arXiv subjects

Recep Can Yavas

Publications and source records attributed to Recep Can Yavas.

13 recordsLinked to original sources

arXiv2026

A Tight Second-Order Converse Bound for Variable-Length Feedback Codes

We study variable-length feedback (VLF) codes over a discrete memoryless channel under average decoding-time and error-probability constraints. In the non-vanishing error probability regime, Polyanskiy, Poor, and Verdú (2011) derive achievability and converse bounds on the logarithm of the maximum achievable codebook size. These bounds establish the $ε$-capacity but leave an order-$\log N$ gap in the second-order expansion, where $N$ is the average decoding time. Yavas and Tan (2025) improve the coefficient of $\log N$ in the achievability bound from $-1$ to $-\frac{C}{C_1}$, where $C$ is the channel capacity and $C_1$ is the largest Kullback--Leibler divergence between two conditional output distributions. We derive a converse with the same coefficient, establishing the second-order fundamental limit for every positive-capacity discrete memoryless channel with finite $C_1$. The result also covers the moderate-deviations and error-exponent regimes, including polynomially decaying error probabilities. The converse uses Rényi entropy and the extrinsic Jensen--Shannon divergence. We also derive necessary properties of asymptotically optimal VLF codes. First-order-optimal codes must have an early-stopping branch, and second-order-optimal codes must additionally exhibit communication and confirmation behavior. Finally, for the binary erasure channel, we determine the exact minimum expected decoding time for every message-set size and admissible error probability.

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arXiv2026

Posterior Matching over Binary-Input Memoryless Symmetric Channels: Non-Asymptotic Bounds and Low-Complexity Encoding

We study variable-length feedback (VLF) codes over binary-input memoryless symmetric (BMS) channels using posterior matching with small-enough-difference (SED) partitioning. Prior analyses of SED-based schemes rely on bounded log-likelihood ratio (LLR) increments, restricting their scope to discrete-output channels such as the binary symmetric channel (BSC). We remove this restriction and provide an analysis of posterior matching that covers a broad class of BMS channels, including continuous-output channels such as the binary-input AWGN channel. We derive a novel non-asymptotic achievability bound on the expected decoding time that decomposes into communication, confirmation, and recovery terms with explicit dependence on the channel capacity~$C$, the KL divergence~$C_1$, and the Bhattacharyya parameter of the channel. The proof develops new stopping-time and overshoot bounds for submartingales and random walks with unbounded increments, drawing on tools from renewal theory. On the algorithmic side, we propose a low-complexity encoder that enforces the exact SED partition at every step by grouping messages according to their log-likelihood ratios that are assumed to land on a lattice, and applying a batched correction step that restores the partition balance. The resulting encoder complexity is polynomial in the number of transmitted bits. For continuous-output channels, the lattice structure is enforced through output quantization satisfying an exact induced-lattice constraint; the associated capacity loss is $O(\log B / B^2)$ for a $B$-level quantizer. These results yield a VLF coding scheme for BMS channels that simultaneously achieves strong non-asymptotic performance and practical encoder complexity.

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arXiv2025

Variable-Length Feedback Codes over Known and Unknown Channels with Non-vanishing Error Probabilities

We study variable-length feedback (VLF) codes with noiseless feedback for discrete memoryless channels. We present a novel non-asymptotic bound, which analyzes the average error probability and average decoding time of our modified Yamamoto--Itoh scheme. We then optimize the parameters of our code in the asymptotic regime where the average error probability $ε$ remains a constant as the average decoding time $N$ approaches infinity. Our second-order achievability bound is an improvement of Polyanskiy et al.'s (2011) achievability bound. We also universalize our code by employing the empirical mutual information in our decoding metric and derive a second-order achievability bound for universal VLF codes. Our results for both VLF and universal VLF codes are extended to the additive white Gaussian noise channel with an average power constraint. The former yields an improvement over Truong and Tan's (2017) achievability bound. The proof of our results for universal VLF codes uses a refined version of the method of types and an asymptotic expansion from the nonlinear renewal theory literature.

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arXiv2025

A General Framework for Clustering and Distribution Matching with Bandit Feedback

We develop a general framework for clustering and distribution matching problems with bandit feedback. We consider a $K$-armed bandit model where some subset of $K$ arms is partitioned into $M$ groups. Within each group, the random variable associated to each arm follows the same distribution on a finite alphabet. At each time step, the decision maker pulls an arm and observes its outcome from the random variable associated to that arm. Subsequent arm pulls depend on the history of arm pulls and their outcomes. The decision maker has no knowledge of the distributions of the arms or the underlying partitions. The task is to devise an online algorithm to learn the underlying partition of arms with the least number of arm pulls on average and with an error probability not exceeding a pre-determined value~$δ$. Several existing problems fall under our general framework, including finding $M$ pairs of arms, odd arm identification, and $N$-ary clustering of $K$ arms belong to our general framework. We derive a non-asymptotic lower bound on the average number of arm pulls for any online algorithm with an error probability not exceeding $δ$. Furthermore, we develop a computationally-efficient online algorithm based on the Track-and-Stop method and Frank--Wolfe algorithm, and show that the average number of arm pulls of our algorithm asymptotically matches that of the lower bound. Our refined analysis also uncovers a novel bound on the speed at which the average number of arm pulls of our algorithm converges to the fundamental limit as $δ$ vanishes.

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arXiv2024

Third-order Analysis of Channel Coding in the Small-to-Moderate Deviations Regime

This paper studies the third-order characteristic of nonsingular discrete memoryless channels and the Gaussian channel with a maximal-power constraint. The third-order term in our expansions employs a new quantity here called the channel skewness, which affects the approximation accuracy more significantly as the error probability decreases. For the Gaussian channel, evaluating Shannon's 1959 random coding bound and Vazquez-Vilar's 2021 meta-converse bound in the central limit theorem (CLT) regime enables exact computation of the channel skewness. For discrete memoryless channels, this work generalizes Moulin's 2017 bounds on the asymptotic expansion of the maximum achievable message set size for nonsingular channels from the CLT regime to include the moderate deviations (MD) regime, thereby refining Altuğ and Wagner's 2014 MD result. For an example binary symmetric channel and most practically important $(n, ε)$ pairs, including $n \in [100, 500]$ and $ε\in [10^{-10}, 10^{-1}]$, an approximation up to the channel skewness is the most accurate among several expansions in the literature. A derivation of the third-order term in the type-II error exponent of binary hypothesis testing in the MD regime is also included; the resulting third-order term is similar to the channel skewness.

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arXiv2023

Variable-Length Sparse Feedback Codes for Point-to-Point, Multiple Access, and Random Access Channels

This paper investigates variable-length stop-feedback codes for memoryless channels in point-to-point, multiple access, and random access communication scenarios. The proposed codes employ $L$ decoding times $n_1, n_2, \dots, n_L$ for the point-to-point and multiple access channels and $KL + 1$ decoding times for the random access channel with at most $K$ active transmitters. In the point-to-point and multiple access channels, the decoder uses the observed channel outputs to decide whether to decode at each of the allowed decoding times $n_1, \dots, n_L$, at each time telling the encoder whether or not to stop transmitting using a single bit of feedback. In the random access scenario, the decoder estimates the number of active transmitters at time $n_0$ and then chooses among decoding times $n_{k, 1}, \dots, n_{k, L}$ if it believes that there are $k$ active transmitters. In all cases, the choice of allowed decoding times is part of the code design; given fixed value $L$, allowed decoding times are chosen to minimize the expected decoding time for a given codebook size and target average error probability. The number $L$ in each scenario is assumed to be constant even when the blocklength is allowed to grow; the resulting code therefore requires only sparse feedback. The central results are asymptotic approximations of achievable rates as a function of the error probability, the expected decoding time, and the number of decoding times. A converse for variable-length stop-feedback codes with uniformly-spaced decoding times is included for the point-to-point channel.

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arXiv2023

Fixed-Budget Best-Arm Identification in Sparse Linear Bandits

We study the best-arm identification problem in sparse linear bandits under the fixed-budget setting. In sparse linear bandits, the unknown feature vector $θ^*$ may be of large dimension $d$, but only a few, say $s \ll d$ of these features have non-zero values. We design a two-phase algorithm, Lasso and Optimal-Design- (Lasso-OD) based linear best-arm identification. The first phase of Lasso-OD leverages the sparsity of the feature vector by applying the thresholded Lasso introduced by Zhou (2009), which estimates the support of $θ^*$ correctly with high probability using rewards from the selected arms and a judicious choice of the design matrix. The second phase of Lasso-OD applies the OD-LinBAI algorithm by Yang and Tan (2022) on that estimated support. We derive a non-asymptotic upper bound on the error probability of Lasso-OD by carefully choosing hyperparameters (such as Lasso's regularization parameter) and balancing the error probabilities of both phases. For fixed sparsity $s$ and budget $T$, the exponent in the error probability of Lasso-OD depends on $s$ but not on the dimension $d$, yielding a significant performance improvement for sparse and high-dimensional linear bandits. Furthermore, we show that Lasso-OD is almost minimax optimal in the exponent. Finally, we provide numerical examples to demonstrate the significant performance improvement over the existing algorithms for non-sparse linear bandits such as OD-LinBAI, BayesGap, Peace, LinearExploration, and GSE.

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arXiv2023

Variable-Length Codes with Bursty Feedback

We study variable-length codes for point-to-point discrete memoryless channels with noiseless unlimited-rate feedback that occurs in $L$ bursts. We term such codes variable-length bursty-feedback (VLBF) codes. Unlike classical codes with feedback after each transmitted code symbol, bursty feedback fits better with protocols that employ sparse feedback after a packet is sent and also with half-duplex end devices that cannot transmit and listen to the channel at the same time. We present a novel non-asymptotic achievability bound for VLBF codes with $L$ bursts of feedback over any discrete memoryless channel. We numerically evaluate the bound over the binary symmetric channel (BSC). We perform optimization over the time instances at which feedback occurs for both our own bound and Yavas et al.'s non-asymptotic achievability bound for variable-length stop-feedback (VLSF) codes, where only a single bit is sent at each feedback instance. Our results demonstrate the advantages of richer feedback: VLBF codes significantly outperform VLSF codes at short blocklengths, especially as the error probability $ε$ decreases. Remarkably, for BSC(0.11) and error probability $10^{-10}$, our VLBF code with $L=5$ and expected decoding time $N\leq 400$ outperforms the achievability bound given by Polyanskiy et al. for VLSF codes with $L=\infty$, and our VLBF code with $L=3$.

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arXiv2023

Incremental Redundancy With ACK/NACK Feedback at a Few Optimal Decoding Times

Incremental redundancy with ACK/NACK feedback produces a variable-length stop-feedback (VLSF) code constrained to have $m$ decoding times, with an ACK/NACK feedback to the transmitter at each decoding time. This paper focuses on the numerical evaluation of the maximal achievable rate of random VLSF codes as a function of $m$ for the binary-input additive white Gaussian noise channel, binary symmetric channel, and binary erasure channel (BEC). Leveraging Edgeworth and Petrov expansions, we develop tight approximations to the tail probability of length-$n$ cumulative information density that are accurate for any blocklength $n$. We reduce Yavas et al.'s non-asymptotic achievability bound on VLSF codes with $m$ decoding times to an integer program of minimizing the upper bound on the average blocklength subject to the average error probability, minimum gap, and integer constraints. We develop two distinct methods to solve this program. Numerical evaluations show that Polyanskiy's achievability bound for VLSF codes, which assumes $m = \infty$, can be approached with a small $m$ for all three channels. For BEC, we consider systematic transmission followed by random linear fountain coding. This allows us to obtain a new achievability bound stronger than a previous bound and new VLSF codes whose rate further outperforms Polyanskiy's bound.

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arXiv2022

Gaussian Multiple and Random Access in the Finite Blocklength Regime

This paper presents finite-blocklength achievability bounds for the Gaussian multiple access channel (MAC) and random access channel (RAC) under average-error and maximal-power constraints. Using random codewords uniformly distributed on a sphere and a maximum likelihood decoder, the derived MAC bound on each transmitter's rate matches the MolavianJazi-Laneman bound (2015) in its first- and second-order terms, improving the remaining terms to $\frac12\frac{\log n}{n}+O \left(\frac 1 n \right)$ bits per channel use. The result then extends to a RAC model in which neither the encoders nor the decoder knows which of $K$ possible transmitters are active. In the proposed rateless coding strategy, decoding occurs at a time $n_t$ that depends on the decoder's estimate $t$ of the number of active transmitters $k$. Single-bit feedback from the decoder to all encoders at each potential decoding time $n_i$, $i \leq t$, informs the encoders when to stop transmitting. For this RAC model, the proposed code achieves the same first-, second-, and third-order performance as the best known result for the Gaussian MAC in operation.

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arXiv2022

Variable-Length Stop-Feedback Codes With Finite Optimal Decoding Times for BI-AWGN Channels

In this paper, we are interested in the performance of a variable-length stop-feedback (VLSF) code with $m$ optimal decoding times for the binary-input additive white Gaussian noise channel. We first develop tight approximations on the tail probability of length-$n$ cumulative information density. Building on the work of Yavas \emph{et al.}, for a given information density threshold, we formulate the integer program of minimizing the upper bound on average blocklength over all decoding times subject to the average error probability, minimum gap and integer constraints. Eventually, minimization of locally minimum upper bounds over all thresholds will yield the globally minimum upper bound and this is called the two-step minimization. For the integer program, we present a greedy algorithm that yields possibly suboptimal integer decoding times. By allowing a positive real-valued decoding time, we develop the gap-constrained sequential differential optimization (SDO) procedure that sequentially produces the optimal, real-valued decoding times. We identify the error regime in which Polyanskiy's scheme of stopping at zero does not improve the achievability bound. In this error regime, the two-step minimization with the gap-constrained SDO shows that a finite $m$ suffices to attain Polyanskiy's bound for VLSF codes with $m = \infty$.

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arXiv2021

Third-Order Asymptotics of Variable-Length Compression Allowing Errors

This study investigates the fundamental limits of variable-length compression in which prefix-free constraints are not imposed (i.e., one-to-one codes are studied) and non-vanishing error probabilities are permitted. Due in part to a crucial relation between the variable-length and fixed-length compression problems, our analysis requires a careful and refined analysis of the fundamental limits of fixed-length compression in the setting where the error probabilities are allowed to approach either zero or one polynomially in the blocklength. To obtain the refinements, we employ tools from moderate deviations and strong large deviations. Finally, we provide the third-order asymptotics for the problem of variable-length compression with non-vanishing error probabilities. We show that unlike several other information-theoretic problems in which the third-order asymptotics are known, for the problem of interest here, the third-order term depends on the permissible error probability.

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arXiv2021

Random Access Channel Coding in the Finite Blocklength Regime

Consider a random access communication scenario over a channel whose operation is defined for any number of possible transmitters. As in the model recently introduced by Polyanskiy for the Multiple Access Channel (MAC) with a fixed, known number of transmitters, the channel is assumed to be invariant to permutations on its inputs, and all active transmitters employ identical encoders. Unlike the Polyanskiy model, in the proposed scenario, neither the transmitters nor the receiver knows which transmitters are active. We refer to this agnostic communication setup as the Random Access Channel (RAC). Scheduled feedback of a finite number of bits is used to synchronize the transmitters. The decoder is tasked with determining from the channel output the number of active transmitters, $k$, and their messages but not which transmitter sent which message. The decoding procedure occurs at a time $n_t$ depending on the decoder's estimate, $t$, of the number of active transmitters, $k$, thereby achieving a rate that varies with the number of active transmitters. Single-bit feedback at each time $n_i, i \leq t$, enables all transmitters to determine the end of one coding epoch and the start of the next. The central result of this work demonstrates the achievability on a RAC of performance that is first-order optimal for the MAC in operation during each coding epoch. While prior multiple access schemes for a fixed number of transmitters require $2^k - 1$ simultaneous threshold rules, the proposed scheme uses a single threshold rule and achieves the same dispersion.

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