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Qing Qu

Publications and source records attributed to Qing Qu.

At least 37 records · Page 2Linked to original sources

MCLR: Improving Conditional Modeling via Inter-Class Likelihood-Ratio Maximization and Unifying Classifier-Free Guidance with Alignment Objectives

Diffusion models achieve strong performance in generative modeling, but their success often relies heavily on classifier-free guidance (CFG), an inference-time heuristic that modifies the sampling trajectory. In theory, diffusion models trained with standard denoising score matching (DSM) should recover the target data distribution, raising two fundamental questions: (i) why is inference-time guidance necessary in practice, and (ii) can its underlying effect be internalized into a principled training objective? In this work, we argue that a key limitation of standard DSM is insufficient inter-class separation. To address this issue, we propose MCLR, an alignment objective that explicitly maximizes inter-class likelihood-ratios during training. Fine-tuning diffusion models with MCLR induces CFG-like improvements under standard sampling, substantially improving guidance-free conditional generation and narrowing the gap to inference-time CFG. Beyond these empirical benefits, we show theoretically that the CFG-guided score is exactly the optimal solution to a sample-adaptive weighted MCLR objective. This result connects CFG to alignment-based objectives, providing a mechanistic interpretation of CFG as an implicit inference-time contrastive alignment procedure.

cs.LG↗

Out-of-Distribution Generalization of In-Context Learning: A Low-Dimensional Subspace Perspective

The transformer's remarkable ability to perform in-context learning (ICL) has sparked a wide range of studies designed to understand its strengths and limitations. However, a theoretical understanding of when ICL can and cannot generalize beyond its pre-training data still remains unclear. This paper puts forth a minimal mathematical model that provably identifies when ICL can generalize out-of-distribution (OOD). By studying linear regression tasks parameterized with low-rank covariance matrices, we model distribution shifts as varying angles between subspaces and derive conditions under which a single-layer linear attention model interpolates across all angles. We show that if pre-training task vectors are drawn from a union of subspaces, transformers can generalize to all angle shifts--enabling ICL even in regions with zero probability mass in the training distribution. On the other hand, if the pre-training tasks are drawn from a single Gaussian, the test risk shows a non-negligible dependence on the angle, implying that ICL cannot generalize OOD. We empirically show that our results also hold for models such as GPT-2, and present experiments on how our results extend to nonlinear function classes.

stat.ML↗

Subspace Control: Turning Constrained Model Steering into Controllable Spectral Optimization

Foundation models, such as large language models (LLMs), are powerful but often require customization before deployment to satisfy practical constraints such as safety, privacy, and task-specific requirements, leading to "constrained" optimization problems for model steering and adaptation. However, solving such problems remains largely underexplored and is particularly challenging due to interference between the primary objective and constraint objectives during optimization. In this paper, we propose a subspace control framework for constrained model training. Specifically, (i) we first analyze, from a model merging perspective, how spectral cross-task interference arises and show that it can be resolved via a one-shot solution that orthogonalizes the merged subspace; (ii) we establish a connection between this solution and gradient orthogonalization in the spectral optimizer Muon; and (iii) building on these insights, we introduce SIFT (spectral interference-free training), which leverages a localization scheme to selectively intervene during optimization, enabling controllable updates that mitigate objective-constraint conflicts. We evaluate SIFT across four representative applications: (a) machine unlearning, (b) safety alignment, (c) text-to-speech adaptation, and (d) hallucination mitigation. Compared to both control-based and control-free baselines, SIFT consistently achieves substantial and robust performance improvements across all tasks. Code is available at https://github.com/OPTML-Group/SIFT.

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Linearly Separable Features in Shallow Nonlinear Networks: Width Scales Polynomially with Intrinsic Data Dimension

Deep neural networks have attained remarkable success across diverse classification tasks. Recent empirical studies have shown that deep networks learn features that are linearly separable across classes. However, these findings often lack rigorous justifications, even under relatively simple settings. In this work, we address this gap by examining the linear separation capabilities of shallow nonlinear networks. Specifically, inspired by the low intrinsic dimensionality of image data, we model inputs as a union of low-dimensional subspaces (UoS) and demonstrate that a single nonlinear layer can transform such data into linearly separable sets. Theoretically, we show that this transformation occurs with high probability when using random weights and quadratic activations. Notably, we prove this can be achieved when the network width scales polynomially with the intrinsic dimension of the data rather than the ambient dimension. Experimental results corroborate these theoretical findings and demonstrate that similar linear separation properties hold in practical scenarios beyond our analytical scope. This work bridges the gap between empirical observations and theoretical understanding of the separation capacity of nonlinear networks, offering deeper insights into model interpretability and generalization.

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Exploring Low-Dimensional Subspaces in Diffusion Models for Controllable Image Editing

Recently, diffusion models have emerged as a powerful class of generative models. Despite their success, there is still limited understanding of their semantic spaces. This makes it challenging to achieve precise and disentangled image generation without additional training, especially in an unsupervised way. In this work, we improve the understanding of their semantic spaces from intriguing observations: among a certain range of noise levels, (1) the learned posterior mean predictor (PMP) in the diffusion model is locally linear, and (2) the singular vectors of its Jacobian lie in low-dimensional semantic subspaces. We provide a solid theoretical basis to justify the linearity and low-rankness in the PMP. These insights allow us to propose an unsupervised, single-step, training-free LOw-rank COntrollable image editing (LOCO Edit) method for precise local editing in diffusion models. LOCO Edit identified editing directions with nice properties: homogeneity, transferability, composability, and linearity. These properties of LOCO Edit benefit greatly from the low-dimensional semantic subspace. Our method can further be extended to unsupervised or text-supervised editing in various text-to-image diffusion models (T-LOCO Edit). Finally, extensive empirical experiments demonstrate the effectiveness and efficiency of LOCO Edit.

cs.CV↗

Compressible Dynamics in Deep Overparameterized Low-Rank Learning & Adaptation

While overparameterization in machine learning models offers great benefits in terms of optimization and generalization, it also leads to increased computational requirements as model sizes grow. In this work, we show that by leveraging the inherent low-dimensional structures of data and compressible dynamics within the model parameters, we can reap the benefits of overparameterization without the computational burdens. In practice, we demonstrate the effectiveness of this approach for deep low-rank matrix completion as well as fine-tuning language models. Our approach is grounded in theoretical findings for deep overparameterized low-rank matrix recovery, where we show that the learning dynamics of each weight matrix are confined to an invariant low-dimensional subspace. Consequently, we can construct and train compact, highly compressed factorizations possessing the same benefits as their overparameterized counterparts. In the context of deep matrix completion, our technique substantially improves training efficiency while retaining the advantages of overparameterization. For language model fine-tuning, we propose a method called "Deep LoRA", which improves the existing low-rank adaptation (LoRA) technique, leading to reduced overfitting and a simplified hyperparameter setup, while maintaining comparable efficiency. We validate the effectiveness of Deep LoRA on natural language tasks, particularly when fine-tuning with limited data. Our code is available at https://github.com/cjyaras/deep-lora-transformers.

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Explaining and Mitigating the Modality Gap in Contrastive Multimodal Learning

Multimodal learning has recently gained significant popularity, demonstrating impressive performance across various zero-shot classification tasks and a range of perceptive and generative applications. Models such as Contrastive Language-Image Pretraining (CLIP) are designed to bridge different modalities, such as images and text, by learning a shared representation space through contrastive learning. Despite their success, the working mechanisms underlying multimodal learning are not yet well understood. Notably, these models often exhibit a modality gap, where different modalities occupy distinct regions within the shared representation space. In this work, we conduct an in-depth analysis of the emergence of modality gap by characterizing the gradient flow learning dynamics. Specifically, we identify the critical roles of mismatched data pairs and a learnable temperature parameter in causing and perpetuating the modality gap during training. Furthermore, our theoretical insights are validated through experiments on practical CLIP models. These findings provide principled guidance for mitigating the modality gap, including strategies such as appropriate temperature scheduling and modality swapping. Additionally, we demonstrate that closing the modality gap leads to improved performance on tasks such as image-text retrieval.

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Improving Efficiency of Diffusion Models via Multi-Stage Framework and Tailored Multi-Decoder Architectures

Diffusion models, emerging as powerful deep generative tools, excel in various applications. They operate through a two-steps process: introducing noise into training samples and then employing a model to convert random noise into new samples (e.g., images). However, their remarkable generative performance is hindered by slow training and sampling. This is due to the necessity of tracking extensive forward and reverse diffusion trajectories, and employing a large model with numerous parameters across multiple timesteps (i.e., noise levels). To tackle these challenges, we present a multi-stage framework inspired by our empirical findings. These observations indicate the advantages of employing distinct parameters tailored to each timestep while retaining universal parameters shared across all time steps. Our approach involves segmenting the time interval into multiple stages where we employ custom multi-decoder U-net architecture that blends time-dependent models with a universally shared encoder. Our framework enables the efficient distribution of computational resources and mitigates inter-stage interference, which substantially improves training efficiency. Extensive numerical experiments affirm the effectiveness of our framework, showcasing significant training and sampling efficiency enhancements on three state-of-the-art diffusion models, including large-scale latent diffusion models. Furthermore, our ablation studies illustrate the impact of two important components in our framework: (i) a novel timestep clustering algorithm for stage division, and (ii) an innovative multi-decoder U-net architecture, seamlessly integrating universal and customized hyperparameters.

cs.CV↗

Shallow Diffuse: Robust and Invisible Watermarking through Low-Dimensional Subspaces in Diffusion Models

The widespread use of AI-generated content from diffusion models has raised significant concerns regarding misinformation and copyright infringement. Watermarking is a crucial technique for identifying these AI-generated images and preventing their misuse. In this paper, we introduce Shallow Diffuse, a new watermarking technique that embeds robust and invisible watermarks into diffusion model outputs. Unlike existing approaches that integrate watermarking throughout the entire diffusion sampling process, Shallow Diffuse decouples these steps by leveraging the presence of a low-dimensional subspace in the image generation process. This method ensures that a substantial portion of the watermark lies in the null space of this subspace, effectively separating it from the image generation process. Our theoretical and empirical analyses show that this decoupling strategy greatly enhances the consistency of data generation and the detectability of the watermark. Extensive experiments further validate that our Shallow Diffuse outperforms existing watermarking methods in terms of robustness and consistency. The codes are released at https://github.com/liwd190019/Shallow-Diffuse.

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Understanding Generalization in Diffusion Distillation via Probability Flow Distance

Diffusion distillation provides an effective approach for learning lightweight and few-steps diffusion models with efficient generation. However, evaluating their generalization remains challenging: theoretical metrics are often impractical for high-dimensional data, while no practical metrics rigorously measure generalization. In this work, we bridge this gap by introducing probability flow distance (\texttt{PFD}), a theoretically grounded and computationally efficient metric to measure generalization. Specifically, \texttt{PFD} quantifies the distance between distributions by comparing their noise-to-data mappings induced by the probability flow ODE. Using \texttt{PFD} under the diffusion distillation setting, we empirically uncover several key generalization behaviors, including: (1) quantitative scaling behavior from memorization to generalization, (2) epoch-wise double descent training dynamics, and (3) bias-variance decomposition. Beyond these insights, our work lays a foundation for generalization studies in diffusion distillation and bridges them with diffusion training.

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Emergent Low-Rank Training Dynamics in MLPs with Smooth Activations

Recent empirical evidence has demonstrated that the training dynamics of large-scale deep neural networks occur within low-dimensional subspaces. While this has inspired new research into low-rank training, compression, and adaptation, theoretical justification for these dynamics in nonlinear networks remains limited. %compared to deep linear settings. To address this gap, this paper analyzes the learning dynamics of multi-layer perceptrons (MLPs) under gradient descent (GD). We demonstrate that the weight dynamics concentrate within invariant low-dimensional subspaces throughout training. Theoretically, we precisely characterize these invariant subspaces for two-layer networks with smooth nonlinear activations, providing insight into their emergence. Experimentally, we validate that this phenomenon extends beyond our theoretical assumptions. Leveraging these insights, we empirically show there exists a low-rank MLP parameterization that, when initialized within the appropriate subspaces, matches the classification performance of fully-parameterized counterparts on a variety of classification tasks.

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Understanding Representation Dynamics of Diffusion Models via Low-Dimensional Modeling

Diffusion models, though originally designed for generative tasks, have demonstrated impressive self-supervised representation learning capabilities. A particularly intriguing phenomenon in these models is the emergence of unimodal representation dynamics, where the quality of learned features peaks at an intermediate noise level. In this work, we conduct a comprehensive theoretical and empirical investigation of this phenomenon. Leveraging the inherent low-dimensionality structure of image data, we theoretically demonstrate that the unimodal dynamic emerges when the diffusion model successfully captures the underlying data distribution. The unimodality arises from an interplay between denoising strength and class confidence across noise scales. Empirically, we further show that, in classification tasks, the presence of unimodal dynamics reliably reflects the generalization of the diffusion model: it emerges when the model generates novel images and gradually transitions to a monotonically decreasing curve as the model begins to memorize the training data.

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An Overview of Low-Rank Structures in the Training and Adaptation of Large Models

The substantial computational demands of modern large-scale deep learning present significant challenges for efficient training and deployment. Recent research has revealed a widespread phenomenon wherein deep networks inherently learn low-rank structures in their weights and representations during training. This tutorial paper provides a comprehensive review of advances in identifying and exploiting these low-rank structures, bridging mathematical foundations with practical applications. We present two complementary theoretical perspectives on the emergence of low-rankness: viewing it through the optimization dynamics of gradient descent throughout training, and understanding it as a result of implicit regularization effects at convergence. Practically, these theoretical perspectives provide a foundation for understanding the success of techniques such as Low-Rank Adaptation (LoRA) in fine-tuning, inspire new parameter-efficient low-rank training strategies, and explain the effectiveness of masked training approaches like dropout and masked self-supervised learning.

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A Closer Look at Model Collapse: From a Generalization-to-Memorization Perspective

The widespread use of diffusion models has led to an abundance of AI-generated data, raising concerns about model collapse -- a phenomenon in which recursive iterations of training on synthetic data lead to performance degradation. Prior work primarily characterizes this collapse via variance shrinkage or distribution shift, but these perspectives miss practical manifestations of model collapse. This paper identifies a transition from generalization to memorization during model collapse in diffusion models, where models increasingly replicate training data instead of generating novel content during iterative training on synthetic samples. This transition is directly driven by the declining entropy of the synthetic training data produced in each training cycle, which serves as a clear indicator of model degradation. Motivated by this insight, we propose an entropy-based data selection strategy to mitigate the transition from generalization to memorization and alleviate model collapse. Empirical results show that our approach significantly enhances visual quality and diversity in recursive generation, effectively preventing collapse.

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Robust Physics-based Deep MRI Reconstruction Via Diffusion Purification

Deep learning (DL) techniques have been extensively employed in magnetic resonance imaging (MRI) reconstruction, delivering notable performance enhancements over traditional non-DL methods. Nonetheless, recent studies have identified vulnerabilities in these models during testing, namely, their susceptibility to (\textit{i}) worst-case measurement perturbations and to (\textit{ii}) variations in training/testing settings like acceleration factors and k-space sampling locations. This paper addresses the robustness challenges by leveraging diffusion models. In particular, we present a robustification strategy that improves the resilience of DL-based MRI reconstruction methods by utilizing pretrained diffusion models as noise purifiers. In contrast to conventional robustification methods for DL-based MRI reconstruction, such as adversarial training (AT), our proposed approach eliminates the need to tackle a minimax optimization problem. It only necessitates fine-tuning on purified examples. Our experimental results highlight the efficacy of our approach in mitigating the aforementioned instabilities when compared to leading robustification approaches for deep MRI reconstruction, including AT and randomized smoothing.

eess.IV↗

NERD: Network-Regularized Diffusion Sampling For 3D Computed Tomography

Numerous diffusion model (DM)-based methods have been proposed for solving inverse imaging problems. Among these, a recent line of work has demonstrated strong performance by formulating sampling as an optimization procedure that enforces measurement consistency, forward diffusion consistency, and both step-wise and backward diffusion consistency. However, these methods have only considered 2D reconstruction tasks and do not directly extend to 3D image reconstruction problems, such as in Computed Tomography (CT). To bridge this gap, we propose NEtwork-Regularized diffusion sampling for 3D CT (NERD) by incorporating an L1 regularization into the optimization objective. This regularizer encourages spatial continuity across adjacent slices, reducing inter-slice artifacts and promoting coherent volumetric reconstructions. Additionally, we introduce two efficient optimization strategies to solve the resulting objective: one based on the Alternating Direction Method of Multipliers (ADMM) and another based on the Primal-Dual Hybrid Gradient (PDHG) method. Experiments on medical 3D CT data demonstrate that our approach achieves either state-of-the-art or highly competitive results.

eess.IV↗

A Global Geometric Analysis of Maximal Coding Rate Reduction

The maximal coding rate reduction (MCR$^2$) objective for learning structured and compact deep representations is drawing increasing attention, especially after its recent usage in the derivation of fully explainable and highly effective deep network architectures. However, it lacks a complete theoretical justification: only the properties of its global optima are known, and its global landscape has not been studied. In this work, we give a complete characterization of the properties of all its local and global optima, as well as other types of critical points. Specifically, we show that each (local or global) maximizer of the MCR$^2$ problem corresponds to a low-dimensional, discriminative, and diverse representation, and furthermore, each critical point of the objective is either a local maximizer or a strict saddle point. Such a favorable landscape makes MCR$^2$ a natural choice of objective for learning diverse and discriminative representations via first-order optimization methods. To validate our theoretical findings, we conduct extensive experiments on both synthetic and real data sets.

cs.LG↗

Towards Understanding the Mechanisms of Classifier-Free Guidance

Classifier-free guidance (CFG) is a core technique powering state-of-the-art image generation systems, yet its underlying mechanisms remain poorly understood. In this work, we begin by analyzing CFG in a simplified linear diffusion model, where we show its behavior closely resembles that observed in the nonlinear case. Our analysis reveals that linear CFG improves generation quality via three distinct components: (i) a mean-shift term that approximately steers samples in the direction of class means, (ii) a positive Contrastive Principal Components (CPC) term that amplifies class-specific features, and (iii) a negative CPC term that suppresses generic features prevalent in unconditional data. We then verify these insights in real-world, nonlinear diffusion models: over a broad range of noise levels, linear CFG resembles the behavior of its nonlinear counterpart. Although the two eventually diverge at low noise levels, we discuss how the insights from the linear analysis still shed light on the CFG's mechanism in the nonlinear regime.

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