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Raphael Bousso

Publications and source records attributed to Raphael Bousso.

At least 19 recordsLinked to original sources

Quantum State of a Gravitating Spacetime Region

We associate a gravitational Hilbert space $\mathbf{H}_\sigma$ to any closed compact $(d-1)$-manifold $\sigma$ with real metric. A quantum state $\mathcal{J}(\sigma)$ is a $d$-manifold bounded by $\sigma$ and equipped with elliptic data. An inner product is defined by gluing states pairwise across $\sigma$ and evaluated by viewing the resulting closed $d$-manifold as a boundary condition on the gravitational path integral (GPI) over $(d+1)$-manifolds. If $\sigma$ is nonempty and the GPI is dominated by a single $(d+1)$-manifold $M$ in the $G_N\to 0$ limit, then $M$ contains a Lorentzian CRT fixed-point set, providing $\mathcal{J}(\sigma)$ with a classical spacetime interpretation. Conversely, given a finite Lorentzian domain with edge $\sigma$, a state $\mathcal{J}(\sigma)$ may be associated to it by deforming its initial data off the real Lorentzian section and retaining only elliptic data. This establishes a broad correspondence between non-asymptotic spacetime regions and quantum states. Assuming that $\mathbf{H}_\sigma$ factorizes over connected components of $\sigma$, our framework admits operators and partial traces. This allows us to explore the information-theoretic structure of the states we define. As an example, we construct a family of states by deforming partial Cauchy slices $\Sigma$ that straddle a two-sided black hole; $\sigma$ consists of two spheres. We construct the reduced state on one sphere and find that its R\'enyi entropies are positive, monotonic, and sensitive to all aspects of $\Sigma$ and its complex deformation. The von Neumann entropy, however, is controlled only by the maximin surface in the causal domain of $\Sigma$, independently of other parameters, so long as the complex deformation does not vanish. Our proposal may thus explain the efficacy of tensor network toy models of holography while transcending their limitations.

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Quantum State of a Gravitating Region

We propose that any compact $d$-manifold with elliptic data, $\mathcal{J}$, prepares a quantum state $|\mathcal{J}\rangle$ on its $(d-1)$-boundary $\sigma$. Elliptic data consists of metric and field values, or their conjugates, but not both. No asymptotic structure is required. Inner products and traces are evaluated by the gravitational path integral with closed boundary conditions obtained by gluing elliptic data manifolds. In particular, we give a prescription for the R\'enyi entropies $S_n$ of a subregion of $\sigma$. In a class of examples, we find that $S_n$ is nonnegative and nonincreasing with $n$, as required for consistency. We obtain the von Neumann entropy by analytic continuation and find agreement with the minimal surface prescription of Bousso and Penington.

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Consistent Evaluation of the No-Boundary Proposal

We revisit the Hartle-Hawking no-boundary proposal. To extract probabilities, one must use the gravitational path integral (GPI) to compute not only the no-boundary amplitude, but also the norms by which its square is divided. We find that this dramatically alters predictions: the probability for any closed universe is either nearly 1, or exactly 1. That is, in the Hilbert space of closed universes defined by the GPI, the states of interest in cosmology are all nearly parallel to the Hartle-Hawking state up to nonperturbative corrections in $G_N^{-1}$. We also consider a statistical interpretation of the GPI, as an average of arbitrary products of amplitudes. We find that all amplitudes are exactly 1 in this case, consistent with recent arguments that the statistical approach to the GPI with a closed boundary computes an average over one-dimensional Hilbert spaces. As an example, we illustrate the consistent evaluation of the no-boundary proposal in inflationary cosmology.

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Fundamental Complement of a Gravitating Region

Any gravitating region $a$ in any spacetime gives rise to a generalized entanglement wedge, the hologram $e(a)$. Holograms exhibit properties expected of fundamental operator algebras, such as strong subadditivity, nesting, and no-cloning. But the entanglement wedge EW of an AdS boundary region $B$ with commutant $\bar B$ satisfies an additional condition, complementarity: EW$(B)$ is the spacelike complement of EW$(\bar B)$ in the bulk. Here we identify an analogue of the boundary commutant $\bar B$ in general spacetimes: given a gravitating region $a$, its \emph{fundamental complement} $\tilde{a}$ is the smallest wedge that contains all infinite world lines contained in the spacelike complement $a'$ of $a$. We refine the definition of $e(a)$ by requiring that it be spacelike to $\tilde a$. We prove that $e(a)$ is the spacelike complement of $e(\tilde a)$ when the latter is computed in $a'$. We exhibit many examples of $\tilde{a}$ and of $e(a)$ in de Sitter, flat, and cosmological spacetimes. We find that a Big Bang cosmology (spatially closed or not) is trivially reconstructible: the whole universe is the entanglement wedge of any wedge inside it. But de Sitter space is not trivially reconstructible, despite being closed. We recover the AdS/CFT prescription by proving that EW$(B)=e($causal wedge of $B$).

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Simple Holography in General Spacetimes

The simple or "outermost" wedge in AdS is the portion of the entanglement wedge that can be reconstructed with sub-exponential effort from CFT data. Here we furnish a definition in arbitrary spacetimes: given an input wedge $a$ analogous to a CFT boundary region, the simple wedge $z(a)$ is the largest wedge accessible by a "zigzag," a certain sequence of antinormal lightsheets. We show that $z(a)$ is a throat, and that it is contained in every other throat. This implies that $z(a)$ is unique; that it is contained in the generalized entanglement wedge; and that it reduces to the AdS prescription as a special case. The zigzag explicitly constructs a preferred Cauchy slice that renders the simple wedge accessible from $a$; thus it adds a novel structure even in AdS. So far, no spacelike construction is known to reproduce these results, even in time-symmetric settings. This may have implications for the modeling of holographic encoding by tensor networks.

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Firewalls From General Covariance

I define "horizon normalcy" as the approximate validity of Semiclassical Gravity and Effective Field Theory (SGEFT), for the description of observers that approach or cross a black hole horizon. If black holes return information, then horizon normalcy must fail substantially, at least in some global states. Proposals such as ER=EPR and nonisometric maps assert that horizon normalcy persists, so long as the Hawking radiation remains in a computationally simple state. Here I argue that state-dependent horizon normalcy - independently of the underlying mechanism, and independently of the class of radiation states asserted to guarantee normalcy - requires a breakdown of general covariance far from the black hole, or else horizon normalcy will depend on the infinite future of the exterior. This is because the radiation can be in different states at different events, all spacelike to the horizon crossing event whose normalcy is at stake. I discuss a related effect in AdS/CFT, and I argue that its resolution by timefolds is of no help here.

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Holographic Entropy Cone Beyond AdS/CFT

We extend all known area inequalities obeyed by Ryu-Takayanagi surfaces of AdS boundary regions -- the holographic entropy cone -- to static generalized entanglement wedges of bulk regions in arbitrary spacetimes. The generalized holographic entropy cone is subject to a mutual independence condition on the bulk regions: each bulk input region must be outside the entanglement wedge of the union of all others. The condition captures when gravitating regions involve fundamentally distinct degrees of freedom despite the nonlocality inherent in the holographic principle.

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Robust Singularity Theorem

We prove the Penrose-Wall singularity theorem in the full semiclassical gravity regime, significantly expanding its range of validity. To accomplish this, we modify the definition of quantum-trapped surfaces without affecting their genericity. Our theorem excludes controlled "bounces" in the interior of a black hole and in a large class of cosmologies.

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Discrete Max-Focusing

The Quantum Focusing Conjecture (QFC) lies at the foundation of holography and semiclassical gravity. The QFC implies the Bousso bound and the Quantum Null Energy Condition (QNEC). The QFC also ensures the consistency of the quantum extremal surface prescription and bulk reconstruction in AdS/CFT. However, the central object in the QFC -- the expansion of lightrays -- is not defined at points where geodesics enter or leave a null congruence. Moreover, the expansion admits three inequivalent quantum extensions in terms of the conditional max, min, and von Neumann entropies. Here we formulate a discrete notion of nonexpansion that can be evaluated even at non-smooth points. Moreover, we show that a single conjecture, the discrete max-QFC, suffices for deriving the QNEC, the Bousso bound, and key properties of both max and min entanglement wedges. Continuous numerical values need not be assigned, nor are the von Neumann or min-versions of the quantum expansion needed. Both our new notion of nonexpansion, and also the properties of conditional max entropies, are inherently asymmetric and outward directed from the input wedge. Thus the framework we develop here reduces and clarifies the axiomatic structure of semiclassical gravity, eliminating redundancies and fixing ambiguities. We also derive a new result: the strong subadditivity of the generalized smooth conditional max and min entropies of entanglement wedges.

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Geometric Quantum States Beyond AdS/CFT

We characterize the quantum states dual to entanglement wedges in arbitrary spacetimes, in settings where the matter entropy can be neglected compared to the geometric entropy. In AdS/CFT, such states obey special entropy inequalities known as the holographic entropy cone. In particular, the mutual information of CFT subregions is monogamous (MMI). We extend this result to arbitrary spacetimes, using a recent proposal for the generalized entanglement wedge e(a) of a gravitating region a. Given independent input regions a, b, and c, we prove MMI: Area[e(a)]+Area[e(b)]+Area[e(c)]-Area[e(ab)]-Area[e(bc)]-Area[e(ca)]+Area[e(abc)] $\leq$ 0. We expect that the full holographic entropy cone can be extended to arbitrary spacetimes using similar methods.

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Islands Far Outside the Horizon

Information located in an entanglement island in semiclassical gravity can be nonperturbatively reconstructed from distant radiation, implying a radical breakdown of effective field theory. We show that this occurs well outside of the black hole stretched horizon. We compute the island associated to large-angular momentum Hawking modes of a four-dimensional Schwarzschild black hole. These modes typically fall back into the black hole but can be extracted to infinity by relativistic strings or, more abstractly, by asymptotic boundary operators constructed using the timelike tube theorem. Remarkably, we find that their island can protrude a distance of order $\sqrt{\ell_p r_{\rm hor}}$ outside the horizon. This is parametrically larger than the Planck scale $\ell_p$ and is comparable to the Bohr radius for supermassive black holes. Therefore, in principle, a distant observer can determine experimentally whether the black hole information paradox is resolved by complementarity, or by a firewall.

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Fluctuations in the Entropy of Hawking Radiation

We use the gravitational path integral (GPI) to compute the fluctuations of the Hawking radiation entropy around the Page curve, in a two-dimensional model introduced by Penington \emph{et al}. Before the Page time, we find that $\delta S = e^{-S}/\sqrt{2}$, where $S$ is the black hole entropy. This result agrees with the Haar-averaged entropy fluctuations of a bipartite system, which we also compute at leading order. After the Page time, we find that $\delta S \sim e^{-S}$, up to a prefactor that depends logarithmically on the width of the microcanonical energy window. This is not symmetric under exchange of subsystem sizes and so does not agree with the Haar average for a subsystem of fixed Hilbert space dimension. The discrepancy can be attributed to the fact that the black hole Hilbert space dimension is not fixed by the state preparation: even in a microcanonical ensemble with a top-hat smearing function, the GPI yields an additive fluctuation in the number of black hole states. This result, and the fact that the Page curve computed by the GPI is smooth, all point towards an ensemble interpretation of the GPI.

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Holograms In Our World

In AdS/CFT, the entanglement wedge EW$(B)$ is the portion of the bulk geometry that can be reconstructed from a boundary region $B$; in other words, EW$(B)$ is the hologram of $B$. We extend this notion to arbitrary spacetimes. Given any gravitating region $a$, we define a max- and a min-entanglement wedge, $e_{\rm max}(a)$ and $e_{\rm min}(a)$, such that $e_{\rm min}(a)\supset e_{\rm max}(a)\supset a$. Unlike their analogues in AdS/CFT, these two spacetime regions can differ already at the classical level, when the generalized entropy is approximated by the area. All information outside $a$ in $e_{\rm max}(a)$ can flow inwards towards $a$, through quantum channels whose capacity is controlled by the areas of intermediate homology surfaces. In contrast, all information outside $e_{\rm min}(a)$ can flow outwards. The generalized entropies of appropriate entanglement wedges obey strong subadditivity, suggesting that they represent the von Neumann entropies of ordinary quantum systems. The entanglement wedges of suitably independent regions satisfy a no-cloning relation. This suggests that it may be possible for an observer in $a$ to summon information from spacelike related points in $e_{\rm max}(a)$, using resources that transcend the semiclassical description of $a$.

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Entanglement Wedges for Gravitating Regions

Motivated by properties of tensor networks, we conjecture that an arbitrary gravitating region $a$ can be assigned a generalized entanglement wedge $E\supset a$, such that quasi-local operators in $E$ have a holographic representation in the full algebra generated by quasi-local operators in $a$. The universe need not be asymptotically flat or AdS, and $a$ need not be asymptotic or weakly gravitating. On a static Cauchy surface $\Sigma$, we propose that $E$ is the superset of $a$ that minimizes the generalized entropy. We prove that $E$ satisfies a no-cloning theorem and appropriate forms of strong subadditivity and nesting. If $a$ lies near a portion $A$ of the conformal boundary of AdS, our proposal reduces to the Quantum Minimal Surface prescription applied to $A$. We also discuss possible covariant extensions of this proposal, although none prove completely satisfactory. Our results are consistent with the conjecture that information in $E$ that is spacelike to $a$ in the semiclassical description can nevertheless be recovered from $a$, by microscopic operators that break that description. We thus propose that $E$ quantifies the range of holographic encoding, an important nonlocal feature of quantum gravity, in general spacetimes.

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Quantum Singularities

Two spatial regions $B$ and $R$ are hyperentangled if the generalized entropy satisfies $S_{\text{gen}}^{B\cup R}<S_{\text{gen}}^R$. If in addition all future (or all past) directed inward null shape deformations of $B$ decrease $S_{\text{gen}}^{B\cup R}$, then we show that the causal development of $B$, with $R$ held fixed, must be incomplete. This result eliminates the Null Energy Condition from the assumptions of a recently proven singularity theorem. Instead, we assume a quantum version of the Bousso bound. Taking $R$ to contain the Hawking radiation after the Page time, our theorem predicts a singularity in the past causal development of the black hole interior. This is surprising because the classical spacetime is nonsingular in the past. However, one finds that Cauchy slices that are required to contain $R$ do not remain in the semiclassical regime. The quantum singularities predicted by our theorem are an obstruction to further semiclassical evolution, generalizing the singularities of classical general relativity.

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Islands in Closed and Open Universes

We show that spatial curvature has a significant effect on the existence of entanglement islands in cosmology. We consider a homogeneous, isotropic universe with thermal radiation purified by a reference spacetime. Arbitrarily small positive curvature guarantees that the entire universe is an island. Proper subsets of the time-symmetric slice of a closed or open universe can be islands, but only if the cosmological constant is negative and sufficiently large in magnitude.

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Singularities From Entropy

Assuming the Bousso bound, we prove a singularity theorem: if the light rays entering a hyperentropic region contract, then at least one light ray must be incomplete. "Hyperentropic" means that the entropy of the region exceeds the Bekenstein-Hawking entropy of its spatial boundary. Our theorem provides a direct link between singularities and quantum information. The hyperentropic condition replaces the noncompactness assumption in Penrose's theorem, so our theorem is applicable even in a closed universe. In an asymptotically de Sitter spacetime, for example, a big bang singularity can be diagnosed from the presence of dilute radiation at arbitrarily late times. In asymptotically flat space, Penrose's theorem can be recovered by adding soft radiation.

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