arXiv subjects

Ralph Claessen

Publications and source records attributed to Ralph Claessen.

At least 37 records · Page 2Linked to original sources

arXiv2022

Real-space Obstruction in Quantum Spin Hall Insulators

The recently introduced classification of two-dimensional insulators in terms of topological crystalline invariants has been applied so far to "obstructed" atomic insulators characterized by a mismatch between the centers of the electronic Wannier functions and the ionic positions. We extend this notion to quantum spin Hall insulators in which the ground state cannot be described in terms of time-reversal symmetric localized Wannier functions. A system equivalent to graphene in all its relevant electronic and topological properties except for a real-space obstruction is identified and studied via symmetry analysis as well as with density functional theory. The low-energy model comprises a local spin-orbit coupling and a non-local symmetry breaking potential, which turn out to be the essential ingredients for an obstructed quantum spin Hall insulator. An experimental fingerprint of the obstruction is then measured in a large-gap triangular quantum spin Hall material.

cond-mat.mes-hall↗

arXiv2022

Hard x-ray angle-resolved photoemission from a buried high-mobility electron system

Novel two-dimensional electron systems at the interfaces and surfaces of transition-metal oxides recently have attracted much attention as they display tunable, intriguing properties that can be exploited in future electronic devices. Here we show that a high-mobility quasi-two-dimensional electron system with strong spin-orbit coupling can be induced at the surface of a KTaO$_3$ (001) crystal by pulsed laser deposition of a disordered LaAlO$_3$ film. The momentum-resolved electronic structure of the buried electron system is mapped out by hard x-ray angle-resolved photoelectron spectroscopy. From a comparison to calculations it is found that the band structure deviates from that of electron-doped bulk KTaO$_3$ due to the confinement to the interface. Nevertheless, the Fermi surface appears to be clearly three-dimensional. From the $k$ broadening of the Fermi surface and core-level depth profiling we estimate the extension of the electron system to be at least 1 nm but not much larger than 2 nm, respectively.

cond-mat.str-el↗

arXiv2022

Large-gap quantum anomalous Hall states induced by functionalizing buckled Bi-III monolayer/Al$_{2}$O$_{3}$

Chiral edge modes inherent to the topological quantum anomalous Hall (QAH) effect are a pivotal topic of contemporary condensed matter research aiming at future quantum technology and application in spintronics. A large topological gap is vital to protecting against thermal fluctuations and thus enabling a higher operating temperature. From first-principle calculations, we propose Al$_{2}$O$_{3}$ as an ideal substrate for atomic monolayers consisting of Bi and group-III elements, in which a large-gap quantum spin Hall effect can be realized. Additional half-passivation with nitrogen then suggests a topological phase transition to a large-gap QAH insulator. By effective tight-binding modelling, we demonstrate that Bi-III monolayer/Al$_{2}$O$_{3}$ is dominated by $p_{x}, p_{y}$ orbitals, with subdominant $p_z$ orbital contributions. The topological phase transition into the QAH is induced by Zeeman splitting, where the off-diagonal spin exchange does not play a significant role. The effective model analysis promises utility far beyond Bi-III monolayer/Al$_{2}$O$_{3}$, as it should generically apply to systems dominated by $p_{x}, p_{y}$ orbitals with a band inversion at $Γ$.

cond-mat.mes-hall↗

arXiv2022

Toward Functionalized Ultrathin Oxide Films: the Impact of Surface Apical Oxygen

Thin films of transition metal oxides open up a gateway to nanoscale electronic devices beyond silicon characterized by novel electronic functionalities. While such films are commonly prepared in an oxygen atmosphere, they are typically considered to be ideally terminated with the stoichiometric composition. Using the prototypical correlated metal SrVO$_3$ as an example, it is demonstrated that this idealized description overlooks an essential ingredient: oxygen adsorbing at the surface apical sites. The oxygen adatoms, which persist even in an ultrahigh vacuum environment, are shown to severely affect the intrinsic electronic structure of a transition metal oxide film. Their presence leads to the formation of an electronically dead surface layer but also alters the band filling and the electron correlations in the thin films. These findings highlight that it is important to take into account surface apical oxygen or -- mutatis mutandis -- the specific oxygen configuration imposed by a capping layer to predict the behavior of ultrathin films of transition metal oxides near the single unit-cell limit.

cond-mat.mtrl-sci↗

arXiv2021

High-temperature quantum spin Hall states in buckled III-V-monolayer/SiO$_{2}

After establishing the fundamental understanding and the high throughput topological characterization of nearly all inorganic three-dimensional materials, the general interest and the demand of functional applications drive the research of topological insulators to the exploration of systems with a more robust topological nature and fewer fabrication challenges. The successful demonstration of the room-temperature quantum spin Hall (QSH) states in bismuthene/SiC(0001), thus, triggers the search of two-dimensional topological systems that are experimentally easy to access and of even larger topological gaps. In this work, we propose a family of III-V honeycomb monolayers on SiO$_{2}$ to be the next generation of large gap QSH systems, based on which a spintronic device may potentially operate at room temperature due to its enlarged topological gap ($\sim$ 900 meV) as compared to bismuthene/SiC(0001). Fundamentally, this also realizes a band-inversion type QSH insulator that is distinct to the Kane-Mele type bismuthene/SiC(0001).

cond-mat.mes-hall↗

arXiv2021

Lifting topological protection in a quantum spin Hall insulator by edge coupling

The scientific interest in two-dimensional topological insulators (2D TIs) is currently shifting from a more fundamental perspective to the exploration and design of novel functionalities. Key concepts for the use of 2D TIs in spintronics are based on the topological protection and spin-momentum locking of their helical edge states. In this study we present experimental evidence that topological protection can be (partially) lifted by pairwise coupling of 2D TI edges in close proximity. Using direct wave function mapping via scanning tunneling microscopy/spectroscopy (STM/STS) we compare isolated and coupled topological edges in the 2D TI bismuthene. The latter situation is realized by natural lattice line defects and reveals distinct quasi-particle interference (QPI) patterns, identified as electronic Fabry-Pérot resonator modes. In contrast, free edges show no sign of any single-particle backscattering. These results pave the way for novel device concepts based on active control of topological protection through inter-edge hybridization for, e.g., electronic Fabry-Pérot interferometry.

cond-mat.mes-hall↗

arXiv2021

Design and realization of topological Dirac fermions on a triangular lattice

Large-gap quantum spin Hall insulators are promising materials for room-temperature applications based on Dirac fermions. Key to engineer the topologically non-trivial band ordering and sizable band gaps is strong spin-orbit interaction. Following Kane and Mele's original suggestion, one approach is to synthesize monolayers of heavy atoms with honeycomb coordination accommodated on templates with hexagonal symmetry. Yet, in the majority of cases, this recipe leads to triangular lattices, typically hosting metals or trivial insulators. Here, we conceive and realize "indenene", a triangular monolayer of indium on SiC exhibiting non-trivial valley physics driven by local spin-orbit coupling, which prevails over inversion-symmetry breaking terms. By means of tunneling microscopy of the 2D bulk we identify the quantum spin Hall phase of this triangular lattice and unveil how a hidden honeycomb connectivity emerges from interference patterns in Bloch $p_x \pm ip_y$-derived wave functions.

cond-mat.mtrl-sci↗

arXiv2021

Controlling the electronic interface properties of AlO$_x$/SrTiO$_3$ heterostructures

Depositing disordered Al on top of SrTiO$_3$ is a cheap and easy way to create a two-dimensional electron system in the SrTiO$_3$ surface layers. To facilitate future device applications we passivate the heterostructure by a disordered LaAlO$_3$ capping layer to study the electronic properties by complementary x-ray photoemission spectroscopy and transport measurements on the very same samples. We also tune the electronic interface properties by adjusting the oxygen pressure during film growth.

cond-mat.mtrl-sci↗

arXiv2019

Effects of finite-range interactions on the one-electron spectral properties of TTF-TCNQ

The electronic dispersions of the quasi-one-dimensional organic conductor TTF-TCNQ are studied by angle-resolved photoelectron spectroscopy (ARPES) with higher angular resolution and accordingly smaller step width than in previous studies. Our experimental results suggest that a refinement of the single-band 1D Hubbard model that includes finite-range interactions is needed to explain these photoemission data. To account for the effects of these finite-range interactions we employ a mobile quantum impurity scheme that describes the scattering of fractionalized particles at energies above the standard Tomonaga-Luttinger liquid limit. Our theoretical predictions agree quantitatively with the location in the $(k,ω)$ plane of the experimentally observed ARPES structures at these higher energies. The nonperturbative microscopic mechanisms that control the spectral properties are found to simplify in terms of the exotic scattering of the charge fractionalized particles. We find that the scattering occurs in the unitary limit of (minus) infinite scattering length, which limit occurs within neutron-neutron interactions in shells of neutron stars and in the scattering of ultracold atoms but not in perturbative electronic condensed-matter systems. Our results provide important physical information on the exotic processes involved in the finite-range electron interactions that control the high-energy spectral properties of TTF-TCNQ. Our results also apply to a wider class of 1D and quasi-1D materials and systems that are of theoretical and potential technological interest.

cond-mat.str-el↗

arXiv2019

Tailoring the topological surface state in ultrathin $α$-Sn (111) films

We report on the electronic structure of $α$-Sn films in the very low thickness regime grown on InSb(111)A. High-resolution low photon energies angle-resolved photoemission (ARPES) allows for the direct observation of the linearly dispersing 2D topological surface states (TSSs) that exist between the second valence band and the conduction band. The Dirac point of this TSS was found to be 200meV below the Fermi level in 10-nm-thick $α$-Sn films, which enables the observation of the hybridization gap opening at the Dirac point of the TSS for thinner films. The crossover to a quasi-2D electronic structure is accompanied by a full gap opening at the Brillouin zone center, in agreement with our density functional theory calculations. We further identify the thickness regime of $α$-Sn films where the hybridization gap in TSS coexists with the topologically non-trivial electronic structure and one can expect the presence of a 1D helical edge states.

cond-mat.str-el↗

arXiv2019

Correlation-driven charge order in a frustrated two-dimensional atom lattice

We thoroughly examine the ground state of the triangular lattice of Pb on Si(111) using scanning tunneling microscopy. We detect charge-order, accompanied by a subtle structural reconstruction. Applying the extended variational cluster approach we map out the phase diagram as a function of local and non-local Coulomb interactions. Comparing the experimental data with the theoretical modeling leads us to conclude that electron correlations are the driving force of the charge-ordered state in Pb/Si(111), rather than Fermi surface nesting. These results resolve the discussion about the origin of the well known $3\times 3$ reconstruction forming below $86\,$K. By exploiting the tunability of correlation strength, hopping parameters and bandfilling, this material class represents a promising platform to search for exotic states of matter, in particular, for chiral topological superconductivity.

cond-mat.str-el↗

arXiv2019

Non-trivial topological valence bands of common diamond and zinc-blende semiconductors

The diamond and zinc-blende semiconductors are well-known and have been widely studied for decades. Yet, their electronic structure still surprises with unexpected topological properties of the valence bands. In this joint theoretical and experimental investigation we demonstrate for the benchmark compounds InSb and GaAs that the electronic structure features topological surface states below the Fermi energy. Our parity analysis shows that the spin-orbit split-off band near the valence band maximum exhibits a strong topologically non-trivial behavior characterized by the $\mathcal{Z}_2$ invariants $(1;000)$. The non-trivial character emerges instantaneously with non-zero spin-orbit coupling, in contrast to the conventional topological phase transition mechanism. \textit{Ab initio}-based tight-binding calculations resolve topological surface states in the occupied electronic structure of InSb and GaAs, further confirmed experimentally by soft X-ray angle-resolved photoemission from both materials. Our findings are valid for all other materials whose valence bands are adiabatically linked to those of InSb, i.e., many diamond and zinc-blende semiconductors, as well as other related materials, such as half-Heusler compounds.

cond-mat.mtrl-sci↗

arXiv2018

Towards Topological Quasi-Freestanding Stanene via Substrate Engineering

In search for a new generation of spintronics hardware, material candidates for room temperature quantum spin Hall effect (QSHE) have become a contemporary focus of investigation. Inspired by the original proposal for QSHE in graphene, several heterostructures have been synthesized, aiming at a hexagonal monolayer of heavier group IV elements in order to promote the QSHE bulk gap via increased spin-orbit coupling. So far, however, the monolayer/substrate coupling, which can manifest itself in strain, deformation, and hybridization, has proven to be detrimental to the aspired QSHE conditions for the monolayer. Specifically focusing on stanene, the Sn analogue of graphene, we investigate how an interposing buffer layer mediates between monolayer and substrate in order to optimize the QSHE setting. From a detailed density functional theory study, we highlight the principal mechanisms induced by such a buffer layer to accomplish quasi-free standing stanene in its QSHE phase. We complement our theoretical predictions by presenting the first real attempts to grow a buffer layer on SiC(0001) on which stanene can be deposited.

cond-mat.mtrl-sci↗

arXiv2018

Testing Topological Protection of Edge States in Hexagonal Quantum Spin Hall Candidate Materials

We analyze the detailed structure of topological edge mode protection occuring in hexagonal quantum spin Hall (QSH) materials. We focus on bismuthene, antimonene, and arsenene on a SiC substrate, which, due to their large bulk gap, may offer new opportunities for room-temperature QSH applications. While time reversal symmetry is responsible for the principal symmetry protected character of QSH states, the hexagonal edge terminations yield further aspects of crystal symmetry which affect the topological protection. We show that armchair QSH edge states remain gapless under an in-plane magnetic field in the direction along the edge, a hallmark of their topological crystalline protection. In contrast, an out-of-plane magnetic field opens a gap of the order of a few meV within realistic ranges of parameters. We use these intriguing signatures of armchair QSH edge states to predict experimentally testable fingerprints of their additional topological crystalline character and their helicity emerging in tunneling spectroscopy and ballistic magnetotransport.

cond-mat.mes-hall↗

arXiv2018

A new paradigm for the quantum spin Hall effect at high temperatures

The quantum spin Hall effect (QSHE) has formed the seed for contemporary research on topological quantum states of matter. Since its discovery in HgTe/CdTe quantum wells and AlGaAs/GaAs heterostructures, all such systems have so far been suffering from extremely low operating temperatures, rendering any technological application out of reach. We formulate a theoretical paradigm to accomplish the high temperature QSHE in monolayer-substrate heterostructures. Specifically, we explicate our proposal for hexagonal compounds formed by monolayers of heavy group-V elements (As, Sb, Bi) on a SiC substrate. We show how orbital filtering due to substrate hybridization, a tailored multi-orbital density of states at low energies, and large spin-orbit coupling can conspire to yield QSH states with bulk gaps of several hundreds of meV. Combined with the successful realization of Bi/SiC (0001), with a measured bulk gap of 800 meV reported previously [Reis et al., 10.1126/science.aai8142 (2017)], our paradigm elevates the QSHE from an intricate quantum phenomenon at low temperatures to a scalable effect amenable to device design and engineering.

cond-mat.str-el↗

arXiv2018

Tailoring Materials for Mottronics: Excess Oxygen Doping of a Prototypical Mott Insulator

The Mott transistor is a paradigm for a new class of electronic devices---often referred to by the term Mottronics---, which are based on charge correlations between the electrons. Since correlation-induced insulating phases of most oxide compounds are usually very robust, new methods have to be developed to push such materials right to the boundary to the metallic phase in order to enable the metal-insulator transition to be switched by electric gating. Here we demonstrate that thin films of the prototypical Mott insulator LaTiO$_3$ grown by pulsed laser deposition under oxygen atmosphere are readily tuned by excess oxygen doping across the line of the band-filling controlled Mott transition in the electronic phase diagram. The detected insulator to metal transition is characterized by a strong change in resistivity of several orders of magnitude. The use of suitable substrates and capping layers to inhibit oxygen diffusion facilitates full control of the oxygen content and renders the films stable against exposure to ambient conditions, making LaTiO$_{3+x}$ a promising functional material for Mottronics devices.

cond-mat.mtrl-sci↗

arXiv2017

Gate-tunable, normally-on to normally-off memristance transition in patterned LaAlO3/SrTiO3 interfaces

We report gate-tunable memristive switching in patterned LaAlO3/SrTiO3 interfaces at cryogenic temperatures. The application of voltages in the order of a few volts to the back gate of the device allows controlling and switching-on and -off the inherent memory functionality (memristance). For large and small gate voltages a simple non-linear resistance characteristic is observed while a pinched hysteresis loop and memristive switching occurs in an intermediate voltage range. The memristance is further controlled by the density of oxygen vacancies, which is tuned by annealing the sample at 300 °C in nitrogen atmosphere. Depending on the annealing time the memristance at zero gate voltage can be switched on and off leading to normally-on and normally-off memristors. The presented device offers reversible and irreversible control of memristive characteristics by gate voltages and annealing, respectively, which may allow to compensate fabrication variabilities of memristors that complicate the realization of large memristor-based neural networks.

cond-mat.mes-hall↗

arXiv2017

Double Band Inversion in $ α$-Sn: Appearance of Topological Surface States and the Role of Orbital Composition

The electronic structure of \graySn(001) thin films strained compressively in-plane was studied both experimentally and theoretically. A new topological surface state (TSS) located entirely within the gapless projected bulk bands is revealed by \textit{ab initio}-based tight-binding calculations as well as directly accessed by soft X-ray angle-resolved photoemission. The topological character of this state, which is a surface resonance, is confirmed by unravelling the band inversion and by calculating the topological invariants. In agreement with experiment, electronic structure calculations show the maximum density of states in the subsurface region, while the already established TSS near the Fermi level is strongly localized at the surface. Such varied behavior is explained by the differences in orbital composition between the specific TSS and its associated bulk states, respectively. This provides an orbital protection mechanism for topological states against mixing with the background of bulk bands.

cond-mat.str-el↗