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Ralf Schlüter

Publications and source records attributed to Ralf Schlüter.

At least 19 recordsLinked to original sources

LLMs and Speech: Integration vs. Combination

In this work, we study different approaches to utilize large language models (LLMs) for automatic speech recognition (ASR). Specifically, we compare the tight integration of an acoustic model (AM) with the LLM ("speech LLM") to the traditional way of combining AM and LLM via shallow fusion and provide ablations on the effect of different label units and LLM sizes. For tight integration, we further examine the effect of attention interfaces, encoder downsampling, and length normalization. Furthermore, we investigate joint recognition with a CTC model to mitigate hallucinations of speech LLMs and present effective optimizations. We train and evaluate on LibriSpeech and Loquacious and additionally evaluate on the HuggingFace ASR leaderboard. Across model sizes, we find that shallow fusion consistently outperforms tight integration of AM and LLM on in-domain data, highlighting the importance of strong shallow-fusion baselines when evaluating speech LLMs for ASR. On the more heterogeneous HuggingFace ASR leaderboard, however, the integrated prefix LLM achieves lower average WER than shallow fusion, with gains concentrated on out-of-domain corpora.

eess.AS↗

Analyzing the Importance of Blank for CTC-Based Knowledge Distillation

With the rise of large pre-trained foundation models for automatic speech recognition new challenges appear. While the performance of these models is good, runtime and cost of inference increases. One approach to make use of their strength while retaining efficiency is to distill their knowledge to smaller models during training. In this work, we explore different CTC-based distillation variants, focusing on blank token handling. We show that common approaches like blank elimination do not always work off the shelf. We explore new blank selection patterns as a potential sweet spot between standard knowledge distillation and blank elimination mechanisms. Through the introduction of a symmetric selection method, we are able to remove the CTC loss during knowledge distillation with minimal to no performance degradation. With this, we make the training independent from target labels, potentially allowing for distillation on untranscribed audio data.

cs.LG↗

Gradient-Based Speech-to-Text Alignment for Any ASR Model: From CTC to Speech LLMs

Speech-to-text alignment means finding the temporal boundaries of each word in the audio. Some models provide such an alignment directly and others do not. Connectionist temporal classification (CTC) and transducer models have an alignment by construction, whereas attention-based encoder-decoders (AED) and speech large language models (LLMs) do not, and their word timings are usually read off the attention weights instead. All of these signals live on the encoder frame grid, which bounds their temporal precision. We study a generic gradient-based alignment that applies to any differentiable ASR model. We take the gradient of each teacher-forced token log probability with respect to the input, reduce it to a per-frame saliency, and decode the resulting matrix into word boundaries with a single dynamic-programming pass. The method needs no training, no model modification and no alignment heads, works across all model families including the speech LLMs, and aligns on the input grid rather than on the coarser encoder grid. We evaluate it on sixteen models from four families, on read (TIMIT) and spontaneous (Buckeye) speech, each against the model's own native or attention-based alignment. We find that the gradient yields a usable alignment for every model, that it is usually somewhat behind a strong native aligner but better where the native alignment is weak, as for the streaming models, and that its main disadvantage is the cost of one backward pass per token.

cs.CL↗

Revisiting the Relation Between Language Model Perplexity and ASR Word Error Rate for Modern End-to-End Speech Recognition

Language model (LM) perplexity (PPL) has historically been used as a proxy for automatic speech recognition (ASR) word error rate (WER), with prior work reporting an approximately linear relation in log-log space. Modern end-to-end ASR systems challenge this assumption because they already contain internal language modeling capacity, are often evaluated without external language models, and can now be combined with neural LMs and large language models (LLMs) through different recognition strategies. This paper revisits the relation between PPL and WER for modern ASR systems. We study whether external LMs still improve current end-to-end ASR systems, whether the PPL-WER relation remains linear in log-log space, how encoder context length affects this relation, and how LLM perplexities fit into the trend observed for standard neural LMs. We further investigate internal language modeling (ILM) in attention-based encoder-decoder systems and show that ILM subtraction changes the observed PPL-WER relation, indicating that the decoder's internal LM must be considered when interpreting the effect of external LM quality.

cs.CL↗

Positional Encoding in the Context of Memristor-Based Analog Computation for Automatic Speech Recognition

Memristors provide a new chance for resource-efficient computation of neural models for natural language processing by enabling analog execution of vector-matrix-multiplication. Yet, computations on these devices are currently subject to larger distortion, both in weight programming and execution. In this work, we identify large output values of transformed positional encodings to cause major degradation within analog-to-digital conversion (ADC) as part of memristor-based computation. By adjusting the proportion of weight and precision bits of the ADC of specific memristor layers, we reduce the degradation of the execution by ~50% relative, while keeping the estimated energy consumption stable. Additionally, we investigate scenarios where the ADC cannot be modified. In that case the degradation can be reduced by ~30% relative after removing encoding-related linear transformations.

cs.LG↗

Diffusion Language Models for Speech Recognition

Diffusion language models have recently emerged as a leading alternative to standard language models, due to their ability for bidirectional attention and parallel text generation. In this work, we explore variants for their use in speech recognition. Specifically, we introduce a comprehensive guide to incorporating masked diffusion language models (MDLM) and uniform-state diffusion models (USDMs) for rescoring ASR hypotheses. Additionally, we design a new joint-decoding method that combines CTC and USDM by integrating the framewise probability distributions derived from CTC with the labelwise probability distributions computed by USDM at each decoding step, thereby generating new candidates that combine strong language knowledge from USDM and acoustic information from CTC. Our findings reveal that USDM, as well as MDLM, can significantly improve the accuracy of recognized text. We publish all our code and recipes.

cs.CL↗

Text-Utilization for Encoder-dominated Speech Recognition Models

This paper investigates efficient methods for utilizing text-only data to improve speech recognition, focusing on encoder-dominated models that facilitate faster recognition. We provide a comprehensive comparison of techniques to integrate text-only data, including modality matching and dynamic downsampling to reach text-level representations within the encoder. Our experiments on the LibriSpeech corpus show that a larger encoder with a smaller decoder can equal or surpass the performance of architectures with larger decoders. We demonstrate that simple configurations, such as random duration models, are often more effective than complex alternatives, significantly simplifying the training pipeline. All code and recipes are made publicly available.

cs.CL↗

Sequence-Level Unsupervised Training in Speech Recognition: A Theoretical Study

Unsupervised speech recognition is a task of training a speech recognition model with unpaired data. To determine when and how unsupervised speech recognition can succeed, and how classification error relates to candidate training objectives, we develop a theoretical framework for unsupervised speech recognition grounded in classification error bounds. We introduce two conditions under which unsupervised speech recognition is possible. The necessity of these conditions are also discussed. Under these conditions, we derive a classification error bound for unsupervised speech recognition and validate this bound in simulations. Motivated by this bound, we propose a single-stage sequence-level cross-entropy loss for unsupervised speech recognition.

cs.SD↗

Reproducing and Dissecting Denoising Language Models for Speech Recognition

Denoising language models (DLMs) have been proposed as a powerful alternative to traditional language models (LMs) for automatic speech recognition (ASR), motivated by their ability to use bidirectional context and adapt to a specific ASR model's error patterns. However, the complexity of the DLM training pipeline has hindered wider investigation. This paper presents the first independent, large-scale empirical study of DLMs. We build and release a complete, reproducible pipeline to systematically investigate the impact of key design choices. We evaluate dozens of configurations across multiple axes, including various data augmentation techniques (e.g., SpecAugment, dropout, mixup), different text-to-speech systems, and multiple decoding strategies. Our comparative analysis in a common subword vocabulary setting demonstrates that DLMs outperform traditional LMs, but only after a distinct compute tipping point. While LMs are more efficient at lower budgets, DLMs scale better with longer training, mirroring behaviors observed in diffusion language models. However, we observe smaller improvements than those reported in prior character-based work, which indicates that the DLM's performance is conditional on factors such as the vocabulary. Our analysis reveals that a key factor for improving performance is to condition the DLM on richer information from the ASR's hypothesis space, rather than just a single best guess. To this end, we introduce DLM-sum, a novel method for decoding from multiple ASR hypotheses, which consistently outperforms the previously proposed DSR decoding method. We believe our findings and public pipeline provide a crucial foundation for the community to better understand, improve, and build upon this promising class of models. The code is publicly available at https://github.com/rwth-i6/2025-denoising-lm/.

cs.NE↗

Supplementary Resources and Analysis for Automatic Speech Recognition Systems Trained on the Loquacious Dataset

The recently published Loquacious dataset aims to be a replacement for established English automatic speech recognition (ASR) datasets such as LibriSpeech or TED-Lium. The main goal of the Loquacious dataset is to provide properly defined training and test partitions across many acoustic and language domains, with an open license suitable for both academia and industry. To further promote the benchmarking and usability of this new dataset, we present additional resources in the form of n-gram language models (LMs), a grapheme-to-phoneme (G2P) model and pronunciation lexica, with open and public access. Utilizing those additional resources we show experimental results across a wide range of ASR architectures with different label units and topologies. Our initial experimental results indicate that the Loquacious dataset offers a valuable study case for a variety of common challenges in ASR.

cs.CL↗

Regularizing Learnable Feature Extraction for Automatic Speech Recognition

Neural front-ends are an appealing alternative to traditional, fixed feature extraction pipelines for automatic speech recognition (ASR) systems since they can be directly trained to fit the acoustic model. However, their performance often falls short compared to classical methods, which we show is largely due to their increased susceptibility to overfitting. This work therefore investigates regularization methods for training ASR models with learnable feature extraction front-ends. First, we examine audio perturbation methods and show that larger relative improvements can be obtained for learnable features. Additionally, we identify two limitations in the standard use of SpecAugment for these front-ends and propose masking in the short time Fourier transform (STFT)-domain as a simple but effective modification to address these challenges. Finally, integrating both regularization approaches effectively closes the performance gap between traditional and learnable features.

eess.AS↗

Unified Learnable 2D Convolutional Feature Extraction for ASR

Neural front-ends represent a promising approach to feature extraction for automatic speech recognition (ASR) systems as they enable to learn specifically tailored features for different tasks. Yet, many of the existing techniques remain heavily influenced by classical methods. While this inductive bias may ease the system design, our work aims to develop a more generic front-end for feature extraction. Furthermore, we seek to unify the front-end architecture contrasting with existing approaches that apply a composition of several layer topologies originating from different sources. The experiments systematically show how to reduce the influence of existing techniques to achieve a generic front-end. The resulting 2D convolutional front-end is parameter-efficient and suitable for a scenario with limited computational resources unlike large models pre-trained on unlabeled audio. The results demonstrate that this generic unified approach is not only feasible but also matches the performance of existing supervised learnable feature extractors.

eess.AS↗

Error Analysis in a Modular Meeting Transcription System

Meeting transcription is a field of high relevance and remarkable progress in recent years. Still, challenges remain that limit its performance. In this work, we extend a previously proposed framework for analyzing leakage in speech separation with proper sensitivity to temporal locality. We show that there is significant leakage to the cross channel in areas where only the primary speaker is active. At the same time, the results demonstrate that this does not affect the final performance much as these leaked parts are largely ignored by the voice activity detection (VAD). Furthermore, different segmentations are compared showing that advanced diarization approaches are able to reduce the gap to oracle segmentation by a third compared to a simple energy-based VAD. We additionally reveal what factors contribute to the remaining difference. The results represent state-of-the-art performance on LibriCSS among systems that train the recognition module on LibriSpeech data only.

eess.AS↗

Analysis of Domain Shift across ASR Architectures via TTS-Enabled Separation of Target Domain and Acoustic Conditions

We analyze automatic speech recognition (ASR) modeling choices under domain mismatch, comparing classic modular and novel sequence-to-sequence (seq2seq) architectures. Across the different ASR architectures, we examine a spectrum of modeling choices, including label units, context length, and topology. To isolate language domain effects from acoustic variation, we synthesize target domain audio using a text-to-speech system trained on LibriSpeech. We incorporate target domain n-gram and neural language models for domain adaptation without retraining the acoustic model. To our knowledge, this is the first controlled comparison of optimized ASR systems across state-of-the-art architectures under domain shift, offering insights into their generalization. The results show that, under domain shift, rather than the decoder architecture choice or the distinction between classic modular and novel seq2seq models, it is specific modeling choices that influence performance.

cs.SD↗

A Comparative Analysis on ASR System Combination for Attention, CTC, Factored Hybrid, and Transducer Models

Combination approaches for speech recognition (ASR) systems cover structured sentence-level or word-based merging techniques as well as combination of model scores during beam search. In this work, we compare model combination across popular ASR architectures. Our method leverages the complementary strengths of different models in exploring diverse portions of the search space. We rescore a joint hypothesis list of two model candidates. We then identify the best hypothesis through log-linear combination of these sequence-level scores. While model combination during first-pass recognition may yield improved performance, it introduces variability due to differing decoding methods, making direct comparison more challenging. Our two-pass method ensures consistent comparisons across all system combination results presented in this study. We evaluate model pair candidates with varying architectures and label topologies and units. Experimental results are provided for the Librispeech 960h task.

cs.SD↗

Exploring Gender Bias in Large Language Models: An In-depth Dive into the German Language

In recent years, various methods have been proposed to evaluate gender bias in large language models (LLMs). A key challenge lies in the transferability of bias measurement methods initially developed for the English language when applied to other languages. This work aims to contribute to this research strand by presenting five German datasets for gender bias evaluation in LLMs. The datasets are grounded in well-established concepts of gender bias and are accessible through multiple methodologies. Our findings, reported for eight multilingual LLM models, reveal unique challenges associated with gender bias in German, including the ambiguous interpretation of male occupational terms and the influence of seemingly neutral nouns on gender perception. This work contributes to the understanding of gender bias in LLMs across languages and underscores the necessity for tailored evaluation frameworks.

cs.CL↗

Label-Context-Dependent Internal Language Model Estimation for CTC

Although connectionist temporal classification (CTC) has the label context independence assumption, it can still implicitly learn a context-dependent internal language model (ILM) due to modern powerful encoders. In this work, we investigate the implicit context dependency modeled in the ILM of CTC. To this end, we propose novel context-dependent ILM estimation methods for CTC based on knowledge distillation (KD) with theoretical justifications. Furthermore, we introduce two regularization methods for KD. We conduct experiments on Librispeech and TED-LIUM Release 2 datasets for in-domain and cross-domain evaluation, respectively. Experimental results show that context-dependent ILMs outperform the context-independent priors in cross-domain evaluation, indicating that CTC learns a context-dependent ILM. The proposed label-level KD with smoothing method surpasses other ILM estimation approaches, with more than 13% relative improvement in word error rate compared to shallow fusion.

cs.SD↗

Running Conventional Automatic Speech Recognition on Memristor Hardware: A Simulated Approach

Memristor-based hardware offers new possibilities for energy-efficient machine learning (ML) by providing analog in-memory matrix multiplication. Current hardware prototypes cannot fit large neural networks, and related literature covers only small ML models for tasks like MNIST or single word recognition. Simulation can be used to explore how hardware properties affect larger models, but existing software assumes simplified hardware. We propose a PyTorch-based library based on "Synaptogen" to simulate neural network execution with accurately captured memristor hardware properties. For the first time, we show how an ML system with millions of parameters would behave on memristor hardware, using a Conformer trained on the speech recognition task TED-LIUMv2 as example. With adjusted quantization-aware training, we limit the relative degradation in word error rate to 25% when using a 3-bit weight precision to execute linear operations via simulated analog computation.

cs.LG↗