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Quan Minh Nguyen

Publications and source records attributed to Quan Minh Nguyen.

3 recordsLinked to original sources

D-FROST: Decentralized Federated pRompt-tuning via Optimal tranSporT for Non-IID and Imbalanced Data

Prompt tuning provides a parameter-efficient way to adapt foundation models (FMs) by freezing the pretrained backbone and updating only a small set of learnable prompts. This property makes prompt tuning especially suitable for decentralized federated learning (DFL), where exchanging full-model updates can be prohibitively expensive. However, prompt tuning in DFL introduces new challenges. Prompt sets learned from heterogeneous local data may not be index-wise aligned, making standard decentralized averaging unsuitable. In addition, the algorithm should be theoretically guaranteed to achieve consensus and make progress toward the shared objective. In this work, we provide the first study of prompt tuning in DFL. We formulate decentralized prompt tuning as a Wasserstein-based optimization problem over prompt measures, which captures the set-valued structure of prompts. We then propose D-FROST, an optimal-transport-based (OT-based) decentralized prompt-tuning algorithm that merges neighborhood prompts into compact representative prompt sets through transportation-based matching. We further analyze D-FROST by bounding the Wasserstein consensus error across clients, and establishing convergence of the network-level prompt barycenter to a neighborhood of stationarity. Experiments under heterogeneous client data demonstrate the effectiveness of D-FROST for decentralized prompt tuning.

cs.LG

Beyond Logit Adjustment: A Residual Decomposition Framework for Long-Tailed Reranking

Long-tailed classification, where a small number of frequent classes dominate many rare ones, remains challenging because models systematically favor frequent classes at inference time. Existing post-hoc methods such as logit adjustment address this by adding a fixed classwise offset to the base-model logits. However, the correction required to restore the relative ranking of two classes need not be constant across inputs, and a fixed offset cannot adapt to such variation. We study this problem through Bayes-optimal reranking on a base-model top-k shortlist. The gap between the optimal score and the base score, the residual correction, decomposes into a classwise component that is constant within each class, and a pairwise component that depends on the input and competing labels. When the residual is purely classwise, a fixed offset suffices to recover the Bayes-optimal ordering. We further show that when the same label pair induces incompatible ordering constraints across contexts, no fixed offset can achieve this recovery. This decomposition leads to testable predictions regarding when pairwise correction can improve performance and when cannot. We develop REPAIR (Reranking via Pairwise residual correction), a lightweight post-hoc reranker that combines a shrinkage-stabilized classwise term with a linear pairwise term driven by competition features on the shortlist. Experiments on nine benchmarks confirm that the decomposition explains where pairwise correction helps and where classwise correction alone suffices. These span text classification, visual recognition, and multimodal rare-disease diagnosis.

cs.LG

Leveraging Soft Prompts for Privacy Attacks in Federated Prompt Tuning

Membership inference attack (MIA) poses a significant privacy threat in federated learning (FL) as it allows adversaries to determine whether a client's private dataset contains a specific data sample. While defenses against membership inference attacks in standard FL have been well studied, the recent shift toward federated fine-tuning has introduced new, largely unexplored attack surfaces. To highlight this vulnerability in the emerging FL paradigm, we demonstrate that federated prompt-tuning, which adapts pre-trained models with small input prefixes to improve efficiency, also exposes a new vector for privacy attacks. We propose PromptMIA, a membership inference attack tailored to federated prompt-tuning, in which a malicious server can insert adversarially crafted prompts and monitors their updates during collaborative training to accurately determine whether a target data point is in a client's private dataset. We formalize this threat as a security game and empirically show that PromptMIA consistently attains high advantage in this game across diverse benchmark datasets. Our theoretical analysis further establishes a lower bound on the attack's advantage which explains and supports the consistently high advantage observed in our empirical results. We also investigate the effectiveness of standard membership inference defenses originally developed for gradient or output based attacks and analyze their interaction with the distinct threat landscape posed by PromptMIA. The results highlight non-trivial challenges for current defenses and offer insights into their limitations, underscoring the need for defense strategies that are specifically tailored to prompt-tuning in federated settings.

cs.LG