaker Verification (SV) is widely deployed in mobile systems to authenticate legitimate users by using their voice traits. In this work, we propose a backdoor attack MASTERKEY, to compromise the SV models. Different from previous attacks, we focus on a real-world practical setting where the attacker possesses no knowledge of the intended victim. To design MASTERKEY, we investigate the limitation of existing poisoning attacks against unseen targets. Then, we optimize a universal backdoor that is capable of attacking arbitrary targets. Next, we embed the speaker's characteristics and semantics information into the backdoor, making it imperceptible. Finally, we estimate the channel distortion and integrate it into the backdoor. We validate our attack on 6 popular SV models. Specifically, we poison a total of 53 models and use our trigger to attack 16,430 enrolled speakers, composed of 310 target speakers enrolled in 53 poisoned models. Our attack achieves 100% attack success rate with a 15% poison rate. By decreasing the poison rate to 3%, the attack success rate remains around 50%. We validate our attack in 3 real-world scenarios and successfully demonstrate the attack through both over-the-air and over-the-telephony-line scenarios.

cs.CR↗

DynamicFL: Balancing Communication Dynamics and Client Manipulation for Federated Learning

Federated Learning (FL) is a distributed machine learning (ML) paradigm, aiming to train a global model by exploiting the decentralized data across millions of edge devices. Compared with centralized learning, FL preserves the clients' privacy by refraining from explicitly downloading their data. However, given the geo-distributed edge devices (e.g., mobile, car, train, or subway) with highly dynamic networks in the wild, aggregating all the model updates from those participating devices will result in inevitable long-tail delays in FL. This will significantly degrade the efficiency of the training process. To resolve the high system heterogeneity in time-sensitive FL scenarios, we propose a novel FL framework, DynamicFL, by considering the communication dynamics and data quality across massive edge devices with a specially designed client manipulation strategy. \ours actively selects clients for model updating based on the network prediction from its dynamic network conditions and the quality of its training data. Additionally, our long-term greedy strategy in client selection tackles the problem of system performance degradation caused by short-term scheduling in a dynamic network. Lastly, to balance the trade-off between client performance evaluation and client manipulation granularity, we dynamically adjust the length of the observation window in the training process to optimize the long-term system efficiency. Compared with the state-of-the-art client selection scheme in FL, \ours can achieve a better model accuracy while consuming only 18.9\% -- 84.0\% of the wall-clock time. Our component-wise and sensitivity studies further demonstrate the robustness of \ours under various real-life scenarios.

cs.DC↗

Understanding Multi-Turn Toxic Behaviors in Open-Domain Chatbots

Recent advances in natural language processing and machine learning have led to the development of chatbot models, such as ChatGPT, that can engage in conversational dialogue with human users. However, the ability of these models to generate toxic or harmful responses during a non-toxic multi-turn conversation remains an open research question. Existing research focuses on single-turn sentence testing, while we find that 82\% of the individual non-toxic sentences that elicit toxic behaviors in a conversation are considered safe by existing tools. In this paper, we design a new attack, \toxicbot, by fine-tuning a chatbot to engage in conversation with a target open-domain chatbot. The chatbot is fine-tuned with a collection of crafted conversation sequences. Particularly, each conversation begins with a sentence from a crafted prompt sentences dataset. Our extensive evaluation shows that open-domain chatbot models can be triggered to generate toxic responses in a multi-turn conversation. In the best scenario, \toxicbot achieves a 67\% activation rate. The conversation sequences in the fine-tuning stage help trigger the toxicity in a conversation, which allows the attack to bypass two defense methods. Our findings suggest that further research is needed to address chatbot toxicity in a dynamic interactive environment. The proposed \toxicbot can be used by both industry and researchers to develop methods for detecting and mitigating toxic responses in conversational dialogue and improve the robustness of chatbots for end users.

cs.CR↗

ChargeX: Exploring State Switching Attack on Electric Vehicle Charging Systems

Electric Vehicle (EV) has become one of the promising solutions to the ever-evolving environmental and energy crisis. The key to the wide adoption of EVs is a pervasive charging infrastructure, composed of both private/home chargers and public/commercial charging stations. The security of EV charging, however, has not been thoroughly investigated. This paper investigates the communication mechanisms between the chargers and EVs, and exposes the lack of protection on the authenticity in the SAE J1772 charging control protocol. To showcase our discoveries, we propose a new class of attacks, ChargeX, which aims to manipulate the charging states or charging rates of EV chargers with the goal of disrupting the charging schedules, causing a denial of service (DoS), or degrading the battery performance. ChargeX inserts a hardware attack circuit to strategically modify the charging control signals. We design and implement multiple attack systems, and evaluate the attacks on a public charging station and two home chargers using a simulated vehicle load in the lab environment. Extensive experiments on different types of chargers demonstrate the effectiveness and generalization of ChargeX. Specifically, we demonstrate that ChargeX can force the switching of an EV's charging state from ``stand by" to ``charging", even when the vehicle is not in the charging state. We further validate the attacks on a Tesla Model 3 vehicle to demonstrate the disruptive impacts of ChargeX. If deployed, ChargeX may significantly demolish people's trust in the EV charging infrastructure.

cs.CR↗

VSMask: Defending Against Voice Synthesis Attack via Real-Time Predictive Perturbation

Deep learning based voice synthesis technology generates artificial human-like speeches, which has been used in deepfakes or identity theft attacks. Existing defense mechanisms inject subtle adversarial perturbations into the raw speech audios to mislead the voice synthesis models. However, optimizing the adversarial perturbation not only consumes substantial computation time, but it also requires the availability of entire speech. Therefore, they are not suitable for protecting live speech streams, such as voice messages or online meetings. In this paper, we propose VSMask, a real-time protection mechanism against voice synthesis attacks. Different from offline protection schemes, VSMask leverages a predictive neural network to forecast the most effective perturbation for the upcoming streaming speech. VSMask introduces a universal perturbation tailored for arbitrary speech input to shield a real-time speech in its entirety. To minimize the audio distortion within the protected speech, we implement a weight-based perturbation constraint to reduce the perceptibility of the added perturbation. We comprehensively evaluate VSMask protection performance under different scenarios. The experimental results indicate that VSMask can effectively defend against 3 popular voice synthesis models. None of the synthetic voice could deceive the speaker verification models or human ears with VSMask protection. In a physical world experiment, we demonstrate that VSMask successfully safeguards the real-time speech by injecting the perturbation over the air.

cs.SD↗

Security Defense For Smart Contracts: A Comprehensive Survey

The blockchain technology has been used for recording state transitions of smart contracts - decentralized applications that can be invoked through external transactions. Smart contracts gained popularity and accrued hundreds of billions of dollars in market capitalization in recent years. Unfortunately, like all other programs, smart contracts are prone to security vulnerabilities that have incurred multimillion-dollar damages over the past decade. As a result, many automated threat mitigation solutions have been proposed to counter the security issues of smart contracts. These threat mitigation solutions include various tools and methods that are challenging to compare. This survey develops a comprehensive classification taxonomy of smart contract threat mitigation solutions within five orthogonal dimensions: defense modality, core method, targeted contracts, input-output data mapping, and threat model. We classify 133 existing threat mitigation solutions using our taxonomy and confirm that the proposed five dimensions allow us to concisely and accurately describe any smart contract threat mitigation solution. In addition to learning what the threat mitigation solutions do, we also show how these solutions work by synthesizing their actual designs into a set of uniform workflows corresponding to the eight existing defense core methods. We further create an integrated coverage map for the known smart contract vulnerabilities by the existing threat mitigation solutions. Finally, we perform the evidence-based evolutionary analysis, in which we identify trends and future perspectives of threat mitigation in smart contracts and pinpoint major weaknesses of the existing methodologies. For the convenience of smart contract security developers, auditors, users, and researchers, we deploy a regularly updated comprehensive open-source online registry of threat mitigation solutions.

cs.CR↗

A Comprehensive Survey on Pretrained Foundation Models: A History from BERT to ChatGPT

Pretrained Foundation Models (PFMs) are regarded as the foundation for various downstream tasks with different data modalities. A PFM (e.g., BERT, ChatGPT, and GPT-4) is trained on large-scale data which provides a reasonable parameter initialization for a wide range of downstream applications. BERT learns bidirectional encoder representations from Transformers, which are trained on large datasets as contextual language models. Similarly, the generative pretrained transformer (GPT) method employs Transformers as the feature extractor and is trained using an autoregressive paradigm on large datasets. Recently, ChatGPT shows promising success on large language models, which applies an autoregressive language model with zero shot or few shot prompting. The remarkable achievements of PFM have brought significant breakthroughs to various fields of AI. Numerous studies have proposed different methods, raising the demand for an updated survey. This study provides a comprehensive review of recent research advancements, challenges, and opportunities for PFMs in text, image, graph, as well as other data modalities. The review covers the basic components and existing pretraining methods used in natural language processing, computer vision, and graph learning. Additionally, it explores advanced PFMs used for different data modalities and unified PFMs that consider data quality and quantity. The review also discusses research related to the fundamentals of PFMs, such as model efficiency and compression, security, and privacy. Finally, the study provides key implications, future research directions, challenges, and open problems in the field of PFMs. Overall, this survey aims to shed light on the research of the PFMs on scalability, security, logical reasoning ability, cross-domain learning ability, and the user-friendly interactive ability for artificial general intelligence.

cs.AI↗

TxT: Real-time Transaction Encapsulation for Ethereum Smart Contracts

Ethereum is a permissionless blockchain ecosystem that supports execution of smart contracts, the key enablers of decentralized finance (DeFi) and non-fungible tokens (NFT). However, the expressiveness of Ethereum smart contracts is a double-edged sword: while it enables blockchain programmability, it also introduces security vulnerabilities, i.e., the exploitable discrepancies between expected and actual behaviors of the contract code. To address these discrepancies and increase the vulnerability coverage, we propose a new smart contract security testing approach called transaction encapsulation. The core idea lies in the local execution of transactions on a fully-synchronized yet isolated Ethereum node, which creates a preview of outcomes of transaction sequences on the current state of blockchain. This approach poses a critical technical challenge -- the well-known time-of-check/time-of-use (TOCTOU) problem, i.e., the assurance that the final transactions will exhibit the same execution paths as the encapsulated test transactions. In this work, we determine the exact conditions for guaranteed execution path replicability of the tested transactions, and implement a transaction testing tool, TxT, which reveals the actual outcomes of Ethereum transactions. To ensure the correctness of testing, TxT deterministically verifies whether a given sequence of transactions ensues an identical execution path on the current state of blockchain. We analyze over 1.3 billion Ethereum transactions and determine that 96.5% of them can be verified by TxT. We further show that TxT successfully reveals the suspicious behaviors associated with 31 out of 37 vulnerabilities (83.8% coverage) in the smart contract weakness classification (SWC) registry. In comparison, the vulnerability coverage of all the existing defense approaches combined only reaches 40.5%.

cs.CR↗

Devils in the Clouds: An Evolutionary Study of Telnet Bot Loaders

One of the innovations brought by Mirai and its derived malware is the adoption of self-contained loaders for infecting IoT devices and recruiting them in botnets. Functionally decoupled from other botnet components and not embedded in the payload, loaders cannot be analysed using conventional approaches that rely on honeypots for capturing samples. Different approaches are necessary for studying the loaders evolution and defining a genealogy. To address the insufficient knowledge about loaders' lineage in existing studies, in this paper, we propose a semantic-aware method to measure, categorize, and compare different loader servers, with the goal of highlighting their evolution, independent from the payload evolution. Leveraging behavior-based metrics, we cluster the discovered loaders and define eight families to determine the genealogy and draw a homology map. Our study shows that the source code of Mirai is evolving and spawning new botnets with new capabilities, both on the client side and the server side. In turn, shedding light on the infection loaders can help the cybersecurity community to improve detection and prevention tools.

cs.CR↗

Et tu, Blockchain? Outsmarting Smart Contracts via Social Engineering

We reveal six zero-day social engineering attacks in Ethereum, and subdivide them into two classes: Address Manipulation and Homograph. We demonstrate the attacks by embedding them in source codes of five popular smart contracts with combined market capitalization of over \$29 billion, and show that the attacks have the ability to remain dormant during the testing phase and activate only after production deployment. We analyze 85,656 open source smart contracts and find 1,027 contracts that can be directly used for performing social engineering attacks. For responsible disclosure, we contact seven smart contract security firms. In the spirit of open research, we make the source codes of the attack benchmark, tools, and datasets available to the public.

cs.CR↗

Decentralization Paradox: A Study of Hegemonic and Risky ERC-20 Tokens

In this work, we explore the class of Ethereum smart contracts called the administrated ERC20 tokens. We demonstrate that these contracts are more owner-controlled and less safe than the services they try to disrupt, such as banks and centralized online payment systems. We develop a binary classifier for identification of administrated ERC20 tokens, and conduct extensive data analysis, which reveals that nearly 9 out of 10 ERC20 tokens on Ethereum are administrated, and thereby unsafe to engage with even under the assumption of trust towards their owners. We design and implement SafelyAdministrated - a Solidity abstract class that safeguards users of administrated ERC20 tokens from adversarial attacks or frivolous behavior of the tokens' owners.

cs.CR↗

NEC: Speaker Selective Cancellation via Neural Enhanced Ultrasound Shadowing

In this paper, we propose NEC (Neural Enhanced Cancellation), a defense mechanism, which prevents unauthorized microphones from capturing a target speaker's voice. Compared with the existing scrambling-based audio cancellation approaches, NEC can selectively remove a target speaker's voice from a mixed speech without causing interference to others. Specifically, for a target speaker, we design a Deep Neural Network (DNN) model to extract high-level speaker-specific but utterance-independent vocal features from his/her reference audios. When the microphone is recording, the DNN generates a shadow sound to cancel the target voice in real-time. Moreover, we modulate the audible shadow sound onto an ultrasound frequency, making it inaudible for humans. By leveraging the non-linearity of the microphone circuit, the microphone can accurately decode the shadow sound for target voice cancellation. We implement and evaluate NEC comprehensively with 8 smartphone microphones in different settings. The results show that NEC effectively mutes the target speaker at a microphone without interfering with other users' normal conversations.

cs.SD↗

Mining Function Homology of Bot Loaders from Honeypot Logs

Self-contained loaders are widely adopted in botnets for injecting loading commands and spawning new bots. While researchers can dissect bot clients to get various information of botnets, the cloud-based and self-contained design of loaders effectively hinders researchers from understanding the loaders' evolution and variation using classic methods. The decoupled nature of bot loaders also dramatically reduces the feasibility of investigating relationships among clients and infrastructures. In this paper, we propose a text-based method to investigate and analyze details of bot loaders using honeypots. We leverage high interaction honeypots to collect request logs and define eight families of bot loaders based on the result of agglomerative clustering. At the function level, we push our study further to explore their homological relationship based on similarity analysis of request logs using sequence aligning techniques. This further exploration discloses that the released code of Mirai keeps spawning new generations of botnets both on the client and the server side. This paper uncovers the homology of active botnet infrastructures, providing a new prospect on finding covert relationships among cybercrimes. Bot loaders are precisely investigated at the function level to yield a new insight for researchers to identify the botnet's infrastructures and track their evolution over time.

cs.CR↗