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Ran An

Publications and source records attributed to Ran An.

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Oriented Diameter of Mixed Graphs with Given Maximum Undirected Degree

In 2018, Dankelmann, Gao, and Surmacs [J. Graph Theory, 88(1): 5--17, 2018] established sharp bounds on the oriented diameter of a bridgeless undirected graph and a bridgeless undirected bipartite graph in terms of vertex degree. In this paper, we extend these results to \emph{mixed graphs}, which contain both directed and undirected edges. Let the \emph{undirected degree} $d^*_G(x)$ of a vertex $x \in V(G)$ be the number of its incident undirected edges in a mixed graph $G$ of order $n$, and let the \emph{maximum undirected degree} be $\Delta^*(G) = \max\{d^*_G(v) : v \in V(G)\}$. We prove that \begin{align*} \text{(1)}\quad & \overrightarrow{\mathrm{diam}}(G) \leq n - \Delta^* + 3 && \text{if $G$ is undirected, or contains a vertex $u$ with $d^*_G(u) = \Delta^*$} \\ & && \text{and $d^+_G(u) + d^-_G(u) \geq 2$, or $\Delta^* = 5$ and $d^+_G(u) + d^-_G(u) = 1$;} \\ \text{(2)}\quad & \overrightarrow{\mathrm{diam}}(G) \leq n - \Delta^* + 4 && \text{otherwise}. \end{align*} We also establish bounds for mixed bipartite graphs. If $G$ is a bridgeless mixed bipartite graph with partite sets $A$ and $B$, and $u \in B$, then \begin{align*} \text{(1)}\quad & \overrightarrow{\mathrm{diam}}(G) \leq 2(|A| - d(u)) + 7 && \text{if $G$ is undirected;\ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ } \\ \text{(2)}\quad & \overrightarrow{\mathrm{diam}}(G) \leq 2(|A| - d^*(u)) + 8 && \text{if $d^+_G(u) + d^-_G(u) \geq 2$;} \\ \text{(3)}\quad & \overrightarrow{\mathrm{diam}}(G) \leq 2(|A| - d^*(u)) + 10 && \text{otherwise}. \end{align*} All of the above bounds are sharp, except possibly the last one.

math.CO

Unsupervised Low-dose CT Reconstruction with One-way Conditional Normalizing Flows

Deep-learning methods have shown promising performance for low-dose computed tomography (LDCT) reconstruction. However, supervised methods face the problem of lacking labeled data in clinical scenarios, and the CNN-based unsupervised denoising methods would cause excessive smoothing in the reconstructed image. Recently, the normalizing flows (NFs) based methods have shown advantages in producing detail-rich images and avoiding over-smoothing, however, there are still issues: (1) Although the alternating optimization in the data and latent space can well utilize the regularization and generation capabilities of NFs, the current two-way transformation strategy of noisy images and latent variables would cause detail loss and secondary artifacts; and (2) Training NFs on high-resolution CT images is hard due to huge computation. Though using conditional normalizing flows (CNFs) to learn conditional probability can reduce the computational burden, current methods require labeled data for conditionalization, and the unsupervised CNFs-based LDCT reconstruction remains a problem. To tackle these problems, we propose a novel CNFs-based unsupervised LDCT iterative reconstruction algorithm. It employs strict one-way transformation when performing alternating optimization in the dual spaces, thus effectively avoiding the problems of detail loss and secondary artifacts. By proposing a novel unsupervised conditionalization strategy, we train CNFs on high-resolution CT images, thus achieving fast and high-quality unsupervised reconstruction. Experiments on different datasets suggest that the performance of the proposed algorithm could surpass some state-of-the-art unsupervised and even supervised methods.

eess.IV

A Low-dose CT Reconstruction Network Based on TV-regularized OSEM Algorithm

Low-dose computed tomography (LDCT) offers significant advantages in reducing the potential harm to human bodies. However, reducing the X-ray dose in CT scanning often leads to severe noise and artifacts in the reconstructed images, which might adversely affect diagnosis. By utilizing the expectation maximization (EM) algorithm, statistical priors could be combined with artificial priors to improve LDCT reconstruction quality. However, conventional EM-based regularization methods adopt an alternating solving strategy, i.e. full reconstruction followed by image-regularization, resulting in over-smoothing and slow convergence. In this paper, we propose to integrate TV regularization into the ``M''-step of the EM algorithm, thus achieving effective and efficient regularization. Besides, by employing the Chambolle-Pock (CP) algorithm and the ordered subset (OS) strategy, we propose the OSEM-CP algorithm for LDCT reconstruction, in which both reconstruction and regularization are conducted view-by-view. Furthermore, by unrolling OSEM-CP, we propose an end-to-end reconstruction neural network (NN), named OSEM-CPNN, with remarkable performance and efficiency that achieves high-quality reconstructions in just one full-view iteration. Experiments on different models and datasets demonstrate our methods' outstanding performance compared to traditional and state-of-the-art deep-learning methods.

eess.IV

Breakdown modes of capacitively coupled plasma II: unsustainable discharges

In this work, the one-dimensional implicit particle-in-cell/Monte-Carlo collision code (PIC/MCC) is used to study the discharge of a capacitively coupled plasma (CCP) under extremely low pressure driven by high-frequency rf power in pure argon. With the introduction of high-coefficient electron-induced secondary electron emission (ESEE) and a blocking capacitor, the discharge that cannot be sustained shows a variety of different characteristics: including the normal failure discharge (NFD) of the electron avalanche, bias failure discharge caused by the charging effect of the blocking capacitor, and runaway failure discharge caused by the decrease in the ESEE rate during the forming of the sheath. The discharges in low-pressure regions exhibit a range of discharge characteristics, the sustainable discharges of which have been analyzed in more detail. The study of unsustainable discharge helps to find the reasons for failure discharge and then determine the parameters of sustainable discharge, which is of great value in preventing plasma crack, equipment product yield, and equipment safety to help prevent industrial losses.

physics.plasm-ph

Breakdown modes of capacitively coupled plasma I: transitions from glow discharge to multipactor

In this work, a one-dimensional direct implicit particle-in-cell/Monte Carlo collision (PIC/MCC) code is used to study the capacitive discharge driven under 60 MHz rf power in the background gas of pure argon. The electron-induced secondary electron emission (ESEE) model suitable for SiO$_2$ electrode is taken into account. Several discharge modes are found in the transition region between the higher-pressure glow discharge and the abnormal multipactor discharge in this simulation. In a nerrow voltage range of hundreds of volts, the abnormal multipactor will transform to normal multipactor with the contining decrease of pressure. The characteristic of the three sustainale discharges are given and anaysed, and their fomation porcess are discussed. These new discharges have higher electron energy and electron flux at the boundary and are mainly sustained by higher electrode-induced SEE coefficient and high frequency. The appearence of the two multipactor modes in 60 MHz range might broaden the theory of gas discharge and expand the application of capacitive discharges.

physics.plasm-ph

Efficient and Secure Federated Learning for Financial Applications

The conventional machine learning (ML) and deep learning approaches need to share customers' sensitive information with an external credit bureau to generate a prediction model that opens the door to privacy leakage. This leakage risk makes financial companies face an enormous challenge in their cooperation. Federated learning is a machine learning setting that can protect data privacy, but the high communication cost is often the bottleneck of the federated systems, especially for large neural networks. Limiting the number and size of communications is necessary for the practical training of large neural structures. Gradient sparsification has received increasing attention as a method to reduce communication cost, which only updates significant gradients and accumulates insignificant gradients locally. However, the secure aggregation framework cannot directly use gradient sparsification. This article proposes two sparsification methods to reduce communication cost in federated learning. One is a time-varying hierarchical sparsification method for model parameter update, which solves the problem of maintaining model accuracy after high ratio sparsity. It can significantly reduce the cost of a single communication. The other is to apply the sparsification method to the secure aggregation framework. We sparse the encryption mask matrix to reduce the cost of communication while protecting privacy. Experiments show that under different Non-IID experiment settings, our method can reduce the upload communication cost to about 2.9% to 18.9% of the conventional federated learning algorithm when the sparse rate is 0.01.

cs.LG

Volatility prediction comparison via robust volatility proxies: An empirical deviation perspective

Volatility forecasting is crucial to risk management and portfolio construction. One particular challenge of assessing volatility forecasts is how to construct a robust proxy for the unknown true volatility. In this work, we show that the empirical loss comparison between two volatility predictors hinges on the deviation of the volatility proxy from the true volatility. We then establish non-asymptotic deviation bounds for three robust volatility proxies, two of which are based on clipped data, and the third of which is based on exponentially weighted Huber loss minimization. In particular, in order for the Huber approach to adapt to non-stationary financial returns, we propose to solve a tuning-free weighted Huber loss minimization problem to jointly estimate the volatility and the optimal robustification parameter at each time point. We then inflate this robustification parameter and use it to update the volatility proxy to achieve optimal balance between the bias and variance of the global empirical loss. We also extend this Huber method to construct volatility predictors. Finally, we exploit the proposed robust volatility proxy to compare different volatility predictors on the Bitcoin market data. It turns out that when the sample size is limited, applying the robust volatility proxy gives more consistent and stable evaluation of volatility forecasts.

math.ST