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Richong Zhang

Publications and source records attributed to Richong Zhang.

At least 19 recordsLinked to original sources

DEPT: Document Embedding Preservation Tuning for Unified Query Expansion and Retrieval

Large language models (LLMs) can both expand underspecified queries and encode text as dense representations, suggesting a unified model for query expansion and retrieval. Existing systems usually rely on prompted expansions, independently trained modules, or staged optimization, leaving generated expansions only indirectly aligned with the retrieval loss that judges them. We train a single decoder-only LLM end to end, where the same model generates the expansion and encodes both the expanded query and candidate documents. This unified setting creates a moving-target problem: retrieval supervision should improve query-side expansion, but the same update also shifts the document embeddings that serve as retrieval targets. We introduce Document Embedding Preservation Tuning (DEPT), which keeps tuned document embeddings close to cached initial embeddings while allowing retrieval gradients to pass through straight-through decoding into the generator. DEPT converts joint query--document movement into query-side adaptation against approximately stable, whitened document embeddings that support index reuse and online hard-negative mining. Experiments with Qwen3-4B-Instruct-2507 and LLaMA-3.2-3B-Instruct on five datasets in BEIR benchmark show that DEPT improves average retrieval quality over training-free, independently trained, and staged unified baselines, while ablations isolate the effects of preservation, whitening, end-to-end expansion training, and online negatives. Code is available at https://github.com/ILSparkle/DEPT.

cs.IR

ExeCRE: Execution-Consistency Guided Reliability Estimation for Self-Correcting Code Generation

Large language models (LLMs) have made notable progress in code generation, but they still struggle on challenging tasks that require sophisticated algorithms or complex implementations. Recent methods increasingly use code execution as feedback, especially in self-correction pipelines that construct verification signals from generated code. However, these pipelines often depend on supervision signals whose reliability is unknown, which can introduce misleading feedback, unnecessary revisions, and incorrect final answers. To address this issue, we propose ExeCRE, an Execution-Consistency guided code Reliability Estimation framework. Instead of judging candidate code by tests or LLM feedback, ExeCRE estimates code reliability by statistically analyzing consistency patterns in execution outputs over a large number of randomly generated inputs. It collects execution outputs over generated inputs, projects them into consistency signals, and applies the Dawid-Skene model to infer latent code reliability. We integrate ExeCRE into self-correction for code generation. Experiments show that ExeCRE consistently improves both effectiveness and stability, while substantially reducing misleading correction signals. Under GPT-5.2 on LiveCodeBench, the average number of misleading feedback cases on already correct code drops from 113.2 with a representative self-correction baseline to 14.0 with ExeCRE. As an additional study, we apply the same reliability estimation strategy to code-based mathematical reasoning and observe similar benefits. These results suggest that ExeCRE enables more reliable use of generated code in execution-based pipelines.

cs.SE

inversedMixup: Data Augmentation via Inverting Mixed Embeddings

Mixup generates augmented samples by linearly interpolating inputs and labels with a controllable ratio. However, since it operates at the latent embedding level, the resulting samples are not human-interpretable. In contrast, LLM-based augmentation methods produce sentences via prompts at the token level, yielding readable outputs but offering limited control over the generation process. Inspired by recent advances in LLM inversion, which reconstructs natural language from embeddings and helps bridge the gap between latent embedding space and discrete token space, we propose inversedMixup, a unified framework that combines the controllability of Mixup with the interpretability of LLM-based generation. Specifically, inversedMixup aligns the output embedding space of a task-specific model with the input embedding space of an LLM, so that mixed embeddings can be reconstructed, under a controllable mixing ratio, into human-interpretable sentences. This interpretability provides the first empirical evidence of the manifold intrusion phenomenon in text Mixup. Building on this, we extend inversedMixup into a three-stage data augmentation method, and introduce a simple yet effective strategy to mitigate manifold intrusion during augmentation. Extensive experiments demonstrate the effectiveness and generalizability of our approach in both few-shot and fully supervised scenarios.

cs.CL

Multimodal Abstractive Summarization of Instructional Videos with Vision-Language Models

Multimodal video summarization requires visual features that align semantically with language generation. Traditional approaches rely on CNN features trained for object classification, which represent visual concepts as discrete categories not aligned with natural language. We propose ClipSum, a framework that leverages frozen CLIP vision-language features with explicit temporal modeling and dimension-adaptive fusion for instructional video summarization. CLIP's contrastive pre-training on 400M image-text pairs yields visual features semantically aligned with the linguistic concepts that text decoders generate, bridging the vision-language gap at the representation level. On YouCook2, ClipSum achieves 33.0% ROUGE-1 versus 30.5% for ResNet-152 with 4x lower dimensionality (512 vs. 2048), demonstrating that semantic alignment matters more than feature capacity. Frozen CLIP (33.0%) surpasses fine-tuned CLIP (32.3%), showing that preserving pre-trained alignment is more valuable than task-specific adaptation. https://github.com/aqeeelmirza/clipsum

cs.CV

Beyond Bellman: High-Order Generator Regression for Continuous-Time Policy Evaluation

We study finite-horizon continuous-time policy evaluation from discrete closed-loop trajectories under time-inhomogeneous dynamics. The target value surface solves a backward parabolic equation, but the Bellman baseline obtained from one-step recursion is only first-order in the grid width. We estimate the time-dependent generator from multi-step transitions using moment-matching coefficients that cancel lower-order truncation terms, and combine the resulting surrogate with backward regression. The main theory gives an end-to-end decomposition into generator misspecification, projection error, pooling bias, finite-sample error, and start-up error, together with a decision-frequency regime map explaining when higher-order gains should be visible. Across calibration studies, four-scale benchmarks, feature and start-up ablations, and gain-mismatch stress tests, the second-order estimator consistently improves on the Bellman baseline and remains stable in the regime where the theory predicts visible gains. These results position high-order generator regression as an interpretable continuous-time policy-evaluation method with a clear operating region.

stat.ML

CoRect: Context-Aware Logit Contrast for Hidden State Rectification to Resolve Knowledge Conflicts

Retrieval-Augmented Generation (RAG) often struggles with knowledge conflicts, where model-internal parametric knowledge overrides retrieved evidence, leading to unfaithful outputs. Existing approaches are often limited, relying either on superficial decoding adjustments or weight editing that necessitates ground-truth targets. Through layer-wise analysis, we attribute this failure to a parametric suppression phenomenon: specifically, in deep layers, certain FFN layers overwrite context-sensitive representations with memorized priors. To address this, we propose CoRect (Context-Aware Logit Contrast for Hidden State Rectification). By contrasting logits from contextualized and non-contextualized forward passes, CoRect identifies layers that exhibit high parametric bias without requiring ground-truth labels. It then rectifies the hidden states to preserve evidence-grounded information. Across question answering (QA) and summarization benchmarks, CoRect consistently improves faithfulness and reduces hallucinations compared to strong baselines.

cs.CL

Learning to Select: Query-Aware Adaptive Dimension Selection for Dense Retrieval

Dense retrieval represents queries and documents as high-dimensional embeddings, but these representations can be redundant at the query level: for a given information need, only a subset of dimensions is consistently helpful for ranking. Prior work addresses this via pseudo-relevance feedback (PRF) based dimension importance estimation, which can produce query-aware masks without labeled data but often relies on noisy pseudo signals and heuristic test-time procedures. In contrast, supervised adapter methods leverage relevance labels to improve embedding quality, yet they learn global transformations shared across queries and do not explicitly model query-aware dimension importance. We propose a Query-Aware Adaptive Dimension Selection framework that \emph{learns} to predict per-dimension importance directly from query embedding. We first construct oracle dimension importance distributions over embedding dimensions using supervised relevance labels, and then train a predictor to map a query embedding to these label-distilled importance scores. At inference, the predictor selects a query-aware subset of dimensions for similarity computation based solely on the query embedding, without pseudo-relevance feedback. Experiments across multiple dense retrievers and benchmarks show that our learned dimension selector improves retrieval effectiveness over the full-dimensional baseline as well as PRF-based masking and supervised adapter baselines.

cs.IR

MOMA: Masked Orthogonal Matrix Alignment for Zero-Additional-Parameter Model Merging

Model merging offers a scalable alternative to multi-task learning but often yields suboptimal performance on classification tasks. We attribute this degradation to a geometric misalignment between the merged encoder and static task-specific classifier heads. Existing methods typically rely on auxiliary parameters to enforce strict representation alignment. We challenge this approach by revealing that the misalignment is predominantly an orthogonal transformation, rendering such strict alignment unnecessary. Leveraging this insight, we propose MOMA (Masked Orthogonal Matrix Alignment), which rectifies the misalignment by jointly optimizing a global multi-task vector mask and task-specific orthogonal transformations. Crucially, MOMA absorbs corresponding new parameters directly into the existing model weights, achieving performance comparable to state-of-the-art baselines with zero additional parameters and zero added inference cost.

cs.LG

AR-BENCH: Benchmarking Legal Reasoning with Judgment Error Detection, Classification and Correction

Legal judgments may contain errors due to the complexity of case circumstances and the abstract nature of legal concepts, while existing appellate review mechanisms face efficiency pressures from a surge in case volumes. Although current legal AI research focuses on tasks like judgment prediction and legal document generation, the task of judgment review differs fundamentally in its objectives and paradigm: it centers on detecting, classifying, and correcting errors after a judgment is issued, constituting anomaly detection rather than prediction or generation. To address this research gap, we introduce a novel task APPELLATE REVIEW, aiming to assess models' diagnostic reasoning and reliability in legal practice. We also construct a novel dataset benchmark AR-BENCH, which comprises 8,700 finely annotated decisions and 34,617 supplementary corpora. By evaluating 14 large language models, we reveal critical limitations in existing models' ability to identify legal application errors, providing empirical evidence for future improvements.

cs.CL

Improving Subgraph Matching by Combining Algorithms and Graph Neural Networks

Homomorphism is a key mapping technique between graphs that preserves their structure. Given a graph and a pattern, the subgraph homomorphism problem involves finding a mapping from the pattern to the graph, ensuring that adjacent vertices in the pattern are mapped to adjacent vertices in the graph. Unlike subgraph isomorphism, which requires a one-to-one mapping, homomorphism allows multiple vertices in the pattern to map to the same vertex in the graph, making it more complex. We propose HFrame, the first graph neural network-based framework for subgraph homomorphism, which integrates traditional algorithms with machine learning techniques. We demonstrate that HFrame outperforms standard graph neural networks by being able to distinguish more graph pairs where the pattern is not homomorphic to the graph. Additionally, we provide a generalization error bound for HFrame. Through experiments on both real-world and synthetic graphs, we show that HFrame is up to 101.91 times faster than exact matching algorithms and achieves an average accuracy of 0.962.

cs.AI

Rethinking Label Consistency of In-Context Learning: An Implicit Transductive Label Propagation Perspective

Large language models (LLMs) perform in-context learning (ICL) with minimal supervised examples, which benefits various natural language processing (NLP) tasks. One of the critical research focus is the selection of prompt demonstrations. Current approaches typically employ retrieval models to select the top-K most semantically similar examples as demonstrations. However, we argue that existing methods are limited since the label consistency is not guaranteed during demonstration selection. Our cognition derives from the Bayesian view of ICL and our rethinking of ICL from the transductive label propagation perspective. We treat ICL as a transductive learning method and incorporate latent concepts from Bayesian view and deduce that similar demonstrations guide the concepts of query, with consistent labels serving as estimates. Based on this understanding, we establish a label propagation framework to link label consistency with propagation error bounds. To model label consistency, we propose a data synthesis method, leveraging both semantic and label information, and use TopK sampling with Synthetic Data (TopK-SD) to acquire demonstrations with consistent labels. TopK-SD outperforms original TopK sampling on multiple benchmarks. Our work provides a new perspective for understanding the working mechanisms within ICL.

cs.AI

On SkipGram Word Embedding Models with Negative Sampling: Unified Framework and Impact of Noise Distributions

SkipGram word embedding models with negative sampling, or SGN in short, is an elegant family of word embedding models. In this paper, we formulate a framework for word embedding, referred to as Word-Context Classification (WCC), that generalizes SGN to a wide family of models. The framework, which uses some ``noise examples'', is justified through theoretical analysis. The impact of noise distribution on the learning of the WCC embedding models is studied experimentally, suggesting that the best noise distribution is, in fact, the data distribution, in terms of both the embedding performance and the speed of convergence during training. Along our way, we discover several novel embedding models that outperform existing WCC models.

cs.CL

When Text Embedding Meets Large Language Model: A Comprehensive Survey

Text embedding has become a foundational technology in natural language processing (NLP) during the deep learning era, driving advancements across a wide array of downstream tasks. While many natural language understanding challenges can now be modeled using generative paradigms and leverage the robust generative and comprehension capabilities of large language models (LLMs), numerous practical applications - such as semantic matching, clustering, and information retrieval - continue to rely on text embeddings for their efficiency and effectiveness. Therefore, integrating LLMs with text embeddings has become a major research focus in recent years. In this survey, we categorize the interplay between LLMs and text embeddings into three overarching themes: (1) LLM-augmented text embedding, enhancing traditional embedding methods with LLMs; (2) LLMs as text embedders, adapting their innate capabilities for high-quality embedding; and (3) Text embedding understanding with LLMs, leveraging LLMs to analyze and interpret embeddings. By organizing recent works based on interaction patterns rather than specific downstream applications, we offer a novel and systematic overview of contributions from various research and application domains in the era of LLMs. Furthermore, we highlight the unresolved challenges that persisted in the pre-LLM era with pre-trained language models (PLMs) and explore the emerging obstacles brought forth by LLMs. Building on this analysis, we outline prospective directions for the evolution of text embedding, addressing both theoretical and practical opportunities in the rapidly advancing landscape of NLP.

cs.CL

Text2Token: Unsupervised Text Representation Learning with Token Target Prediction

Unsupervised text representation learning (TRL) is a fundamental task in natural language processing, which is beneficial for improving search and recommendations with the web's unlabeled texts. A recent empirical study finds that the high-quality representation aligns with the key token of the input text, uncovering the potential connection between representation space and vocabulary space. Inspired by the findings, we revisit the generative tasks and develop an unsupervised generative framework for TRL, Text2Token. The framework is based on the token target prediction task, utilizing carefully constructed target token distribution as supervisory signals. To construct the high-quality target token distribution, we analyze the token-alignment properties with advanced embedders and identify two essential categories of key tokens: (1) the meaningful tokens in the text and (2) semantically derived tokens beyond the text. Based on these insights, we propose two methods -- data-driven and model-derived -- to construct synthetic token targets from data or the LLM backbone. Experiments on the MTEB v2 benchmark demonstrate that Text2Token achieves performance competitive with the state-of-the-art embedder with unsupervised contrastive learning, LLM2Vec. Our analysis further shows that vocabulary and representation spaces optimize together and toward the optimum solution during training, providing new ideas and insights for future work.

cs.CL

General Table Question Answering via Answer-Formula Joint Generation

Advanced table question answering (TableQA) methods prompt large language models (LLMs) to generate answer text, SQL query, Python code, or custom operation, which impressively improve the complex reasoning problems in the TableQA task. However, these methods lack the versatility to cope with specific question types or table structures. In contrast, the Spreadsheet Formula, the widely used and well-defined operation language for tabular data, has not been thoroughly explored to solve TableQA. In this paper, we first attempt to use the Formula as the executable representation for solving complex reasoning on tables with different structures. Specifically, we construct \texttt{FromulaQA}, a large Formula-annotated TableQA dataset from existing datasets. In addition, we propose \texttt{TabAF}, a general table answering framework to solve multiple types of tasks over multiple types of tables simultaneously, which decodes answers and Formulas with a single LLM backbone. Extensive experiments demonstrate the versatility and generalization of \texttt{TabAF}. Under the same model size, \texttt{TabAF} achieves new state-of-the-art performance on the WikiTableQuestion, HiTab, and TabFact.

cs.CL

A Text is Worth Several Tokens: Text Embedding from LLMs Secretly Aligns Well with The Key Tokens

Text embeddings from large language models (LLMs) have achieved excellent results in tasks such as information retrieval, semantic textual similarity, etc. In this work, we show an interesting finding: when feeding a text into the LLM-based embedder, the obtained text embedding will be able to be aligned with the key tokens in the input text. We first fully analyze this phenomenon on eight LLM-based embedders and show that this phenomenon is universal and is not affected by model architecture, training strategy, and embedding method. With a deeper analysis, we find that the main change in embedding space between these embedders and their LLM backbones is in the first principal component. By adjusting the first principal component, we can align text embedding with the key tokens. Finally, we give several examples to demonstrate the vast application potential of this finding: (1) we propose a simple and practical sparse retrieval method based on the aligned tokens, which can achieve 80% of the dense retrieval effect of the same model while reducing the computation significantly; (2) we show that our findings provide a novel perspective to help understand novel technologies (e.g., instruction-following embedding) and fuzzy concepts (e.g., semantic relatedness vs. similarity) in this field.

cs.CL

Easy Dataset: A Unified and Extensible Framework for Synthesizing LLM Fine-Tuning Data from Unstructured Documents

Large language models (LLMs) have shown impressive performance on general-purpose tasks, yet adapting them to specific domains remains challenging due to the scarcity of high-quality domain data. Existing data synthesis tools often struggle to extract reliable fine-tuning data from heterogeneous documents effectively. To address this limitation, we propose Easy Dataset, a unified framework for synthesizing fine-tuning data from unstructured documents via an intuitive graphical user interface (GUI). Specifically, Easy Dataset allows users to easily configure text extraction models and chunking strategies to transform raw documents into coherent text chunks. It then leverages a persona-driven prompting approach to generate diverse question-answer pairs using public-available LLMs. Throughout the pipeline, a human-in-the-loop visual interface facilitates the review and refinement of intermediate outputs to ensure data quality. Experiments on a financial question-answering task show that fine-tuning LLMs on the synthesized dataset significantly improves domain-specific performance while preserving general knowledge. The source code and installable package are available at https://github.com/ConardLi/easy-dataset and have garnered over 9,000 GitHub stars.

cs.CL

Dynamic Task Vector Grouping for Efficient Multi-Task Prompt Tuning

Multi-task prompt tuning utilizes multiple high-resource source tasks to improve performance on low-source target tasks. Existing approaches transfer the soft prompt trained by combining all source tasks or a single ``high-similar'' source task one-time-only. However, we find that the optimal transfer performance often comes from a combination of source tasks, which is neither one nor all. Further, we find that the similarity between source and target tasks also changes dynamically during fine-tuning after transfering, making similarity calculation in the initiation stage inadequate. To address these issues, we propose a method called Dynamic Task Vector Grouping (DTVG), whose core ideas contain (1) measuring the task similarity with task vectors instead of soft prompt, (2) grouping the optimal source task combination based on two metrics: {\it target similarity} and {\it knowledge consistency}; (3) dynamically updating the combination in each iteration step. Extensive experiments on the 26 NLP datasets under different settings demonstrate that DTVG effectively groups similar source tasks while reducing negative transfer, achieving the start-of-art performance.

cs.CL