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Ricardo J. Bessa

Publications and source records attributed to Ricardo J. Bessa.

13 recordsLinked to original sources

MxGPS: Multiplex Graph Transformers for a Power Grid Foundation Model

Single-task fine-tuning of graph neural networks (GNNs) for power grid problems exhibits a systematic failure mode: models that achieve the lowest in-distribution error degrade the most under topology shift. We term this topology overfitting: the tendency of task-specific gradient signals to encode relational structure particular to the training topologies rather than the underlying physics, causing models to fail on unseen grids despite strong in-distribution performance. To expose and address this failure mode, we introduce MxGPS (Multiplex GPS), a multiplex graph transformer that runs K task-specialised GPS branches over a shared node encoder, jointly trained on Static State Estimation (SSE) and AC Power Flow (PF) via a self-supervised pre-training and multi-task fine-tuning protocol, with a cross-branch attention module evaluated in ablation. The joint SSE+PF objective forces the shared encoder to simultaneously satisfy complementary gradient signals, preventing it from overfitting to topology-specific relational structure. Under a 3-fold sliding-window cross-validation spanning four unseen topologies (14-, 24-, 162-, and 300-bus), MxGPS attains 0% boundary violation rate (BVR) on all four zero-shot Power Flow topologies. Critically, models with substantially lower in-distribution PF error degrade by 190% to 1400% under topology shift, whereas MxGPS degrades by only 39%, an inversion that directly implicates topology overfitting as the failure mechanism rather than insufficient model capacity. With only 1.6M parameters (12x fewer than the GridFM reference baseline), MxGPS demonstrates that multi-task joint training is a principled and parameter-efficient mechanism for topology-agnostic generalisation in power grid foundation models.

cs.LG↗

The Hybrid Renewable Energy Forecasting and Trading Competition 2024

The Hybrid Energy Forecasting and Trading Competition challenged participants to forecast and trade the electricity generation from a 3.6GW portfolio of wind and solar farms in Great Britain for three months in 2024. The competition mimicked operational practice with participants required to submit genuine forecasts and market bids for the day-ahead on a daily basis. Prizes were awarded for forecasting performance measured by Pinball Score, trading performance measured by total revenue, and combined performance based on rank in the other two tracks. Here we present an analysis of the participants' performance and the learnings from the competition. The forecasting track reaffirms the competitiveness of popular gradient boosted tree algorithms for day-ahead wind and solar power forecasting, though other methods also yielded strong results, with performance in all cases highly dependent on implementation. The trading track offers insight into the relationship between forecast skill and value, with trading strategy and underlying forecasts influencing performance. All competition data, including power production, weather forecasts, electricity market data, and participants' submissions are shared for further analysis and benchmarking.

stat.AP↗

A Conceptual Framework for AI-based Decision Systems in Critical Infrastructures

The interaction between humans and AI in safety-critical systems presents a unique set of challenges that remain partially addressed by existing frameworks. These challenges stem from the complex interplay of requirements for transparency, trust, and explainability, coupled with the necessity for robust and safe decision-making. A framework that holistically integrates human and AI capabilities while addressing these concerns is notably required, bridging the critical gaps in designing, deploying, and maintaining safe and effective systems. This paper proposes a holistic conceptual framework for critical infrastructures by adopting an interdisciplinary approach. It integrates traditionally distinct fields such as mathematics, decision theory, computer science, philosophy, psychology, and cognitive engineering and draws on specialized engineering domains, particularly energy, mobility, and aeronautics. Its flexibility is further demonstrated through a case study on power grid management.

cs.CY↗

On the Definition of Robustness and Resilience of AI Agents for Real-time Congestion Management

The European Union's Artificial Intelligence (AI) Act defines robustness, resilience, and security requirements for high-risk sectors but lacks detailed methodologies for assessment. This paper introduces a novel framework for quantitatively evaluating the robustness and resilience of reinforcement learning agents in congestion management. Using the AI-friendly digital environment Grid2Op, perturbation agents simulate natural and adversarial disruptions by perturbing the input of AI systems without altering the actual state of the environment, enabling the assessment of AI performance under various scenarios. Robustness is measured through stability and reward impact metrics, while resilience quantifies recovery from performance degradation. The results demonstrate the framework's effectiveness in identifying vulnerabilities and improving AI robustness and resilience for critical applications.

cs.AI↗

Budget-constrained Collaborative Renewable Energy Forecasting Market

Accurate power forecasting from renewable energy sources (RES) is crucial for integrating additional RES capacity into the power system and realizing sustainability goals. This work emphasizes the importance of integrating decentralized spatio-temporal data into forecasting models. However, decentralized data ownership presents a critical obstacle to the success of such spatio-temporal models, and incentive mechanisms to foster data-sharing need to be considered. The main contributions are a) a comparative analysis of the forecasting models, advocating for efficient and interpretable spline LASSO regression models, and b) a bidding mechanism within the data/analytics market to ensure fair compensation for data providers and enable both buyers and sellers to express their data price requirements. Furthermore, an incentive mechanism for time series forecasting is proposed, effectively incorporating price constraints and preventing redundant feature allocation. Results show significant accuracy improvements and potential monetary gains for data sellers. For wind power data, an average root mean squared error improvement of over 10% was achieved by comparing forecasts generated by the proposal with locally generated ones.

cs.LG↗

Foundation Models for the Electric Power Grid

Foundation models (FMs) currently dominate news headlines. They employ advanced deep learning architectures to extract structural information autonomously from vast datasets through self-supervision. The resulting rich representations of complex systems and dynamics can be applied to many downstream applications. Therefore, FMs can find uses in electric power grids, challenged by the energy transition and climate change. In this paper, we call for the development of, and state why we believe in, the potential of FMs for electric grids. We highlight their strengths and weaknesses amidst the challenges of a changing grid. We argue that an FM learning from diverse grid data and topologies could unlock transformative capabilities, pioneering a new approach in leveraging AI to redefine how we manage complexity and uncertainty in the electric grid. Finally, we discuss a power grid FM concept, namely GridFM, based on graph neural networks and show how different downstream tasks benefit.

cs.LG↗

A Pioneering Roadmap for ML-Driven Algorithmic Advancements in Electrical Networks

Advanced control, operation, and planning tools of electrical networks with ML are not straightforward. 110 experts were surveyed to show where and how ML algorithms could advance. This paper assesses this survey and research environment. Then, it develops an innovation roadmap that helps align our research community with a goal-oriented realisation of the opportunities that AI upholds. This paper finds that the R&D environment of system operators (and the surrounding research ecosystem) needs adaptation to enable faster developments with AI while maintaining high testing quality and safety. This roadmap serves system operators, academics, and labs advancing next-generation electrical network tools.

eess.SY↗

Forecasting: theory and practice

Forecasting has always been at the forefront of decision making and planning. The uncertainty that surrounds the future is both exciting and challenging, with individuals and organisations seeking to minimise risks and maximise utilities. The large number of forecasting applications calls for a diverse set of forecasting methods to tackle real-life challenges. This article provides a non-systematic review of the theory and the practice of forecasting. We provide an overview of a wide range of theoretical, state-of-the-art models, methods, principles, and approaches to prepare, produce, organise, and evaluate forecasts. We then demonstrate how such theoretical concepts are applied in a variety of real-life contexts. We do not claim that this review is an exhaustive list of methods and applications. However, we wish that our encyclopedic presentation will offer a point of reference for the rich work that has been undertaken over the last decades, with some key insights for the future of forecasting theory and practice. Given its encyclopedic nature, the intended mode of reading is non-linear. We offer cross-references to allow the readers to navigate through the various topics. We complement the theoretical concepts and applications covered by large lists of free or open-source software implementations and publicly-available databases.

stat.AP↗

Functional Model of Residential Consumption Elasticity under Dynamic Tariffs

One of the major barriers for the retailers is to understand the consumption elasticity they can expect from their contracted demand response (DR) clients. The current trend of DR products provided by retailers are not consumer-specific, which poses additional barriers for the active engagement of consumers in these programs. The elasticity of consumers demand behavior varies from individual to individual. The utility will benefit from knowing more accurately how changes in its prices will modify the consumption pattern of its clients. This work proposes a functional model for the consumption elasticity of the DR contracted consumers. The model aims to determine the load adjustment the DR consumers can provide to the retailers or utilities for different price levels. The proposed model uses a Bayesian probabilistic approach to identify the actual load adjustment an individual contracted client can provide for different price levels it can experience. The developed framework provides the retailers or utilities with a tool to obtain crucial information on how an individual consumer will respond to different price levels. This approach is able to quantify the likelihood with which the consumer reacts to a DR signal and identify the actual load adjustment an individual contracted DR client provides for different price levels they can experience. This information can be used to maximize the control and reliability of the services the retailer or utility can offer to the System Operators.

eess.SY↗

A Critical Overview of Privacy-Preserving Approaches for Collaborative Forecasting

Cooperation between different data owners may lead to an improvement in forecast quality - for instance by benefiting from spatial-temporal dependencies in geographically distributed time series. Due to business competitive factors and personal data protection questions, said data owners might be unwilling to share their data, which increases the interest in collaborative privacy-preserving forecasting. This paper analyses the state-of-the-art and unveils several shortcomings of existing methods in guaranteeing data privacy when employing Vector Autoregressive (VAR) models. The paper also provides mathematical proofs and numerical analysis to evaluate existing privacy-preserving methods, dividing them into three groups: data transformation, secure multi-party computations, and decomposition methods. The analysis shows that state-of-the-art techniques have limitations in preserving data privacy, such as a trade-off between privacy and forecasting accuracy, while the original data in iterative model fitting processes, in which intermediate results are shared, can be inferred after some iterations.

cs.LG↗

Simulating Tariff Impact in Electrical Energy Consumption Profiles with Conditional Variational Autoencoders

The implementation of efficient demand response (DR) programs for household electricity consumption would benefit from data-driven methods capable of simulating the impact of different tariffs schemes. This paper proposes a novel method based on conditional variational autoencoders (CVAE) to generate, from an electricity tariff profile combined with exogenous weather and calendar variables, daily consumption profiles of consumers segmented in different clusters. First, a large set of consumers is gathered into clusters according to their consumption behavior and price-responsiveness. The clustering method is based on a causality model that measures the effect of a specific tariff on the consumption level. Then, daily electrical energy consumption profiles are generated for each cluster with CVAE. This non-parametric approach is compared to a semi-parametric data generator based on generalized additive models and that uses prior knowledge of energy consumption. Experiments in a publicly available data set show that, the proposed method presents comparable performance to the semi-parametric one when it comes to generating the average value of the original data. The main contribution from this new method is the capacity to reproduce rebound and side effects in the generated consumption profiles. Indeed, the application of a special electricity tariff over a time window may also affect consumption outside this time window. Another contribution is that the clustering approach segments consumers according to their daily consumption profile and elasticity to tariff changes. These two results combined are very relevant for an ex-ante testing of future DR policies by system operators, retailers and energy regulators.

stat.ML↗

Data Economy for Prosumers in a Smart Grid Ecosystem

Smart grids technologies are enablers of new business models for domestic consumers with local flexibility (generation, loads, storage) and where access to data is a key requirement in the value stream. However, legislation on personal data privacy and protection imposes the need to develop local models for flexibility modeling and forecasting and exchange models instead of personal data. This paper describes the functional architecture of an home energy management system (HEMS) and its optimization functions. A set of data-driven models, embedded in the HEMS, are discussed for improving renewable energy forecasting skill and modeling multi-period flexibility of distributed energy resources.

eess.SY↗

Data-driven Predictive Energy Optimization in a Wastewater Pumping Station

Urban wastewater sector is being pushed to optimize processes in order to reduce energy consumption without compromising its quality standards. Energy costs can represent a significant share of the global operational costs (between 50% and 60%) in an intensive energy consumer. Pumping is the largest consumer of electrical energy in a wastewater treatment plant. Thus, the optimal control of pump units can help the utilities to decrease operational costs. This work describes an innovative predictive control policy for wastewater variable-frequency pumps that minimize electrical energy consumption, considering uncertainty forecasts for wastewater intake rate and information collected by sensors accessible through the Supervisory Control and Data Acquisition system. The proposed control method combines statistical learning (regression and predictive models) and deep reinforcement learning (Proximal Policy Optimization). The following main original contributions are produced: i) model-free and data-driven predictive control; ii) control philosophy focused on operating the tank with a variable wastewater set-point level; iii) use of supervised learning to generate synthetic data for pre-training the reinforcement learning policy, without the need to physically interact with the system. The results for a real case-study during 90 days show a 16.7% decrease in electrical energy consumption while still achieving a 97% reduction in the number of alarms (tank level above 7.2 meters) when compared with the current operating scenario (operating with a fixed set-point level). The numerical analysis showed that the proposed data-driven method is able to explore the trade-off between number of alarms and consumption minimization, offering different options to decision-makers.

eess.SY↗