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Richard J. Young

Publications and source records attributed to Richard J. Young.

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Code as a Weapon: A Consensus-Labeled Prompt Bank for Measuring Coding-Model Compliance with Malicious-Code Requests

A general-purpose language model that answers a harmful question returns text; a coding model that complies with a malicious request can return a working weapon: a keylogger, ransomware, an exploit that runs as written. This asymmetry in the severity of a single act of compliance implies coding-specialized models should clear a higher refusal bar than general-purpose chat models, not a lower one, yet the field cannot tell whether they do. Refusal benchmarks for malicious code are fragmented: they mix requests for executable software with requests for harmful security knowledge and report refusal rates over non-comparable corpora. This paper's central result is that the CODE-versus-KNOWLEDGE classification axis established in a prior four-corpus release remains stable under a substantially expanded corpus pool and an independently refreshed judge panel, evidence that it measures a real construct rather than an artifact of the prompts or judges. Eight corpora spanning diverse elicitation paradigms (direct, jailbreak-decorated, indirect, and agent/interpreter: ASTRA, CySecBench, AdvBench/harmful_behaviors, JailbreakBench, MalwareBench, RedCode, RMCBench, Scam2Prompt) are classified under a five-judge consensus protocol (6,675 prompts x 5 judges = 33,375 calls), reaching Fleiss' kappa = 0.767 [95% CI 0.755, 0.777] ("substantial"). Critically, the panel shares no judge with the prior release (five paid commercial APIs replaced by five open-weight models from five vendors), yet the two panels agree on 94.45% of the 3,133 shared prompts and reach Cohen's kappa = 0.952 [0.942, 0.963] on the 3,031-prompt binary overlap: the axis survives near-total panel replacement. The released bank comprises 4,748 consensus-CODE and 1,923 consensus-KNOWLEDGE prompts, a reliability-quantified benchmark whose central classification axis is shown stable across corpus expansion and judge-panel replacement.

cs.CR

Refusal Evaluation in Coding LLMs and Code Agents: A Systematic Review of Thirteen Malicious-Code Prompt Corpora (2023-2025)

The evaluation of large language model refusal on malicious-coding tasks now spans at least thirteen publicly released prompt corpora (AdvBench, the CyberSecEval family, RMCBench, RedCode, MCGMark, JailbreakBench, CySecBench, MalwareBench, CIRCLE, MOCHA, ASTRA, Scam2Prompt / Innoc2Scam-bench, and JAWS-Bench), each constructed under a different protocol, released under different licensing terms, and validated (or not) against different inter-rater reliability standards. Existing surveys treat code security, jailbreak taxonomy, or vulnerability detection as the central object and mention these corpora only in passing. This paper reverses that framing: it treats the prompt datasets themselves as the unit of analysis. Following a PRISMA-style protocol, we specify a search strategy, screen the recent literature on coding-LLM refusal evaluation, apply a uniform extraction template to each in-scope corpus, and synthesize the resulting catalogue along construction methodology, prompt-construction taxonomy (modality, turn structure, elicitation style), reproducibility and licensing, and malware-category coverage. The synthesis surfaces three recurring methodological gaps: the absence of human-annotator baselines against which LLM-judge labels can be calibrated, the absence of cross-corpus comparability with refusal-rate statistics measuring non-equivalent constructs, and the fragmentation of malware-category taxonomies, with no canonical schema spanning the thirteen in-scope corpora. The review concludes with proposed methodological directions for next-generation corpora, including pre-registration of inclusion criteria, vendor-diverse multi-judge validation, Fleiss' kappa with bootstrap CI as the reliability baseline, and a candidate canonical taxonomy.

cs.CR

EQUITRIAGE: A Fairness Audit of Gender Bias in LLM-Based Emergency Department Triage

Emergency department triage assigns patients an acuity score that determines treatment priority, and clinical evidence documents persistent gender disparities in human acuity assessment. As hospitals pilot large language models (LLMs) as triage decision support, a critical question is whether these models reproduce or mitigate known biases. We present EQUITRIAGE, a fairness audit of LLM-based ESI assignment evaluating five models (Gemini-3-Flash, Nemotron-3-Super, DeepSeek-V3.1, Mistral-Small-3.2, GPT-4.1-Nano) across 374,275 evaluations on 18,714 MIMIC-IV-ED vignettes under four prompt strategies. Of 9,368 originals, 9,346 are paired with a gender-swapped counterfactual. All five models produced flip rates above a pre-registered 5% threshold (9.9% to 43.8%). Two showed directional female undertriage (DeepSeek F/M 2.15:1, Gemini 1.34:1); two were near-parity; one had high sensitivity with weak male-direction asymmetry. DeepSeek's directional bias coexisted with a low outcome-linked calibration gap (0.013 against MIMIC-IV admission), a Chouldechova-style dissociation between within-group calibration and between-pair counterfactual invariance. Demographic blinding reduced Gemini's flip rate to 0.5%; an age-preserving blind variant left DeepSeek with residual F/M 1.25, implicating age as a residual channel. Chain-of-thought prompting degraded accuracy for all five models. A two-model ablation reveals opposite underlying mechanisms for the same directional phenotype: in Gemini the signal is emergent in the combined name+gender swap, while in DeepSeek the gender token alone carries it. EQUITRIAGE shows that group parity, counterfactual invariance, and gender calibration are distinct fairness properties, that intervention effectiveness is model-dependent, and that per-model counterfactual auditing should precede clinical deployment.

cs.CL

A Validated Prompt Bank for Malicious Code Generation: Separating Executable Weapons from Security Knowledge in 1,554 Consensus-Labeled Prompts

Existing benchmarks of language-model refusal on malicious-coding tasks routinely conflate requests for executable malicious software with requests for harmful security knowledge. This conflation matters because the two request types plausibly trigger distinct refusal pathways in safety-aligned language models, and a single refusal-rate statistic computed over a mixture cannot isolate either. This paper introduces a weapons-versus-knowledge classification axis, operationalized through a five-model consensus protocol, and applies it to 3,133 prompts drawn from four public benchmarks, yielding a 1,554-prompt consensus-CODE bank (the primary released artifact) and a 388-prompt consensus-KNOWLEDGE comparison set used by the companion benchmark paper. The consensus pipeline uses five large-language-model judges spanning four vendor families (Anthropic, OpenAI, Google, Zhipu AI, Alibaba), each issuing a binary CODE/KNOWLEDGE label per prompt under a three-of-five majority rule, with inter-rater reliability quantified by Fleiss' kappa with bootstrap 95% confidence intervals. Across all 3,133 prompts the five judges achieve kappa = 0.876 [95% CI: 0.862, 0.888], "almost perfect" agreement by the Landis & Koch convention, with 69.3% of prompts unanimous at five-of-five; all 3,133 prompts reached the 3-of-5 threshold, so the consensus pipeline produced zero ambiguity-excluded prompts. Whether the axis separates model behavior in practice is an empirical question this paper leaves to the companion benchmark study; the present contribution is the reliability-documented artifact and the case for treating the weapons-versus-knowledge distinction as the organizing axis of code-safety evaluation.

cs.CR

Why Models Know But Don't Say: Chain-of-Thought Faithfulness Divergence Between Thinking Tokens and Answers in Open-Weight Reasoning Models

Extended-thinking models expose a second text-generation channel ("thinking tokens") alongside the user-visible answer. This study examines 12 open-weight reasoning models on MMLU and GPQA questions paired with misleading hints. Among the 10,506 cases where models actually followed the hint (choosing the hint's target over the ground truth), each case is classified by whether the model acknowledges the hint in its thinking tokens, its answer text, both, or neither. In 55.4% of these cases the model's thinking tokens contain hint-related keywords that the visible answer omits entirely, a pattern termed *thinking-answer divergence*. The reverse (answer-only acknowledgment) is near-zero (0.5%), confirming that the asymmetry is directional. Hint type shapes the pattern sharply: sycophancy is the most *transparent* hint, with 58.8% of sycophancy-influenced cases acknowledging the professor's authority in both channels, while consistency (72.2%) and unethical (62.7%) hints are dominated by thinking-only acknowledgment. Models also vary widely, from near-total divergence (Step-3.5-Flash: 94.7%) to relative transparency (Qwen3.5-27B: 19.6%). These results show that answer-text-only monitoring misses more than half of all hint-influenced reasoning and that thinking-token access, while necessary, still leaves 11.8% of cases with no verbalized acknowledgment in either channel.

cs.CL

Measuring Faithfulness Depends on How You Measure: Classifier Sensitivity in LLM Chain-of-Thought Evaluation

Recent work on chain-of-thought (CoT) faithfulness reports single aggregate numbers (e.g., DeepSeek-R1 acknowledges hints 39% of the time), implying that faithfulness is an objective, measurable property of a model. This paper provides evidence that it is not. Three classifiers (a regex-only detector, a regex-plus-LLM pipeline, and a Claude Sonnet 4 judge) are applied to 10,276 influenced reasoning traces from 12 open-weight models spanning 9 families and 7B to 1T parameters. On identical data, these classifiers produce faithfulness rates of 74.4%, 82.6%, and 69.7%. Per-model gaps range from 2.6 to 30.6 percentage points; all pairwise McNemar tests are significant (p < 0.001). The disagreements are systematic: Cohen's kappa ranges from 0.06 ("slight") for sycophancy hints to 0.42 ("moderate") for grader hints, and the asymmetry is pronounced: for sycophancy, 883 cases are classified as faithful by the pipeline but unfaithful by the Sonnet judge, while only 2 go the other direction. Classifier choice can also reverse model rankings: Qwen3.5-27B ranks 1st under the pipeline but 7th under Sonnet; OLMo-3.1-32B moves from 9th to 3rd. Different classifiers operationalize faithfulness at different levels of stringency (lexical mention versus epistemic dependence), yielding divergent measurements on the same behavior. These results indicate that published faithfulness numbers cannot be meaningfully compared across studies using different classifiers, and that future evaluations should report sensitivity ranges across multiple classification methodologies.

cs.CL

Lie to Me: How Faithful Is Chain-of-Thought Reasoning in Reasoning Models?

Chain-of-thought (CoT) reasoning has been proposed as a transparency mechanism for large language models in safety-critical deployments, yet its effectiveness depends on faithfulness (whether models accurately verbalize the factors that actually influence their outputs), a property that prior evaluations have examined in only two proprietary models, finding acknowledgment rates as low as 25% for Claude 3.7 Sonnet and 39% for DeepSeek-R1. To extend this evaluation across the open-weight ecosystem, this study tests 12 open-weight reasoning models spanning 9 architectural families (7B-685B parameters) on 498 multiple-choice questions from MMLU and GPQA Diamond, injecting six categories of reasoning hints (sycophancy, consistency, visual pattern, metadata, grader hacking, and unethical information) and measuring the rate at which models acknowledge hint influence in their CoT when hints successfully alter answers. Across 41,832 inference runs, overall faithfulness rates range from 39.7% (Seed-1.6-Flash) to 89.9% (DeepSeek-V3.2-Speciale) across model families, with consistency hints (35.5%) and sycophancy hints (53.9%) exhibiting the lowest acknowledgment rates. Training methodology and model family predict faithfulness more strongly than parameter count, and keyword-based analysis reveals a striking gap between thinking-token acknowledgment (approximately 87.5%) and answer-text acknowledgment (approximately 28.6%), suggesting that models internally recognize hint influence but systematically suppress this acknowledgment in their outputs. These findings carry direct implications for the viability of CoT monitoring as a safety mechanism and suggest that faithfulness is not a fixed property of reasoning models but varies systematically with architecture, training method, and the nature of the influencing cue.

cs.CL

Comparative Analysis of LLM Abliteration Methods: A Cross-Architecture Evaluation

Safety alignment mechanisms in large language models prevent responses to harmful queries through learned refusal behavior, yet these same mechanisms impede legitimate research applications including cognitive modeling, adversarial testing, and security analysis. While abliteration techniques enable surgical removal of refusal representations through directional orthogonalization, the relative effectiveness of available implementations remains uncharacterized. This study evaluates four abliteration tools (Heretic, DECCP, ErisForge, FailSpy) across sixteen instruction-tuned models (7B-14B parameters), reporting tool compatibility on all 16 models and quantitative metrics on subsets dictated by tool support. Single-pass methods demonstrated superior capability preservation on the benchmarked subset (avg GSM8K change across three models: ErisForge -0.28 pp; DECCP -0.13 pp), while Bayesian-optimized abliteration produced variable distribution shift (KL divergence: 0.043-1.646) with model-dependent capability impact. These findings provide researchers with evidence-based selection criteria for abliteration tool deployment across diverse model architectures. The principal finding indicates that mathematical reasoning capabilities exhibit the highest sensitivity to abliteration interventions, with GSM8K change ranging from +1.51 pp to -18.81 pp (-26.5% relative) depending on tool selection and model architecture.

cs.CL

Evaluating the Robustness of Large Language Model Safety Guardrails Against Adversarial Attacks

Large Language Model (LLM) safety guardrail models have emerged as a primary defense mechanism against harmful content generation, yet their robustness against sophisticated adversarial attacks remains poorly characterized. This study evaluated ten publicly available guardrail models from Meta, Google, IBM, NVIDIA, Alibaba, and Allen AI across 1,445 test prompts spanning 21 attack categories. While Qwen3Guard-8B achieved the highest overall accuracy (85.3%, 95% CI: 83.4-87.1%), a critical finding emerged when separating public benchmark prompts from novel attacks: all models showed substantial performance degradation on unseen prompts, with Qwen3Guard dropping from 91.0% to 33.8% (a 57.2 percentage point gap). In contrast, Granite-Guardian-3.2-5B showed the best generalization with only a 6.5% gap. A "helpful mode" jailbreak was also discovered where two guardrail models (Nemotron-Safety-8B, Granite-Guardian-3.2-5B) generated harmful content instead of blocking it, representing a novel failure mode. These findings suggest that benchmark performance may be misleading due to training data contamination, and that generalization ability, not overall accuracy, should be the primary metric for guardrail evaluation.

cs.CR

Comparative Analysis of LoRA-Adapted Embedding Models for Clinical Cardiology Text Representation

Domain-specific text embeddings are critical for clinical natural language processing, yet systematic comparisons across model architectures remain limited. This study evaluates ten transformer-based embedding models adapted for cardiology through Low-Rank Adaptation (LoRA) fine-tuning on 106,535 cardiology text pairs derived from authoritative medical textbooks. Results demonstrate that encoder-only architectures, particularly BioLinkBERT, achieve superior domain-specific performance (separation score: 0.510) compared to larger decoder-based models, while requiring significantly fewer computational resources. The findings challenge the assumption that larger language models necessarily produce better domain-specific embeddings and provide practical guidance for clinical NLP system development. All models, training code, and evaluation datasets are publicly available to support reproducible research in medical informatics.

cs.CL

Vision Token Masking Alone Cannot Prevent PHI Leakage in Medical Document OCR: A Systematic Evaluation

Large vision-language models (VLMs) are increasingly deployed for optical character recognition (OCR) in healthcare settings, raising critical concerns about protected health information (PHI) exposure during document processing. This work presents the first systematic evaluation of inference-time vision token masking as a privacy-preserving mechanism for medical document OCR using DeepSeek-OCR. We introduce seven masking strategies (V3-V9) targeting different architectural layers (SAM encoder blocks, compression layers, dual vision encoders, projector fusion) and evaluate PHI reduction across HIPAA-defined categories using 100 synthetic medical billing statements (drawn from a corpus of 38,517 annotated documents) with perfect ground-truth annotations. All masking strategies converge to 42.9% PHI reduction, successfully suppressing long-form spatially-distributed identifiers (patient names, dates of birth, physical addresses at 100% effectiveness) while failing to prevent short structured identifiers (medical record numbers, social security numbers, email addresses, account numbers at 0% effectiveness). Ablation studies varying mask expansion radius (r=1,2,3) demonstrate that increased spatial coverage does not improve reduction beyond this ceiling, indicating that language model contextual inference - not insufficient visual masking - drives structured identifier leakage. A simulated hybrid architecture combining vision masking with NLP post-processing achieves 88.6% total PHI reduction (assuming 80% NLP accuracy on remaining identifiers). This negative result establishes boundaries for vision-only privacy interventions in VLMs, provides guidance distinguishing PHI types amenable to vision-level versus language-level redaction, and redirects future research toward decoder-level fine-tuning and hybrid defense-in-depth architectures for HIPAA-compliant medical document processing.

cs.CV

CardioEmbed: Domain-Specialized Text Embeddings for Clinical Cardiology

Biomedical text embeddings have primarily been developed using research literature from PubMed, yet clinical cardiology practice relies heavily on procedural knowledge and specialized terminology found in comprehensive textbooks rather than research abstracts. This research practice gap limits the effectiveness of existing embedding models for clinical applications incardiology. This study trained CardioEmbed, a domain-specialized embedding model based on Qwen3-Embedding-8B, using contrastive learning on a curated corpus of seven comprehensive cardiology textbooks totaling approximately 150,000 sentences after deduplication. The model employs InfoNCE loss with in-batch negatives and achieves 99.60% retrieval accuracy on cardiac-specific semantic retrieval tasks, a +15.94 percentage point improvement over MedTE, the current state-of-the-art medical embedding model. On MTEB medical benchmarks, the model obtained BIOSSES 0.77 Spearman and SciFact 0.61 NDCG@10, indicating competitive performance on related biomedical domains. Domain-specialized training on comprehensive clinical textbooks yields near-perfect cardiology retrieval (99.60% Acc@1), improving over MedTE by +15.94 percentage points.

cs.CL

When Models Can't Follow: Testing Instruction Adherence Across 256 LLMs

Despite widespread deployment of Large Language Models, systematic evaluation of instruction-following capabilities remains challenging. While comprehensive benchmarks exist, focused assessments that quickly diagnose specific instruction adherence patterns are valuable. As newer models may be trained on existing benchmarks, novel evaluation approaches are needed to assess genuine capabilities rather than memorized performance. This paper presents a streamlined evaluation framework using twenty carefully designed prompts to assess LLM instruction-following across diverse task categories. We demonstrate this framework through a large-scale empirical study conducted on October 14, 2025, testing 256 verified working models from 331 available via OpenRouter. To ensure methodological rigor and prevent selection bias, we first verified each model's basic functionality before inclusion. Unlike large-scale benchmarks requiring extensive computational resources, our approach offers a practical diagnostic tool researchers and practitioners can readily apply. Our methodology builds upon verifiable instructions while introducing a compact test suite balancing comprehensiveness with efficiency. Each prompt targets distinct aspects of instruction following, including format compliance, content constraints, logical sequencing, and multi-step task execution. We evaluate models from major providers (OpenAI, Anthropic, Google, Meta, Mistral) and emerging implementations (Qwen, DeepSeek, community models), providing comparative performance analysis. Our findings reveal consistent failure modes and identify specific instruction types posing particular challenges. This work contributes both a practical evaluation tool and one of the most comprehensive empirical analyses of instruction-following capabilities across the contemporary LLM landscape.

cs.CL