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René Vidal

Publications and source records attributed to René Vidal.

At least 19 recordsLinked to original sources

Dynamics of Gradient Descent with Large Step Size Near a Manifold of Flat Minima

An important quantity in the theory of gradient descent (GD) is the \emph{sharpness}, defined as the largest eigenvalue of the objective Hessian. Classical analyses typically require the step size to be uniformly smaller than twice the reciprocal of the sharpness, but this condition is frequently violated in the training of deep neural networks. Recent work bridges this gap in the setting of overparametrised least-squares with a \emph{single scalar output}, providing a normal form for large-step GD in a neighbourhood of an \emph{isolated} flat minimum and establishing three corresponding convergence results. In this paper, we extend this theory in two directions: (1) to overparametrised least-squares with \emph{vector-valued outputs} (including regression with arbitrarily many observations), and (2) to a neighbourhood of a \emph{manifold} of flat minima (which we show is essential for applications such as matrix factorisation). We generalise both the normal form and all three convergence theorems of \cite{macdonaldeos} to this broader setting, overcoming several technical challenges. We further show that our framework applies to deep matrix factorisation under mild assumptions, yielding several new structural results. In particular, we prove that the set of flat minima forms a fibre bundle over a product of spheres, and that the sharpness is Morse-Bott along this manifold.

cs.LG↗

REALISTA: Realistic Latent Adversarial Attacks that Elicit LLM Hallucinations

Large language models (LLMs) achieve strong performance across many tasks but remain vulnerable to hallucinations, making it important to systematically evaluate their reliability under realistic adversarial inputs. We formulate hallucination elicitation as a constrained optimization problem, where the goal is to find semantically coherent adversarial prompts that are equivalent to benign user prompts. Existing attack methods remain limited: discrete prompt-based attacks preserve semantic equivalence and coherence but search only over a limited set of prompt variations, while continuous latent-space attacks explore a richer space but often decode into prompts that are no longer valid rephrasings. To address these limitations, we propose REALISTA, a realistic latent-space attack framework. REALISTA constructs an input-dependent dictionary of valid editing directions, each corresponding to a semantically equivalent and coherent rephrasing, and optimizes continuous combinations of these directions in latent space. This design combines the optimization flexibility of continuous attacks with the semantic realism of discrete rephrasing-based attacks. Experiments demonstrate that REALISTA achieves superior or comparable performance to state-of-the-art realistic attacks on open-source LLMs and, crucially, succeeds in attacking large reasoning models under free-form response settings, where prior realistic attacks fail. Code is available at https://github.com/Buyun-Liang/REALISTA.

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Beyond Test-Time Memory: State-Space Optimal Control for LLM Reasoning

Associative memory has long underpinned the design of sequential models. Beyond recall, humans reason by projecting future states and selecting goal-directed actions, a capability that modern language models increasingly require but do not natively encode. While prior work uses reinforcement learning or test-time training, planning remains external to the model architecture. We formulate reasoning as optimal control and introduce the Test-Time Control (TTC) layer, which performs finite-horizon LQR planning over latent states at inference time, represents a value function within neural architectures, and leverages it as the nested objective to enable planning before prediction. To ensure scalability, we derive a hardware-efficient LQR solver based on a symplectic formulation and implement it as a fused CUDA kernel, enabling parallel execution with minimal overhead. Integrated as an adapter into pretrained LLMs, TTC layers improve mathematical reasoning performance by up to +27.8% on MATH-500 and 2-3x Pass@8 improvements on AMC and AIME, demonstrating that embedding optimal control as an architectural component provides an effective and scalable mechanism for reasoning beyond test-time training.

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Certified Robustness from Approximate Gaussian Mixture Structures in Pretrained Latent Spaces

Deep learning models are vulnerable to adversarial perturbations, raising important concerns for safety-critical deployment. Empirical defenses can achieve strong robustness in practice, but lack formal guarantees, motivating the need for certifiably robust classifiers. While certified methods provide formal guarantees, they often yield overly conservative bounds due to their inability to exploit structure in complex data distributions. In this work, we propose a framework for designing certifiably robust classifiers that leverages latent structure in data representations. We first analyze the Gaussian mixture setting, deriving necessary and sufficient conditions for the existence of robust classifiers and constructing a classifier with a closed-form robustness certificate and generalization guarantees. Our main contribution is to show that exact structure is not required: we prove that if a pretrained encoder maps inputs to a latent distribution that is $\varepsilon$-close (in KL divergence) to a Gaussian mixture, then certified accuracy degrades gracefully, with an explicit bound relating robustness under the true and approximate distributions. This result enables the direct use of pretrained models without requiring exact distributional assumptions. Empirically, our method achieves state-of-the-art or competitive certified accuracy on CIFAR-10 and ImageNet, while maintaining strong clean performance and low computational overhead. Overall, our work establishes approximate latent structure as a practical and principled route to certifiable robustness.

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Recovery Guarantees for Continual Learning of Dependent Tasks: Memory, Data-Dependent Regularization, and Data-Dependent Weights

Continual learning (CL) is concerned with learning multiple tasks sequentially without forgetting previously learned tasks. Despite substantial empirical advances over recent years, the theoretical development of CL remains in its infancy. At the heart of developing CL theory lies the challenge that the data distribution varies across tasks, and we argue that properly addressing this challenge requires understanding this variation--dependency among tasks. To explicitly model task dependency, we consider nonlinear regression tasks and propose the assumption that these tasks are dependent in such a way that the data of the current task is a nonlinear transformation of previous data. With this model and under natural assumptions, we prove statistical recovery guarantees (more specifically, bounds on estimation errors) for several CL paradigms in practical use, including experience replay with data-independent regularization and data-independent weights that balance the losses of tasks, replay with data-dependent weights, and continual learning with data-dependent regularization (e.g., knowledge distillation). To the best of our knowledge, our bounds are informative in cases where prior work gives vacuous bounds.

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Dictionary-Aligned Concept Control for Safeguarding Multimodal LLMs

Multimodal Large Language Models (MLLMs) have been shown to be vulnerable to malicious queries that can elicit unsafe responses. Recent work uses prompt engineering, response classification, or finetuning to improve MLLM safety. Nevertheless, such approaches are often ineffective against evolving malicious patterns, may require rerunning the query, or demand heavy computational resources. Steering the activations of a frozen model at inference time has recently emerged as a flexible and effective solution. However, existing steering methods for MLLMs typically handle only a narrow set of safety-related concepts or struggle to adjust specific concepts without affecting others. To address these challenges, we introduce Dictionary-Aligned Concept Control (DACO), a framework that utilizes a curated concept dictionary and a Sparse Autoencoder (SAE) to provide granular control over MLLM activations. First, we curate a dictionary of 15,000 multimodal concepts by retrieving over 400,000 caption-image stimuli and summarizing their activations into concept directions. We name the dataset DACO-400K. Second, we show that the curated dictionary can be used to intervene activations via sparse coding. Third, we propose a new steering approach that uses our dictionary to initialize the training of an SAE and automatically annotate the semantics of the SAE atoms for safeguarding MLLMs. Experiments on multiple MLLMs (e.g., QwenVL, LLaVA, InternVL) across safety benchmarks (e.g., MM-SafetyBench, JailBreakV) show that DACO significantly improves MLLM safety while maintaining general-purpose capabilities.

cs.LG↗

Hierarchical Concept Embedding & Pursuit for Interpretable Image Classification

Interpretable-by-design models are gaining traction in computer vision because they provide faithful explanations for their predictions. In image classification, these models typically recover human-interpretable concepts from an image and use them for classification. Sparse concept recovery methods leverage the latent space of vision-language models to represent image embeddings as sparse combinations of concept embeddings. However, by ignoring the hierarchical structure of semantic concepts, these methods may produce correct predictions with explanations that are inconsistent with the hierarchy. In this work, we propose Hierarchical Concept Embedding & Pursuit (HCEP), a framework that induces a hierarchy of concept embeddings in the latent space and performs hierarchical sparse coding to recover the concepts present in an image. Given a hierarchy of semantic concepts, we introduce a geometric construction for the corresponding hierarchy of embeddings. Under the assumption that the true concepts form a rooted path in the hierarchy, we derive sufficient conditions for their recovery in the embedding space. We further show that hierarchical sparse coding reliably recovers hierarchical concept embeddings, whereas standard sparse coding fails. Experiments on real-world datasets show that HCEP improves concept precision and recall compared to existing methods while maintaining competitive classification accuracy. Moreover, when the number of samples available for concept estimation and classifier training is limited, HCEP achieves superior classification accuracy and concept recovery. Our results demonstrate that incorporating hierarchical structure into sparse concept recovery leads to more faithful and interpretable image classification models.

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SECA: Semantically Equivalent and Coherent Attacks for Eliciting LLM Hallucinations

Large Language Models (LLMs) are increasingly deployed in high-risk domains. However, state-of-the-art LLMs often exhibit hallucinations, raising serious concerns about their reliability. Prior work has explored adversarial attacks to elicit hallucinations in LLMs, but these methods often rely on unrealistic prompts, either by inserting nonsensical tokens or by altering the original semantic intent. Consequently, such approaches provide limited insight into how hallucinations arise in real-world settings. In contrast, adversarial attacks in computer vision typically involve realistic modifications to input images. However, the problem of identifying realistic adversarial prompts for eliciting LLM hallucinations remains largely underexplored. To address this gap, we propose Semantically Equivalent and Coherent Attacks (SECA), which elicit hallucinations via realistic modifications to the prompt that preserve its meaning while maintaining semantic coherence. Our contributions are threefold: (i) we formulate finding realistic attacks for hallucination elicitation as a constrained optimization problem over the input prompt space under semantic equivalence and coherence constraints; (ii) we introduce a constraint-preserving zeroth-order method to effectively search for adversarial yet feasible prompts; and (iii) we demonstrate through experiments on open-ended multiple-choice question answering tasks that SECA achieves higher attack success rates while incurring almost no semantic equivalence or semantic coherence errors compared to existing methods. SECA highlights the sensitivity of both open-source and commercial gradient-inaccessible LLMs to realistic and plausible prompt variations. Code is available at https://github.com/Buyun-Liang/SECA.

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ImageRAGTurbo: Towards One-step Text-to-Image Generation with Retrieval-Augmented Diffusion Models

Diffusion models have emerged as the leading approach for text-to-image generation. However, their iterative sampling process, which gradually morphs random noise into coherent images, introduces significant latency that limits their applicability. While recent few-step diffusion models reduce the number of sampling steps to as few as one to four steps, they often compromise image quality and prompt alignment, especially in one-step generation. Additionally, these models require computationally expensive training procedures. To address these limitations, we propose ImageRAGTurbo, a novel approach to efficiently finetune few-step diffusion models via retrieval augmentation. Given a text prompt, we retrieve relevant text-image pairs from a database and use them to condition the generation process. We argue that such retrieved examples provide rich contextual information to the UNet denoiser that helps reduce the number of denoising steps without compromising image quality. Indeed, our initial investigations show that using the retrieved content to edit the denoiser's latent space ($\mathcal{H}$-space) without additional finetuning already improves prompt fidelity. To further improve the quality of the generated images, we augment the UNet denoiser with a trainable adapter in the $\mathcal{H}$-space, which efficiently blends the retrieved content with the target prompt using a cross-attention mechanism. Experimental results on fast text-to-image generation demonstrate that our approach produces high-fidelity images without compromising latency compared to existing methods.

cs.CV↗

Computerized Assessment of Motor Imitation for Distinguishing Autism in Video (CAMI-2DNet)

Motor imitation impairments are commonly reported in individuals with autism spectrum conditions (ASCs), suggesting that motor imitation could be used as a phenotype for addressing autism heterogeneity. Traditional methods for assessing motor imitation are subjective, labor-intensive, and require extensive human training. Modern Computerized Assessment of Motor Imitation (CAMI) methods, such as CAMI-3D for motion capture data and CAMI-2D for video data, are less subjective. However, they rely on labor-intensive data normalization and cleaning techniques, and human annotations for algorithm training. To address these challenges, we propose CAMI-2DNet, a scalable and interpretable deep learning-based approach to motor imitation assessment in video data, which eliminates the need for data normalization, cleaning and annotation. CAMI-2DNet uses an encoder-decoder architecture to map a video to a motion encoding that is disentangled from nuisance factors such as body shape and camera views. To learn a disentangled representation, we employ synthetic data generated by motion retargeting of virtual characters through the reshuffling of motion, body shape, and camera views, as well as real participant data. To automatically assess how well an individual imitates an actor, we compute a similarity score between their motion encodings, and use it to discriminate individuals with ASCs from neurotypical (NT) individuals. Our comparative analysis demonstrates that CAMI-2DNet has a strong correlation with human scores while outperforming CAMI-2D in discriminating ASC vs NT children. Moreover, CAMI-2DNet performs comparably to CAMI-3D while offering greater practicality by operating directly on video data and without the need for ad-hoc data normalization and human annotations.

cs.CV↗

Conformal Information Pursuit for Interactively Guiding Large Language Models

A significant use case of instruction-finetuned Large Language Models (LLMs) is to solve question-answering tasks interactively. In this setting, an LLM agent is tasked with making a prediction by sequentially querying relevant information from the user, as opposed to a single-turn conversation. This paper explores sequential querying strategies that aim to minimize the expected number of queries. One such strategy is Information Pursuit (IP), a greedy algorithm that at each iteration selects the query that maximizes information gain or equivalently minimizes uncertainty. However, obtaining accurate estimates of mutual information or conditional entropy for LLMs is very difficult in practice due to over- or under-confident LLM proba- bilities, which leads to suboptimal query selection and predictive performance. To better estimate the uncertainty at each iteration, we propose Conformal Information Pursuit (C-IP), an alternative approach to sequential information gain based on conformal prediction sets. More specifically, C-IP leverages a relationship between prediction sets and conditional entropy at each iteration to estimate uncertainty based on the average size of conformal prediction sets. In contrast to conditional entropy, we find that conformal prediction sets are a distribution-free and robust method of measuring uncertainty. Experiments with 20 Questions show that C-IP obtains better predictive performance and shorter query-answer chains compared to previous approaches to IP and uncertainty-based chain-of-thought methods. Furthermore, extending to an interactive medical setting between a doctor and a patient on the MediQ dataset, C-IP achieves competitive performance with direct single-turn prediction while offering greater interpretability.

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Neural Collapse under Gradient Flow on Shallow ReLU Networks for Orthogonally Separable Data

Among many mysteries behind the success of deep networks lies the exceptional discriminative power of their learned representations as manifested by the intriguing Neural Collapse (NC) phenomenon, where simple feature structures emerge at the last layer of a trained neural network. Prior works on the theoretical understandings of NC have focused on analyzing the optimization landscape of matrix-factorization-like problems by considering the last-layer features as unconstrained free optimization variables and showing that their global minima exhibit NC. In this paper, we show that gradient flow on a two-layer ReLU network for classifying orthogonally separable data provably exhibits NC, thereby advancing prior results in two ways: First, we relax the assumption of unconstrained features, showing the effect of data structure and nonlinear activations on NC characterizations. Second, we reveal the role of the implicit bias of the training dynamics in facilitating the emergence of NC.

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Convergence Rates for Gradient Descent on the Edge of Stability in Overparametrised Least Squares

Classical optimisation theory guarantees monotonic objective decrease for gradient descent (GD) when employed in a small step size, or ``stable", regime. In contrast, gradient descent on neural networks is frequently performed in a large step size regime called the ``edge of stability", in which the objective decreases non-monotonically with an observed implicit bias towards flat minima. In this paper, we take a step toward quantifying this phenomenon by providing convergence rates for gradient descent with large learning rates in an overparametrised least squares setting. The key insight behind our analysis is that, as a consequence of overparametrisation, the set of global minimisers forms a Riemannian manifold $M$, which enables the decomposition of the GD dynamics into components parallel and orthogonal to $M$. The parallel component corresponds to Riemannian gradient descent on the objective sharpness, while the orthogonal component is a bifurcating dynamical system. This insight allows us to derive convergence rates in three regimes characterised by the learning rate size: (a) the subcritical regime, in which transient instability is overcome in finite time before linear convergence to a suboptimally flat global minimum; (b) the critical regime, in which instability persists for all time with a power-law convergence toward the optimally flat global minimum; and (c) the supercritical regime, in which instability persists for all time with linear convergence to an orbit of period two centred on the optimally flat global minimum.

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Frequency-Guided Posterior Sampling for Diffusion-Based Image Restoration

Image restoration aims to recover high-quality images from degraded observations. When the degradation process is known, the recovery problem can be formulated as an inverse problem, and in a Bayesian context, the goal is to sample a clean reconstruction given the degraded observation. Recently, modern pretrained diffusion models have been used for image restoration by modifying their sampling procedure to account for the degradation process. However, these methods often rely on certain approximations that can lead to significant errors and compromised sample quality. In this paper, we provide the first rigorous analysis of this approximation error for linear inverse problems under distributional assumptions on the space of natural images, demonstrating cases where previous works can fail dramatically. Motivated by our theoretical insights, we propose a simple modification to existing diffusion-based restoration methods. Our approach introduces a time-varying low-pass filter in the frequency domain of the measurements, progressively incorporating higher frequencies during the restoration process. We develop an adaptive curriculum for this frequency schedule based on the underlying data distribution. Our method significantly improves performance on challenging image restoration tasks including motion deblurring and image dehazing.

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Understanding Incremental Learning with Closed-form Solution to Gradient Flow on Overparamerterized Matrix Factorization

Many theoretical studies on neural networks attribute their excellent empirical performance to the implicit bias or regularization induced by first-order optimization algorithms when training networks under certain initialization assumptions. One example is the incremental learning phenomenon in gradient flow (GF) on an overparamerterized matrix factorization problem with small initialization: GF learns a target matrix by sequentially learning its singular values in decreasing order of magnitude over time. In this paper, we develop a quantitative understanding of this incremental learning behavior for GF on the symmetric matrix factorization problem, using its closed-form solution obtained by solving a Riccati-like matrix differential equation. We show that incremental learning emerges from some time-scale separation among dynamics corresponding to learning different components in the target matrix. By decreasing the initialization scale, these time-scale separations become more prominent, allowing one to find low-rank approximations of the target matrix. Lastly, we discuss the possible avenues for extending this analysis to asymmetric matrix factorization problems.

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IP-CRR: Information Pursuit for Interpretable Classification of Chest Radiology Reports

The development of AI-based methods to analyze radiology reports could lead to significant advances in medical diagnosis, from improving diagnostic accuracy to enhancing efficiency and reducing workload. However, the lack of interpretability of AI-based methods could hinder their adoption in clinical settings. In this paper, we propose an interpretable-by-design framework for classifying chest radiology reports. First, we extract a set of representative facts from a large set of reports. Then, given a new report, we query whether a small subset of the representative facts is entailed by the report, and predict a diagnosis based on the selected subset of query-answer pairs. The explanation for a prediction is, by construction, the set of selected queries and answers. We use the Information Pursuit framework to select the most informative queries, a natural language inference model to determine if a fact is entailed by the report, and a classifier to predict the disease. Experiments on the MIMIC-CXR dataset demonstrate the effectiveness of the proposed method, highlighting its potential to enhance trust and usability in medical AI.

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Voyaging into Perpetual Dynamic Scenes from a Single View

The problem of generating a perpetual dynamic scene from a single view is an important problem with widespread applications in augmented and virtual reality, and robotics. However, since dynamic scenes regularly change over time, a key challenge is to ensure that different generated views be consistent with the underlying 3D motions. Prior work learns such consistency by training on multiple views, but the generated scene regions often interpolate between training views and fail to generate perpetual views. To address this issue, we propose DynamicVoyager, which reformulates dynamic scene generation as a scene outpainting problem with new dynamic content. As 2D outpainting models struggle at generating 3D consistent motions from a single 2D view, we enrich 2D pixels with information from their 3D rays that facilitates learning of 3D motion consistency. More specifically, we first map the single-view video input to a dynamic point cloud using the estimated video depths. We then render a partial video of the point cloud from a novel view and outpaint the missing regions using ray information (e.g., the distance from a ray to the point cloud) to generate 3D consistent motions. Next, we use the outpainted video to update the point cloud, which is used for outpainting the scene from future novel views. Moreover, we can control the generated content with the input text prompt. Experiments show that our model can generate perpetual scenes with consistent motions along fly-through cameras. Project page: https://tianfr.github.io/DynamicVoyager.

cs.CV↗

A High-Dimensional Statistical Theory for Convex and Nonconvex Matrix Sensing

The problem of matrix sensing, or trace regression, is a problem wherein one wishes to estimate a low-rank matrix from linear measurements perturbed with noise. A number of existing works have studied both convex and nonconvex approaches to this problem, establishing minimax error rates when the number of measurements is sufficiently large relative to the rank and dimension of the low-rank matrix, though a precise comparison of these procedures still remains unexplored. In this work we provide a high-dimensional statistical analysis for symmetric low-rank matrix sensing observed under Gaussian measurements and noise. Our main result describes a novel phenomenon: in this statistical model and in an appropriate asymptotic regime, the behavior of any local minimum of the nonconvex factorized approach (with known rank) is approximately equivalent to that of the matrix hard-thresholding of a corresponding matrix denoising problem, and the behavior of the convex nuclear-norm regularized least squares approach is approximately equivalent to that of matrix soft-thresholding of the same matrix denoising problem. Here "approximately equivalent" is understood in the sense of concentration of Lipchitz functions. As a consequence, the nonconvex procedure uniformly dominates the convex approach in mean squared error. Our arguments are based on a matrix operator generalization of the Convex Gaussian Min-Max Theorem (CGMT) together with studying the interplay between local minima of the convex and nonconvex formulations and their "debiased" counterparts, and several of these results may be of independent interest.

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