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R. Shrock

Publications and source records attributed to R. Shrock.

At least 19 recordsLinked to original sources
arXiv2025

European Strategy for Particle Physics Update -- PIONEER: a next generation rare pion decay experiment

PIONEER is a rapidly developing effort aimed to perform a pristine test of lepton flavour universality (LFU) and of the unitarity of the first row of the CKM matrix by significantly improving the measurements of rare decays of the charged pion. In Phase I, PIONEER aims to measure the charged-pion branching ratio to electrons vs.\ muons $R_{e/\mu}$ to 1 part in $10^4$, improving the current experimental result $R_{e/\mu}\,\text{(exp)} =1.2327(23)\times10^{-4}$ by a factor of 15. This precision on $R_{e/\mu}$ will match the theoretical accuracy of the SM prediction allowing for a test of LFU at an unprecedented level, probing non-SM explanations of LFU violation through sensitivity to quantum effects of new particles up to the PeV mass scale. Phase II and III will aim to improve the experimental precision of the branching ratio of pion beta decay, $\pi^+\to \pi^0 e^+ \nu (\gamma)$, currently at $1.036(6)\times10^{-8}$, by a factor of three and six, respectively. The improved measurements will be used to extract $V_{ud}$ in a theoretically pristine manner. The ultimate precision of $V_{ud}$ is expected to reach the 0.05\,\% level, allowing for a stringent test of CKM unitarity. The PIONEER experiment will also improve the experimental limits by an order of magnitude or more on a host of exotic decays that probe the effects of heavy neutrinos and dark sector physics. This input to the 2026 update of the European Strategy for Particle Physics Strategy describes the physics motivation and the conceptual design of the PIONEER experiment, and is prepared based on the PIONEER proposal submitted to and approved with high priority by the PSI program advisory committee (PAC). Using intense pion beams, and state-of-the-art instrumentation and computational resources, the PIONEER experiment is aiming to begin data taking by the end of this decade.

hep-ex↗
arXiv2022

Searches for Baryon Number Violation in Neutrino Experiments: A White Paper

Baryon number conservation is not guaranteed by any fundamental symmetry within the Standard Model, and therefore has been a subject of experimental and theoretical scrutiny for decades. So far, no evidence for baryon number violation has been observed. Large underground detectors have long been used for both neutrino detection and searches for baryon number violating processes. The next generation of large neutrino detectors will seek to improve upon the limits set by past and current experiments and will cover a range of lifetimes predicted by several Grand Unified Theories. In this White Paper, we summarize theoretical motivations and experimental aspects of searches for baryon number violation in neutrino experiments.

hep-ex↗
arXiv2022

Testing Lepton Flavor Universality and CKM Unitarity with Rare Pion Decays in the PIONEER experiment

The physics motivation and the conceptual design of the PIONEER experiment, a next-generation rare pion decay experiment testing lepton flavor universality and CKM unitarity, are described. Phase I of the PIONEER experiment, which was proposed and approved at Paul Scherrer Institut, aims at measuring the charged-pion branching ratio to electrons vs.\ muons, $R_{e/μ}$, 15 times more precisely than the current experimental result, reaching the precision of the Standard Model (SM) prediction at 1 part in $10^4$. Considering several inconsistencies between the SM predictions and data pointing towards the potential violation of lepton flavor universality, the PIONEER experiment will probe non-SM explanations of these anomalies through sensitivity to quantum effects of new particles up to the PeV mass scale. The later phases of the PIONEER experiment aim at improving the experimental precision of the branching ratio of pion beta decay (BRPB), $π^+\to π^0 e^+ ν(γ)$, currently at $1.036(6)\times10^{-8}$, by a factor of three (Phase II) and an order of magnitude (Phase III). Such precise measurements of BRPB will allow for tests of CKM unitarity in light of the Cabibbo Angle Anomaly and the theoretically cleanest extraction of $|V_{ud}|$ at the 0.02\% level, comparable to the deduction from superallowed beta decays.

hep-ex↗
arXiv2022

PIONEER: Studies of Rare Pion Decays

A next-generation rare pion decay experiment, PIONEER, is strongly motivated by several inconsistencies between Standard Model (SM) predictions and data pointing towards the potential violation of lepton flavor universality. It will probe non-SM explanations of these anomalies through sensitivity to quantum effects of new particles even if their masses are at very high scales. Measurement of the charged-pion branching ratio to electrons vs. muons $R_{e/μ}$ is extremely sensitive to new physics effects. At present, the SM prediction for $R_{e/μ}$ is known to 1 part in $10^4$, which is 15 times more precise than the current experimental result. An experiment reaching the theoretical accuracy will test lepton flavor universality at an unprecedented level, probing mass scales up to the PeV range. Measurement of pion beta decay, $π^+\to π^0 e^+ ν(γ)$, with 3 to 10-fold improvement in sensitivity, will determine $V_{ud}$ in a theoretically pristine manner and test CKM unitarity, which is very important in light of the recently emerged tensions. In addition, various exotic rare decays involving sterile neutrinos and axions will be searched for with unprecedented sensitivity. The experiment design benefits from experience with the recent PIENU and PEN experiments at TRIUMF and the Paul Scherrer Institut (PSI). Excellent energy and time resolutions, greatly increased calorimeter depth, high-speed detector and electronics response, large solid angle coverage, and complete event reconstruction are all critical aspects of the approach. The PIONEER experiment design includes a 3$π$ sr 25 radiation length calorimeter, a segmented low gain avalanche detector stopping target, a positron tracker, and other detectors. Using intense pion beams, and state-of-the-art instrumentation and computational resources, the experiments can be performed at the PSI ring cyclotron.

hep-ex↗
arXiv2021

An Extra-Dimensional Model of Dark Matter

We present a model for dark matter with extra spatial dimensions in which Standard-Model (SM) fermions have localized wave functions. The underlying gauge group is $G_{\rm SM} \otimes {\rm U}(1)_z$, and the dark matter particle is a SM-singlet Dirac fermion, $χ$, which is charged under the ${\rm U}(1)_z$ gauge symmetry. We show that the conventional wisdom that the mass of a Dirac fermion is naturally at the ultraviolet cutoff scale does not hold in this model. We further demonstrate that this model yields a dark matter relic abundance in agreement with observation and discuss constraints from direct and indirect searches for dark matter. The dark matter particle interacts weakly with matter and has negligibly small self-interactions. Very good fits to data from cosmological observations and experimental dark matter searches are obtained with $m_χ$ in the multi-TeV range. A discussion is given of observational signatures and experimental tests of the model.

hep-ph↗
arXiv2020

Neutrino Masses and Mixing in Models with Large Extra Dimensions and Localized Fermions

Using a low-energy effective field theory approach, we study some properties of models with large extra dimensions, in which quarks and leptons have localized wave functions in the extra dimensions. We consider models with two types of gauge groups: (i) the Standard-Model gauge group, and (ii) the left-right symmetric (LRS) gauge group. Our main focus is on the lepton sector of models with $n=2$ extra dimensions, in particular, neutrino masses and mixing. We analyze the requisite conditions that the models must satisfy to be in accord with data and present a solution for lepton wave functions in the extra dimensions that fulfills these conditions. As part of our work, we also present a new solution for quark wave function centers. Issues with flavor-changing neutral current effects are assessed. Finally, we remark on baryogenesis and dark matter in these models.

hep-ph↗
arXiv2020

New high-sensitivity searches for neutrons converting into antineutrons and/or sterile neutrons at the European Spallation Source

The violation of Baryon Number, $\mathcal{B}$, is an essential ingredient for the preferential creation of matter over antimatter needed to account for the observed baryon asymmetry in the universe. However, such a process has yet to be experimentally observed. The HIBEAM/NNBAR %experiment program is a proposed two-stage experiment at the European Spallation Source (ESS) to search for baryon number violation. The program will include high-sensitivity searches for processes that violate baryon number by one or two units: free neutron-antineutron oscillation ($n\rightarrow \bar{n}$) via mixing, neutron-antineutron oscillation via regeneration from a sterile neutron state ($n\rightarrow [n',\bar{n}'] \rightarrow \bar{n}$), and neutron disappearance ($n\rightarrow n'$); the effective $Δ\mathcal{B}=0$ process of neutron regeneration ($n\rightarrow [n',\bar{n}'] \rightarrow n$) is also possible. The program can be used to discover and characterise mixing in the neutron, antineutron, and sterile neutron sectors. The experiment addresses topical open questions such as the origins of baryogenesis, the nature of dark matter, and is sensitive to scales of new physics substantially in excess of those available at colliders. A goal of the program is to open a discovery window to neutron conversion probabilities (sensitivities) by up to three orders of magnitude compared with previous searches. The opportunity to make such a leap in sensitivity tests should not be squandered. The experiment pulls together a diverse international team of physicists from the particle (collider and low energy) and nuclear physics communities, while also including specialists in neutronics and magnetics.

physics.ins-det↗
arXiv2019

Constraints on Sterile Neutrinos in the MeV to GeV Mass Range

A detailed discussion is given of the analysis of recent data to obtain improved upper bounds on the couplings $|U_{e4}|^2$ and $|U_{μ4}|^2$ for a mainly sterile neutrino mass eigenstate $ν_4$. Using the excellent agreement among ${\cal F}t$ values for superallowed nuclear beta decay, an improved upper limit is derived for emission of a $ν_4$. The agreement of the ratios of branching ratios $R^{(π)}_{e/μ}=BR(π^+ \to e^+ ν_e)/BR(π^+ \to μ^+ ν_μ)$, $R^{(K)}_{e/μ}$, $R^{(D_s)}_{e/τ}$, $R^{(D_s)}_{μ/τ}$, and $R^{(D)}_{e/τ}$, and the branching ratios $BR(B^+\rightarrow e^+ν_e)$ and $BR(B^+\rightarrow μ^+ν_μ)$ decays with predictions of the Standard Model, is utilized to derive new constraints on $ν_4$ emission covering the $ν_4$ mass range from MeV to GeV. We also discuss constraints from peak search experiments probing for emission of a $ν_4$ via lepton mixing, as well as constraints from pion beta decay, CKM unitarity, $μ$ decay, leptonic $τ$ decay, and other experimental inputs.

hep-ph↗
arXiv2019

Improved Constraints on Sterile Neutrinos in the MeV to GeV Mass Range

Improved upper bounds are presented on the coupling $|U_{e4}|^2$ of an electron to a sterile neutrino $ν_4$ from analyses of data on nuclear and particle decays, including superallowed nuclear beta decays, the ratios $R^{(π)}_{e/μ}=BR(π^+ \to e^+ ν_e)/BR(π^+ \to μ^+ ν_μ)$, $R^{(K)}_{e/μ}$, $R^{(D_s)}_{e/τ}$, and $B^+_{e 2}$ decay, covering the mass range from MeV to GeV.

hep-ph↗
arXiv2016

Scheme-Independent Series Expansions at an Infrared Zero of the Beta Function in Asymptotically Free Gauge Theories

We consider an asymptotically free vectorial gauge theory, with gauge group $G$ and $N_f$ fermions in a representation $R$ of $G$, having an infrared (IR) zero in the beta function at $α_{IR}$. We present general formulas for scheme-independent series expansions of quantities, evaluated at $α_{IR}$, as powers of an $N_f$-dependent expansion parameter, $Δ_f$. First, we apply these to calculate the derivative $dβ/dα$ evaluated at $α_{IR}$, denoted $β'_{IR}$, which is equivalent to the anomalous dimension of the ${\rm Tr}(F_{μν}F^{μν})$ operator, to order $Δ_f^4$ for general $G$ and $R$, and to order $Δ_f^5$ for $G={\rm SU}(3)$ and fermions in the fundamental representation. Second, we calculate the scheme-independent expansions of the anomalous dimension of the flavor-nonsinglet and flavor-singlet bilinear fermion antisymmetric Dirac tensor operators up to order $Δ_f^3$. The results are compared with rigorous upper bounds on anomalous dimensions of operators in conformally invariant theories. Our other results include an analysis of the limit $N_c \to \infty$, $N_f \to \infty$ with $N_f/N_c$ fixed, calculation and analysis of Padé approximants, and comparison with conventional higher-loop calculations of $β'_{IR}$ and anomalous dimensions as power series in $α$.

hep-th↗
arXiv2013

Baryon Number Violation

This report, prepared for the Community Planning Study - Snowmass 2013 - summarizes the theoretical motivations and the experimental efforts to search for baryon number violation, focussing on nucleon decay and neutron-antineutron oscillations. Present and future nucleon decay search experiments using large underground detectors, as well as planned neutron-antineutron oscillation search experiments with free neutron beams are highlighted.

hep-ph↗
arXiv2008

DUSEL Theory White Paper

The NSF has chosen the site for the Deep Underground Science and Engineering Laboratory (DUSEL) to be in Lead, South Dakota. In fact, the state of South Dakota has already stepped up to the plate and contributed its own funding for the proposed lab, see http://www.sanfordlaboratoryathomestake.org/index.html. The final decision by NSF for funding the Initial Suite of Experiments for DUSEL will be made early in 2009. At that time the NSF Science Board must make a decision. Of order 200 experimentalists have already expressed an interest in performing experiments at DUSEL. In order to assess the interest of the theoretical community, the Center for Cosmology and Astro-Particle Physics (CCAPP) at The Ohio State University (OSU) organized a 3-day DUSEL Theory Workshop in Columbus, Ohio from April 4 - 6, 2008. The workshop focused on the scientific case for six proposed experiments for DUSEL: long baseline neutrino oscillations, proton decay, dark matter, astrophysical neutrinos, neutrinoless double beta decay and N-Nbar oscillations. The outcome of this workshop is the DUSEL Theory White paper addressing the scientific case at a level which may be useful in the decision making process for policy makers at the NSF and in the U.S. Congress. In order to assess the physics interest in the DUSEL project we have posted the DUSEL Theory White paper on the following CCAPP link http://ccapp.osu.edu/whitepaper.html . Please read the white paper and, if you are interested, use the link to show your support by co-signing the white paper.

hep-ph↗
arXiv2008

A Little Statistical Mechanics for the Graph Theorist

In this survey, we give a friendly introduction from a graph theory perspective to the q-state Potts model, an important statistical mechanics tool for analyzing complex systems in which nearest neighbor interactions determine the aggregate behavior of the system. We present the surprising equivalence of the Potts model partition function and one of the most renowned graph invariants, the Tutte polynomial, a relationship that has resulted in a remarkable synergy between the two fields of study. We highlight some of these interconnections, such as computational complexity results that have alternated between the two fields. The Potts model captures the effect of temperature on the system and plays an important role in the study of thermodynamic phase transitions. We discuss the equivalence of the chromatic polynomial and the zero-temperature antiferromagnetic partition function, and how this has led to the study of the complex zeros of these functions. We also briefly describe Monte Carlo simulations commonly used for Potts model analysis of complex systems. The Potts model has applications as widely varied as magnetism, tumor migration, foam behaviors, and social demographics, and we provide a sampling of these that also demonstrates some variations of the Potts model. We conclude with some current areas of investigation that emphasize graph theoretic approaches. This paper is an elementary general audience survey, intended to popularize the area and provide an accessible first point of entry for further exploration.

math.CO↗
arXiv2005

Theory of Neutrinos: A White Paper

During 2004, four divisions of the American Physical Society commissioned a study of neutrino physics to take stock of where the field is at the moment and where it is going in the near and far future. Several working groups looked at various aspects of this vast field. The summary was published as a main report entitled ``The Neutrino Matrix'' accompanied by short 50 page versions of the report of each working group. Theoretical research in this field has been quite extensive and touches many areas and the short 50 page report provided only a brief summary and overview of few of the important points. The theory discussion group felt that it may be of value to the community to publish the entire study as a white paper and the result is the current article. After a brief overview of the present knowledge of neutrino masses and mixing and some popular ways to probe the new physics implied by recent data, the white paper summarizes what can be learned about physics beyond the Standard Model from the various proposed neutrino experiments. It also comments on the impact of the experiments on our understanding of the origin of the matter-antimatter asymmetry of the Universe and the basic nature of neutrino interactions as well as the existence of possible additional neutrinos. Extensive references to original literature are provided.

hep-ph↗
arXiv2004

Theory of Neutrinos

After a brief overview of the present knowledge of neutrino masses and mixing, we summarize what can be learned about physics beyond the standard model from the various proposed neutrino experiments. We also comment on the impact of the experiments on our understanding of the origin of the matter-antimatter asymmetry of the Universe as well as what can be learned from some experiments outside the domain of neutrinos.

hep-ph↗
arXiv2003

Very Long Baseline Neutrino Oscillation Experiment for Precise Measurements of Mixing Parameters and CP Violating Effects

We analyze the prospects of a feasible, Brookhaven National Laboratory based, very long baseline (BVLB) neutrino oscillation experiment consisting of a conventional horn produced low energy wide band beam and a detector of 500 kT fiducial mass with modest requirements on event recognition and resolution. Such an experiment is intended primarily to determine CP violating effects in the neutrino sector for 3-generation mixing. We analyze the sensitivity of such an experiment. We conclude that this experiment will allow determination of the CP phase $δ_{CP}$ and the currently unknown mixing parameter $θ_{13}$, if $\sin ^2 2 θ_{13} \geq 0.01$, a value $\sim 15$ times lower than the present experimental upper limit. In addition to $θ_{13}$ and $δ_{CP}$, the experiment has great potential for precise measurements of most other parameters in the neutrino mixing matrix including $Δm^2_{32}$, $\sin^2 2θ_{23}$, $Δm^2_{21}\times \sin 2 θ_{12}$, and the mass ordering of neutrinos through the observation of the matter effect in the $ν_μ\to ν_e$ appearance channel.

hep-ph↗