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Qing Qu

Publications and source records attributed to Qing Qu.

At least 73 records · Page 4Linked to original sources

Analysis of Deep Image Prior and Exploiting Self-Guidance for Image Reconstruction

The ability of deep image prior (DIP) to recover high-quality images from incomplete or corrupted measurements has made it popular in inverse problems in image restoration and medical imaging including magnetic resonance imaging (MRI). However, conventional DIP suffers from severe overfitting and spectral bias effects. In this work, we first provide an analysis of how DIP recovers information from undersampled imaging measurements by analyzing the training dynamics of the underlying networks in the kernel regime for different architectures. This study sheds light on important underlying properties for DIP-based recovery. Current research suggests that incorporating a reference image as network input can enhance DIP's performance in image reconstruction compared to using random inputs. However, obtaining suitable reference images requires supervision, and raises practical difficulties. In an attempt to overcome this obstacle, we further introduce a self-driven reconstruction process that concurrently optimizes both the network weights and the input while eliminating the need for training data. Our method incorporates a novel denoiser regularization term which enables robust and stable joint estimation of both the network input and reconstructed image. We demonstrate that our self-guided method surpasses both the original DIP and modern supervised methods in terms of MR image reconstruction performance and outperforms previous DIP-based schemes for image inpainting.

cs.CV↗

Investigating the Catastrophic Forgetting in Multimodal Large Language Models

Following the success of GPT4, there has been a surge in interest in multimodal large language model (MLLM) research. This line of research focuses on developing general-purpose LLMs through fine-tuning pre-trained LLMs and vision models. However, catastrophic forgetting, a notorious phenomenon where the fine-tuned model fails to retain similar performance compared to the pre-trained model, still remains an inherent problem in multimodal LLMs (MLLM). In this paper, we introduce EMT: Evaluating MulTimodality for evaluating the catastrophic forgetting in MLLMs, by treating each MLLM as an image classifier. We first apply EMT to evaluate several open-source fine-tuned MLLMs and we discover that almost all evaluated MLLMs fail to retain the same performance levels as their vision encoders on standard image classification tasks. Moreover, we continue fine-tuning LLaVA, an MLLM and utilize EMT to assess performance throughout the fine-tuning. Interestingly, our results suggest that early-stage fine-tuning on an image dataset improves performance across other image datasets, by enhancing the alignment of text and visual features. However, as fine-tuning proceeds, the MLLMs begin to hallucinate, resulting in a significant loss of generalizability, even when the image encoder remains frozen. Our results suggest that MLLMs have yet to demonstrate performance on par with their vision models on standard image classification tasks and the current MLLM fine-tuning procedure still has room for improvement.

cs.CL↗

Generalized Neural Collapse for a Large Number of Classes

Neural collapse provides an elegant mathematical characterization of learned last layer representations (a.k.a. features) and classifier weights in deep classification models. Such results not only provide insights but also motivate new techniques for improving practical deep models. However, most of the existing empirical and theoretical studies in neural collapse focus on the case that the number of classes is small relative to the dimension of the feature space. This paper extends neural collapse to cases where the number of classes are much larger than the dimension of feature space, which broadly occur for language models, retrieval systems, and face recognition applications. We show that the features and classifier exhibit a generalized neural collapse phenomenon, where the minimum one-vs-rest margins is maximized.We provide empirical study to verify the occurrence of generalized neural collapse in practical deep neural networks. Moreover, we provide theoretical study to show that the generalized neural collapse provably occurs under unconstrained feature model with spherical constraint, under certain technical conditions on feature dimension and number of classes.

cs.LG↗

The Law of Parsimony in Gradient Descent for Learning Deep Linear Networks

Over the past few years, an extensively studied phenomenon in training deep networks is the implicit bias of gradient descent towards parsimonious solutions. In this work, we investigate this phenomenon by narrowing our focus to deep linear networks. Through our analysis, we reveal a surprising "law of parsimony" in the learning dynamics when the data possesses low-dimensional structures. Specifically, we show that the evolution of gradient descent starting from orthogonal initialization only affects a minimal portion of singular vector spaces across all weight matrices. In other words, the learning process happens only within a small invariant subspace of each weight matrix, despite the fact that all weight parameters are updated throughout training. This simplicity in learning dynamics could have significant implications for both efficient training and a better understanding of deep networks. First, the analysis enables us to considerably improve training efficiency by taking advantage of the low-dimensional structure in learning dynamics. We can construct smaller, equivalent deep linear networks without sacrificing the benefits associated with the wider counterparts. Second, it allows us to better understand deep representation learning by elucidating the linear progressive separation and concentration of representations from shallow to deep layers. We also conduct numerical experiments to support our theoretical results. The code for our experiments can be found at https://github.com/cjyaras/lawofparsimony.

cs.LG↗

Neural Collapse with Normalized Features: A Geometric Analysis over the Riemannian Manifold

When training overparameterized deep networks for classification tasks, it has been widely observed that the learned features exhibit a so-called "neural collapse" phenomenon. More specifically, for the output features of the penultimate layer, for each class the within-class features converge to their means, and the means of different classes exhibit a certain tight frame structure, which is also aligned with the last layer's classifier. As feature normalization in the last layer becomes a common practice in modern representation learning, in this work we theoretically justify the neural collapse phenomenon for normalized features. Based on an unconstrained feature model, we simplify the empirical loss function in a multi-class classification task into a nonconvex optimization problem over the Riemannian manifold by constraining all features and classifiers over the sphere. In this context, we analyze the nonconvex landscape of the Riemannian optimization problem over the product of spheres, showing a benign global landscape in the sense that the only global minimizers are the neural collapse solutions while all other critical points are strict saddles with negative curvature. Experimental results on practical deep networks corroborate our theory and demonstrate that better representations can be learned faster via feature normalization.

cs.LG↗

Hidden State Variability of Pretrained Language Models Can Guide Computation Reduction for Transfer Learning

While transferring a pretrained language model, common approaches conventionally attach their task-specific classifiers to the top layer and adapt all the pretrained layers. We investigate whether one could make a task-specific selection on which subset of the layers to adapt and where to place the classifier. The goal is to reduce the computation cost of transfer learning methods (e.g. fine-tuning or adapter-tuning) without sacrificing its performance. We propose to select layers based on the variability of their hidden states given a task-specific corpus. We say a layer is already "well-specialized" in a task if the within-class variability of its hidden states is low relative to the between-class variability. Our variability metric is cheap to compute and doesn't need any training or hyperparameter tuning. It is robust to data imbalance and data scarcity. Extensive experiments on the GLUE benchmark demonstrate that selecting layers based on our metric can yield significantly stronger performance than using the same number of top layers and often match the performance of fine-tuning or adapter-tuning the entire language model.

cs.CL↗

Are All Losses Created Equal: A Neural Collapse Perspective

While cross entropy (CE) is the most commonly used loss to train deep neural networks for classification tasks, many alternative losses have been developed to obtain better empirical performance. Among them, which one is the best to use is still a mystery, because there seem to be multiple factors affecting the answer, such as properties of the dataset, the choice of network architecture, and so on. This paper studies the choice of loss function by examining the last-layer features of deep networks, drawing inspiration from a recent line work showing that the global optimal solution of CE and mean-square-error (MSE) losses exhibits a Neural Collapse phenomenon. That is, for sufficiently large networks trained until convergence, (i) all features of the same class collapse to the corresponding class mean and (ii) the means associated with different classes are in a configuration where their pairwise distances are all equal and maximized. We extend such results and show through global solution and landscape analyses that a broad family of loss functions including commonly used label smoothing (LS) and focal loss (FL) exhibits Neural Collapse. Hence, all relevant losses(i.e., CE, LS, FL, MSE) produce equivalent features on training data. Based on the unconstrained feature model assumption, we provide either the global landscape analysis for LS loss or the local landscape analysis for FL loss and show that the (only!) global minimizers are neural collapse solutions, while all other critical points are strict saddles whose Hessian exhibit negative curvature directions either in the global scope for LS loss or in the local scope for FL loss near the optimal solution. The experiments further show that Neural Collapse features obtained from all relevant losses lead to largely identical performance on test data as well, provided that the network is sufficiently large and trained until convergence.

cs.LG↗

Highly active hydrogen evolution facilitated by topological surface states on a Pd/SnTe metal/topological crystalline insulator heterostructure

Recently, topological quantum materials have emerged as a promising electrocatalyst for hydrogen evolution reaction (HER). However, most of their performance largely lags behind noble metals such as benchmark platinum (Pt). In this work, a Pd(20nm)/SnTe(70nm) heterostructure, fabricated by molecular beam epitaxy and electron beam evaporation, is found to display much higher electrocatalytic activity than that of a pure Pd(20nm) thin film and even higher than that of a commercial Pt foil. This heterostructure adopts an extracted turnover frequency value more than two times higher than that of the Pd(20nm) thin film at a potential of 0.2 V, indicating a much higher intrinsic activity per Pd site. Density functional theory calculations show that the conventional d-band theory, which works well for many transition metal heterostructures, cannot explain the enhancement of electrocatalytic performance. Instead, we found that the topological surface states (TSSs) of the SnTe (001) underlayer play a key role; electrons transfer from both the Pd surface and the adsorbed H atoms to the TSSs of SnTe (001), resulting in weaker Pd-H binding strength and more favorable hydrogen adsorption free energies. Our work demonstrates for the first time that a metal/topological quantum material heterostructure could be a prominent catalyst to enjoy HER activity outperforming that of a commercial Pt foil and offers a promising direction to optimize the performance of electrocatalysts based on topological quantum materials.

cond-mat.mtrl-sci↗

Robust Training under Label Noise by Over-parameterization

Recently, over-parameterized deep networks, with increasingly more network parameters than training samples, have dominated the performances of modern machine learning. However, when the training data is corrupted, it has been well-known that over-parameterized networks tend to overfit and do not generalize. In this work, we propose a principled approach for robust training of over-parameterized deep networks in classification tasks where a proportion of training labels are corrupted. The main idea is yet very simple: label noise is sparse and incoherent with the network learned from clean data, so we model the noise and learn to separate it from the data. Specifically, we model the label noise via another sparse over-parameterization term, and exploit implicit algorithmic regularizations to recover and separate the underlying corruptions. Remarkably, when trained using such a simple method in practice, we demonstrate state-of-the-art test accuracy against label noise on a variety of real datasets. Furthermore, our experimental results are corroborated by theory on simplified linear models, showing that exact separation between sparse noise and low-rank data can be achieved under incoherent conditions. The work opens many interesting directions for improving over-parameterized models by using sparse over-parameterization and implicit regularization.

cs.LG↗

From Symmetry to Geometry: Tractable Nonconvex Problems

As science and engineering have become increasingly data-driven, the role of optimization has expanded to touch almost every stage of the data analysis pipeline, from signal and data acquisition to modeling and prediction. The optimization problems encountered in practice are often nonconvex. While challenges vary from problem to problem, one common source of nonconvexity is nonlinearity in the data or measurement model. Nonlinear models often exhibit symmetries, creating complicated, nonconvex objective landscapes, with multiple equivalent solutions. Nevertheless, simple methods (e.g., gradient descent) often perform surprisingly well in practice. The goal of this survey is to highlight a class of tractable nonconvex problems, which can be understood through the lens of symmetries. These problems exhibit a characteristic geometric structure: local minimizers are symmetric copies of a single "ground truth" solution, while other critical points occur at balanced superpositions of symmetric copies of the ground truth, and exhibit negative curvature in directions that break the symmetry. This structure enables efficient methods to obtain global minimizers. We discuss examples of this phenomenon arising from a wide range of problems in imaging, signal processing, and data analysis. We highlight the key role of symmetry in shaping the objective landscape and discuss the different roles of rotational and discrete symmetries. This area is rich with observed phenomena and open problems; we close by highlighting directions for future research.

cs.LG↗

On the Optimization Landscape of Neural Collapse under MSE Loss: Global Optimality with Unconstrained Features

When training deep neural networks for classification tasks, an intriguing empirical phenomenon has been widely observed in the last-layer classifiers and features, where (i) the class means and the last-layer classifiers all collapse to the vertices of a Simplex Equiangular Tight Frame (ETF) up to scaling, and (ii) cross-example within-class variability of last-layer activations collapses to zero. This phenomenon is called Neural Collapse (NC), which seems to take place regardless of the choice of loss functions. In this work, we justify NC under the mean squared error (MSE) loss, where recent empirical evidence shows that it performs comparably or even better than the de-facto cross-entropy loss. Under a simplified unconstrained feature model, we provide the first global landscape analysis for vanilla nonconvex MSE loss and show that the (only!) global minimizers are neural collapse solutions, while all other critical points are strict saddles whose Hessian exhibit negative curvature directions. Furthermore, we justify the usage of rescaled MSE loss by probing the optimization landscape around the NC solutions, showing that the landscape can be improved by tuning the rescaling hyperparameters. Finally, our theoretical findings are experimentally verified on practical network architectures.

cs.LG↗

Convolutional Normalization: Improving Deep Convolutional Network Robustness and Training

Normalization techniques have become a basic component in modern convolutional neural networks (ConvNets). In particular, many recent works demonstrate that promoting the orthogonality of the weights helps train deep models and improve robustness. For ConvNets, most existing methods are based on penalizing or normalizing weight matrices derived from concatenating or flattening the convolutional kernels. These methods often destroy or ignore the benign convolutional structure of the kernels; therefore, they are often expensive or impractical for deep ConvNets. In contrast, we introduce a simple and efficient "Convolutional Normalization" (ConvNorm) method that can fully exploit the convolutional structure in the Fourier domain and serve as a simple plug-and-play module to be conveniently incorporated into any ConvNets. Our method is inspired by recent work on preconditioning methods for convolutional sparse coding and can effectively promote each layer's channel-wise isometry. Furthermore, we show that our ConvNorm can reduce the layerwise spectral norm of the weight matrices and hence improve the Lipschitzness of the network, leading to easier training and improved robustness for deep ConvNets. Applied to classification under noise corruptions and generative adversarial network (GAN), we show that the ConvNorm improves the robustness of common ConvNets such as ResNet and the performance of GAN. We verify our findings via numerical experiments on CIFAR and ImageNet.

cs.CV↗

Rank Overspecified Robust Matrix Recovery: Subgradient Method and Exact Recovery

We study the robust recovery of a low-rank matrix from sparsely and grossly corrupted Gaussian measurements, with no prior knowledge on the intrinsic rank. We consider the robust matrix factorization approach. We employ a robust $\ell_1$ loss function and deal with the challenge of the unknown rank by using an overspecified factored representation of the matrix variable. We then solve the associated nonconvex nonsmooth problem using a subgradient method with diminishing stepsizes. We show that under a regularity condition on the sensing matrices and corruption, which we call restricted direction preserving property (RDPP), even with rank overspecified, the subgradient method converges to the exact low-rank solution at a sublinear rate. Moreover, our result is more general in the sense that it automatically speeds up to a linear rate once the factor rank matches the unknown rank. On the other hand, we show that the RDPP condition holds under generic settings, such as Gaussian measurements under independent or adversarial sparse corruptions, where the result could be of independent interest. Both the exact recovery and the convergence rate of the proposed subgradient method are numerically verified in the overspecified regime. Moreover, our experiment further shows that our particular design of diminishing stepsize effectively prevents overfitting for robust recovery under overparameterized models, such as robust matrix sensing and learning robust deep image prior. This regularization effect is worth further investigation.

math.OC↗

Role of topological surface states and mirror symmetry in topological crystalline insulator SnTe as an efficient electrocatalyst

The surface orientation dependence on the hydrogen evolution reaction (HER) performance of topological crystalline insulator (TCI) SnTe thin films is studied. Their intrinsic activities are determined by linear sweep voltammetry and cyclic voltammetry measurements. It is found that SnTe (001) and (111) surfaces exhibit intrinsic activities significantly larger than the (211) surface. Density functional theory calculations reveal that pure (001) and (111) surfaces are not good electrocatalysts, while those with Sn vacancies or partially oxidized surfaces, with the latter as evidenced by X-ray photoelectron spectroscopy, have high activity. The calculated overall performance of the (001) and (111) surfaces with robust topological surface states (TSSs) is better than that of the lowly symmetric (211) surface with fragile or without TSSs, which is further supported by their measured weak antilocalization strength. The high HER activity of SnTe (001) and (111) is attributed to the enhanced charge transfer between H atoms and TSSs. We also address the effect of possible surface facets and the contrast of the HER activity of the available active sites among the three samples. Our study demonstrates that the TSSs and mirror symmetry of TCIs expedite their HER activity.

cond-mat.mtrl-sci↗

A Geometric Analysis of Neural Collapse with Unconstrained Features

We provide the first global optimization landscape analysis of $Neural\;Collapse$ -- an intriguing empirical phenomenon that arises in the last-layer classifiers and features of neural networks during the terminal phase of training. As recently reported by Papyan et al., this phenomenon implies that ($i$) the class means and the last-layer classifiers all collapse to the vertices of a Simplex Equiangular Tight Frame (ETF) up to scaling, and ($ii$) cross-example within-class variability of last-layer activations collapses to zero. We study the problem based on a simplified $unconstrained\;feature\;model$, which isolates the topmost layers from the classifier of the neural network. In this context, we show that the classical cross-entropy loss with weight decay has a benign global landscape, in the sense that the only global minimizers are the Simplex ETFs while all other critical points are strict saddles whose Hessian exhibit negative curvature directions. In contrast to existing landscape analysis for deep neural networks which is often disconnected from practice, our analysis of the simplified model not only does it explain what kind of features are learned in the last layer, but it also shows why they can be efficiently optimized in the simplified settings, matching the empirical observations in practical deep network architectures. These findings could have profound implications for optimization, generalization, and robustness of broad interests. For example, our experiments demonstrate that one may set the feature dimension equal to the number of classes and fix the last-layer classifier to be a Simplex ETF for network training, which reduces memory cost by over $20\%$ on ResNet18 without sacrificing the generalization performance.

cs.LG↗

Weakly Convex Optimization over Stiefel Manifold Using Riemannian Subgradient-Type Methods

We consider a class of nonsmooth optimization problems over the Stiefel manifold, in which the objective function is weakly convex in the ambient Euclidean space. Such problems are ubiquitous in engineering applications but still largely unexplored. We present a family of Riemannian subgradient-type methods -- namely Riemannain subgradient, incremental subgradient, and stochastic subgradient methods -- to solve these problems and show that they all have an iteration complexity of ${\cal O}(\varepsilon^{-4})$ for driving a natural stationarity measure below $\varepsilon$. In addition, we establish the local linear convergence of the Riemannian subgradient and incremental subgradient methods when the problem at hand further satisfies a sharpness property and the algorithms are properly initialized and use geometrically diminishing stepsizes. To the best of our knowledge, these are the first convergence guarantees for using Riemannian subgradient-type methods to optimize a class of nonconvex nonsmooth functions over the Stiefel manifold. The fundamental ingredient in the proof of the aforementioned convergence results is a new Riemannian subgradient inequality for restrictions of weakly convex functions on the Stiefel manifold, which could be of independent interest. We also show that our convergence results can be extended to handle a class of compact embedded submanifolds of the Euclidean space. Finally, we discuss the sharpness properties of various formulations of the robust subspace recovery and orthogonal dictionary learning problems and demonstrate the convergence performance of the algorithms on both problems via numerical simulations.

math.OC↗

Robust Recovery via Implicit Bias of Discrepant Learning Rates for Double Over-parameterization

Recent advances have shown that implicit bias of gradient descent on over-parameterized models enables the recovery of low-rank matrices from linear measurements, even with no prior knowledge on the intrinsic rank. In contrast, for robust low-rank matrix recovery from grossly corrupted measurements, over-parameterization leads to overfitting without prior knowledge on both the intrinsic rank and sparsity of corruption. This paper shows that with a double over-parameterization for both the low-rank matrix and sparse corruption, gradient descent with discrepant learning rates provably recovers the underlying matrix even without prior knowledge on neither rank of the matrix nor sparsity of the corruption. We further extend our approach for the robust recovery of natural images by over-parameterizing images with deep convolutional networks. Experiments show that our method handles different test images and varying corruption levels with a single learning pipeline where the network width and termination conditions do not need to be adjusted on a case-by-case basis. Underlying the success is again the implicit bias with discrepant learning rates on different over-parameterized parameters, which may bear on broader applications.

cs.LG↗

A Nonconvex Approach for Exact and Efficient Multichannel Sparse Blind Deconvolution

We study the multi-channel sparse blind deconvolution (MCS-BD) problem, whose task is to simultaneously recover a kernel $\mathbf a$ and multiple sparse inputs $\{\mathbf x_i\}_{i=1}^p$ from their circulant convolution $\mathbf y_i = \mathbf a \circledast \mathbf x_i $ ($i=1,\cdots,p$). We formulate the task as a nonconvex optimization problem over the sphere. Under mild statistical assumptions of the data, we prove that the vanilla Riemannian gradient descent (RGD) method, with random initializations, provably recovers both the kernel $\mathbf a$ and the signals $\{\mathbf x_i\}_{i=1}^p$ up to a signed shift ambiguity. In comparison with state-of-the-art results, our work shows significant improvements in terms of sample complexity and computational efficiency. Our theoretical results are corroborated by numerical experiments, which demonstrate superior performance of the proposed approach over the previous methods on both synthetic and real datasets.

eess.SP↗