SearcharxivSearch

arXiv subjects

Raehyun Kim

Publications and source records attributed to Raehyun Kim.

13 recordsLinked to original sources

Ab initio quantum embedding description of magic angle twisted bilayer graphene at even-integer fillings

Magic angle twisted bilayer graphene (MATBG) hosts narrow moir\'e bands with meV-scale energy splittings, making its correlated phases sensitive to both material parameters and modeling choices in low-energy downfolding. We develop an ab initio quantum-embedding workflow that derives interacting flat-band Hamiltonians from Kohn-Sham density functional theory (KS-DFT) of a relaxed, unstrained structure. Our model combines constrained random phase approximation (cRPA) screening, controlled double-counting subtraction, and an automated gauge-fixing procedure based on the selected columns of the density matrix (SCDM) that is compatible with symmetry-resolved many-body calculations. Solving the resulting models using Hartree-Fock (HF) and coupled cluster singles and doubles (CCSD), we recover robust insulating Kramers intervalley coherent (KIVC) states at charge neutrality ($\nu=0$) and at electron doping ($\nu=+2$). The main new physical effect appears on the hole-doped side: at $\nu=-2$ we observe a fragile semimetal with a weak $\sqrt{3}\times\sqrt{3}$ Kekul\'e modulation and enhanced intervalley-scattering peaks in the Fourier-transformed local density of states. Although the underlying KS-DFT band structure is nearly particle-hole symmetric, the effective interacting Hamiltonian exhibits a pronounced particle-hole asymmetry at $\nu=\pm 2$ that we trace to momentum-dependent single-particle renormalizations generated by subtraction terms constructed from reference densities consistent with the KS-DFT filling. Our work provides a first-principles route for connecting microscopic electronic structure, screened interactions, subtraction choices, and scanning tunneling microscopy signatures in MATBG.

cond-mat.str-el

New perspectives on Density-Matrix Embedding Theory

Quantum embedding methods enable the study of large, strongly correlated quantum systems by (usually self-consistent) decomposition into computationally manageable subproblems, in the spirit of divide-and-conquer methods. Among these, Density Matrix Embedding Theory (DMET) is an efficient approach that enforces self-consistency at the level of one-particle reduced density matrices (1-RDMs), facilitating applications across diverse quantum systems. However, conventional DMET is constrained by the requirement that the global 1-RDM (low-level descriptor) be an orthogonal projector, limiting flexibility in bath construction and potentially impeding accuracy in strongly correlated regimes. In this work, we introduce a generalized DMET framework in which the low-level descriptor can be an arbitrary 1-RDM and the bath construction is based on optimizing a quantitative criterion related to the maximal disentanglement between different fragments. This yields an alternative yet controllable bath space construction for generic 1-RDMs, lifting a key limitation of conventional DMET. We demonstrate its consistency with conventional DMET in appropriate limits and exploring its implications for bath construction, downfolding (impurity Hamiltonian construction), low-level solvers, and adaptive fragmentation. We expect that this more flexible framework, which leads to several new variants of DMET, can improve the robustness and accuracy of DMET.

cond-mat.str-el

Ab initio quantum many-body description of superconducting trends in the cuprates

Using a systematic ab initio quantum many-body approach that goes beyond low-energy models, we directly compute the superconducting pairing order and estimate the pairing gap of several doped cuprate materials and structures within a purely electronic picture. We find that we can correctly capture two well-known trends: the pressure effect, where the pairing order and gap increase with intra-layer pressure, and the layer effect, where the pairing order and gap vary with the number of copper-oxygen layers. From these calculations, we observe that the strength of superexchange and the covalency at optimal doping are the best descriptors for these trends. Our microscopic analysis further identifies that strong short-range spin fluctuations and multi-orbital charge fluctuations drive the development of the pairing order. Our work illustrates the possibility of a material-specific ab initio understanding of unconventional high-temperature superconducting materials.

cond-mat.supr-con

Interacting models for twisted bilayer graphene: a quantum chemistry approach

The nature of correlated states in twisted bilayer graphene (TBG) at the magic angle has received intense attention in recent years. We present a numerical study of an interacting Bistritzer-MacDonald (IBM) model of TBG using a suite of methods in quantum chemistry, including Hartree-Fock, coupled cluster singles, doubles (CCSD), and perturbative triples (CCSD(T)), as well as a quantum chemistry formulation of the density matrix renormalization group method (DMRG). Our treatment of TBG is agnostic to gauge choices, and hence we present a new gauge-invariant formulation to detect the spontaneous symmetry breaking in interacting models. To benchmark our approach, we focus on a simplified spinless, valleyless IBM model. At integer filling ($ν=0$), all numerical methods agree in terms of energy and $C_{2z} \mathcal{T}$ symmetry breaking. Additionally, as part of our benchmarking, we explore the impact of different schemes for removing ``double-counting'' in the IBM model. Our results at integer filling suggest that cross-validation of different IBM models may be needed for future studies of the TBG system. After benchmarking our approach at integer filling, we perform the first systematic study of the IBM model near integer filling (for $|ν|< 0.2$). In this regime, we find that the ground state can be in a metallic and $C_{2z} \mathcal{T}$ symmetry breaking phase. The ground state appears to have low entropy, and therefore can be relatively well approximated by a single Slater determinant. Furthermore, we observe many low entropy states with energies very close to the ground state energy in the near integer filling regime.

cond-mat.str-el

Algebraic Multiscale Method for two--dimensional elliptic problems

We introduce an algebraic multiscale method for two--dimensional problems. The method uses the generalized multiscale finite element method based on the quadrilateral nonconforming finite element spaces. Differently from the one--dimensional algebraic multiscale method, we apply the dimension reduction techniques to construct multiscale basis functions. Also moment functions are considered to impose continuity between local basis functions. Some representative numerical results are presented.

math.NA

On the pure state $v$-representability of density matrix embedding theory

Density matrix embedding theory (DMET) formally requires the matching of density matrix blocks obtained from high-level and low-level theories, but this is sometimes not achievable in practical calculations. In such a case, the global band gap of the low-level theory vanishes, and this can require additional numerical considerations. We find that both the violation of the exact matching condition and the vanishing low-level gap are related to the assumption that the high-level density matrix blocks are non-interacting pure-state $v$-representable (NI-PS-V), which assumes that the low-level density matrix is constructed following the Aufbau principle. In order to relax the NI-PS-V condition, we develop an augmented Lagrangian method to match the density matrix blocks without referring to the Aufbau principle. Numerical results for 2D Hubbard and hydrogen model systems indicate that in some challenging scenarios, the relaxation of the Aufbau principle directly leads to exact matching of the density matrix blocks, which also yields improved accuracy.

physics.comp-ph

Graph Transformer Networks: Learning Meta-path Graphs to Improve GNNs

Graph Neural Networks (GNNs) have been widely applied to various fields due to their powerful representations of graph-structured data. Despite the success of GNNs, most existing GNNs are designed to learn node representations on the fixed and homogeneous graphs. The limitations especially become problematic when learning representations on a misspecified graph or a heterogeneous graph that consists of various types of nodes and edges. To address this limitations, we propose Graph Transformer Networks (GTNs) that are capable of generating new graph structures, which preclude noisy connections and include useful connections (e.g., meta-paths) for tasks, while learning effective node representations on the new graphs in an end-to-end fashion. We further propose enhanced version of GTNs, Fast Graph Transformer Networks (FastGTNs), that improve scalability of graph transformations. Compared to GTNs, FastGTNs are 230x faster and use 100x less memory while allowing the identical graph transformations as GTNs. In addition, we extend graph transformations to the semantic proximity of nodes allowing non-local operations beyond meta-paths. Extensive experiments on both homogeneous graphs and heterogeneous graphs show that GTNs and FastGTNs with non-local operations achieve the state-of-the-art performance for node classification tasks. The code is available: https://github.com/seongjunyun/Graph_Transformer_Networks

cs.LG

MAPS: Multi-agent Reinforcement Learning-based Portfolio Management System

Generating an investment strategy using advanced deep learning methods in stock markets has recently been a topic of interest. Most existing deep learning methods focus on proposing an optimal model or network architecture by maximizing return. However, these models often fail to consider and adapt to the continuously changing market conditions. In this paper, we propose the Multi-Agent reinforcement learning-based Portfolio management System (MAPS). MAPS is a cooperative system in which each agent is an independent "investor" creating its own portfolio. In the training procedure, each agent is guided to act as diversely as possible while maximizing its own return with a carefully designed loss function. As a result, MAPS as a system ends up with a diversified portfolio. Experiment results with 12 years of US market data show that MAPS outperforms most of the baselines in terms of Sharpe ratio. Furthermore, our results show that adding more agents to our system would allow us to get a higher Sharpe ratio by lowering risk with a more diversified portfolio.

cs.AI

Graph Transformer Networks

Graph neural networks (GNNs) have been widely used in representation learning on graphs and achieved state-of-the-art performance in tasks such as node classification and link prediction. However, most existing GNNs are designed to learn node representations on the fixed and homogeneous graphs. The limitations especially become problematic when learning representations on a misspecified graph or a heterogeneous graph that consists of various types of nodes and edges. In this paper, we propose Graph Transformer Networks (GTNs) that are capable of generating new graph structures, which involve identifying useful connections between unconnected nodes on the original graph, while learning effective node representation on the new graphs in an end-to-end fashion. Graph Transformer layer, a core layer of GTNs, learns a soft selection of edge types and composite relations for generating useful multi-hop connections so-called meta-paths. Our experiments show that GTNs learn new graph structures, based on data and tasks without domain knowledge, and yield powerful node representation via convolution on the new graphs. Without domain-specific graph preprocessing, GTNs achieved the best performance in all three benchmark node classification tasks against the state-of-the-art methods that require pre-defined meta-paths from domain knowledge.

cs.LG

HATS: A Hierarchical Graph Attention Network for Stock Movement Prediction

Many researchers both in academia and industry have long been interested in the stock market. Numerous approaches were developed to accurately predict future trends in stock prices. Recently, there has been a growing interest in utilizing graph-structured data in computer science research communities. Methods that use relational data for stock market prediction have been recently proposed, but they are still in their infancy. First, the quality of collected information from different types of relations can vary considerably. No existing work has focused on the effect of using different types of relations on stock market prediction or finding an effective way to selectively aggregate information on different relation types. Furthermore, existing works have focused on only individual stock prediction which is similar to the node classification task. To address this, we propose a hierarchical attention network for stock prediction (HATS) which uses relational data for stock market prediction. Our HATS method selectively aggregates information on different relation types and adds the information to the representations of each company. Specifically, node representations are initialized with features extracted from a feature extraction module. HATS is used as a relational modeling module with initialized node representations. Then, node representations with the added information are fed into a task-specific layer. Our method is used for predicting not only individual stock prices but also market index movements, which is similar to the graph classification task. The experimental results show that performance can change depending on the relational data used. HATS which can automatically select information outperformed all the existing methods.

q-fin.ST

SAIN: Self-Attentive Integration Network for Recommendation

With the growing importance of personalized recommendation, numerous recommendation models have been proposed recently. Among them, Matrix Factorization (MF) based models are the most widely used in the recommendation field due to their high performance. However, MF based models suffer from cold start problems where user-item interactions are sparse. To deal with this problem, content based recommendation models which use the auxiliary attributes of users and items have been proposed. Since these models use auxiliary attributes, they are effective in cold start settings. However, most of the proposed models are either unable to capture complex feature interactions or not properly designed to combine user-item feedback information with content information. In this paper, we propose Self-Attentive Integration Network (SAIN) which is a model that effectively combines user-item feedback information and auxiliary information for recommendation task. In SAIN, a self-attention mechanism is used in the feature-level interaction layer to effectively consider interactions between multiple features, while the information integration layer adaptively combines content and feedback information. The experimental results on two public datasets show that our model outperforms the state-of-the-art models by 2.13%

cs.IR

Predicting Multiple Demographic Attributes with Task Specific Embedding Transformation and Attention Network

Most companies utilize demographic information to develop their strategy in a market. However, such information is not available to most retail companies. Several studies have been conducted to predict the demographic attributes of users from their transaction histories, but they have some limitations. First, they focused on parameter sharing to predict all attributes but capturing task-specific features is also important in multi-task learning. Second, they assumed that all transactions are equally important in predicting demographic attributes. However, some transactions are more useful than others for predicting a certain attribute. Furthermore, decision making process of models cannot be interpreted as they work in a black-box manner. To address the limitations, we propose an Embedding Transformation Network with Attention (ETNA) model which shares representations at the bottom of the model structure and transforms them to task-specific representations using a simple linear transformation method. In addition, we can obtain more informative transactions for predicting certain attributes using the attention mechanism. The experimental results show that our model outperforms the previous models on all tasks. In our qualitative analysis, we show the visualization of attention weights, which provides business managers with some useful insights.

cs.LG

Global Stock Market Prediction Based on Stock Chart Images Using Deep Q-Network

We applied Deep Q-Network with a Convolutional Neural Network function approximator, which takes stock chart images as input, for making global stock market predictions. Our model not only yields profit in the stock market of the country where it was trained but generally yields profit in global stock markets. We trained our model only in the US market and tested it in 31 different countries over 12 years. The portfolios constructed based on our model's output generally yield about 0.1 to 1.0 percent return per transaction prior to transaction costs in 31 countries. The results show that there are some patterns on stock chart image, that tend to predict the same future stock price movements across global stock markets. Moreover, the results show that future stock prices can be predicted even if the training and testing procedures are done in different countries. Training procedure could be done in relatively large and liquid markets (e.g., USA) and tested in small markets. This result demonstrates that artificial intelligence based stock price forecasting models can be used in relatively small markets (emerging countries) even though they do not have a sufficient amount of data for training.

q-fin.GN