arXiv subjects

Ricardo Brito

Publications and source records attributed to Ricardo Brito.

31 records · Page 2Linked to original sources

arXiv2019

Like-for-like bibliometric substitutes for peer review: advantages and limits of indicators calculated from the ep index

The use of bibliometric indicators would simplify research assessments. The 2014 Research Excellence Framework (REF) is a peer review assessment of UK universities, whose results can be taken as benchmarks for bibliometric indicators. In this study we use the REF results to investigate whether the ep index and a top percentile of most cited papers could substitute for peer review. The probability that a random university's paper reaches a certain top percentile in the global distribution of papers is a power of the ep index, which can be calculated from the citation-based distribution of university's papers in global top percentiles. Making use of the ep index in each university and research area, we calculated the ratios between the percentage of 4-star-rated outputs in REF and the percentages of papers in global top percentiles. Then, we fixed the assessment percentile so that the mean ratio between these two indicators across universities is 1.0. This method was applied to four units of assessment in REF: Chemistry, Economics & Econometrics joined to Business & Management Studies, and Physics. Some relevant deviations from the 1.0 ratio could be explained by the evaluation procedure in REF or by the characteristics of the research field; other deviations need specific studies by experts in the research area. The present results indicate that in many research areas the substitution of a top percentile indicator for peer review is possible. However, this substitution cannot be made straightforwardly; more research is needed to establish the conditions of the bibliometric assessment.

cs.DL↗

arXiv2019

Evaluating research and researchers by the journal impact factor: is it better than coin flipping?

The journal impact factor (JIF) is the average of the number of citations of the papers published in a journal, calculated according to a specific formula; it is extensively used for the evaluation of research and researchers. The method assumes that all papers in a journal have the same scientific merit, which is measured by the JIF of the publishing journal. This implies that the number of citations measures scientific merits but the JIF does not evaluate each individual paper by its own number of citations. Therefore, in the comparative evaluation of two papers, the use of the JIF implies a risk of failure, which occurs when a paper in the journal with the lower JIF is compared to another with fewer citations in the journal with the higher JIF. To quantify this risk of failure, this study calculates the failure probabilities, taking advantage of the lognormal distribution of citations. In two journals whose JIFs are ten-fold different, the failure probability is low. However, in most cases when two papers are compared, the JIFs of the journals are not so different. Then, the failure probability can be close to 0.5, which is equivalent to evaluating by coin flipping.

cs.DL↗

arXiv2018

Probability and expected frequency of breakthroughs - a robust method of research assessment based on the double rank property of citation distributions

In research policy, effective measures that lead to improvements in the generation of knowledge must be based on reliable methods of research assessment, but for many countries and institutions this is not the case. Publication and citation analyses can be used to estimate the part played by countries and institutions in the global progress of knowledge, but a concrete method of estimation is far from evident. The challenge arises because publications that report real progress of knowledge form an extremely low proportion of all publications; in most countries and institutions such contributions appear less than once per year. One way to overcome this difficulty is to calculate probabilities instead of counting the rare events on which scientific progress is based. This study reviews and summarizes several recent publications, and adds new results that demonstrate that the citation distribution of normal publications allows the probability of the infrequent events that support the progress of knowledge to be calculated.

cs.DL↗

arXiv2018

Technological research in the EU is less efficient than the world average. EU research policy risks Europeans' future

We have studied the efficiency of research in the EU by a percentile-based citation approach that analyzes the distribution of country papers among the world papers. Going up in the citation scale, the frequency of papers from efficient countries increases while the frequency from inefficient countries decreases. In the percentile-based approach, this trend, which is permanent at any citation level, is measured by the ep index that equals the Ptop 1%/Ptop 10% ratio. By using the ep index we demonstrate that EU research on fast-evolving technological topics is less efficient than the world average and that the EU is far from being able to compete with the most advanced countries. The ep index also shows that the USA is well ahead of the EU in both fast- and slow-evolving technologies, which suggests that the advantage of the USA over the EU in innovation is due to low research efficiency in the EU. In accord with some previous studies, our results show that the European Commission's ongoing claims about the excellence of EU research are based on a wrong diagnosis. The EU must focus its research policy on the improvement of its inefficient research. Otherwise, the future of Europeans is at risk.

cs.DL↗

arXiv2018

Research assessment by percentile-based double rank analysis

In the double rank analysis of research publications, the local rank position of a country or institution publication is expressed as a function of the world rank position. Excluding some highly or lowly cited publications, the double rank plot fits well with a power law, which can be explained because citations for local and world publications follow lognormal distributions. We report here that the distribution of the number of country or institution publications in world percentiles is a double rank distribution that can be fitted to a power law. Only the data points in high percentiles deviate from it when the local and world $μ$ parameters of the lognormal distributions are very different. The likelihood of publishing very highly cited papers can be calculated from the power law that can be fitted either to the upper tail of the citation distribution or to the percentile-based double rank distribution. The great advantage of the latter method is that it has universal application, because it is based on all publications and not just on highly cited publications. Furthermore, this method extends the application of the well-established percentile approach to very low percentiles where breakthroughs are reported but paper counts cannot be performed.

cs.DL↗

arXiv2017

Heating without heat: thermodynamics of passive energy filters between finite systems

Passive filters allowing the exchange of particles in a narrow band of energy are currently used in micro-refrigerators and energy transducers. In this letter, we analyze their thermal properties using linear irreversible thermodynamics and kinetic theory, and discuss a striking phenomenon: the possibility of increasing or decreasing simultaneously the temperatures of two systems without any supply of energy. This occurs when the filter induces a flow of particles whose energy is between the average energies of the two systems. Here we show that this selective transfer of particles does not need the action of any sort of Maxwell demon and can be carried out by passive filters without compromising the second law of thermodynamics. The phenomenon allows us to design cycles between two reservoirs at temperatures $T_1<T_2$ that are able to reach temperatures below $T_1$ or above $T_2$.

cond-mat.stat-mech↗

arXiv2014

Shear viscosity of a model for confined granular media

The shear viscosity in the dilute regime of a model for confined granular matter is studied by simulations and kinetic theory. The model consists on projecting into two dimensions the motion of vibrofluidized granular matter in shallow boxes by modifying the collision rule: besides the restitution coefficient that accounts for the energy dissipation, there is a separation velocity that is added in each collision in the normal direction. The two mechanisms balance on average, producing stationary homogeneous states. Molecular dynamics simulations show that in the steady state the distribution function departs from a Maxwellian, with cumulants that remain small in the whole range of inelasticities. The shear viscosity normalized with stationary temperature presents a clear dependence with the inelasticity, taking smaller values compared to the elastic case. A Boltzmann-like equation is built and analyzed using linear response theory. It is found that the predictions show an excellent agreement with the simulations when the correct stationary distribution is used but a Maxwellian approximation fails in predicting the inelasticity dependence of the viscosity. These results confirm that transport coefficients depend strongly on the mechanisms that drive them to stationary states.

cond-mat.stat-mech↗

arXiv2013

Hydrodynamic modes in a confined granular fluid

Confined granular fluids, placed in a shallow box that is vibrated vertically, can achieve homogeneous stationary states thanks to energy injection mechanisms that take place throughout the system. These states can be stable even at high densities and inelasticities allowing for a detailed analysis of the hydrodynamic modes that govern the dynamics of granular fluids. Analyzing the decay of the time correlation functions it is shown that there is a crossover between a quasielastic regime in which energy evolves as a slow mode, to a inelastic regime, with energy slaved to the other conserved fields. The two regimes have well differentiated transport properties and, in the inelastic regime, the dynamics can be described by a reduced hydrodynamics with modified longitudinal viscosity and sound speed. The crossover between the two regimes takes place at a wavevector that is proportional to the inelasticity. A two dimensional granular model, with collisions that mimic the energy transfers that take place in a confined system is studied by means of microscopic simulations. The results show excellent agreement with the theoretical framework and allows the validation of hydrodynamic-like models.

cond-mat.soft↗

arXiv2012

Stochastic Quantization and Casimir Forces: Pistons of Arbitrary Cross Section

Recently, a method based on stochastic quantization has been proposed to compute the Casimir force and its fluctuations in arbitrary geometries. It relies on the spectral decomposition of the Laplacian operator in the given geometry. Both quantum and thermal fluctuations are considered. Here we use such method to compute the Casimir force on the plates of a finite piston of arbitrary cross section. Asymptotic expressions valid at low and high temperatures and short and long distances are obtained. The case of a piston with triangular cross section is analysed in detail. The regularization of the divergent stress tensor is described.

quant-ph↗

arXiv2011

Stochastic Quantization and Casimir Forces

In this paper we show how the stochastic quantization method developed by Parisi and Wu can be used to obtain Casimir forces. Both quantum and thermal fluctuations are taken into account by a Langevin equation for the field. The method allows the Casimir force to be obtained directly, derived from the stress tensor instead of the free energy. It only requires the spectral decomposition of the Laplacian operator in the given geometry. The formalism provides also an expression for the fluctuations of the force. As an application we compute the Casimir force on the plates of a finite piston of arbitrary cross section. Fluctuations of the force are also directly obtained, and it is shown that, in the piston case, the variance of the force is twice the force squared.

quant-ph↗

arXiv2010

Competition of Brazil nut effect, buoyancy, and inelasticity induced segregation in a granular mixture

It has been recently reported that a granular mixture in which grains differ in their restitution coefficients presents segregation: the more inelastic particles sink to the bottom. When other segregation mechanisms as buoyancy and the Brazil nut effect are present, the inelasticity induced segregation can compete with them. First, a detailed analysis, based on numerical simulations of two dimensional systems, of the competition between buoyancy and the inelasticity induced segregation is presented, finding that there is a transition line in the parameter space that determines which mechanism is dominant. In the case of neutrally buoyant particles having different sizes the inelasticity induced segregation can compete with the Brazil nut effect (BNE). Reverse Brazil nut effect (RBNE) could be obtained at large inelasticities of the intruder. At intermediate values, BNE and RBNE coexist and large inelastic particles are found both near the bottom and at the top of the system.

cond-mat.soft↗

arXiv2010

Dynamical approach to the Casimir effect

Casimir forces can appear between intrusions placed in different media driven by several fluctuation mechanisms, either in equilibrium or out of it. Herein, we develop a general formalism to obtain such forces from the dynamical equations of the fluctuating medium, the statistical properties of the driving noise, and the boundary conditions of the intrusions (which simulate the interaction between the intrusions and the medium). As a result, an explicit formula for the Casimir force over the intrusions is derived. This formalism contains the thermal Casimir effect as a particular limit and generalizes the study of the Casimir effect to such systems through their dynamical equations, with no appeal to their Hamiltonian, if any exists. In particular, we study the Casimir force between two infinite parallel plates with Dirichlet or Neumann boundary conditions, immersed in several media with finite correlation lengths (reaction--diffusion system, liquid crystals, and two coupled fields with non-Hermitian evolution equations). The driving Gaussian noises have vanishing or finite spatial or temporal correlation lengths; in the first case, equilibrium is reobtained and finite correlations produce nonequilibrium dynamics. The results obtained show that, generally, nonequilibrium dynamics leads to Casimir forces, whereas Casimir forces are obtained in equilibrium dynamics if the stress tensor is anisotropic.

cond-mat.stat-mech↗

arXiv2001

Velocity Tails for Inelastic Maxwell Models

We study the velocity distribution function for inelastic Maxwell models, characterized by a Boltzmann equation with constant collision rate, independent of the energy of the colliding particles. By means of a nonlinear analysis of the Boltzmann equation, we find that the velocity distribution function decays algebraically for large velocities, with exponents that are analytically calculated.

cond-mat.stat-mech↗