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Rafael D. Sorkin

Publications and source records attributed to Rafael D. Sorkin.

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Quantum Measure Theory and its Interpretation

We propose a realistic, spacetime interpretation of quantum theory in which reality constitutes a *single* history obeying a "law of motion" that makes definite, but incomplete, predictions about its behavior. We associate a "quantum measure" |S| to the set S of histories, and point out that |S| fulfills a sum rule generalizing that of classical probability theory. We interpret |S| as a "propensity", making this precise by stating a criterion for |S|=0 to imply "preclusion" (meaning that the true history will not lie in S). The criterion involves triads of correlated events, and in application to electron-electron scattering, for example, it yields definite predictions about the electron trajectories themselves, independently of any measuring devices which might or might not be present. (So we can give an objective account of measurements.) Two unfinished aspects of the interpretation involve *conditonal* preclusion (which apparently requires a notion of coarse-graining for its formulation) and the need to "locate spacetime regions in advance" without the aid of a fixed background metric (which can be achieved in the context of conditional preclusion via a construction which makes sense both in continuum gravity and in the discrete setting of causal set theory).

gr-qc↗

Forks in the Road, on the Way to Quantum Gravity

In seeking to arrive at a theory of ``quantum gravity'', one faces several choices among alternative approaches. I list some of these ``forks in the road'' and offer reasons for taking one alternative over the other. In particular, I advocate the following: the sum-over-histories framework for quantum dynamics over the ``observable and state-vector'' framework; relative probabilities over absolute ones; spacetime over space as the gravitational ``substance'' (4 over 3+1); a Lorentzian metric over a Riemannian (``Euclidean'') one; a dynamical topology over an absolute one; degenerate metrics over closed timelike curves to mediate topology-change; ``unimodular gravity'' over the unrestricted functional integral; and taking a discrete underlying structure (the causal set) rather than the differentiable manifold as the basis of the theory. In connection with these choices, I also mention some results from unimodular quantum cosmology, sketch an account of the origin of black hole entropy, summarize an argument that the quantum mechanical measurement scheme breaks down for quantum field theory, and offer a reason why the cosmological constant of the present epoch might have a magnitude of around $10^{-120}$ in natural units.

gr-qc↗

Geon Statistics and UIR's of the Mapping Class Group

Quantum Gravity admits topological excitations of microscopic scale which can manifest themselves as particles --- topological geons. Non-trivial spatial topology also brings into the theory free parameters analogous to the $θ$-angle of QCD. We show that these parameters can be interpreted in terms of geon properties. We also find that, for certain values of the parameters, the geons exhibit new patterns of particle identity together with new types of statistics. Geon indistinguishability in such a case is expressed by a proper subgroup of the permutation group and geon statistics by a (possibly projective) representation of the subgroup.

hep-th↗

How Wrinkled is the Surface of a Black Hole?

We present evidence that, below a certain threshold scale, the horizon of a black hole is strongly wrinkled, with its shape manifesting a self-similar (``fractal'') spectrum of fluctuations on all scales below the threshold. This threshold scale is small compared to the radius of the black hole, but still much larger than the Planck scale. If present, such fluctuations might account for a large part of the horizon entropy.

gr-qc↗

Complex actions in two-dimensional topology change

We investigate topology change in (1+1) dimensions by analyzing the scalar-curvature action $1/2 \int R dV$ at the points of metric-degeneration that (with minor exceptions) any nontrivial Lorentzian cobordism necessarily possesses. In two dimensions any cobordism can be built up as a combination of only two elementary types, the ``yarmulke'' and the ``trousers.'' For each of these elementary cobordisms, we consider a family of Morse-theory inspired Lorentzian metrics that vanish smoothly at a single point, resulting in a conical-type singularity there. In the yarmulke case, the distinguished point is analogous to a cosmological initial (or final) singularity, with the spacetime as a whole being obtained from one causal region of Misner space by adjoining a single point. In the trousers case, the distinguished point is a ``crotch singularity'' that signals a change in the spacetime topology (this being also the fundamental vertex of string theory, if one makes that interpretation). We regularize the metrics by adding a small imaginary part whose sign is fixed to be positive by the condition that it lead to a convergent scalar field path integral on the regularized spacetime. As the regulator is removed, the scalar density $1/2 \sqrt{-g} R$ approaches a delta-function whose strength is complex: for the yarmulke family the strength is $β-2πi$, where $β$ is the rapidity parameter of the associated Misner space; for the trousers family it is simply $+2πi$. This implies that in the path integral over spacetime metrics for Einstein gravity in three or more spacetime dimensions, topology change via a crotch singularity is exponentially suppressed, whereas appearance or disappearance of a universe via a yarmulke singularity is exponentially enhanced.

gr-qc↗

A Specimen of Theory Construction from Quantum Gravity

I describe the history of my attempts to arrive at a discrete substratum underlying the spacetime manifold, culminating in the hypothesis that the basic structure has the form of a partial-order (i.e. that it is a causal set).

gr-qc↗

Energy extremality in the presence of a black hole

We derive the so-called first law of black hole mechanics for variations about stationary black hole solutions to the Einstein--Maxwell equations in the absence of sources. That is, we prove that $δM=κδA+ωδJ+VdQ$ where the black hole parameters $M, κ, A, ω, J, V$ and $Q$ denote mass, surface gravity, horizon area, angular velocity of the horizon, angular momentum, electric potential of the horizon and charge respectively. The unvaried fields are those of a stationary, charged, rotating black hole and the variation is to an arbitrary `nearby' black hole which is not necessarily stationary. Our approach is 4-dimensional in spirit and uses techniques involving Action variations and Noether operators. We show that the above formula holds on any asymptotically flat spatial 3-slice which extends from an arbitrary cross-section of the (future) horizon to spatial infinity.(Thus, the existence of a bifurcation surface is irrelevant to our demonstration. On the other hand, the derivation assumes without proof that the horizon possesses at least one of the following two (related)properties: ($i$) it cannot be destroyed by arbitrarily small perturbations of the metric and other fields which may be present, ($ii$) the expansion of the null geodesic generators of the perturbed horizon goes to zero in the distant future.)

gr-qc↗

Two Topics concerning Black Holes: Extremality of the Energy, Fractality of the Horizon

We treat two aspects of the physics of stationary black holes. First we prove that the proportionality, d(energy) ~ d(area) for arbitrary perturbations (``extended first law''), follows directly from an extremality theorem drawn from earlier work. Second we consider quantum fluctuations in the shape of the horizon, concluding heuristically that they exhibit a fractal character, with order lambda fluctuations occurring on all scales lambda below M^{1/3} in natural units.

gr-qc↗

A Parallelizable Implicit Evolution Scheme for Regge Calculus

The role of Regge calculus as a tool for numerical relativity is discussed, and a parallelizable implicit evolution scheme described. Because of the structure of the Regge equations, it is possible to advance the vertices of a triangulated spacelike hypersurface in isolation, solving at each vertex a purely local system of implicit equations for the new edge-lengths involved. (In particular, equations of global ``elliptic-type'' do not arise.) Consequently, there exists a parallel evolution scheme which divides the vertices into families of non-adjacent elements and advances all the vertices of a family simultaneously. The relation between the structure of the equations of motion and the Bianchi identities is also considered. The method is illustrated by a preliminary application to a 600--cell Friedmann cosmology. The parallelizable evolution algorithm described in this paper should enable Regge calculus to be a viable discretization technique in numerical relativity.

gr-qc↗

Quantum Mechanics as Quantum Measure Theory

The additivity of classical probabilities is only the first in a hierarchy of possible sum-rules, each of which implies its successor. The first and most restrictive sum-rule of the hierarchy yields measure-theory in the Kolmogorov sense, which physically is appropriate for the description of stochastic processes such as Brownian motion. The next weaker sum-rule defines a {\it generalized measure theory} which includes quantum mechanics as a special case. The fact that quantum probabilities can be expressed ``as the squares of quantum amplitudes'' is thus derived in a natural manner, and a series of natural generalizations of the quantum formalism is delineated. Conversely, the mathematical sense in which classical physics is a special case of quantum physics is clarified. The present paper presents these relationships in the context of a ``realistic'' interpretation of quantum mechanics.

gr-qc↗

Initial conditions and unitarity in unimodular quantum cosmology

We consider quantization of the positive curvature Friedmann cosmology in the unimodular modification of Einstein's theory, in which the spacetime four-volume appears as an explicit time variable. The Hamiltonian admits self-adjoint extensions that give unitary evolution in the Hilbert space associated with the Schrödinger equation. The semiclassical estimate to the no-boundary wave function of Hartle and Hawking is found. If this estimate is accurate, there is a continuous flux of probability into the configuration space from vanishing three-volume, and the no-boundary wave function evolves nonunitarily. Generalizations of these results hold in a class of anisotropic cosmologies. (Talk given at the 5th Canadian Conference on General Relativity and Relativistic Astrophysics, Waterloo, Ontario, Canada, May 1993.)

gr-qc↗

Impossible Measurements on Quantum Fields

It is shown that the attempt to extend the notion of ideal measurement to quantum field theory leads to a conflict with locality, because (for most observables) the state vector reduction associated with an ideal measurement acts to transmit information faster than light. Two examples of such information-transfer are given, first in the quantum mechanics of a pair of coupled subsystems, and then for the free scalar field in flat spacetime. It is argued that this problem leaves the Hilbert space formulation of quantum field theory with no definite measurement theory, removing whatever advantages it may have seemed to possess vis a vis the sum-over-histories approach, and reinforcing the view that a sum-over-histories framework is the most promising one for quantum gravity.

gr-qc↗