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Qishen Han

Publications and source records attributed to Qishen Han.

12 recordsLinked to original sources

Shortlisting: a Principled Approach

Shortlisting is the process of selecting a subset of alternatives from a larger pool for further consideration or final decision-making. It is widely applied in social choice and multi-agent system scenarios. The growing demand for participatory decision-making and the continuously expanding space of candidates create an urgent need for efficient and fair shortlisting procedures. However, little principled study has been done on this problem. This blue-sky paper aims to highlight the overlooked significance of shortlisting, distinguish it from related problems, provide initial thoughts, and, more importantly, serve as a call to arms. We envision that principled shortlisting can reduce cognitive burden, enable fair collective decisions, encourage broader participation, and ultimately build trust in democratic systems.

cs.GT

Truth-Revealing Participatory Budgeting

Participatory Budgeting (PB) is commonly studied from an axiomatic perspective, where the aim is to design procedurally fair and economically efficient rules for voters with full information regarding their preferences. In contrast, we take an epistemic perspective and consider a framework where PB projects have different levels of underlying quality, indicating how well the project will take effect, which cannot be directly observed before implementation. Agents with noisy information cast votes to aggregate their information, and aim to elect a high-quality set of projects. We evaluate the performance of common PB rules by measuring the expected utility of their outcomes, compared to the optimal set of projects. We find that the quality of approximation improves as the range of project costs shrinks. When projects have unit cost, these common rules can identify the ``best'' set with probability converging to 1. We also study whether strategic agents have incentives to honestly convey their information in the vote. We find that it happens only under very restrictive conditions. We also run numerical experiments to examine the performance of different rules empirically and support our theoretical findings.

cs.GT

Likelihood of the Existence of Average Justified Representation

We study the approval-based multi-winner election problem where $n$ voters jointly decide a committee of $k$ winners from $m$ candidates. We focus on the axiom \emph{average justified representation} (AJR) proposed by Fernandez, Elkind, Lackner, Garcia, Arias-Fisteus, Basanta-Val, and Skowron (2017). AJR postulates that every group of voters with a common preference should be sufficiently represented in that their average satisfaction should be no less than their Hare quota. Formally, for every group of $\lceil\ell\cdot\frac{n}{k}\rceil$ voters with $\ell$ common approved candidates, the average number of approved winners for this group should be at least $\ell$. It is well-known that a winning committee satisfying AJR is not guaranteed to exist for all multi-winner election instances. In this paper, we study the likelihood of the existence of AJR under the Erd\H{o}s--R\'enyi model. We consider the Erd\H{o}s--R\'enyi model parameterized by $p\in[0,1]$ that samples multi-winner election instances from the distribution where each voter approves each candidate with probability $p$ (and the events that voters approve candidates are independent), and we provide a clean and complete characterization of the existence of AJR committees in the case where $m$ is a constant and $n$ tends to infinity. We show that there are two phase transition points $p_1$ and $p_2$ (with $p_1\leq p_2$) for the parameter $p$ such that: 1) when $p p_2$, an AJR committee exists with probability $1-o(1)$, 2) when $p_1<p<p_2$, an AJR committee exists with probability $o(1)$, and 3) when $p=p_1$ or $p=p_2$, the probability that an AJR committee exists is bounded away from both $0$ and $1$.

cs.GT

The Art of Two-Round Voting

We study the voting problem with two alternatives where voters' preferences depend on a not-directly-observable state variable. While equilibria in the one-round voting mechanisms lead to a good decision, they are usually hard to compute and follow. We consider the two-round voting mechanism where the first round serves as a polling stage and the winning alternative only depends on the outcome of the second round. We show that the two-round voting mechanism is a powerful tool for making collective decisions. Firstly, every (approximated) equilibrium in the two-round voting mechanisms (asymptotically) leads to the decision preferred by the majority as if the state of the world were revealed to the voters. Moreover, there exist natural equilibria in the two-round game following intuitive behaviors such as informative voting, sincere voting [Austen-Smith and Banks, 1996], and the surprisingly popular strategy [Prelec et al., 2017]. This sharply contrasts with the one-round voting mechanisms in the previous literature, where no simple equilibrium is known. Finally, we show that every equilibrium in the standard one-round majority vote mechanism gives an equilibrium in the two-round mechanisms that is not more complicated than the one-round equilibrium. Therefore, the two-round voting mechanism provides a natural equilibrium in every instance, including those where one-round voting fails to have a natural solution, and it can reach an informed majority decision whenever one-round voting can. Our experiments on generative AI voters also imply that two-round voting leads to the correct outcome more often than one-round voting under some circumstances.

cs.GT

Aggregating Information and Preferences with Bounded-Size Deviations

We investigate a voting scenario with two groups of agents whose preferences depend on a ground truth that cannot be directly observed. The majority's preferences align with the ground truth, while the minorities disagree. Focusing on strategic behavior, we analyze situations where agents can form coalitions up to a certain capacity and adopt the concept of ex-ante Bayesian $k$-strong equilibrium, in which no group of at most $k$ agents has an incentive to deviate. Our analysis provides a complete characterization of the region where equilibria exist and yield the majority-preferred outcome when the ground truth is common knowledge. This region is defined by two key parameters: the size of the majority group and the maximum coalition capacity. When agents cannot coordinate beyond a certain threshold determined by these parameters, a stable outcome supporting the informed majority emerges. The boundary of this region exhibits several distinct segments, notably including a surprising non-linear relationship between majority size and deviation capacity. Our results reveal the complexity of the strategic behaviors in this type of voting game, which in turn demonstrate the capability of the ex-ante Bayesian $k$-strong equilibrium to provide a more detailed analysis.

cs.GT

Strong Equilibria in Bayesian Games with Bounded Group Size

We study the group strategic behaviors in Bayesian games. Equilibria in previous work do not consider group strategic behaviors with bounded sizes and are too ``strong'' to exist in many scenarios. We propose the ex-ante Bayesian $k$-strong equilibrium and the Bayesian $k$-strong equilibrium, where no group of at most $k$ agents can benefit from deviation. The two solution concepts differ in how agents calculate their utilities when contemplating whether a deviation is beneficial. Intuitively, agents are more conservative in the Bayesian $k$-strong equilibrium than in the ex-ante Bayesian $k$-strong equilibrium. With our solution concepts, we study collusion in the peer prediction mechanisms, as a representative of the Bayesian games with group strategic behaviors. We characterize the thresholds of the group size $k$ so that truthful reporting in the peer prediction mechanism is an equilibrium for each solution concept, respectively. Our solution concepts can serve as criteria to evaluate the robustness of a peer prediction mechanism against collusion. Besides the peer prediction problem, we also discuss two other potential applications of our new solution concepts, voting and Blotto games, where introducing bounded group sizes provides more fine-grained insights into the behavior of strategic agents.

cs.GT

Determining Winners in Elections with Absent Votes

An important question in elections is the determine whether a candidate can be a winner when some votes are absent. We study this determining winner with the absent votes (WAV) problem when the votes are top-truncated. We show that the WAV problem is NP-complete for the single transferable vote, Maximin, and Copeland, and propose a special case of positional scoring rule such that the problem can be computed in polynomial time. Our results in top-truncated rankings differ from the results in full rankings as their hardness results still hold when the number of candidates or the number of missing votes are bounded, while we show that the problem can be solved in polynomial time in either case.

cs.GT

The Wisdom of Strategic Voting

We study the voting game where agents' preferences are endogenously decided by the information they receive, and they can collaborate in a group. We show that strategic voting behaviors have a positive impact on leading to the ``correct'' decision, outperforming the common non-strategic behavior of informative voting and sincere voting. Our results give merit to strategic voting for making good decisions. To this end, we investigate a natural model, where voters' preferences between two alternatives depend on a discrete state variable that is not directly observable. Each voter receives a private signal that is correlated with the state variable. We reveal a surprising equilibrium between a strategy profile being a strong equilibrium and leading to the decision favored by the majority of agents conditioned on them knowing the ground truth (referred to as the informed majority decision): as the size of the vote goes to infinity, every $\varepsilon$-strong Bayes Nash Equilibrium with $\varepsilon$ converging to $0$ formed by strategic agents leads to the informed majority decision with probability converging to $1$. On the other hand, we show that informative voting leads to the informed majority decision only under unbiased instances, and sincere voting leads to the informed majority decision only when it also forms an equilibrium.

cs.GT

Average Envy-freeness for Indivisible Items

In fair division applications, agents may have unequal entitlements reflecting their different contributions. Moreover, the contributions of agents may depend on the allocation itself. Previous fairness notions designed for agents with equal or pre-determined entitlement fail to characterize fairness in these collaborative allocation scenarios. We propose a novel fairness notion of average envy-freeness (AEF), where the envy of agents is defined on the average value of items in the bundles. Average envy-freeness provides a reasonable comparison between agents based on the items they receive and reflects their entitlements. We study the complexity of finding AEF and its relaxation, average envy-freeness up to one item (AEF-1). While deciding if an AEF allocation exists is NP-complete, an AEF-1 allocation is guaranteed to exist and can be computed in polynomial time. We also study allocation with quotas, i.e. restrictions on the sizes of bundles. We prove that finding AEF-1 allocation satisfying a quota is NP-hard. Nevertheless, in the instances with a fixed number of agents, we propose polynomial-time algorithms to find AEF-1 allocation with a quota for binary valuation and approximated AEF-1 allocation with a quota for general valuation.

cs.GT

Accelerating Voting by Quantum Computation

Studying the computational complexity and designing fast algorithms for determining winners under voting rules are classical and fundamental questions in computational social choice. In this paper, we accelerate voting by leveraging quantum computation: we propose a quantum-accelerated voting algorithm that can be applied to any anonymous voting rule. We show that our algorithm can be quadratically faster than any classical algorithm (based on sampling with replacement) under a wide range of common voting rules, including positional scoring rules, Copeland, and single transferable voting (STV). Precisely, our quantum-accelerated voting algorithm outputs the correct winner with high probability in $\Theta\left(\frac{n}{\text{MOV}}\right)$ time, where $n$ is the number of votes and $\text{MOV}$ is {\em margin of victory}, the smallest number of voters to change the winner. In contrast, any classical voting algorithm based on sampling with replacement requires $\Omega\left(\frac{n^2}{\text{MOV}^2}\right)$ time under a large class of voting rules. Our theoretical results are supported by experiments under plurality, Borda, Copeland, and STV.

cs.CY

Anti-Malware Sandbox Games

We develop a game theoretic model of malware protection using the state-of-the-art sandbox method, to characterize and compute optimal defense strategies for anti-malware. We model the strategic interaction between developers of malware (M) and anti-malware (AM) as a two player game, where AM commits to a strategy of generating sandbox environments, and M responds by choosing to either attack or hide malicious activity based on the environment it senses. We characterize the condition for AM to protect all its machines, and identify conditions under which an optimal AM strategy can be computed efficiently. For other cases, we provide a quadratically constrained quadratic program (QCQP)-based optimization framework to compute the optimal AM strategy. In addition, we identify a natural and easy to compute strategy for AM, which as we show empirically, achieves AM utility that is close to the optimal AM utility, in equilibrium.

cs.GT

Truthful Information Elicitation from Hybrid Crowds

Suppose a decision maker wants to predict weather tomorrow by eliciting and aggregating information from crowd. How can the decision maker incentivize the crowds to report their information truthfully? Many truthful peer prediction mechanisms have been proposed for homogeneous agents, whose types are drawn from the same distribution. However, in many situations, the population is a hybrid crowd of different types of agents with different forms of information, and the decision maker has neither the identity of any individual nor the proportion of each types of agents in the crowd. Ignoring the heterogeneity among the agent may lead to inefficient of biased information, which would in turn lead to suboptimal decisions. In this paper, we propose the first framework for information elicitation from hybrid crowds, and two mechanisms to motivate agents to report their information truthfully. The first mechanism combines two mechanisms via linear transformations and the second is based on mutual information. With two mechanisms, the decision maker can collect high quality information from hybrid crowds, and learns the expertise of agents.

cs.GT