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Robert C. Allen

Publications and source records attributed to Robert C. Allen.

9 recordsLinked to original sources

Radial Dependency of ICME-associated Particle Acceleration Processes: Statistical Multipoint Observations from 2016-2023

During the propagation of interplanetary coronal mass ejections (ICMEs), evolution of the ICME-driven shock along with interactions with other solar wind structures, planetary bodies, and general changes to their morphology can alter particle acceleration efficiency and transport effects at their associated shocks. While the underlying mechanisms for these processes have been studied, the connection between the radial evolution of the ICME-driven shock during propagation and resulting gradual Solar Energetic Particle (SEP)and Energetic Storm Particle (ESP) intensities, composition, and acceleration has yet to be fully understood. The current distributed array of spacecraft at varying heliocentric distances provides a welcome opportunity to statistically analyze the radial dependency of particle populations and acceleration mechanisms present at ICME-driven shocks. We compile a database of 39 multipoint ICME events from 2016-2023, which are observed in situ by at least two of the following spacecraft: Parker Solar Probe (PSP), Solar Orbiter, ACE, Wind, and STEREO-A. Using the magnetic field, plasma, and ion compositional data provided by these spacecraft, we derive both local shock and ESP spectral shape parameters. By comparing the changes in these parameters at different stages of ICME propagation, we analyze the connection between the evolution of the local shock conditions and the spectral shape. We find evidence to suggest a consistent increase in shock acceleration efficiency with heliocentric distance while the parent ICME is within 0.7 au, followed by a reduction in shock efficiency at further distances.

physics.space-ph

Sunward Streaming 3He-rich SEP Events Observed by Solar Orbiter and Parker Solar Probe during Perihelion Passage

We report on two 3He-rich solar energetic particle (SEP) events observed by Solar Orbiter (SO) and Parker Solar Probe (PSP) during the April 1 - 4, 2024 conjunction when both spacecraft are within 0.3 AU near their respective perihelion passage. The two 3He-rich SEP events, originating from active region (AR) 13615, exhibit two key anomalies: (1) sunward streaming SEPs and (2) SEP travel path lengths exceeding 2 - 8 times the nominal Parker spiral expectations. Remote observations suggest these SEPs have been redirected by a slow coronal mass ejection (CME) that also originated from AR 13615 two days prior on March 30, 2024 at 21:04 UT. Using the near-Sun CME speed and width measurements, we estimate its size and location at the onset time of the first 3He-rich SEP event. Based on our estimates, SEPs propagating around the ICME front have travelled between 0.76 - 0.95 AU when they arrive at SO, increasing to 0.94 - 1.1 AU at PSP, consistent with our observed SEP arrival times. These findings constitute the first multi-spacecraft observation of sunward streaming 3He-rich SEPs. We discuss the implications of this phenomenon on 3He-rich seed material and the rare widespread 3He-rich SEP events (see Section 5.4).

physics.space-ph

A Tale of Two Shocks

Energetic particles in interplanetary space are normally measured at time scales that are long compared to the ion gyroperiod. Such observations by necessity average out the microphysics associated with the acceleration and transport of 10s - 100s keV particles. We investigate previously unseen non-equilibrium features that only become observable at very high time resolution, and discuss possible explanations of these features. We use unprecedentedly high-time-resolution data that were acquired by the in situ instruments on Solar Orbiter in the vicinity of two interplanetary shocks observed on 2023-11-29 07:51:17 UTC and 2023-11-30 10:47:26 UTC at $\sim 0.83$ astronomical units from the Sun. The solar-wind proton beam population follows the magnetic field instantaneously, on time scales which are significantly shorter than a gyro-period. Energetic particles, despite sampling large volumes of space, vary on remarkably short time scales, typically on the order of the convection time of their gyro-radius. Non-equilibrium features such as bump-on-tail distributions of energetic particles are formed by small-scale magnetic structures in the IMF. High-time-resolution observations show previously unobserved microphysics in the vicinity of two traveling interplanetary shocks, including ion reflection at a current sheet, which may explain where ions are reflected in shock acceleration.

astro-ph.SR

Radial Evolution of ICME-Associated Particle Acceleration Observed by Solar Orbiter and ACE

On 2022 March 10, a coronal mass ejection (CME) erupted from the Sun, resulting in Solar Orbiter observations at 0.45 au of both dispersive solar energetic particles arriving prior to the interplanetary CME (ICME) and locally accelerated particles near the ICME-associated shock structure as it passed the spacecraft on 2022 March 11. This shock was later detected on 2022 March 14 by the Advanced Composition Explorer (ACE), which was radially aligned with Solar Orbiter, at 1 au. Ion composition data from both spacecraft -- via the Solar Orbiter Energetic Particle Detector/ Suprathermal Ion Spectrograph (EPD/SIS) and the Ultra Low Energy Isotope Spectrometer (ULEIS) on ACE -- allows for in-depth analysis of the radial evolution of species-dependent ICME shock-associated acceleration processes for this event. We present a study of the ion spectra observed at 0.45 and 1 au during both the gradual solar energetic particle (SEP) and energetic storm particle (ESP) phases of the event. We find that the shapes of the spectra seen at each spacecraft have significant differences that were likely caused by varying shock geometry: Solar Orbiter spectra tend to lack spectral breaks, and the higher energy portions of the ACE spectra have comparable average flux to the Solar Orbiter spectra. Through an analysis of rigidity effects on the spectral breaks observed by ACE, we conclude that the 1 au observations were largely influenced by a suprathermal pool of $\mathrm{He}^{+}$ ions that were enhanced due to propagation along a stream interaction region (SIR) that was interacting with the ICME at times of observation.

astro-ph.SR

New Observations Needed to Advance Our Understanding of Coronal Mass Ejections

Coronal mass ejections (CMEs) are large eruptions from the Sun that propagate through the heliosphere after launch. Observational studies of these transient phenomena are usually based on 2D images of the Sun, corona, and heliosphere (remote-sensing data), as well as magnetic field, plasma, and particle samples along a 1D spacecraft trajectory (in-situ data). Given the large scales involved and the 3D nature of CMEs, such measurements are generally insufficient to build a comprehensive picture, especially in terms of local variations and overall geometry of the whole structure. This White Paper aims to address this issue by identifying the data sets and observational priorities that are needed to effectively advance our current understanding of the structure and evolution of CMEs, in both the remote-sensing and in-situ regimes. It also provides an outlook of possible missions and instruments that may yield significant improvements into the subject.

astro-ph.IM

Prediction and Verification of Parker Solar Probe Solar Wind Sources at 13.3 R$_\odot$

Drawing connections between heliospheric spacecraft and solar wind sources is a vital step in understanding the evolution of the solar corona into the solar wind and contextualizing \textit{in situ} timeseries. Furthermore, making advanced predictions of this linkage for ongoing heliospheric missions, such as Parker Solar Probe (PSP), is necessary for achieving useful coordinated remote observations and maximizing scientific return. The general procedure for estimating such connectivity is straightforward (i.e. magnetic field line tracing in a coronal model) but validating the resulting estimates difficult due to the lack of an independent ground truth and limited model constraints. In its most recent orbits, PSP has reached perihelia of 13.3$R_\odot$ and moreover travels extremely fast prograde relative to the solar surface, covering over 120 degrees longitude in three days. Here we present footpoint predictions and subsequent validation efforts for PSP Encounter 10, the first of the 13.3$R_\odot$ orbits, which occurred in November 2021. We show that the longitudinal dependence of \textit{in situ} plasma data from these novel orbits provides a powerful method of footpoint validation. With reference to other encounters, we also illustrate that the conditions under which source mapping is most accurate for near-ecliptic spacecraft (such as PSP) occur when solar activity is low, but also requires that the heliospheric current sheet is strongly warped by mid-latitude or equatorial coronal holes. Lastly, we comment on the large-scale coronal structure implied by the Encounter 10 mapping, highlighting an empirical equatorial cut of the Alfvèn surface consisting of localized protrusions above unipolar magnetic separatrices.

astro-ph.SR

Modelling Solar Energetic Neutral Atoms from Solar Flares and CME-driven Shocks

We examine the production of energetic neutral atoms (ENAs) in solar flares and CME-driven shocks and their subsequent propagation to 1 au. Time profiles and fluence spectra of solar ENAs at 1 au are computed for two scenarios: 1) ENAs are produced downstream at CME-driven shocks, and 2) ENAs are produced at large-scale post-flare loops in solar flares. Both the time profiles and fluence spectra for these two scenarios are vastly different. Our calculations indicate that we can use solar ENAs as a new probe to examine the underlying acceleration process of solar energetic particles (SEPs) and to differentiate the two accelertion sites: large loops in solar flares and downstream of CME-driven shocks, in large SEP events.

astro-ph.SR

Prediction of soft proton intensities in the near-Earth space using machine learning

The spatial distribution of energetic protons contributes towards the understanding of magnetospheric dynamics. Based upon 17 years of the Cluster/RAPID observations, we have derived machine learning-based models to predict the proton intensities at energies from 28 to 1,885 keV in the 3D terrestrial magnetosphere at radial distances between 6 and 22 RE. We used the satellite location and indices for solar, solar wind and geomagnetic activity as predictors. The results demonstrate that the neural network (multi-layer perceptron regressor) outperforms baseline models based on the k-Nearest Neighbors and historical binning on average by ~80% and ~33\%, respectively. The average correlation between the observed and predicted data is about 56%, which is reasonable in light of the complex dynamics of fast-moving energetic protons in the magnetosphere. In addition to a quantitative analysis of the prediction results, we also investigate parameter importance in our model. The most decisive parameters for predicting proton intensities are related to the location: ZGSE direction and the radial distance. Among the activity indices, the solar wind dynamic pressure is the most important. The results have a direct practical application, for instance, for assessing the contamination particle background in the X-Ray telescopes for X-ray astronomy orbiting above the radiation belts. To foster reproducible research and to enable the community to build upon our work we publish our complete code, the data, as well as weights of trained models. Further description can be found in the GitHub project at https://github.com/Tanveer81/deep_horizon.

physics.space-ph

Radial Evolution of the April 2020 Stealth Coronal Mass Ejection between 0.8 and 1 AU -- A Comparison of Forbush Decreases at Solar Orbiter and Earth

Aims. We present observations of the first coronal mass ejection (CME) observed at the Solar Orbiter spacecraft on April 19, 2020, and the associated Forbush decrease (FD) measured by its High Energy Telescope (HET). This CME is a multispacecraft event also seen near Earth the next day. Methods. We highlight the capabilities of HET for observing small short-term variations of the galactic cosmic ray count rate using its single detector counters. The analytical ForbMod model is applied to the FD measurements to reproduce the Forbush decrease at both locations. Input parameters for the model are derived from both in situ and remote-sensing observations of the CME. Results. The very slow (~350 km/s) stealth CME caused a FD with an amplitude of 3 % in the low-energy cosmic ray measurements at HET and 2 % in a comparable channel of the Cosmic Ray Telescope for the Effects of Radiation (CRaTER) on the Lunar Reconnaissance Orbiter, as well as a 1 % decrease in neutron monitor measurements. Significant differences are observed in the expansion behavior of the CME at different locations, which may be related to influence of the following high speed solar wind stream. Under certain assumptions, ForbMod is able to reproduce the observed FDs in low-energy cosmic ray measurements from HET as well as CRaTER, but with the same input parameters, the results do not agree with the FD amplitudes at higher energies measured by neutron monitors on Earth. We study these discrepancies and provide possible explanations. Conclusions. This study highlights that the novel measurements of the Solar Orbiter can be coordinated with other spacecraft to improve our understanding of space weather in the inner heliosphere. Multi-spacecraft observations combined with data-based modeling are also essential to understand the propagation and evolution of CMEs as well as their space weather impacts.

astro-ph.SR