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Rafael F. Schaefer

Publications and source records attributed to Rafael F. Schaefer.

88 records · Page 5Linked to original sources

Controllable Identifier Measurements for Private Authentication with Secret Keys

The problem of secret-key based authentication under a privacy constraint on the source sequence is considered. The identifier measurements during authentication are assumed to be controllable via a cost-constrained "action" sequence. Single-letter characterizations of the optimal trade-off among the secret-key rate, storage rate, privacy-leakage rate, and action cost are given for the four problems where noisy or noiseless measurements of the source are enrolled to generate or embed secret keys. The results are relevant for several user-authentication scenarios including physical and biometric authentications with multiple measurements. Our results include, as special cases, new results for secret-key generation and embedding with action-dependent side information without any privacy constraint on the enrolled source sequence.

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Optimal Transmit Antenna Selection for Massive MIMO Wiretap Channels

In this paper, we study the impacts of transmit antenna selection on the secrecy performance of massive MIMO systems. We consider a wiretap setting in which a fixed number of transmit antennas are selected and then confidential messages are transmitted over them to a multi-antenna legitimate receiver while being overheard by a multi-antenna eavesdropper. For this setup, we derive an accurate approximation of the instantaneous secrecy rate. Using this approximation, it is shown that in some wiretap settings under antenna selection the growth in the number of active antennas enhances the secrecy performance of the system up to some optimal number and degrades it when this optimal number is surpassed. This observation demonstrates that antenna selection in some massive MIMO settings not only reduces the RF-complexity, but also enhances the secrecy performance. We then consider various scenarios and derive the optimal number of active antennas analytically using our large-system approximation. Numerical investigations show an accurate match between simulations and the analytic results.

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Secure Broadcasting Using Independent Secret Keys

The problem of secure broadcasting with independent secret keys is studied. The particular scenario is analyzed in which a common message has to be broadcast to two legitimate receivers, while keeping an external eavesdropper ignorant of it. The transmitter shares independent secret keys of sufficiently high rates with both legitimate receivers, which can be used in different ways: they can be used as one-time pads to encrypt the common message, as fictitious messages for wiretap coding, or as a hybrid of these. In this paper, capacity results are established when the broadcast channels involving the three receivers are degraded. If both legitimate channels are degraded versions of the eavesdropper's channel, it is shown that the one-time pad approach is optimal for several cases, yielding corresponding capacity expressions. Alternatively, the wiretap coding approach is shown to be optimal if the eavesdropper's channel is degraded with respect to both legitimate channels, establishing capacity in this case as well. If the eavesdropper's channel is neither the strongest nor the weakest, an intricate scheme that carefully combines both concepts of one-time pad and wiretap coding with fictitious messages turns out to be capacity-achieving. Finally we also obtain some results for the general non-degraded broadcast channel.

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Full-Duplex Relaying with Improper Gaussian Signaling over Nakagami-m Fading Channels

We study the potential employment of improper Gaussian signaling (IGS) in full-duplex relaying (FDR) with non-negligible residual self-interference (RSI) under Nakagami- m fading. IGS is recently shown to outperform traditional proper Gaussian signaling (PGS) in several interference-limited settings. In this work, IGS is employed as an attempt to alleviate RSI. We use two performance metrics, namely, the outage probability and the ergodic rate. First, we provide upper and lower bounds for the system performance in terms of the relay transmit power and circularity coefficient, a measure of the signal impropriety. Then, we numerically optimize the relay signal parameters based only on the channel statistics to improve the system performance. Based on the analysis, IGS allows FDR to operate even with high RSI. The results show that IGS can leverage higher power budgets to enhance the performance, meanwhile it relieves RSI impact via tuning the signal impropriety. Interestingly, one-dimensional optimization of the circularity coefficient, with maximum relay power, offers a similar performance as the joint optimization, which reduces the optimization complexity. From a throughput standpoint, it is shown that IGS-FDR can outperform not only PGS-FDR, but also half-duplex relaying with/without maximum ratio combining over certain regions of the target source rate.

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Optimal Number of Transmit Antennas for Secrecy Enhancement in Massive MIMOME Channels

This paper studies the impact of transmit antenna selection on the secrecy performance of massive MIMO wiretap channels. We consider a scenario in which a multi-antenna transmitter selects a subset of transmit antennas with the strongest channel gains. Confidential messages are then transmitted to a multi-antenna legitimate receiver while the channel is being overheard by a multi-antenna eavesdropper. For this setup, we approximate the distribution of the instantaneous secrecy rate in the large-system limit. The approximation enables us to investigate the optimal number of selected antennas which maximizes the asymptotic secrecy throughput of the system. We show that increasing the number of selected antennas enhances the secrecy performance of the system up to some optimal value, and that further growth in the number of selected antennas has a destructive effect. Using the large-system approximation, we obtain the optimal number of selected antennas analytically for various scenarios. Our numerical investigations show an accurate match between simulations and the analytic results even for not so large dimensions.

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On the Continuity of the Secrecy Capacity of Compound and Arbitrarily Varying Wiretap Channels

The wiretap channel models secure communication between two users in the presence of an eavesdropper who must be kept ignorant of transmitted messages. The performance of such a system is usually characterized by its secrecy capacity which determines the maximum transmission rate of secure communication. In this paper, the issue of whether or not the secrecy capacity is a continuous function of the system parameters is examined. In particular, this is done for channel uncertainty modeled via compound channels and arbitrarily varying channels, in which the legitimate users know only that the true channel realization is from a pre-specified uncertainty set. In the former model, this realization remains constant for the entire duration of transmission, while in the latter the realization varies from channel use to channel use in an unknown and arbitrary manner. These models not only capture the case of channel uncertainty, but are also suitable for modeling scenarios in which a malicious adversary jams or otherwise influence the legitimate transmission. The secrecy capacity of the compound wiretap channel is shown to be robust in the sense that it is a continuous function of the uncertainty set. Thus, small variations in the uncertainty set lead to small variations in secrecy capacity. On the other hand, the deterministic secrecy capacity of the \emph{arbitrarily varying wiretap channel} is shown to be discontinuous in the uncertainty set meaning that small variations can lead to dramatic losses in capacity.

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Wiretap Channels: Nonasymptotic Fundamental Limits

This paper investigates the maximal secret communication rate over a wiretap channel subject to reliability and secrecy constraints at a given blocklength. New achievability and converse bounds are derived, which are uniformly tighter than existing bounds, and lead to the tightest bounds on the second-order coding rate for discrete memoryless and Gaussian wiretap channels. The exact second-order coding rate is established for semi-deterministic wiretap channels, which characterizes the optimal tradeoff between reliability and secrecy in the finite-blocklength regime. Underlying our achievability bounds are two new privacy amplification results, which not only refine the existing results, but also achieve stronger notions of secrecy.

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Improper Signaling in Two-Path Relay Channels

Inter-relay interference (IRI) challenges the operation of two-path relaying systems. Furthermore, the unavailability of the channel state information (CSI) at the source and the limited detection capabilities at the relays prevent neither eliminating the interference nor adopting joint detection at the relays nodes. Improper signaling is a powerful signaling scheme that has the capability to reduce the interference impact at the receiver side and improves the achievable rate performance. Therefore, improper signaling is adopted at both relays, which have access to the global CSI. Then, improper signal characteristics are designed to maximize the total end-to-end achievable rate at the relays. To this end, both the power and the circularity coefficient, a measure of the impropriety degree of the signal, are optimized at the relays. Although the optimization problem is not convex, optimal power allocation for both relays for a fixed circularity coefficient is obtained. Moreover, the circularity coefficient is tuned to maximize the rate for a given power allocation. Finally, a joint solution of the optimization problem is proposed using a coordinate descent method based on alternate optimization. The simulation results show that employing improper signaling improves the achievable rate at medium and high IRI.

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Improper Signaling for Virtual Full-Duplex Relay Systems

Virtual full-duplex (VFD) is a powerful solution to compensate the rate loss of half-duplex relaying without the need to full-duplex capable nodes. Inter-relay interference (IRI) challenges the operation of VFD relaying systems. Recently, improper signaling is employed at both relays of the VFD to mitigate the IRI by imposing the same signal characteristics for both relays. To further boost the achievable rate performance, asymmetric time sharing VFD relaying system is adopted with different improper signals at the half-duplex relays. The joint tuning of the three design parameters improves the achievable rate performance at different ranges of IRI and different relays locations. Extensive simulation results are presented and analyzed to show the achievable rate gain of the proposed system and understand the system behavior.

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Secret Key Generation Through a Relay

We consider problems of two-user secret key generation through an intermediate relay. Each user observes correlated source sequences and communicates to the relay over rate-limited noiseless links. The relay processes and broadcasts information to the two users over another rate-limited link. The users then generate a common secret key based on their sources and information from the relay. In the untrusted relay setting, the goal is to establish key agreement between the two users at the highest key rate without leaking information about the key to the relay. We characterize inner and outer bounds to the optimal tradeoff between communication and key rates. The inner bound is based on the scheme which involves a combination of binning, network coding, and key aggregation techniques. For the trusted relay setting with a public broadcast link, the optimal communication-key rate tradeoff is provided for a special case where the two sources are available losslessly at the relay. The results can be relevant for cloud-based secret key generation services.

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Secret-Key Generation Using Compound Sources and One-Way Public Communication

In the classical Secret-Key generation model, Common Randomness is generated by two terminals based on the observation of correlated components of a common source, while keeping it secret from a non-legitimate observer. It is assumed that the statistics of the source are known to all participants. In this work, the Secret-Key generation based on a compound source is studied where the realization of the source statistic is unknown. The protocol should guarantee the security and reliability of the generated Secret-Key, simultaneously for all possible realizations of the compound source. A single-letter lower-bound of the Secret-Key capacity for a finite compound source is derived as a function of the public communication rate constraint. A multi-letter capacity formula is further computed for a finite compound source for the case in which the public communication is unconstrained. Finally a single-letter capacity formula is derived for a degraded compound source with an arbitrary set of source states and a finite set of marginal states.

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On The Capacity of Broadcast Channels With Degraded Message Sets and Message Cognition Under Different Secrecy Constraints

This paper considers a three-receiver broadcast channel with degraded message sets and message cognition. The model consists of a common message for all three receivers, a private common message for only two receivers and two additional private messages for these two receivers, such that each receiver is only interested in one message, while being fully cognizant of the other one. First, this model is investigated without any secrecy constraints, where the capacity region is established, showing that the straightforward extension of the Körner and Marton inner bound to the investigated scenario is optimal. In particular, this agrees with Nair and Wang's result, which states that the idea of indirect decoding - introduced to improve the Körner and Marton inner bound - does not provide a better region for this scenario. Further, some secrecy constraints are introduced by letting the private messages to be confidential ones. Two different secrecy criteria are considered: joint secrecy and individual secrecy. For both criteria, a general achievable rate region is provided. Moreover, the joint and individual secrecy capacity regions are established, if the two legitimate receivers are more capable than the eavesdropper. The established capacity regions indicate that the individual secrecy criterion can provide a larger capacity region as compared to the joint one, because each cognizant message can be used as a secret key for the other individual message. Further, the joint secrecy capacity is established for a more general class of more capable channels, where only one of the two legitimate receivers is more capable than the eavesdropper. This was done by showing that principle of indirect decoding introduced by Nair and El Gamal is optimal for this class of channels. This result is in contrast with the nonsecrecy case, where the indirect decoding does not provide any gain.

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Finite-Blocklength Bounds for Wiretap Channels

This paper investigates the maximal secrecy rate over a wiretap channel subject to reliability and secrecy constraints at a given blocklength. New achievability and converse bounds are derived, which are shown to be tighter than existing bounds. The bounds also lead to the tightest second-order coding rate for discrete memoryless and Gaussian wiretap channels.

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The Secrecy Capacity of Compound Gaussian MIMO Wiretap Channels

Strong secrecy capacity of compound wiretap channels is studied. The known lower bounds for the secrecy capacity of compound finite-state memoryless channels under discrete alphabets are extended to arbitrary uncertainty sets and continuous alphabets under the strong secrecy criterion. The conditions under which these bounds are tight are given. Under the saddle-point condition, the compound secrecy capacity is shown to be equal to that of the worst-case channel. Based on this, the compound Gaussian MIMO wiretap channel is studied under the spectral norm constraint and without the degradedness assumption. First, it is assumed that only the eavesdropper channel is unknown, but is known to have a bounded spectral norm (maximum channel gain). The compound secrecy capacity is established in a closed form and the optimal signaling is identified: the compound capacity equals the worst-case channel capacity thus establishing the saddle-point property; the optimal signaling is Gaussian and on the eigenvectors of the legitimate channel and the worst-case eavesdropper is isotropic. The eigenmode power allocation somewhat resembles the standard water-filling but is not identical to it. More general uncertainty sets are considered and the existence of a maximum element is shown to be sufficient for a saddle-point to exist, so that signaling on the worst-case channel achieves the compound capacity of the whole class of channels. The case of rank-constrained eavesdropper is considered and the respective compound secrecy capacity is established. Subsequently, the case of additive uncertainty in the legitimate channel, in addition to the unknown eavesdropper channel, is studied. Its compound secrecy capacity and the optimal signaling are established in a closed-form as well, revealing the same saddle-point property.

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On MMSE Properties of Codes for the Gaussian Broadcast and Wiretap Channels

This work concerns the behavior of "good" (capacity achieving) codes in several multi-user settings in the Gaussian regime, in terms of their minimum mean-square error (MMSE) behavior. The settings investigated in this context include the Gaussian wiretap channel, the Gaussian broadcast channel (BC) and the Gaussian BC with confidential messages (BCC). In particular this work addresses the effects of transmitting such codes on unintended receivers, that is, receivers that neither require reliable decoding of the transmitted messages nor are they eavesdroppers that must be kept ignorant, to some extent, of the transmitted message. This work also examines the effect on the capacity region that occurs when we limit the allowed disturbance in terms of MMSE on some unintended receiver. This trade-off between the capacity region and the disturbance constraint is given explicitly for the Gaussian BC and the secrecy capacity region of the Gaussian BCC.

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Capacity Region Continuity of the Compound Broadcast Channel with Confidential Messages

The compound broadcast channel with confidential messages (BCC) generalizes the BCC by modeling the uncertainty of the channel. For the compound BCC, it is only known that the actual channel realization belongs to a pre-specified uncertainty set of channels and that it is constant during the whole transmission. For reliable and secure communication is necessary to operate at a rate pair within the compound BCC capacity region. Therefore, the question whether small variations of the uncertainty set lead to large losses of the compound BCC capacity region is studied. It is shown that the compound BCC model is robust, i.e., the capacity region depends continuously on the uncertainty set.

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