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Qinan Zhou

Publications and source records attributed to Qinan Zhou.

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Estimation of Cell-to-Cell Variation and State of Health for Battery Modules with Parallel-Connected Cells

Estimating cell-to-cell variation (CtCV) and state of health (SoH) for battery modules composed of parallel-connected cells is challenging when only module-level signals are measurable and individual cell behaviors remain unobserved. Although progress has been made in SoH estimation, CtCV estimation remains unresolved in the literature. This paper proposes a unified framework that accurately estimates both CtCV and SoH for modules using only module-level information extracted from incremental capacity analysis (ICA) and differential voltage analysis (DVA). With the proposed framework, CtCV and SoH estimations can be decoupled into two separate tasks, allowing each to be solved with dedicated algorithms without mutual interference and providing greater design flexibility. The framework also exhibits strong versatility in accommodating different CtCV metrics, highlighting its general-purpose nature. Experimental validation on modules with three parallel-connected cells demonstrates that the proposed framework can systematically select optimal module-level features for CtCV and SoH estimations, deliver accurate CtCV and SoH estimates with high confidence and low computational complexity, remain effective across different C-rates, and be suitable for onboard implementation.

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Experimental Characterization Data for Battery Modules with Parallel-Connected Cells across Diverse Module-Level State of Health and Cell-to-Cell Variations

This experimental dataset presents both module-level and cell-level characterization data for lithium-ion battery modules composed of three parallel-connected inhomogeneous cells across a wide range of module-level state of health (M-SoH) and cell-to-cell variation (CtCV). First, 70 cells are aged to establish an inventory with cell-level state of health (C-SoH) ranging approximately from 100% to 80% (80% is considered as the end-of-life for automotive applications). From this inventory, 78 battery modules are then assembled, each exhibiting a distinct M-SoH value (from 100% to 80.98%) and a unique CtCV value (from 0% to 9.31%, defined as population standard deviation of C-SoH within each module). Module-level characterization data are collected under 25{\deg}C at 0.5C and 0.25C conditions, enabling extraction of module-level capacities and supporting diagnostic analyses such as incremental capacity analysis and differential voltage analysis. Before a module is assembled and tested, cell-level characterization tests are conducted for every individual cell within that module under 1C conditions, enabling direct quantification of CtCV and providing accurate labels for cell-level capacities and internal resistances. The dataset is organized with both raw time-series data and processed summary information such as C-SoH, M-SoH, and CtCV for all modules. With the paired module-level and cell-level characterization data, this dataset enables understanding and development of advanced degradation monitoring mechanisms for battery modules with parallel-connected cells in the presence of CtCVs.

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Battery State of Health Estimation and Incremental Capacity Analysis under Dynamic Charging Profile Using Neural Networks

Incremental capacity analysis (ICA) and differential voltage analysis (DVA) are two effective approaches for battery degradation monitoring. One limiting factor for their real-world application is that they require constant-current (CC) charging profiles. This research removes this limitation and proposes an approach that extends ICA/DVA-based degradation monitoring from CC charging to dynamic charging profiles. A novel concept of virtual incremental capacity (VIC) and virtual differential voltage (VDV) is proposed. Then, two related convolutional neural networks (CNNs), called U-Net and Conv-Net, are proposed to construct VIC/VDV curves and estimate the state of health (SOH) from dynamic charging profiles across any state-of-charge (SOC) range that satisfies some constraints. Finally, two CNNs called Mobile U-Net and Mobile-Net are proposed as replacements for the U-Net and Conv-Net, respectively, to reduce the computational footprint and memory requirements, while keeping similar performance. Using an extensive experimental dataset of battery modules, the proposed CNNs are demonstrated to provide accurate VIC/VDV curves and enable ICA/DVA-based battery degradation monitoring under various fast-charging protocols and different SOC ranges.

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State of Health Estimation for Battery Modules with Parallel-Connected Cells Under Cell-to-Cell Variations

State of health (SOH) estimation for lithium-ion battery modules with cells connected in parallel is a challenging problem, especially with cell-to-cell variations. Incremental capacity analysis (ICA) and differential voltage analysis (DVA) are effective at the cell level, but a generalizable method to extend them to module-level SOH estimation remains missing, when only module-level measurements are available. This paper proposes a new method and demonstrates that, with multiple features systematically selected from the module-level ICA and DVA, the module-level SOH can be estimated with high accuracy and confidence in the presence of cell-to-cell variations. First, an information theory-based feature selection algorithm is proposed to find an optimal set of features for module-level SOH estimation. Second, a relevance vector regression (RVR)-based module-level SOH estimation model is proposed to provide both point estimates and three-sigma credible intervals while maintaining model sparsity. With more selected features incorporated, the proposed method achieves better estimation accuracy and higher confidence at the expense of higher model complexity. When applied to a large experimental dataset, the proposed method and the resulting sparse model lead to module-level SOH estimates with a 0.5% root-mean-square error and a 1.5% average three-sigma value. With all the training processes completed offboard, the proposed method has low computational complexity for onboard implementations.

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