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Qilin Zhou

Publications and source records attributed to Qilin Zhou.

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Impacts of Histories and Models on LLM Grading: A Study in Advanced Software Engineering Courses

Graduate-level research reading report assessment creates a substantial labor burden for educators. While large language models (LLMs) hold great potential for automating academic grading, their reliability for this specialized task remains understudied, particularly regarding grading consistency, the lack of which represents a primary obstacle to educational fairness. This paper proposes a human-aligned LLM-assisted grading workflow and presents a case study based on 180 student submissions from a graduate advanced software engineering course. We evaluate two mainstream LLMs, Grok and GPT, in terms of grading consistency and alignment with human scores. We find LLMs exhibit distinct levels of intra-model consistency and significant inter-model grading inconsistencies, while simple ensemble approaches cannot improve alignment with human evaluation. Critically, continuous interaction history drives systematic drift in models' grading standards away from human expert scores. Our findings demonstrate LLMs' potential in reducing grading workload for educators in graduate education, while highlighting that indiscriminate LLM grading may introduce systemic unfairness, suggesting that specific operational practices are required to mitigate such disparities.

cs.SE

Toward Patch Robustness Certification and Detection for Deep Learning Systems Beyond Consistent Samples

Patch robustness certification is an emerging kind of provable defense technique against adversarial patch attacks for deep learning systems. Certified detection ensures the detection of all patched harmful versions of certified samples, which mitigates the failures of empirical defense techniques that could (easily) be compromised. However, existing certified detection methods are ineffective in certifying samples that are misclassified or whose mutants are inconsistently pre icted to different labels. This paper proposes HiCert, a novel masking-based certified detection technique. By focusing on the problem of mutants predicted with a label different from the true label with our formal analysis, HiCert formulates a novel formal relation between harmful samples generated by identified loopholes and their benign counterparts. By checking the bound of the maximum confidence among these potentially harmful (i.e., inconsistent) mutants of each benign sample, HiCert ensures that each harmful sample either has the minimum confidence among mutants that are predicted the same as the harmful sample itself below this bound, or has at least one mutant predicted with a label different from the harmful sample itself, formulated after two novel insights. As such, HiCert systematically certifies those inconsistent samples and consistent samples to a large extent. To our knowledge, HiCert is the first work capable of providing such a comprehensive patch robustness certification for certified detection. Our experiments show the high effectiveness of HiCert with a new state-of the-art performance: It certifies significantly more benign samples, including those inconsistent and consistent, and achieves significantly higher accuracy on those samples without warnings and a significantly lower false silent ratio.

cs.SE

Scalable and Precise Patch Robustness Certification for Deep Learning Models with Top-k Predictions

Patch robustness certification is an emerging verification approach for defending against adversarial patch attacks with provable guarantees for deep learning systems. Certified recovery techniques guarantee the prediction of the sole true label of a certified sample. However, existing techniques, if applicable to top-k predictions, commonly conduct pairwise comparisons on those votes between labels, failing to certify the sole true label within the top k prediction labels precisely due to the inflation on the number of votes controlled by the attacker (i.e., attack budget); yet enumerating all combinations of vote allocation suffers from the combinatorial explosion problem. We propose CostCert, a novel, scalable, and precise voting-based certified recovery defender. CostCert verifies the true label of a sample within the top k predictions without pairwise comparisons and combinatorial explosion through a novel design: whether the attack budget on the sample is infeasible to cover the smallest total additional votes on top of the votes uncontrollable by the attacker to exclude the true labels from the top k prediction labels. Experiments show that CostCert significantly outperforms the current state-of-the-art defender PatchGuard, such as retaining up to 57.3% in certified accuracy when the patch size is 96, whereas PatchGuard has already dropped to zero.

cs.LG

A3Rank: Augmentation Alignment Analysis for Prioritizing Overconfident Failing Samples for Deep Learning Models

Sharpening deep learning models by training them with examples close to the decision boundary is a well-known best practice. Nonetheless, these models are still error-prone in producing predictions. In practice, the inference of the deep learning models in many application systems is guarded by a rejector, such as a confidence-based rejector, to filter out samples with insufficient prediction confidence. Such confidence-based rejectors cannot effectively guard against failing samples with high confidence. Existing test case prioritization techniques effectively distinguish confusing samples from confident samples to identify failing samples among the confusing ones, yet prioritizing the failing ones high among many confident ones is challenging. In this paper, we propose $A^3$Rank, a novel test case prioritization technique with augmentation alignment analysis, to address this problem. $A^3$Rank generates augmented versions of each test case and assesses the extent of the prediction result for the test case misaligned with these of the augmented versions and vice versa. Our experiment shows that $A^3$Rank can effectively rank failing samples escaping from the checking of confidence-based rejectors, which significantly outperforms the peer techniques by 163.63\% in the detection ratio of top-ranked samples. We also provide a framework to construct a detector devoted to augmenting these rejectors to defend these failing samples, and our detector can achieve a significantly higher defense success rate.

cs.SE

Context-Aware Fuzzing for Robustness Enhancement of Deep Learning Models

In the testing-retraining pipeline for enhancing the robustness property of deep learning (DL) models, many state-of-the-art robustness-oriented fuzzing techniques are metric-oriented. The pipeline generates adversarial examples as test cases via such a DL testing technique and retrains the DL model under test with test suites that contain these test cases. On the one hand, the strategies of these fuzzing techniques tightly integrate the key characteristics of their testing metrics. On the other hand, they are often unaware of whether their generated test cases are different from the samples surrounding these test cases and whether there are relevant test cases of other seeds when generating the current one. We propose a novel testing metric called Contextual Confidence (CC). CC measures a test case through the surrounding samples of a test case in terms of their mean probability predicted to the prediction label of the test case. Based on this metric, we further propose a novel fuzzing technique Clover as a DL testing technique for the pipeline. In each fuzzing round, Clover first finds a set of seeds whose labels are the same as the label of the seed under fuzzing. At the same time, it locates the corresponding test case that achieves the highest CC values among the existing test cases of each seed in this set of seeds and shares the same prediction label as the existing test case of the seed under fuzzing that achieves the highest CC value. Clover computes the piece of difference between each such pair of a seed and a test case. It incrementally applies these pieces of differences to perturb the current test case of the seed under fuzzing that achieves the highest CC value and to perturb the resulting samples along the gradient to generate new test cases for the seed under fuzzing.

cs.SE

CrossCert: A Cross-Checking Detection Approach to Patch Robustness Certification for Deep Learning Models

Patch robustness certification is an emerging kind of defense technique against adversarial patch attacks with provable guarantees. There are two research lines: certified recovery and certified detection. They aim to label malicious samples with provable guarantees correctly and issue warnings for malicious samples predicted to non-benign labels with provable guarantees, respectively. However, existing certified detection defenders suffer from protecting labels subject to manipulation, and existing certified recovery defenders cannot systematically warn samples about their labels. A certified defense that simultaneously offers robust labels and systematic warning protection against patch attacks is desirable. This paper proposes a novel certified defense technique called CrossCert. CrossCert formulates a novel approach by cross-checking two certified recovery defenders to provide unwavering certification and detection certification. Unwavering certification ensures that a certified sample, when subjected to a patched perturbation, will always be returned with a benign label without triggering any warnings with a provable guarantee. To our knowledge, CrossCert is the first certified detection technique to offer this guarantee. Our experiments show that, with a slightly lower performance than ViP and comparable performance with PatchCensor in terms of detection certification, CrossCert certifies a significant proportion of samples with the guarantee of unwavering certification.

cs.SE

Delving into Parameter-Efficient Fine-Tuning in Code Change Learning: An Empirical Study

Compared to Full-Model Fine-Tuning (FMFT), Parameter Efficient Fine-Tuning (PEFT) has demonstrated superior performance and lower computational overhead in several code understanding tasks, such as code summarization and code search. This advantage can be attributed to PEFT's ability to alleviate the catastrophic forgetting issue of Pre-trained Language Models (PLMs) by updating only a small number of parameters. As a result, PEFT effectively harnesses the pre-trained general-purpose knowledge for downstream tasks. However, existing studies primarily involve static code comprehension, aligning with the pre-training paradigm of recent PLMs and facilitating knowledge transfer, but they do not account for dynamic code changes. Thus, it remains unclear whether PEFT outperforms FMFT in task-specific adaptation for code-change-related tasks. To address this question, we examine two prevalent PEFT methods, namely Adapter Tuning (AT) and Low-Rank Adaptation (LoRA), and compare their performance with FMFT on five popular PLMs. Specifically, we evaluate their performance on two widely-studied code-change-related tasks: Just-In-Time Defect Prediction (JIT-DP) and Commit Message Generation (CMG). The results demonstrate that both AT and LoRA achieve state-of-the-art (SOTA) results in JIT-DP and exhibit comparable performances in CMG when compared to FMFT and other SOTA approaches. Furthermore, AT and LoRA exhibit superiority in cross-lingual and low-resource scenarios. We also conduct three probing tasks to explain the efficacy of PEFT techniques on JIT-DP and CMG tasks from both static and dynamic perspectives. The study indicates that PEFT, particularly through the use of AT and LoRA, offers promising advantages in code-change-related tasks, surpassing FMFT in certain aspects.

cs.SE

A Majority Invariant Approach to Patch Robustness Certification for Deep Learning Models

Patch robustness certification ensures no patch within a given bound on a sample can manipulate a deep learning model to predict a different label. However, existing techniques cannot certify samples that cannot meet their strict bars at the classifier or patch region levels. This paper proposes MajorCert. MajorCert firstly finds all possible label sets manipulatable by the same patch region on the same sample across the underlying classifiers, then enumerates their combinations element-wise, and finally checks whether the majority invariant of all these combinations is intact to certify samples.

cs.LG