arXiv subjects

Richard S. Falk

Publications and source records attributed to Richard S. Falk.

15 recordsLinked to original sources

arXiv2025

Local space-preserving decompositions for the bubble transform

The bubble transform is a procedure to decompose differential forms, which are piecewise smooth with respect to a given triangulation of the domain, into a sum of local bubbles. In this paper, an improved version of a construction in the setting of the de Rham complex previously proposed by the authors is presented. The major improvement in the decomposition is that unlike the previous results, in which the individual bubbles were rational functions with the property that groups of local bubbles summed up to preserve piecewise smoothness, the new decomposition is strictly space-preserving in the sense that each local bubble preserves piecewise smoothness. An important property of the transform is that the construction only depends on the given triangulation of the domain and is independent of any finite element space. On the other hand, all the standard piecewise polynomial spaces are invariant under the transform. Other key properties of the transform are that it commutes with the exterior derivative, is bounded in L^2, and satisfies the stable decomposition property.

math.NA↗

arXiv2022

The Bubble Transform and the de Rham Complex

The purpose of this paper is to discuss a generalization of the bubble transform to differential forms. The bubble transform was discussed in a previous paper by the authors for scalar valued functions, or zero-forms, and represents a new tool for the understanding of finite element spaces of arbitrary polynomial degree. The present paper contains a similar study for differential forms. From a simplicial mesh of the domain, we build a map which decomposes piecewise smooth $k$-forms into a sum of local bubbles supported on appropriate macroelements. The key properties of the decomposition are that it commutes with the exterior derivative and preserves the piecewise polynomial structure of the standard finite element spaces of $k$-forms. Furthermore, the transform is bounded in $L^2$ and also on the appropriate subspace consisting of $k$-forms with exterior derivatives in $L^2$.

math.NA↗

arXiv2022

Construction of polynomial preserving cochain extensions by blending

A classical technique to construct polynomial preserving extensions of scalar functions defined on the boundary of an $n$ simplex to the interior is to use so-called rational blending functions. The purpose of this paper is to generalize the construction by blending to the de Rham complex. More precisely, we define polynomial preserving extensions which map traces of $k$ forms defined on the boundary of the simplex to $k$ forms defined in the interior. Furthermore, the extensions are cochain maps, i.e., they commute with the exterior derivative.

math.NA↗

arXiv2021

Hidden Positivity and a New Approach to Numerical Computation of Hausdorff Dimension: Higher Order Methods

In [14], the authors developed a new approach to the computation of the Hausdorff dimension of the invariant set of an iterated function system or IFS. In this paper, we extend this approach to incorporate high order approximation methods. We again rely on the fact that we can associate to the IFS a parametrized family of positive, linear, Perron-Frobenius operators $L_s$, an idea known in varying degrees of generality for many years. Although $L_s$ is not compact in the setting we consider, it possesses a strictly positive $C^m$ eigenfunction $v_s$ with eigenvalue $R(L_s)$ for arbitrary $m$ and all other points $z$ in the spectrum of $L_s$ satisfy $|z| \le b$ for some constant $b < R(L_s)$. Under appropriate assumptions on the IFS, the Hausdorff dimension of the invariant set of the IFS is the value $s=s_*$ for which $R(L_s) =1$. This eigenvalue problem is then approximated by a collocation method at the extended Chebyshev points of each subinterval using continuous piecewise polynomials of arbitrary degree $r$. Using an extension of the Perron theory of positive matrices to matrices that map a cone $K$ to its interior and explicit a priori bounds on the derivatives of the strictly positive eigenfunction $v_s$, we give rigorous upper and lower bounds for the Hausdorff dimension $s_*$, and these bounds converge rapidly to $s_*$ as the mesh size decreases and/or the polynomial degree increases.

math.NT↗

arXiv2017

A New Approach to Numerical Computation of Hausdorff Dimension of Iterated Function Systems: Applications to Complex Continued Fractions

In a previous paper, dealing with "Applications in $\mathbb{R}^1$," the authors developed a new approach to the computation of the Hausdorff dimension of the invariant set of an iterated function system or IFS and studied some applications in one dimension. The key idea, which has been known in varying degrees of generality for many years, is to associate to the IFS a parametrized family of positive, linear, Perron-Frobenius operators $L_s$. In our context, $L_s$ is studied in a space of $C^m$ functions and is not compact. Nevertheless, it is has a strictly positive $C^m$ eigenfunction $v_s$ with positive eigenvalue $λ_s$ equal to the spectral radius of $L_s$. Under appropriate assumptions on the IFS, the Hausdorff dimension of the invariant set of the IFS is the value $s=s_*$ for which $λ_s =1$. To compute the Hausdorff dimension of an IFS associated to complex continued fractions, (which may arise from an infinite iterated function system), we again approximate the eigenvalue problem by a collocation method, but now using continuous piecewise bilinear functions. Using the theory of positive linear operators and explicit a priori bounds on the partial derivatives of the strictly positive eigenfunction $v_s$, we are able to give rigorous upper and lower bounds for the Hausdorff dimension $s_*$, and these bounds converge to $s_*$ as the mesh size approaches zero. We also demonstrate by numerical computations that improved estimates can be obtained by the use of higher order piecewise tensor product polynomial approximations, although the present theory does not guarantee that these are strict upper and lower bounds. An important feature of our approach is that it also applies to the much more general problem of computing approximations to the spectral radius of positive transfer operators, which arise in many other applications.

math.DS↗

arXiv2017

$C^m$ Eigenfunctions of Perron-Frobenius Operators and a New Approach to Numerical Computation of Hausdorff Dimension: Applications in $\mathbb{R}^1$

We develop a new approach to the computation of the Hausdorff dimension of the invariant set of an iterated function system or IFS. In the one dimensional case that we consider here, our methods require only $C^3$ regularity of the maps in the IFS. The key idea, which has been known in varying degrees of generality for many years, is to associate to the IFS a parametrized family of positive, linear, Perron-Frobenius operators $L_s$. The operators $L_s$ can typically be studied in many different Banach spaces. Here, unlike most of the literature, we study $L_s$ in a Banach space of real-valued, $C^k$ functions, $k \ge 2$. We note that $L_s$ is not compact, but has essential spectral radius $ρ_s$ strictly less than the spectral radius $λ_s$ and possesses a strictly positive $C^k$ eigenfunction $v_s$ with eigenvalue $λ_s$. Under appropriate assumptions on the IFS, the Hausdorff dimension of the invariant set of the IFS is the value $s=s_*$ for which $λ_s =1$. This eigenvalue problem is then approximated by a collocation method using continuous piecewise linear functions. Using the theory of positive linear operators and explicit a priori bounds on the derivatives of the strictly positive eigenfunction $v_s$, we give rigorous upper and lower bounds for the Hausdorff dimension $s_*$, and these bounds converge to $s_*$ as the mesh size approaches zero.

math.NT↗

arXiv2016

C^m Eigenfunctions of Perron-Frobenius Operators and a New Approach to Numerical Computation of Hausdorff Dimension

We develop a new approach to the computation of the Hausdorff dimension of the invariant set of an iterated function system or IFS. In the one dimensional case, our methods require only C^3 regularity of the maps in the IFS. The key idea, which has been known in varying degrees of generality for many years, is to associate to the IFS a parametrized family of positive, linear, Perron-Frobenius operators L_s. The operators L_s can typically be studied in many different Banach spaces. Here, unlike most of the literature, we study L_s in a Banach space of real-valued, C^k functions, k >= 2; and we note that L_s is not compact, but has a strictly positive eigenfunction v_s with positive eigenvalue lambda_s equal to the spectral radius of L_s. Under appropriate assumptions on the IFS, the Hausdorff dimension of the invariant set of the IFS is the value s=s_* for which lambda_s =1. This eigenvalue problem is then approximated by a collocation method using continuous piecewise linear functions (in one dimension) or bilinear functions (in two dimensions). Using the theory of positive linear operators and explicit a priori bounds on the derivatives of the strictly positive eigenfunction v_s, we give rigorous upper and lower bounds for the Hausdorff dimension s_*, and these bounds converge to s_* as the mesh size approaches zero.

math.NT↗

arXiv2014

On the consistency of the combinatorial codifferential

In 1976, Dodziuk and Patodi employed Whitney forms to define a combinatorial codifferential operator on cochains, and they raised the question whether it is consistent in the sense that for a smooth enough differential form the combinatorial codifferential of the associated cochain converges to the exterior codifferential of the form as the triangulation is refined. In 1991, Smits proved this to be the case for the combinatorial codifferential applied to 1-forms in two dimensions under the additional assumption that the initial triangulation is refined in a completely regular fashion, by dividing each triangle into four similar triangles. In this paper we extend Smits's result to arbitrary dimensions, showing that the combinatorial codifferential on 1-forms is consistent if the triangulations are uniform or piecewise uniform in a certain precise sense. We also show that this restriction on the triangulations is needed, giving a counterexample in which a different regular refinement procedure, namely Whitney's standard subdivision, is used. Further, we show by numerical example that for 2-forms in three dimensions, the combinatorial codifferential is not consistent even for the most regular subdivision process.

math.DG↗

arXiv2013

The bubble transform: A new tool for analysis of finite element methods

The purpose of this paper is to discuss the construction of a linear operator, referred to as the bubble transform, which maps scalar functions defined on a bounded domain $Ω$ in $\mathbb{R}^n$ into a collection of functions with local support. In fact, for a given simplicial triangulation of $Ω$, the associated bubble transform produces a decomposition of functions on $Ω$ into a sum of functions with support on the corresponding macroelements. The transform is bounded in both $L^2$ and the Sobolev space $H^1$, it is local, and it preserves the corresponding continuous piecewise polynomial spaces. As a consequence, this transform is a useful tool for constructing local projection operators into finite element spaces such that the appropriate operator norms are bounded independently of polynomial degree. The transform is basically constructed by two families of operators, local averaging operators and rational trace preserving cut--off operators.

math.NA↗

arXiv2012

Local bounded cochain projection

We construct projections from the space of differential k-forms which belong to L2 and whose exterior derivative also belongs to L2, to finite dimensional subspaces of piecewise polynomial differential forms defined on a simplicial mesh. These projections have the properties that they commute with the exterior derivative and are bounded independent of the mesh size. Unlike some other recent work in this direction, the projections are also locally defined in the sense that they are defined by local operators on overlapping macroelements, in the spirit of the Clement interpolant.

math.NA↗

arXiv2011

Mixed finite element approximation of the vector Laplacian with Dirichlet boundary conditions

We consider the finite element solution of the vector Laplace equation on a domain in two dimensions. For various choices of boundary conditions, it is known that a mixed finite element method, in which the rotation of the solution is introduced as a second unknown, is advantageous, and appropriate choices of mixed finite element spaces lead to a stable, optimally convergent discretization. However, the theory that leads to these conclusions does not apply to the case of Dirichlet boundary conditions, in which both components of the solution vanish on the boundary. We show, by computational example, that indeed such mixed finite elements do not perform optimally in this case, and we analyze the suboptimal convergence that does occur. As we indicate, these results have implications for the solution of the biharmonic equation and of the Stokes equations using a mixed formulation involving the vorticity.

math.NA↗

arXiv2009

Finite element exterior calculus: from Hodge theory to numerical stability

This article reports on the confluence of two streams of research, one emanating from the fields of numerical analysis and scientific computation, the other from topology and geometry. In it we consider the numerical discretization of partial differential equations that are related to differential complexes so that de Rham cohomology and Hodge theory are key tools for the continuous problem. After a brief introduction to finite element methods, the discretization methods we consider, we develop an abstract Hilbert space framework for analyzing stability and convergence. In this framework, the differential complex is represented by a complex of Hilbert spaces and stability is obtained by transferring Hodge theoretic structures from the continuous level to the discrete. We show stable discretization is achieved if the finite element spaces satisfy two hypotheses: they form a subcomplex and there exists a bounded cochain projection from the full complex to the subcomplex. Next, we consider the most canonical example of the abstract theory, in which the Hilbert complex is the de Rham complex of a domain in Euclidean space. We use the Koszul complex to construct two families of finite element differential forms, show that these can be arranged in subcomplexes of the de Rham complex in numerous ways, and for each construct a bounded cochain projection. The abstract theory therefore applies to give the stability and convergence of finite element approximations of the Hodge Laplacian. Other applications are considered as well, especially to the equations of elasticity. Background material is included to make the presentation self-contained for a variety of readers.

math.NA↗

arXiv2008

Geometric decompositions and local bases for spaces of finite element differential forms

We study the two primary families of spaces of finite element differential forms with respect to a simplicial mesh in any number of space dimensions. These spaces are generalizations of the classical finite element spaces for vector fields, frequently referred to as Raviart-Thomas, Brezzi-Douglas-Marini, and Nedelec spaces. In the present paper, we derive geometric decompositions of these spaces which lead directly to explicit local bases for them, generalizing the Bernstein basis for ordinary Lagrange finite elements. The approach applies to both families of finite element spaces, for arbitrary polynomial degree, arbitrary order of the differential forms, and an arbitrary simplicial triangulation in any number of space dimensions. A prominent role in the construction is played by the notion of a consistent family of extension operators, which expresses in an abstract framework a sufficient condition for deriving a geometric decomposition of a finite element space leading to a local basis.

math.NA↗

arXiv2007

Mixed finite element methods for linear elasticity with weakly imposed symmetry

In this paper, we construct new finite element methods for the approximation of the equations of linear elasticity in three space dimensions that produce direct approximations to both stresses and displacements. The methods are based on a modified form of the Hellinger--Reissner variational principle that only weakly imposes the symmetry condition on the stresses. Although this approach has been previously used by a number of authors, a key new ingredient here is a constructive derivation of the elasticity complex starting from the de Rham complex. By mimicking this construction in the discrete case, we derive new mixed finite elements for elasticity in a systematic manner from known discretizations of the de Rham complex. These elements appear to be simpler than the ones previously derived. For example, we construct stable discretizations which use only piecewise linear elements to approximate the stress field and piecewise constant functions to approximate the displacement field.

math.NA↗

arXiv2000

Approximation by quadrilateral finite elements

We consider the approximation properties of finite element spaces on quadrilateral meshes. The finite element spaces are constructed starting with a given finite dimensional space of functions on a square reference element, which is then transformed to a space of functions on each convex quadrilateral element via a bilinear isomorphism of the square onto the element. It is known that for affine isomorphisms, a necessary and sufficient condition for approximation of order r+1 in L2 and order r in H1 is that the given space of functions on the reference element contain all polynomial functions of total degree at most r. In the case of bilinear isomorphisms, it is known that the same estimates hold if the function space contains all polynomial functions of separate degree r. We show, by means of a counterexample, that this latter condition is also necessary. As applications we demonstrate degradation of the convergence order on quadrilateral meshes as compared to rectangular meshes for serendipity finite elements and for various mixed and nonconforming finite elements.

math.NA↗