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Rishabh Bhardwaj

Publications and source records attributed to Rishabh Bhardwaj.

At least 37 records · Page 2Linked to original sources

Celestial soft currents at one-loop and their OPEs

Conformally soft operators and their associated soft theorems on the celestial sphere encode the low energy behaviour of bulk scattering amplitudes. They lead to an infinite dimensional symmetry algebra of the celestial CFT at tree-level. In this paper, we introduce new operators in the celestial CFT in order to extend the definition of conformally soft currents to include one-loop effects. We then compute their OPEs with other operators in the theory. We also examine new subtleties that arise in defining OPEs of two conformally soft operators. We elucidate the connection between the new operators and loop corrected soft theorems in the bulk. Finally, we conclude by demonstrating how these operators fit into the framework of a logarithmic CFT.

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Language Models are Homer Simpson! Safety Re-Alignment of Fine-tuned Language Models through Task Arithmetic

Aligned language models face a significant limitation as their fine-tuning often results in compromised safety. To tackle this, we propose a simple method RESTA that performs LLM safety realignment. RESTA stands for REstoring Safety through Task Arithmetic. At its core, it involves a simple arithmetic addition of a safety vector to the weights of the compromised model. We demonstrate the effectiveness of RESTA in both parameter-efficient and full fine-tuning, covering a wide range of downstream tasks, including instruction following in Chinese, English, and Hindi, as well as problem-solving capabilities in Code and Math. We also showcase the generalizability of RESTA on three existing safety evaluation benchmarks and a multilingual benchmark dataset proposed as a part of this work, consisting of 550 harmful questions covering 11 categories, each with 5 sub-categories of harm. Overall, RESTA decreases the harmfulness of the compromised model from 18.6% to 5.1% and from 9.2% to 1.5% in parameter-efficient and full fine-tuning, respectively, while maintaining most of the model's performance on the task. We release the source codes at: https://github.com/declare-lab/resta.

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On unitarity of the Coon amplitude

The Coon amplitude is a one-parameter deformation of the Veneziano amplitude. We explore the unitarity of the Coon amplitude through its partial wave expansion using tools from $q$-calculus. Our analysis establishes manifest positivity on the leading and sub-leading Regge trajectories in arbitrary spacetime dimensions $D$, while revealing a violation of unitarity in a certain region of $(q,D)$ parameter space starting at the sub-sub-leading Regge order. A combination of numerical studies and analytic arguments allows us to argue for the manifest positivity of the partial wave coefficients in fixed spin and Regge asymptotics.

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Language Model Unalignment: Parametric Red-Teaming to Expose Hidden Harms and Biases

Red-teaming has been a widely adopted way to evaluate the harmfulness of Large Language Models (LLMs). It aims to jailbreak a model's safety behavior to make it act as a helpful agent disregarding the harmfulness of the query. Existing methods are primarily based on input text-based red-teaming such as adversarial prompts, low-resource prompts, or contextualized prompts to condition the model in a way to bypass its safe behavior. Bypassing the guardrails uncovers hidden harmful information and biases in the model that are left untreated or newly introduced by its safety training. However, prompt-based attacks fail to provide such a diagnosis owing to their low attack success rate, and applicability to specific models. In this paper, we present a new perspective on LLM safety research i.e., parametric red-teaming through Unalignment. It simply (instruction) tunes the model parameters to break model guardrails that are not deeply rooted in the model's behavior. Unalignment using as few as 100 examples can significantly bypass commonly referred to as CHATGPT, to the point where it responds with an 88% success rate to harmful queries on two safety benchmark datasets. On open-source models such as VICUNA-7B and LLAMA-2-CHAT 7B AND 13B, it shows an attack success rate of more than 91%. On bias evaluations, Unalignment exposes inherent biases in safety-aligned models such as CHATGPT and LLAMA- 2-CHAT where the model's responses are strongly biased and opinionated 64% of the time.

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Adapter Pruning using Tropical Characterization

Adapters are widely popular parameter-efficient transfer learning approaches in natural language processing that insert trainable modules in between layers of a pre-trained language model. Apart from several heuristics, however, there has been a lack of studies analyzing the optimal number of adapter parameters needed for downstream applications. In this paper, we propose an adapter pruning approach by studying the tropical characteristics of trainable modules. We cast it as an optimization problem that aims to prune parameters from the adapter layers without changing the orientation of underlying tropical hypersurfaces. Our experiments on five NLP datasets show that tropical geometry tends to identify more relevant parameters to prune when compared with the magnitude-based baseline, while a combined approach works best across the tasks.

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Dual resonant amplitudes from Drinfel'd twists

We postulate the existence of a family of dual resonant, four-point tachyon amplitudes derived using invertible coproduct maps called Drinfel'd twists. A sub-family of these amplitudes exhibits well-defined ultraviolet behaviour, namely in the fixed angle high-energy and Regge scattering regimes. This discovery emerges from a systematic study of the set of observables that can be constructed out of $q$-deformed worldsheet CFTs with the underlying conformal group being the quantum group $SU(1,1)_q$. We conclude our analysis by discussing the possibility (or the lack thereof) of known $q$-deformations of the Veneziano amplitude as an observable in such theories, in particular, the Coon amplitude.

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Red-Teaming Large Language Models using Chain of Utterances for Safety-Alignment

Larger language models (LLMs) have taken the world by storm with their massive multi-tasking capabilities simply by optimizing over a next-word prediction objective. With the emergence of their properties and encoded knowledge, the risk of LLMs producing harmful outputs increases, making them unfit for scalable deployment for the public. In this work, we propose a new safety evaluation benchmark RED-EVAL that carries out red-teaming. We show that even widely deployed models are susceptible to the Chain of Utterances-based (CoU) prompting, jailbreaking closed source LLM-based systems such as GPT-4 and ChatGPT to unethically respond to more than 65% and 73% of harmful queries. We also demonstrate the consistency of the RED-EVAL across 8 open-source LLMs in generating harmful responses in more than 86% of the red-teaming attempts. Next, we propose RED-INSTRUCT--An approach for the safety alignment of LLMs. It constitutes two phases: 1) HARMFULQA data collection: Leveraging CoU prompting, we collect a dataset that consists of 1.9K harmful questions covering a wide range of topics, 9.5K safe and 7.3K harmful conversations from ChatGPT; 2) SAFE-ALIGN: We demonstrate how the conversational dataset can be used for the safety alignment of LLMs by minimizing the negative log-likelihood over helpful responses and penalizing over harmful responses by gradient accent over sample loss. Our model STARLING, a fine-tuned Vicuna-7B, is observed to be more safely aligned when evaluated on RED-EVAL and HHH benchmarks while preserving the utility of the baseline models (TruthfulQA, MMLU, and BBH).

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Adaptation Approaches for Nearest Neighbor Language Models

Semi-parametric Nearest Neighbor Language Models ($k$NN-LMs) have produced impressive gains over purely parametric LMs, by leveraging large-scale neighborhood retrieval over external memory datastores. However, there has been little investigation into adapting such models for new domains. This work attempts to fill that gap and suggests the following approaches for adapting $k$NN-LMs -- 1) adapting the underlying LM (using Adapters), 2) expanding neighborhood retrieval over an additional adaptation datastore, and 3) adapting the weights (scores) of retrieved neighbors using a learned Rescorer module. We study each adaptation strategy separately, as well as the combined performance improvement through ablation experiments and an extensive set of evaluations run over seven adaptation domains. Our combined adaptation approach consistently outperforms purely parametric adaptation and zero-shot ($k$NN-LM) baselines that construct datastores from the adaptation data. On average, we see perplexity improvements of 17.1% and 16% for these respective baselines, across domains.

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A Review of Deep Learning Techniques for Speech Processing

The field of speech processing has undergone a transformative shift with the advent of deep learning. The use of multiple processing layers has enabled the creation of models capable of extracting intricate features from speech data. This development has paved the way for unparalleled advancements in speech recognition, text-to-speech synthesis, automatic speech recognition, and emotion recognition, propelling the performance of these tasks to unprecedented heights. The power of deep learning techniques has opened up new avenues for research and innovation in the field of speech processing, with far-reaching implications for a range of industries and applications. This review paper provides a comprehensive overview of the key deep learning models and their applications in speech-processing tasks. We begin by tracing the evolution of speech processing research, from early approaches, such as MFCC and HMM, to more recent advances in deep learning architectures, such as CNNs, RNNs, transformers, conformers, and diffusion models. We categorize the approaches and compare their strengths and weaknesses for solving speech-processing tasks. Furthermore, we extensively cover various speech-processing tasks, datasets, and benchmarks used in the literature and describe how different deep-learning networks have been utilized to tackle these tasks. Additionally, we discuss the challenges and future directions of deep learning in speech processing, including the need for more parameter-efficient, interpretable models and the potential of deep learning for multimodal speech processing. By examining the field's evolution, comparing and contrasting different approaches, and highlighting future directions and challenges, we hope to inspire further research in this exciting and rapidly advancing field.

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ReMask: A Robust Information-Masking Approach for Domain Counterfactual Generation

Domain shift is a big challenge in NLP, thus, many approaches resort to learning domain-invariant features to mitigate the inference phase domain shift. Such methods, however, fail to leverage the domain-specific nuances relevant to the task at hand. To avoid such drawbacks, domain counterfactual generation aims to transform a text from the source domain to a given target domain. However, due to the limited availability of data, such frequency-based methods often miss and lead to some valid and spurious domain-token associations. Hence, we employ a three-step domain obfuscation approach that involves frequency and attention norm-based masking, to mask domain-specific cues, and unmasking to regain the domain generic context. Our experiments empirically show that the counterfactual samples sourced from our masked text lead to improved domain transfer on 10 out of 12 domain sentiment classification settings, with an average of 2% accuracy improvement over the state-of-the-art for unsupervised domain adaptation (UDA). Further, our model outperforms the state-of-the-art by achieving 1.4% average accuracy improvement in the adversarial domain adaptation (ADA) setting. Moreover, our model also shows its domain adaptation efficacy on a large multi-domain intent classification dataset where it attains state-of-the-art results. We release the codes publicly at \url{https://github.com/declare-lab/remask}.

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Evaluating Parameter-Efficient Transfer Learning Approaches on SURE Benchmark for Speech Understanding

Fine-tuning is widely used as the default algorithm for transfer learning from pre-trained models. Parameter inefficiency can however arise when, during transfer learning, all the parameters of a large pre-trained model need to be updated for individual downstream tasks. As the number of parameters grows, fine-tuning is prone to overfitting and catastrophic forgetting. In addition, full fine-tuning can become prohibitively expensive when the model is used for many tasks. To mitigate this issue, parameter-efficient transfer learning algorithms, such as adapters and prefix tuning, have been proposed as a way to introduce a few trainable parameters that can be plugged into large pre-trained language models such as BERT, and HuBERT. In this paper, we introduce the Speech UndeRstanding Evaluation (SURE) benchmark for parameter-efficient learning for various speech-processing tasks. Additionally, we introduce a new adapter, ConvAdapter, based on 1D convolution. We show that ConvAdapter outperforms the standard adapters while showing comparable performance against prefix tuning and LoRA with only 0.94% of trainable parameters on some of the task in SURE. We further explore the effectiveness of parameter efficient transfer learning for speech synthesis task such as Text-to-Speech (TTS).

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Vector-Quantized Input-Contextualized Soft Prompts for Natural Language Understanding

Prompt Tuning has been largely successful as a parameter-efficient method of conditioning large-scale pre-trained language models to perform downstream tasks. Thus far, soft prompt tuning learns a fixed set of task-specific continuous vectors, i.e., soft tokens that remain static across the task samples. A fixed prompt, however, may not generalize well to the diverse kinds of inputs the task comprises. In order to address this, we propose Vector-quantized Input-contextualized Prompts (VIP) as an extension to the soft prompt tuning framework. VIP particularly focuses on two aspects -- contextual prompts that learns input-specific contextualization of the soft prompt tokens through a small-scale sentence encoder and quantized prompts that maps the contextualized prompts to a set of learnable codebook vectors through a Vector quantization network. On various language understanding tasks like SuperGLUE, QA, Relation classification, NER and NLI, VIP outperforms the soft prompt tuning (PT) baseline by an average margin of 1.19%. Further, our generalization studies show that VIP learns more robust prompt representations, surpassing PT by a margin of 0.6% - 5.3% on Out-of-domain QA and NLI tasks respectively, and by 0.75% on Multi-Task setup over 4 tasks spanning across 12 domains.

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KNOT: Knowledge Distillation using Optimal Transport for Solving NLP Tasks

We propose a new approach, Knowledge Distillation using Optimal Transport (KNOT), to distill the natural language semantic knowledge from multiple teacher networks to a student network. KNOT aims to train a (global) student model by learning to minimize the optimal transport cost of its assigned probability distribution over the labels to the weighted sum of probabilities predicted by the (local) teacher models, under the constraints, that the student model does not have access to teacher models' parameters or training data. To evaluate the quality of knowledge transfer, we introduce a new metric, Semantic Distance (SD), that measures semantic closeness between the predicted and ground truth label distributions. The proposed method shows improvements in the global model's SD performance over the baseline across three NLP tasks while performing on par with Entropy-based distillation on standard accuracy and F1 metrics. The implementation pertaining to this work is publicly available at: https://github.com/declare-lab/KNOT.

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Angular momentum of the asymptotic electromagnetic field in the classical scattering of charged particles

We compute the angular momentum of the electromagnetic field on a late time Cauchy surface with an arbitrary constant normal vector relevant for the classical scattering of charged particles. We find a time independent contribution to the angular momentum. This demonstrates that every charged particle scattering event is accompanied by a net shift in the angular momentum of the electromagnetic field. We speculate that this shift is related to a subleading electromagnetic memory effect. We argue that this asymptotic angular momentum should be included in the description of the asymptotic states in quantum theories containing infrared divergences. We demonstrate that the Lorentz covariance of the asymptotic electromagnetic angular momentum can only be exhibited upon making reference to the Cauchy slice's normal vector.

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Loop-level gluon OPEs in celestial holography

We compute one-loop corrections to the OPE of gluons in the celestial conformal field theory corresponding to Yang-Mills coupled to arbitrary matter. We exploit universal hard/soft factorization to derive an IR finite OPE for the hard gluon operators. This OPE involves logarithms and operators that resemble logarithmic partners of primary operators. We derive an exact all-loop OPE in a limit of the Higgs-regulated planar $\mathcal{N}=4$ super Yang-Mills theory.

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Recognizing Emotion Cause in Conversations

We address the problem of recognizing emotion cause in conversations, define two novel sub-tasks of this problem, and provide a corresponding dialogue-level dataset, along with strong Transformer-based baselines. The dataset is available at https://github.com/declare-lab/RECCON. Introduction: Recognizing the cause behind emotions in text is a fundamental yet under-explored area of research in NLP. Advances in this area hold the potential to improve interpretability and performance in affect-based models. Identifying emotion causes at the utterance level in conversations is particularly challenging due to the intermingling dynamics among the interlocutors. Method: We introduce the task of Recognizing Emotion Cause in CONversations with an accompanying dataset named RECCON, containing over 1,000 dialogues and 10,000 utterance cause-effect pairs. Furthermore, we define different cause types based on the source of the causes, and establish strong Transformer-based baselines to address two different sub-tasks on this dataset: causal span extraction and causal emotion entailment. Result: Our Transformer-based baselines, which leverage contextual pre-trained embeddings, such as RoBERTa, outperform the state-of-the-art emotion cause extraction approaches Conclusion: We introduce a new task highly relevant for (explainable) emotion-aware artificial intelligence: recognizing emotion cause in conversations, provide a new highly challenging publicly available dialogue-level dataset for this task, and give strong baseline results on this dataset.

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More Identifiable yet Equally Performant Transformers for Text Classification

Interpretability is an important aspect of the trustworthiness of a model's predictions. Transformer's predictions are widely explained by the attention weights, i.e., a probability distribution generated at its self-attention unit (head). Current empirical studies provide shreds of evidence that attention weights are not explanations by proving that they are not unique. A recent study showed theoretical justifications to this observation by proving the non-identifiability of attention weights. For a given input to a head and its output, if the attention weights generated in it are unique, we call the weights identifiable. In this work, we provide deeper theoretical analysis and empirical observations on the identifiability of attention weights. Ignored in the previous works, we find the attention weights are more identifiable than we currently perceive by uncovering the hidden role of the key vector. However, the weights are still prone to be non-unique attentions that make them unfit for interpretation. To tackle this issue, we provide a variant of the encoder layer that decouples the relationship between key and value vector and provides identifiable weights up to the desired length of the input. We prove the applicability of such variations by providing empirical justifications on varied text classification tasks. The implementations are available at https://github.com/declare-lab/identifiable-transformers.

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Investigating Gender Bias in BERT

Contextual language models (CLMs) have pushed the NLP benchmarks to a new height. It has become a new norm to utilize CLM provided word embeddings in downstream tasks such as text classification. However, unless addressed, CLMs are prone to learn intrinsic gender-bias in the dataset. As a result, predictions of downstream NLP models can vary noticeably by varying gender words, such as replacing "he" to "she", or even gender-neutral words. In this paper, we focus our analysis on a popular CLM, i.e., BERT. We analyse the gender-bias it induces in five downstream tasks related to emotion and sentiment intensity prediction. For each task, we train a simple regressor utilizing BERT's word embeddings. We then evaluate the gender-bias in regressors using an equity evaluation corpus. Ideally and from the specific design, the models should discard gender informative features from the input. However, the results show a significant dependence of the system's predictions on gender-particular words and phrases. We claim that such biases can be reduced by removing genderspecific features from word embedding. Hence, for each layer in BERT, we identify directions that primarily encode gender information. The space formed by such directions is referred to as the gender subspace in the semantic space of word embeddings. We propose an algorithm that finds fine-grained gender directions, i.e., one primary direction for each BERT layer. This obviates the need of realizing gender subspace in multiple dimensions and prevents other crucial information from being omitted. Experiments show that removing embedding components in such directions achieves great success in reducing BERT-induced bias in the downstream tasks.

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