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Rafael F. Schaefer

Publications and source records attributed to Rafael F. Schaefer.

At least 55 records · Page 3Linked to original sources

Trade Reliability for Security: Leakage-Failure Probability Minimization for Machine-Type Communications in URLLC

How to provide information security while fulfilling ultra reliability and low-latency requirements is one of the major concerns for enabling the next generation of ultra-reliable and low-latency communications service (xURLLC), specially in machine-type communications. In this work, we investigate the reliability-security tradeoff via defining the leakage-failure probability, which is a metric that jointly characterizes both reliability and security performances for short-packet transmissions. We discover that the system performance can be enhanced by counter-intuitively allocating fewer resources for the transmission with finite blocklength (FBL) codes. In order to solve the corresponding optimization problem for the joint resource allocation, we propose an optimization framework, that leverages lower-bounded approximations for the decoding error probability in the FBL regime. We characterize the convexity of the reformulated problem and establish an efficient iterative searching method, the convergence of which is guaranteed. To show the extendability of the framework, we further discuss the blocklength allocation schemes with practical requirements of reliable-secure performance, as well as the transmissions with the statistical channel state information (CSI). Numerical results verify the accuracy of the proposed approach and demonstrate the reliability-security tradeoff under various setups.

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Secure and Private Source Coding with Private Key and Decoder Side Information

The problem of secure source coding with multiple terminals is extended by considering a remote source whose noisy measurements are the correlated random variables used for secure source reconstruction. The main additions to the problem include 1) all terminals noncausally observe a noisy measurement of the remote source; 2) a private key is available to all legitimate terminals; 3) the public communication link between the encoder and decoder is rate-limited; and 4) the secrecy leakage to the eavesdropper is measured with respect to the encoder input, whereas the privacy leakage is measured with respect to the remote source. Exact rate regions are characterized for a lossy source coding problem with a private key, remote source, and decoder side information under security, privacy, communication, and distortion constraints. By replacing the distortion constraint with a reliability constraint, we obtain the exact rate region also for the lossless case. Furthermore, the lossy rate region for scalar discrete-time Gaussian sources and measurement channels is established.

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On the Need of Neuromorphic Twins to Detect Denial-of-Service Attacks on Communication Networks

As we are more and more dependent on the communication technologies, resilience against any attacks on communication networks is important to guarantee the digital sovereignty of our society. New developments of communication networks tackle the problem of resilience by in-network computing approaches for higher protocol layers, while the physical layer remains an open problem. This is particularly true for wireless communication systems which are inherently vulnerable to adversarial attacks due to the open nature of the wireless medium. In denial-of-service (DoS) attacks, an active adversary is able to completely disrupt the communication and it has been shown that Turing machines are incapable of detecting such attacks. As Turing machines provide the fundamental limits of digital information processing and therewith of digital twins, this implies that even the most powerful digital twins that preserve all information of the physical network error-free are not capable of detecting such attacks. This stimulates the question of how powerful the information processing hardware must be to enable the detection of DoS attacks. Therefore, in the paper the need of neuromorphic twins is advocated and by the use of Blum-Shub-Smale machines a first implementation that enables the detection of DoS attacks is shown. This result holds for both cases of with and without constraints on the input and jamming sequences of the adversary.

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Secure Joint Communication and Sensing

This work considers the problem of mitigating information leakage between communication and sensing in systems jointly performing both operations. Specifically, a discrete memoryless state-dependent broadcast channel model is studied in which (i) the presence of feedback enables a transmitter to convey information, while simultaneously performing channel state estimation; (ii) one of the receivers is treated as an eavesdropper whose state should be estimated but which should remain oblivious to part of the transmitted information. The model abstracts the challenges behind security for joint communication and sensing if one views the channel state as a sensitive attribute, e.g., location. For independent and identically distributed states, perfect output feedback, and when part of the transmitted message should be kept secret, a partial characterization of the secrecy-distortion region is developed. The characterization is exact when the broadcast channel is either physically-degraded or reversely-physically-degraded. The partial characterization is also extended to the situation in which the entire transmitted message should be kept secret. The benefits of a joint approach compared to separation-based secure communication and state-sensing methods are illustrated with a binary joint communication and sensing model.

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How Should IRSs Scale to Harden Multi-Antenna Channels?

This work extends the concept of channel hardening to multi-antenna systems that are aided by intelligent reflecting surfaces (IRSs). For fading links between a multi-antenna transmitter and a single-antenna receiver, we derive an accurate approximation for the distribution of the input-output mutual information when the number of reflecting elements grows large. The asymptotic results demonstrate that by increasing the number of elements on the IRS, the end-to-end channel hardens as long as the physical dimensions of the IRS grow as well. The growth rate however need not to be of a specific order and can be significantly sub-linear. The validity of the analytical result is confirmed by numerical experiments.

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Rainbow Differential Privacy

We extend a previous framework for designing differentially private (DP) mechanisms via randomized graph colorings that was restricted to binary functions, corresponding to colorings in a graph, to multi-valued functions. As before, datasets are nodes in the graph and any two neighboring datasets are connected by an edge. In our setting, we assume that each dataset has a preferential ordering for the possible outputs of the mechanism, each of which we refer to as a rainbow. Different rainbows partition the graph of datasets into different regions. We show that if the DP mechanism is pre-specified at the boundary of such regions and behaves identically for all same-rainbow boundary datasets, at most one optimal such mechanism can exist and the problem can be solved by means of a morphism to a line graph. We then show closed form expressions for the line graph in the case of ternary functions. Treatment of ternary queries in this paper displays enough richness to be extended to higher-dimensional query spaces with preferential query ordering, but the optimality proof does not seem to follow directly from the ternary proof.

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Secure Multi-Function Computation with Private Remote Sources

We consider a distributed function computation problem in which parties observing noisy versions of a remote source facilitate the computation of a function of their observations at a fusion center through public communication. The distributed function computation is subject to constraints, including not only reliability and storage but also privacy and secrecy. Specifically, 1) the remote source should remain private from an eavesdropper and the fusion center, measured in terms of the information leaked about the remote source; 2) the function computed should remain secret from the eavesdropper, measured in terms of the information leaked about the arguments of the function, to ensure secrecy regardless of the exact function used. We derive the exact rate regions for lossless and lossy single-function computation and illustrate the lossy single-function computation rate region for an information bottleneck example, in which the optimal auxiliary random variables are characterized for binary-input symmetric-output channels. We extend the approach to lossless and lossy asynchronous multiple-function computations with joint secrecy and privacy constraints, in which case inner and outer bounds for the rate regions differing only in the Markov chain conditions imposed are characterized.

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Channel Hardening of IRS-Aided Multi-Antenna Systems: How Should IRSs Scale?

Unlike active array antennas, intelligent reflecting surfaces (IRSs) are efficiently implemented at large dimensions. This allows for traceable realizations of large-scale IRS-aided MIMO systems in which not necessarily the array antennas, but the passive IRSs are large. It is widely believed that large IRS-aided MIMO settings maintain the fundamental features of massive MIMO systems, and hence they are the implementationally feasible technology for establishing the performance of large-scale MIMO settings. This work gives a rigorous proof to this belief. We show that using a large passive IRS, the end-to-end MIMO channel between the transmitter and the receiver always hardens, even if the IRS elements are strongly correlated. For the fading direct and reflection links between the transmitter and the receiver, our derivations demonstrate that as the number of IRS elements grows large, the capacity of end-to-end channel converges in distribution to a real-valued Gaussian random variable whose variance goes to zero. The order of this drop depends on how the physical dimensions of the IRS grow. We derive this order explicitly. Numerical experiments depict that the analytical asymptotic distribution almost perfectly matches the histogram of the capacity, even in practical scenarios. As a sample application of the results, we use the asymptotic characterization to study the dimensional trade-off between the transmitter and the IRS. The result is intuitive: For a given target performance, the larger the IRS is, the less transmit antennas are required to achieve the target. For an arbitrary ergodic and outage performance, we characterize this trade-off analytically. Our investigations demonstrate that using a practical IRS size, the target performance can be achieved with significantly small end-to-end MIMO dimensions.

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Capacity of Finite State Channels with Feedback: Algorithmic and Optimization Theoretic Properties

The capacity of finite state channels (FSCs) with feedback has been shown to be a limit of a sequence of multi-letter expressions. Despite many efforts, a closed-form single-letter capacity characterization is unknown to date. In this paper, the feedback capacity is studied from a fundamental algorithmic point of view by addressing the question of whether or not the capacity can be algorithmically computed. To this aim, the concept of Turing machines is used, which provides fundamental performance limits of digital computers. It is shown that the feedback capacity of FSCs is not Banach-Mazur computable and therefore not Borel-Turing computable. As a consequence, it is shown that either achievability or converse is not Banach-Mazur computable, which means that there are computable FSCs for which it is impossible to find computable tight upper and lower bounds. Furthermore, it is shown that the feedback capacity cannot be characterized as the maximization of a finite-letter formula of entropic quantities.

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Designing IRS-Aided MIMO Systems for Secrecy Enhancement

Intelligent reflecting surfaces (IRSs) enable multiple-input multiple-output (MIMO) transmitters to modify the communication channels between the transmitters and receivers. In the presence of eavesdropping terminals, this degree of freedom can be used to effectively suppress the information leakage towards such malicious terminals. This leads to significant potential secrecy gains in IRS-aided MIMO systems. This work exploits these gains via a tractable joint design of downlink beamformers and IRS phase-shifts. In this respect, we consider a generic IRS-aided MIMO wiretap setting and invoke fractional programming and alternating optimization techniques to iteratively find the beamformers and phase-shifts that maximize the achievable weighted secrecy sum-rate. Our design concludes two low-complexity algorithms for joint beamforming and phase-shift tuning. Performance of the proposed algorithms are numerically evaluated and compared to the benchmark. The results reveal that integrating IRSs into MIMO systems not only boosts the secrecy performance of the system, but also improves the robustness against passive eavesdropping.

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Differential Privacy for Eye Tracking with Temporal Correlations

New generation head-mounted displays, such as VR and AR glasses, are coming into the market with already integrated eye tracking and are expected to enable novel ways of human-computer interaction in numerous applications. However, since eye movement properties contain biometric information, privacy concerns have to be handled properly. Privacy-preservation techniques such as differential privacy mechanisms have recently been applied to eye movement data obtained from such displays. Standard differential privacy mechanisms; however, are vulnerable due to temporal correlations between the eye movement observations. In this work, we propose a novel transform-coding based differential privacy mechanism to further adapt it to the statistics of eye movement feature data and compare various low-complexity methods. We extend the Fourier perturbation algorithm, which is a differential privacy mechanism, and correct a scaling mistake in its proof. Furthermore, we illustrate significant reductions in sample correlations in addition to query sensitivities, which provide the best utility-privacy trade-off in the eye tracking literature. Our results provide significantly high privacy without any essential loss in classification accuracies while hiding personal identifiers.

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A Reverse Jensen Inequality Result with Application to Mutual Information Estimation

The Jensen inequality is a widely used tool in a multitude of fields, such as for example information theory and machine learning. It can be also used to derive other standard inequalities such as the inequality of arithmetic and geometric means or the Hölder inequality. In a probabilistic setting, the Jensen inequality describes the relationship between a convex function and the expected value. In this work, we want to look at the probabilistic setting from the reverse direction of the inequality. We show that under minimal constraints and with a proper scaling, the Jensen inequality can be reversed. We believe that the resulting tool can be helpful for many applications and provide a variational estimation of mutual information, where the reverse inequality leads to a new estimator with superior training behavior compared to current estimators.

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Quality of Service Guarantees for Physical Unclonable Functions

We consider a secret key agreement problem in which noisy physical unclonable function (PUF) outputs facilitate reliable, secure, and private key agreement with the help of public, noiseless, and authenticated storage. PUF outputs are highly correlated, so transform coding methods have been combined with scalar quantizers to extract uncorrelated bit sequences with reliability guarantees. For PUF circuits with continuous-valued outputs, the models for transformed outputs are made more realistic by replacing the fitted distributions with corresponding truncated ones. The state-of-the-art PUF methods that provide reliability guarantees to each extracted bit are shown to be inadequate to guarantee the same reliability level for all PUF outputs. Thus, a quality of service parameter is introduced to control the percentage of PUF outputs for which a target reliability level can be guaranteed. A public ring oscillator (RO) output dataset is used to illustrate that a truncated Gaussian distribution can be fitted to transformed RO outputs that are inputs to uniform scalar quantizers such that reliability guarantees can be provided for each bit extracted from any PUF device under additive Gaussian noise components by eliminating a small subset of PUF outputs. Furthermore, we conversely show that it is not possible to provide such reliability guarantees without eliminating any PUF output if no extra secrecy and privacy leakage is allowed.

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Semantic Security for Indoor THz-Wireless Communication

Physical-layer security (PLS) for industrial indoor terahertz (THz) wireless communication applications is considered. We use a similar model as being employed for additive white Gaussian noise (AWGN) wireless communication channels. A cell communication and a directed communication scenario are analyzed to illustrate the achievable semantic security guarantees for a wiretap channel with finite-blocklength THz-wireless communication links. We show that weakly directed transmitter (Alice) antennas, which allow cell-type communication with multiple legitimate receivers (Bobs) without adaptation of the alignment, result in large insecure regions. In the directed communication scenario, the resulting insecure regions are shown to cover a large volume of the indoor environment only if the distance between Alice and Bob is large. Thus, our results for the two selected scenarios reveal that there is a stringent trade-off between the targeted semantic security level and the number of reliably and securely accessible legitimate receivers. Furthermore, the effects of secrecy code parameters and antenna properties on the achievable semantic security levels are illustrated to show directions for possible improvements to guarantee practically-acceptable security levels with PLS methods for industrial indoor THz-wireless communication applications.

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Doubly-Exponential Identification via Channels: Code Constructions and Bounds

Consider the identification (ID) via channels problem, where a receiver wants to decide whether the transmitted identifier is its identifier, rather than decoding the identifier. This model allows to transmit identifiers whose size scales doubly-exponentially in the blocklength, unlike common transmission (or channel) codes whose size scales exponentially. It suffices to use binary constant-weight codes (CWCs) to achieve the ID capacity. By relating the parameters of a binary CWC to the minimum distance of a code and using higher-order correlation moments, two upper bounds on the binary CWC size are proposed. These bounds are shown to be upper bounds also on the identifier sizes for ID codes constructed by using binary CWCs. We propose two code constructions based on optical orthogonal codes, which are used in optical multiple access schemes, have constant-weight codewords, and satisfy cyclic cross-correlation and auto-correlation constraints. These constructions are modified and concatenated with outer Reed-Solomon codes to propose new binary CWCs optimal for ID. Improvements to the finite-parameter performance of both our and existing code constructions are shown by using outer codes with larger minimum distance vs. blocklength ratios. We also illustrate ID performance regimes for which our ID code constructions perform significantly better than existing constructions.

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On the Optimality of D2D Coded Caching with Uncoded Cache Placement and One-shot Delivery

We consider a cache-aided wireless device-to-device (D2D) network of the type introduced by Ji, Caire, and Molisch [1], where the placement phase is orchestrated by a central server. We assume that the devices' caches are filled with uncoded data, and the whole content database is contained in the collection of caches. After the cache placement phase, the files requested by the users are serviced by inter-device multicast communication. For such a system setting, we provide the exact characterization of the optimal load-memory trade-off under the assumptions of uncoded placement and one-shot delivery. In particular, we derive both the minimum average (under uniformly distributed demands) and the minimum worst-case sum-load of the D2D transmissions, for given individual cache memory size at disposal of each user. Furthermore, we show that the performance of the proposed scheme is within factor $4$ of the information-theoretic optimum. Capitalizing on the one-shot delivery property, we also propose an extension of the presented scheme that provides robustness against random user inactivity.

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On D2D Caching with Uncoded Cache Placement

We consider a cache-aided wireless device-to-device (D2D) network under the constraint of one-shot delivery, where the placement phase is orchestrated by a central server. We assume that the devices' caches are filled with uncoded data, and the whole file database at the server is made available in the collection of caches. Following this phase, the files requested by the users are serviced by inter-device multicast communication. For such a system setting, we provide the exact characterization of load-memory trade-off, by deriving both the minimum average and the minimum peak sum-loads of links between devices, for a given individual memory size at disposal of each user.

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Reinforce Security: A Model-Free Approach Towards Secure Wiretap Coding

The use of deep learning-based techniques for approximating secure encoding functions has attracted considerable interest in wireless communications due to impressive results obtained for general coding and decoding tasks for wireless communication systems. Of particular importance is the development of model-free techniques that work without knowledge about the underlying channel. Such techniques utilize for example generative adversarial networks to estimate and model the conditional channel distribution, mutual information estimation as a reward function, or reinforcement learning. In this paper, the approach of reinforcement learning is studied and, in particular, the policy gradient method for a model-free approach of neural network-based secure encoding is investigated. Previously developed techniques for enforcing a certain co-set structure on the encoding process can be combined with recent reinforcement learning approaches. This new approach is evaluated by extensive simulations, and it is demonstrated that the resulting decoding performance of an eavesdropper is capped at a certain error level.

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