arXiv subjects

R. C. Allen

Publications and source records attributed to R. C. Allen.

14 recordsLinked to original sources

arXiv2026

Shock properties for solar energetic particle events with signatures of inverse velocity arrival

We present a detailed investigation of the shock properties associated with solar energetic particle (SEP) events that exhibit a concave (``nose-like'') shape in their energy spectrogram, characterized by inverse velocity arrival (IVA) of the particles, where high-energy particles arrive later than mid-energy ones. Using measurements from Solar Orbiter and Parker Solar Probe between 2018 and 2025, we identify 26 such SEP events and reconstruct the observed shock fronts in three dimensions. We derive shock parameters along the magnetic field lines connected to each spacecraft using kinematic modeling and coronal magnetohydrodynamic simulations. Our analysis indicates that IVA-SEP events arise due to the spatial and temporal evolution of the shock properties and magnetic connectivity. In most cases analyzed here, the magnetic connectivity starts on the flanks of CME-driven shocks, where shocks tend to be weak, and shifts toward the shock apex sampling stronger portions of the shock front. This evolution of the shock properties at the connected field lines likely leads to the delayed arrival of high-energy particles and the progressive hardening of the SEP energy spectrum, observed in some of the events. We find a correlation between the transition energy at which the IVA begins and the shock speed along the connected field lines, consistent with expectations from time-dependent diffusive shock acceleration. Our results underscore the importance of the evolving shock properties, magnetic connectivity, and instrumental sensitivity in shaping SEP intensity profiles and the formation of IVA signatures.

astro-ph.SR↗

arXiv2026

Parker Solar Probe observations of solar energetic particle (SEP) events with inverse velocity arrival (IVA) features

In SEP events, velocity dispersion (VD) is characterized by the earlier arrival of faster, higher-energy particles relative to slower ones, assuming negligible acceleration time and transport effects. The "Labor Day event" at Parker Solar Probe (PSP) on 2022 September 5 provided a unique arrival profile, in which the medium energy (~ few MeV) particles arrive earlier than both lower and higher energy particles. This created a so-called "nose" structure in the intensity spectrogram formed by measurements from the two energetic particle instruments, EPI-Lo and EPI-Hi, of the Integrated Science Investigation of the Sun (ISOIS) suite. Unlike typical VD, the delayed arrival of higher energy particles compared to medium energy particles, i.e., the "inverse velocity arrival" (IVA), could be caused by various acceleration, transport, and instrumental effects, including shock acceleration. By applying a new method based on the contour-line of the intensity, we found 14 IVA events in the ISOIS observations up to the end of 2024. Several parameters that may modify velocity dispersion characteristics are further explored including the spacecraft radial distance, the speed of corresponding CMEs and shocks, the angle between the shock normal and the upstream magnetic field, and the spacecraft magnetic footpoint longitudinal separation from the flare location. The energy of the early arriving particles, i.e., the nose energy, can be grouped into low (L, <0.5 MeV), medium(M, 0.5 - 5 MeV), and high(H, >5 MeV) categories. Most (11/14) of the IVA events have medium nose energies. This SEP list provides ingredients for examination of shock acceleration in the inner heliosphere, and the existence of IVA events sheds new light on the acceleration and propagation of SEPs.

astro-ph.SR↗

arXiv2025

Polytropic Behavior in Corotating Interaction Regions: Evidence of Alfv\'enic Heating

Corotating Interaction Regions (CIRs) are recurring structures in the solar wind, characterized by interactions between fast and slow solar wind streams that compress and heat plasma. This study investigates the polytropic behavior of distinct regions in and around CIRs: uncompressed slow solar wind, compressed slow solar wind, compressed fast solar wind, and uncompressed fast solar wind. Using Wind spacecraft data and an established methodology for calculating the polytropic index ({\gamma}), we analyze 117 CIR events. Results indicate varying {\gamma} values across regions, with heating observed in compressed regions driven by Alfv\'en wave dissipation originating from fast streams. In the uncompressed fast solar wind, {\gamma} exceeds adiabatic values the most and correlates well with strong Alfv\'enic wave activity.

astro-ph.SR↗

arXiv2024

The multi-spacecraft high-energy solar particle event of 28 October 2021

Aims. We studied the first multi-spacecraft high-energy solar energetic particle (SEP) event of solar cycle 25, which triggered a ground level enhancement (GLE) on 28 October 2021, using data from multiple observers that were widely distributed throughout the heliosphere. Methods. We performed detail modelling of the shock wave and investigated the magnetic connectivity of each observer to the solar surface and examined the shock magnetic connection. We performed 3D SEP propagation simulations to investigate the role of particle transport in the distribution of SEPs to distant magnetically connected observers. Results. Observations and modelling show that a strong shock wave formed promptly in the low corona. At the SEP release time windows, we find a connection with the shock for all the observers. PSP, STA, and Solar Orbiter were connected to strong shock regions with high Mach numbers, whereas the Earth and other observers were connected to lower Mach numbers. The SEP spectral properties near Earth demonstrate two power laws, with a harder (softer) spectrum in the low-energy (high-energy) range. Composition observations from SIS (and near-Earth instruments) show no serious enhancement of flare-accelerated material. Conclusions. A possible scenario consistent with the observations and our analysis indicates that high-energy SEPs at PSP, STA, and Solar Orbiter were dominated by particle acceleration and injection by the shock, whereas high-energy SEPs that reached near-Earth space were associated with a weaker shock; it is likely that efficient transport of particles from a wide injection source contributed to the observed high-energy SEPs. Our study cannot exclude a contribution from a flare-related process; however, composition observations show no evidence of an impulsive composition of suprathermals during the event, suggestive of a non-dominant flare-related process.

astro-ph.SR↗

arXiv2023

Parker Solar Probe: Four Years of Discoveries at Solar Cycle Minimum

Launched on 12 Aug. 2018, NASA's Parker Solar Probe had completed 13 of its scheduled 24 orbits around the Sun by Nov. 2022. The mission's primary science goal is to determine the structure and dynamics of the Sun's coronal magnetic field, understand how the solar corona and wind are heated and accelerated, and determine what processes accelerate energetic particles. Parker Solar Probe returned a treasure trove of science data that far exceeded quality, significance, and quantity expectations, leading to a significant number of discoveries reported in nearly 700 peer-reviewed publications. The first four years of the 7-year primary mission duration have been mostly during solar minimum conditions with few major solar events. Starting with orbit 8 (i.e., 28 Apr. 2021), Parker flew through the magnetically dominated corona, i.e., sub-Alfvénic solar wind, which is one of the mission's primary objectives. In this paper, we present an overview of the scientific advances made mainly during the first four years of the Parker Solar Probe mission, which go well beyond the three science objectives that are: (1) Trace the flow of energy that heats and accelerates the solar corona and solar wind; (2) Determine the structure and dynamics of the plasma and magnetic fields at the sources of the solar wind; and (3) Explore mechanisms that accelerate and transport energetic particles.

astro-ph.SR↗

arXiv2022

Alpha-proton Differential Flow of the Young Solar Wind: Parker Solar Probe Observations

The velocity of alpha particles relative to protons can vary depending on the solar wind type and distance from the Sun (Marsch 2012). Measurements from the previous spacecraft provided the alpha-proton's differential velocities down to 0.3 au. Parker Solar Probe (PSP) now enables insights into differential flows of newly accelerated solar wind closer to the Sun for the first time. Here, we study the difference between proton and alpha bulk velocities near PSP perihelia of Encounters 3-7 when the core solar wind is in the field of view of the Solar Probe Analyzer for Ions (SPAN-I) instrument. As previously reported at larger heliospheric distances, the alpha-proton differential speed observed by PSP is greater for fast wind than the slow solar wind. We compare PSP observations with various spacecraft measurements and present the radial and temporal evolution of the alpha-proton differential speed. The differential flow decreases as the solar wind propagates from the Sun, consistent with previous observations. While Helios showed a small radial dependence of differential flow for the slow solar wind, PSP clearly showed this dependency for the young slow solar wind down to 0.09 au. Our analysis shows that the alpha-proton differential speed's magnitude is mainly below the local Alfvén speed. Moreover, alpha particles usually move faster than protons close to the Sun. PSP crossed the Alfvén surface during its eighth Encounter and may cross it in future Encounters, enabling us to investigate the differential flow very close to the solar wind acceleration source region for the first time.

physics.space-ph↗

arXiv2021

The Long Period of 3He-rich Solar Energetic Particles Measured by Solar Orbiter on 2020 November 17-23

We report observations of a relatively long period of 3He-rich solar energetic particles (SEPs) measured by Solar Orbiter. The period consists of several well-resolved ion injections. The high-resolution STEREO-A imaging observations reveal that the injections coincide with EUV jets/brightenings near the east limb, not far from the nominal magnetic connection of Solar Orbiter. The jets originated in two adjacent, large, and complex active regions as observed by the Solar Dynamics Observatory when the regions rotated to the Earth's view. It appears that the sustained ion injections were related to the complex configuration of the sunspot group and the long period of 3He-rich SEPs to the longitudinal extent covered by the group during the analyzed time period.

astro-ph.SR↗

arXiv2021

First year of energetic particle measurements in the inner heliosphere with Solar Orbiter's Energetic Particle Detector

Solar Orbiter strives to unveil how the Sun controls and shapes the heliosphere and fills it with energetic particle radiation. To this end, its Energetic Particle Detector (EPD) has now been in operation, providing excellent data, for just over a year. EPD measures suprathermal and energetic particles in the energy range from a few keV up to (near-) relativistic energies (few MeV for electrons and about 500 MeV/nuc for ions). We present an overview of the initial results from the first year of operations and we provide a first assessment of issues and limitations. During this first year of operations of the Solar Orbiter mission, EPD has recorded several particle events at distances between 0.5 and 1 au from the Sun. We present dynamic and time-averaged energy spectra for ions that were measured with a combination of all four EPD sensors, namely: the SupraThermal Electron and Proton sensor (STEP), the Electron Proton Telescope (EPT), the Suprathermal Ion Spectrograph (SIS), and the High-Energy Telescope (HET) as well as the associated energy spectra for electrons measured with STEP and EPT. We illustrate the capabilities of the EPD suite using the 10-11 December 2020 solar particle event. This event showed an enrichment of heavy ions as well as $^3$He, for which we also present dynamic spectra measured with SIS. The high anisotropy of electrons at the onset of the event and its temporal evolution is also shown using data from these sensors. We discuss the ongoing in-flight calibration and a few open instrumental issues using data from the 21 July and the 10-11 December 2020 events and give guidelines and examples for the usage of the EPD data. We explain how spacecraft operations may affect EPD data and we present a list of such time periods in the appendix. A list of the most significant particle enhancements as observed by EPT during this first year is also provided.

astro-ph.SR↗

arXiv2020

Prediction and understanding of soft proton contamination in XMM-Newton: a machine learning approach

One of the major and unfortunately unforeseen sources of background for the current generation of X-ray telescopes are few tens to hundreds of keV (soft) protons concentrated by the mirrors. One such telescope is the European Space Agency's (ESA) X-ray Multi-Mirror Mission (XMM-Newton). Its observing time lost due to background contamination is about 40\%. This loss of observing time affects all the major broad science goals of this observatory, ranging from cosmology to astrophysics of neutron stars and black holes. The soft proton background could dramatically impact future large X-ray missions such as the ESA planned Athena mission (http://www.the-athena-x-ray-observatory.eu/). Physical processes that trigger this background are still poorly understood. We use a Machine Learning (ML) approach to delineate related important parameters and to develop a model to predict the background contamination using 12 years of XMM observations. As predictors we use the location of satellite, solar and geomagnetic activity parameters. We revealed that the contamination is most strongly related to the distance in southern direction, $Z$, (XMM observations were in the southern hemisphere), the solar wind radial velocity and the location on the magnetospheric magnetic field lines. We derived simple empirical models for the first two individual predictors and an ML model which utilizes an ensemble of the predictors (Extra Trees Regressor) and gives better performance. Based on our analysis, future missions should minimize observations during times associated with high solar wind speed and avoid closed magnetic field lines, especially at the dusk flank region in the southern hemisphere.

astro-ph.IM↗

arXiv2020

Energetic Particle Increases Associated with Stream Interaction Regions

The Parker Solar Probe was launched on 2018 August 12 and completed its second orbit on 2019 June 19 with perihelion of 35.7 solar radii. During this time, the Energetic particle Instrument-Hi (EPI-Hi, one of the two energetic particle instruments comprising the Integrated Science Investigation of the Sun, ISOIS) measured seven proton intensity increases associated with stream interaction regions (SIRs), two of which appear to be occurring in the same region corotating with the Sun. The events are relatively weak, with observed proton spectra extending to only a few MeV and lasting for a few days. The proton spectra are best characterized by power laws with indices ranging from -4.3 to -6.5, generally softer than events associated with SIRs observed at 1 au and beyond. Helium spectra were also obtained with similar indices, allowing He/H abundance ratios to be calculated for each event. We find values of 0.016-0.031, which are consistent with ratios obtained previously for corotating interaction region events with fast solar wind < 600 km s-1. Using the observed solar wind data combined with solar wind simulations, we study the solar wind structures associated with these events and identify additional spacecraft near 1 au appropriately positioned to observe the same structures after some corotation. Examination of the energetic particle observations from these spacecraft yields two events that may correspond to the energetic particle increases seen by EPI-Hi earlier.

physics.space-ph↗

arXiv2019

CME -Associated Energetic Ions at 0.23 AU -- Consideration of the Auroral Pressure Cooker Mechanism Operating in the Low Corona as a Possible Energization Process

We draw a comparison between a solar energetic particle event associated with the release of a slow coronal mass ejection close to the sun, and the energetic particle population produced in high current density field-aligned current structures associated with auroral phenomena in planetary magnetospheres. We suggest that this process is common in CME development and lift-off in the corona, and may account for the electron populations that generate Type III radio bursts, as well as for the prompt energetic ion and electron populations typically observed in interplanetary space.

physics.space-ph↗

arXiv2019

Observations of the 2019 April 4 Solar Energetic Particle Event at the Parker Solar Probe

A solar energetic particle event was detected by the Integrated Science Investigation of the Sun (ISOIS) instrument suite on Parker Solar Probe (PSP) on 2019 April 4 when the spacecraft was inside of 0.17 au and less than 1 day before its second perihelion, providing an opportunity to study solar particle acceleration and transport unprecedentedly close to the source. The event was very small, with peak 1 MeV proton intensities of ~0.3 particles (cm^2 sr s MeV)^-1, and was undetectable above background levels at energies above 10 MeV or in particle detectors at 1 au. It was strongly anisotropic, with intensities flowing outward from the Sun up to 30 times greater than those flowing inward persisting throughout the event. Temporal association between particle increases and small brightness surges in the extreme-ultraviolet observed by the Solar TErrestrial RElations Observatory, which were also accompanied by type III radio emission seen by the Electromagnetic Fields Investigation on PSP, indicates that the source of this event was an active region nearly 80 degrees east of the nominal PSP magnetic footpoint. This suggests that the field lines expanded over a wide longitudinal range between the active region in the photosphere and the corona.

astro-ph.SR↗

arXiv2017

Magnetospheric Multiscale Dayside Reconnection Electron Diffusion Region Events

We have used the high-resolution data of the Magnetospheric Multiscale (MMS) mission dayside phase to identify twenty-one previously unreported encounters with the electron diffusion region (EDR), as evidenced by electron agyrotropy, ion jet reversals, and j dot E greater than 0. Three of the new EDR encounters, which occurred within a one-minute-long interval on November 23rd, 2016, are analyzed in detail. These events, which resulted from a relatively low and oscillating magnetopause velocity, contained large electric fields (several tens to hundreds of milliVolts per meter), crescent-shaped electron velocity phase space densities, large currents (greater than 2 microAmperes per square meter), and Ohmic heating of the plasma (near or exceeding 10 nanoWatts per cubic meter). Because of the slow in-and-out motion of the magnetopause, two of these events show the unprecedented mixture of perpendicular and parallel crescents, indicating the first breaking and reconnecting of solar wind and magnetospheric field lines. An extended list of thirty-two EDR or near-EDR events is also included, and demonstrates a wide variety of observed plasma behavior inside and surrounding the reconnection site.

physics.space-ph↗

arXiv2017

Localized Oscillatory Dissipation in Magnetopause Reconnection

Data from the NASA Magnetospheric Multiscale (MMS) mission are used to investigate asymmetric magnetic reconnection at the dayside boundary between the Earth's magnetosphere and the solar wind (the magnetopause). High-resolution measurements of plasmas, electric and magnetic fields, and waves are used to identify highly localized (~15 electron Debye lengths) standing wave structures with large electric-field amplitudes (up to 100 mV/m). These wave structures are associated with spatially oscillatory dissipation, which appears as alternatingly positive and negative values of J dot E (dissipation). For small guide magnetic fields the wave structures occur in the electron stagnation region at the magnetosphere edge of the EDR. For larger guide fields the structures also occur near the reconnection x-line. This difference is explained in terms of channels for the out-of-plane current (agyrotropic electrons at the stagnation point and guide-field-aligned electrons at the x-line).

physics.space-ph↗