arXiv subjects

Robert W. Heath Jr

Publications and source records attributed to Robert W. Heath Jr.

At least 127 records · Page 7Linked to original sources

arXiv2017

Frequency-domain Compressive Channel Estimation for Frequency-Selective Hybrid mmWave MIMO Systems

Channel estimation is useful in millimeter wave (mmWave) MIMO communication systems. Channel state information allows optimized designs of precoders and combiners under different metrics such as mutual information or signal-to-interference-noise (SINR) ratio. At mmWave, MIMO precoders and combiners are usually hybrid, since this architecture provides a means to trade-off power consumption and achievable rate. Channel estimation is challenging when using these architectures, however, since there is no direct access to the outputs of the different antenna elements in the array. The MIMO channel can only be observed through the analog combining network, which acts as a compression stage of the received signal. Most of prior work on channel estimation for hybrid architectures assumes a frequency-flat mmWave channel model. In this paper, we consider a frequency-selective mmWave channel and propose compressed-sensing-based strategies to estimate the channel in the frequency domain. We evaluate different algorithms and compute their complexity to expose trade-offs in complexity-overhead-performance as compared to those of previous approaches.

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arXiv2017

Where, When, and How mmWave is Used in 5G and Beyon

Wireless engineers and business planners commonly raise the question on where, when, and how millimeter-wave (mmWave) will be used in 5G and beyond. Since the next generation network is not just a new radio access standard, but instead an integration of networks for vertical markets with diverse applications, answers to the question depend on scenarios and use cases to be deployed. This paper gives four 5G mmWave deployment examples and describes in chronological order the scenarios and use cases of their probable deployment, including expected system architectures and hardware prototypes. The paper starts with 28 GHz outdoor backhauling for fixed wireless access and moving hotspots, which will be demonstrated at the PyeongChang winter Olympic games in 2018. The second deployment example is a 60 GHz unlicensed indoor access system at the Tokyo-Narita airport, which is combined with Mobile Edge Computing (MEC) to enable ultra-high speed content download with low latency. The third example is mmWave mesh network to be used as a micro Radio Access Network (μ-RAN), for cost-effective backhauling of small-cell Base Stations (BSs) in dense urban scenarios. The last example is mmWave based Vehicular-to-Vehicular (V2V) and Vehicular-to-Everything (V2X) communications system, which enables automated driving by exchanging High Definition (HD) dynamic map information between cars and Roadside Units (RSUs). For 5G and beyond, mmWave and MEC will play important roles for a diverse set of applications that require both ultra-high data rate and low latency communications.

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arXiv2017

Limited Feedback in Single and Multi-user MIMO Systems with Finite-Bit ADCs

Communication systems with low-resolution analog-to-digital-converters (ADCs) can exploit channel state information at the transmitter and receiver. This paper presents codebook designs and performance analyses for limited feedback MIMO systems with finite-bit ADCs. A point-to-point single-user channel is firstly considered. When the received signal is sliced by 1-bit ADCs, the absolute phase at the receiver is important to align the phase of the received signals. A new codebook design for beamforming, which separately quantizes the channel direction and the residual phase, is therefore proposed. For the multi-bit case where the optimal transmission method is unknown, suboptimal Gaussian signaling and eigenvector beamforming is assumed to obtain a lower bound of the achievable rate. It is found that to limit the rate loss, more feedback bits are needed in the medium SNR regime than the low and high SNR regimes, which is quite different from the conventional infinite-bit ADC case. Second, a multi-user system where a multiple-antenna transmitter sends signals to multiple single-antenna receivers with finite-bit ADCs is considered. Based on the derived performance loss due to finite-bit ADCs and finite-bit CSI feedback, the number of bits per feedback should increase linearly with the ADC resolution in order to restrict the rate loss.

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arXiv2017

Out-of-Band Radiation from Large Antenna Arrays

Co-existing wireless systems, which share a common spectrum, need to mitigate out-of-band (OOB) radiation to avoid excessive interference. For legacy systems, OOB radiation is well understood and is commonly handled by digital precompensation techniques. When using large arrays, however, new phenomena and hardware limitations have to be considered. First, signals can be radiated directionally, which might focus the OOB radiation. Second, low-complexity hardware is used for cost reasons, which increases the relative amount of OOB radiation. Given that massive MIMO and millimeter wave communication rely on base stations with a large number of antennas, the spatial behavior of OOB radiation from large arrays will have significant implications for the hardware requirements of future base stations. We show that, if the OOB radiation is beamformed, its array gain is never larger than that of the in-band signal. In many cases, the OOB radiation is close to isotropic even when the in-band signal is highly directive. With the same total radiated power, the OOB radiation from large arrays is therefore never more severe than from a legacy system with the same adjacent-channel-leakage ratio. Further, the OOB radiation is less detrimental than from a legacy system since the high array gain of the in-band signal allows large arrays to radiate less total power than legacy systems. We also show how OOB radiation from large arrays varies with location in static propagation environments and how these effects vanish when averaged over the small-scale fading. Since a higher relative amount of OOB radiation can be tolerated for large arrays, the linearity requirement can be relaxed as compared to legacy systems. Specifically, less stringent linearity requirements on each transmitter makes it possible to build large arrays from low-complexity hardware.

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arXiv2017

Channel Feedback Based on AoD-Adaptive Subspace Codebook in FDD Massive MIMO Systems

Channel feedback is essential in frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) systems. Unfortunately, previous work on multiuser MIMO has shown that the codebook size for channel feedback should scale exponentially with the number of base station (BS) antennas, which is greatly increased in massive MIMO systems. To reduce the codebook size and feedback overhead, we propose an angle-of-departure (AoD)-adaptive subspace codebook for channel feedback in FDD massive MIMO systems. Our key insight is to leverage the observation that path AoDs vary more slowly than the path gains. Within the angle coherence time, by utilizing the constant AoD information, the proposed AoD-adaptive subspace codebook is able to quantize the channel vector in a more accurate way. We also provide performance analysis of the proposed codebook in the large-dimensional regime, where we prove that to limit the capacity degradation within an acceptable level, the required number of feedback bits only scales linearly with the number of resolvable (path) AoDs, which is much smaller than the number of BS antennas. Moreover, we compare quantized channel feedback using the proposed AoD-adaptive subspace codebook with analog channel feedback. Extensive simulations that verify the analytical results are provided.

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arXiv2017

Millimeter Wave Energy Harvesting

The millimeter wave (mmWave) band, which is a prime candidate for 5G cellular networks, seems attractive for wireless energy harvesting. This is because it will feature large antenna arrays as well as extremely dense base station (BS) deployments. The viability of mmWave for energy harvesting though is unclear, due to the differences in propagation characteristics such as extreme sensitivity to building blockages. This paper considers a scenario where low-power devices extract energy and/or information from the mmWave signals. Using stochastic geometry, analytical expressions are derived for the energy coverage probability, the average harvested power, and the overall (energy-and-information) coverage probability at a typical wireless-powered device in terms of the BS density, the antenna geometry parameters, and the channel parameters. Numerical results reveal several network and device level design insights. At the BSs, optimizing the antenna geometry parameters such as beamwidth can maximize the network-wide energy coverage for a given user population. At the device level, the performance can be substantially improved by optimally splitting the received signal for energy and information extraction, and by deploying multi-antenna arrays. For the latter, an efficient low-power multi-antenna mmWave receiver architecture is proposed for simultaneous energy and information transfer. Overall, simulation results suggest that mmWave energy harvesting generally outperforms lower frequency solutions.

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arXiv2017

Millimeter Wave Beam-Selection Using Out-of-Band Spatial Information

Millimeter wave (mmWave) communication is one feasible solution for high data-rate applications like vehicular-to-everything communication and next generation cellular communication. Configuring mmWave links, which can be done through channel estimation or beam-selection, however, is a source of significant overhead. In this paper, we propose to use spatial information extracted at sub-6 GHz to help establish the mmWave link. First, we review the prior work on frequency dependent channel behavior and outline a simulation strategy to generate multi-band frequency dependent channels. Second, assuming: (i) narrowband channels and a fully digital architecture at sub-6 GHz; and (ii) wideband frequency selective channels, OFDM signaling, and an analog architecture at mmWave, we outline strategies to incorporate sub-6 GHz spatial information in mmWave compressed beam selection. We formulate compressed beam-selection as a weighted sparse signal recovery problem, and obtain the weighting information from sub-6 GHz channels. In addition, we outline a structured precoder/combiner design to tailor the training to out-of-band information. We also extend the proposed out-of-band aided compressed beam-selection approach to leverage information from all active OFDM subcarriers. The simulation results for achievable rate show that out-of-band aided beam-selection can reduce the training overhead of in-band only beam-selection by 4x.

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arXiv2017

Framework for an Innovative Perceptive Mobile Network Using Joint Communication and Sensing

In this paper, we develop a framework for an innovative perceptive mobile (i.e. cellular) network that integrates sensing with communication, and supports new applications widely in transportation, surveillance and environmental sensing. Three types of sensing methods implemented in the base-stations are proposed, using either uplink or downlink multiuser communication signals. The required changes to system hardware and major technical challenges are briefly discussed. We also demonstrate the feasibility of estimating sensing parameters via developing a compressive sensing based scheme and providing simulation results to validate its effectiveness.

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arXiv2017

Enhancing Secrecy with Multi-Antenna Transmission in Millimeter Wave Vehicular Communication Systems

Millimeter wave (mmWave) vehicular communication systems will provide an abundance of bandwidth for the exchange of raw sensor data and support driver-assisted and safety-related functionalities. Lack of secure communication links, however, may lead to abuses and attacks that jeopardize the efficiency of transportation systems and the physical safety of drivers. In this paper, we propose two physical layer (PHY) security techniques for vehicular mmWave communication systems. The first technique uses multiple antennas with a single RF chain to transmit information symbols to a target receiver and noise-like signals in non-receiver directions. The second technique uses multiple antennas with a few RF chains to transmit information symbols to a target receiver and opportunistically inject artificial noise in controlled directions, thereby reducing interference in vehicular environments. Theoretical and numerical results show that the proposed techniques provide higher secrecy rate when compared to traditional PHY security techniques that require digital or more complex antenna architectures.

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arXiv2017

IEEE 802.11ad-based Radar: An Approach to Joint Vehicular Communication-Radar System

Millimeter-wave (mmWave) radar is widely used in vehicles for applications such as adaptive cruise control and collision avoidance. In this paper, we propose an IEEE 802.11ad-based radar for long-range radar (LRR) applications at the 60 GHz unlicensed band. We exploit the preamble of a single-carrier (SC) physical layer (PHY) frame, which consists of Golay complementary sequences with good correlation properties, as a radar waveform. This system enables a joint waveform for automotive radar and a potential mmWave vehicular communication system based on IEEE 802.11ad, allowing hardware reuse. To formulate an integrated framework of vehicle-to-vehicle (V2V) communication and LRR based on a mmWave consumer wireless local area network (WLAN) standard, we make typical assumptions for LRR applications and incorporate the full duplex radar assumption due to the possibility of sufficient isolation and self-interference cancellation. We develop single- and multi-frame radar receiver algorithms for target detection as well as range and velocity estimation within a coherent processing interval. Our proposed radar processing algorithms leverage channel estimation and time-frequency synchronization techniques used in a conventional IEEE 802.11ad receiver with minimal modifications. Analysis and simulations show that in a single target scenario, a Gbps data rate is achieved simultaneously with cm-level range accuracy and cm/s-level velocity accuracy. The target vehicle is detected with a high probability of detection ($>$99.9$\%$) at a low false alarm of 10$^{-6}$ for an equivalent isotropically radiated power (EIRP) of 43 dBm up to a vehicle separation distance of 200 m.

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arXiv2017

Secure Communications in Millimeter Wave Ad Hoc Networks

Wireless networks with directional antennas, like millimeter wave (mmWave) networks, have enhanced security. For a large-scale mmWave ad hoc network in which eavesdroppers are randomly located, however, eavesdroppers can still intercept the confidential messages, since they may reside in the signal beam. This paper explores the potential of physical layer security in mmWave ad hoc networks. Specifically, we characterize the impact of mmWave channel characteristics, random blockages, and antenna gains on the secrecy performance. For the special case of uniform linear array (ULA), a tractable approach is proposed to evaluate the average achievable secrecy rate. We also characterize the impact of artificial noise in such networks. Our results reveal that in the low transmit powerregime, the use of low mmWave frequency achieves better secrecy performance, and when increasing transmit power, a transition from low mmWave frequency to high mmWave frequency is demanded for obtaining a higher secrecy rate. More antennas at the transmitting nodes are needed to decrease the antenna gain obtained by the eavesdroppers when using ULA. Eavesdroppers can intercept more information by using a wide beam pattern. Furthermore, the use of artificial noise may be ineffective for enhancing the secrecy rate.

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arXiv2017

Two-Dimensional AoD and AoA Acquisition for Wideband mmWave Systems with Cross-Polarized MIMO

In this paper, a novel two-dimensional super-resolution angle-of-departure (AoD) and angle-of-arrival (AoA) estimation technique is proposed for wideband millimeter-wave multiple-input multiple-output systems with cross-polarized antenna elements. The key ingredient of the proposed method is to form custom designed beam pairs, and devise an invertible function of the AoD/AoA to be estimated from the corresponding beam pairs. Further, a new multi-layer reference signal structure is developed for the proposed method to facilitate angle estimation for wideband channels with cross-polarized antenna elements. To facilitate feedback in closed-loop frequency division duplexing systems, a novel differential feedback strategy is proposed aiming at feedback reduction for the two-dimensional angle estimation. Numerical results demonstrate that by using the proposed method, good azimuth/elevation AoD and AoA estimation performance can be achieved under different levels of signal-to-noise ratio, channel conditions, and antenna array configurations.

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arXiv2017

Macro diversity in Cellular Networks with Random Blockages

Blocking objects (blockages) between a transmitter and receiver cause wireless communication links to transition from line-of-sight (LOS) to non-line-of-sight (NLOS) propagation, which can greatly reduce the received power, particularly at higher frequencies such as millimeter wave (mmWave). We consider a cellular network in which a mobile user attempts to connect to two or more base stations (BSs) simultaneously, to increase the probability of at least one LOS link, which is a form of macrodiversity. We develop a framework for determining the LOS probability as a function of the number of BSs, when taking into account the correlation between blockages: for example, a single blockage close to the device -- including the user's own body -- could block multiple BSs. We consider the impact of the size of blocking objects on the system reliability probability and show that macrodiversity gains are higher when the blocking objects are small. We also show that the BS density must scale as the square of the blockage density to maintain a given level of reliability.

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arXiv2016

Auxiliary Beam Pair Enabled AoD and AoA Estimation in Closed-Loop Large-Scale mmWave MIMO Systems

Channel estimation is of critical importance in millimeter-wave (mmWave) multiple-input multiple-output (MIMO) systems. Due to the use of large antenna arrays, low-complexity mmWave specific channel estimation algorithms are required. In this paper, an auxiliary beam pair design is proposed to provide high-resolution estimates of the channel's angle-of-departure (AoD) and angle-of-arrival (AoA) for mmWave MIMO systems. By performing an amplitude comparison with respect to each auxiliary beam pair, a set of ratio measures that characterize the channel's AoD and AoA are obtained by the receiver. Either the best ratio measure or the estimated AoD is quantized and fed back to the transmitter via a feedback channel. The proposed technique can be incorporated into control channel design to minimize initial access delay. Though the design principles are derived assuming a high-power regime, evaluation under more realistic assumption shows that by employing the proposed method, good angle estimation performance is achieved under various signal-to-noise ratio levels and channel conditions.

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arXiv2016

Limited Feedback in MISO Systems with Finite-Bit ADCs

We analyze limited feedback in systems where a multiple-antenna transmitter sends signals to single-antenna receivers with finite-bit ADCs. If channel state information (CSI) is not available with high resolution at the transmitter and the precoding is not well designed, the inter-user interference is a big decoding challenge for receivers with low-resolution quantization. In this paper, we derive achievable rates with finite-bit ADCs and finite-bit CSI feedback. The performance loss compared to the case with perfect CSI is then analyzed. The results show that the number of bits per feedback should increase linearly with the ADC resolution to restrict the loss.

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arXiv2016

Enclosed mmWave Wearable Networks: Feasibility and Performance

This paper investigates the feasibility of mmWave frequencies for personal networks of wireless wearable devices in enclosed settings (e.g., commuter trains, subways, airplanes, airports, or offices). At these frequencies, specular reflections off surfaces are expected to contribute intended signal power and, simultaneously, to aggravate the interference at the receivers. Meanwhile, blockages by obstacles and people---including the individuals wearing the devices---are expected to shield receivers from interference. With the aid of stochastic geometry and random shape theory, we assess the interplay of surface reflections and blockages for dense deployments of wearable networks equipped with directional antenna arrays in relevant indoor settings.

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arXiv2016

Achievable Uplink Rates for Massive MIMO with Coarse Quantization

The high hardware complexity of a massive MIMO base station, which requires hundreds of radio chains, makes it challenging to build commercially. One way to reduce the hardware complexity and power consumption of the receiver is to lower the resolution of the analog-to-digital converters (ADCs). We derive an achievable rate for a massive MIMO system with arbitrary quantization and use this rate to show that ADCs with as low as 3 bits can be used without significant performance loss at spectral efficiencies around 3.5 bpcu per user, also under interference from stronger transmitters and with some imperfections in the automatic gain control.

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arXiv2016

Channel Estimation for Hybrid Architecture Based Wideband Millimeter Wave Systems

Hybrid analog and digital precoding allows millimeter wave (mmWave) systems to achieve both array and multiplexing gain. The design of the hybrid precoders and combiners, though, is usually based on knowledge of the channel. Prior work on mmWave channel estimation with hybrid architectures focused on narrowband channels. Since mmWave systems will be wideband with frequency selectivity, it is vital to develop channel estimation solutions for hybrid architectures based wideband mmWave systems. In this paper, we develop a sparse formulation and compressed sensing based solutions for the wideband mmWave channel estimation problem for hybrid architectures. First, we leverage the sparse structure of the frequency selective mmWave channels and formulate the channel estimation problem as a sparse recovery in both time and frequency domains. Then, we propose explicit channel estimation techniques for purely time or frequency domains and for combined time/frequency domains. Our solutions are suitable for both SC-FDE and OFDM systems. Simulation results show that the proposed solutions achieve good channel estimation quality, while requiring small training overhead. Leveraging the hybrid architecture at the transceivers gives further improvement in estimation error performance and achievable rates.

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