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Rodrigo Nogueira

Publications and source records attributed to Rodrigo Nogueira.

At least 37 records · Page 2Linked to original sources

Automatic Legal Writing Evaluation of LLMs

Despite the recent advances in Large Language Models, benchmarks for evaluating legal writing remain scarce due to the inherent complexity of assessing open-ended responses in this domain. One of the key challenges in evaluating language models on domain-specific tasks is finding test datasets that are public, frequently updated, and contain comprehensive evaluation guidelines. The Brazilian Bar Examination meets these requirements. We introduce oab-bench, a benchmark comprising 105 questions across seven areas of law from recent editions of the exam. The benchmark includes comprehensive evaluation guidelines and reference materials used by human examiners to ensure consistent grading. We evaluate the performance of four LLMs on oab-bench, finding that Claude-3.5 Sonnet achieves the best results with an average score of 7.93 out of 10, passing all 21 exams. We also investigated whether LLMs can serve as reliable automated judges for evaluating legal writing. Our experiments show that frontier models like OpenAI's o1 achieve a strong correlation with human scores when evaluating approved exams, suggesting their potential as reliable automated evaluators despite the inherently subjective nature of legal writing assessment. The source code and the benchmark -- containing questions, evaluation guidelines, model-generated responses, and their respective automated evaluations -- are publicly available.

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Sabiá-3 Technical Report

This report presents Sabiá-3, our new flagship language model, and Sabiazinho-3, a more cost-effective sibling. The models were trained on a large brazilian-centric corpus. Evaluations across diverse professional and academic benchmarks show a strong performance on Portuguese and Brazil-related tasks. Sabiá-3 shows large improvements in comparison to our previous best of model, Sabia-2 Medium, especially in reasoning-intensive tasks. Notably, Sabiá-3's average performance matches frontier LLMs, while it is offered at a three to four times lower cost per token, reinforcing the benefits of domain specialization.

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The interplay between domain specialization and model size

Scaling laws for language models have often focused on finding the optimal model size and token count for training from scratch. However, achieving this optimal balance requires significant compute resources due to the extensive data demands when training models from randomly-initialized weights. Continued pretraining offers a cost-effective alternative, leveraging the compute investment from pretrained models to incorporate new knowledge without requiring extensive new data. Recent findings suggest that data quality influences constants in scaling laws, thereby altering the optimal parameter-token allocation ratio. Building on this insight, we investigate the interplay between domain specialization and model size during continued pretraining under compute-constrained scenarios. Our goal is to identify an optimal training regime for this scenario and detect patterns in this interplay that can be generalized across different model sizes and domains. To compare general and specialized training, we filtered a web-based dataset to extract data from three domains: legal, medical, and accounting. We pretrained models with 1.5B, 3B, 7B, and 14B parameters on both the unfiltered and filtered datasets, then evaluated their performance on domain-specific exams. Results show that as model size increases, specialized models outperform general models while requiring less training compute. Additionally, their growing compute efficiency leads to reduced forgetting of previously learned knowledge.

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ptt5-v2: A Closer Look at Continued Pretraining of T5 Models for the Portuguese Language

Despite advancements in Natural Language Processing (NLP) and the growing availability of pretrained models, the English language remains the primary focus of model development. Continued pretraining on language-specific corpora provides a practical solution for adapting models to other languages. However, the impact of different pretraining settings on downstream tasks remains underexplored. This work introduces $\texttt{ptt5-v2}$, investigating the continued pretraining of T5 models for Portuguese. We first develop a baseline set of settings and pretrain models with sizes up to 3B parameters. Finetuning on three Portuguese downstream tasks (assin2 STS, assin2 RTE, and TweetSentBR) yields SOTA results on the latter two. We then explore the effects of different pretraining configurations, including pretraining data quality, optimization strategies, and multi-epoch pretraining. Perhaps surprisingly, their impact remains subtle compared to our baseline. We release $\texttt{ptt5-v2}$ pretrained checkpoints and their MonoT5-based finetuned $\texttt{MonoPTT5}$ rerankers on HuggingFace in their respective collections at \url{https://huggingface.co/unicamp-dl}.

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MLissard: Multilingual Long and Simple Sequential Reasoning Benchmarks

Language models are now capable of solving tasks that require dealing with long sequences consisting of hundreds of thousands of tokens. However, they often fail on tasks that require repetitive use of simple rules, even on sequences that are much shorter than those seen during training. For example, state-of-the-art LLMs can find common items in two lists with up to 20 items but fail when lists have 80 items. In this paper, we introduce MLissard, a multilingual benchmark designed to evaluate models' abilities to process and generate texts of varied lengths and offers a mechanism for controlling sequence complexity. Our evaluation of open-source and proprietary models show a consistent decline in performance across all models and languages as the complexity of the sequence increases. Surprisingly, the use of in-context examples in languages other than English helps increase extrapolation performance significantly. The datasets and code are available at https://github.com/unicamp-dl/Lissard

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SurveySum: A Dataset for Summarizing Multiple Scientific Articles into a Survey Section

Document summarization is a task to shorten texts into concise and informative summaries. This paper introduces a novel dataset designed for summarizing multiple scientific articles into a section of a survey. Our contributions are: (1) SurveySum, a new dataset addressing the gap in domain-specific summarization tools; (2) two specific pipelines to summarize scientific articles into a section of a survey; and (3) the evaluation of these pipelines using multiple metrics to compare their performance. Our results highlight the importance of high-quality retrieval stages and the impact of different configurations on the quality of generated summaries.

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Measuring Cross-lingual Transfer in Bytes

Multilingual pretraining has been a successful solution to the challenges posed by the lack of resources for languages. These models can transfer knowledge to target languages with minimal or no examples. Recent research suggests that monolingual models also have a similar capability, but the mechanisms behind this transfer remain unclear. Some studies have explored factors like language contamination and syntactic similarity. An emerging line of research suggests that the representations learned by language models contain two components: a language-specific and a language-agnostic component. The latter is responsible for transferring a more universal knowledge. However, there is a lack of comprehensive exploration of these properties across diverse target languages. To investigate this hypothesis, we conducted an experiment inspired by the work on the Scaling Laws for Transfer. We measured the amount of data transferred from a source language to a target language and found that models initialized from diverse languages perform similarly to a target language in a cross-lingual setting. This was surprising because the amount of data transferred to 10 diverse target languages, such as Spanish, Korean, and Finnish, was quite similar. We also found evidence that this transfer is not related to language contamination or language proximity, which strengthens the hypothesis that the model also relies on language-agnostic knowledge. Our experiments have opened up new possibilities for measuring how much data represents the language-agnostic representations learned during pretraining.

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Quati: A Brazilian Portuguese Information Retrieval Dataset from Native Speakers

Despite Portuguese being one of the most spoken languages in the world, there is a lack of high-quality information retrieval datasets in that language. We present Quati, a dataset specifically designed for the Brazilian Portuguese language. It comprises a collection of queries formulated by native speakers and a curated set of documents sourced from a selection of high-quality Brazilian Portuguese websites. These websites are frequented more likely by real users compared to those randomly scraped, ensuring a more representative and relevant corpus. To label the query-document pairs, we use a state-of-the-art LLM, which shows inter-annotator agreement levels comparable to human performance in our assessments. We provide a detailed description of our annotation methodology to enable others to create similar datasets for other languages, providing a cost-effective way of creating high-quality IR datasets with an arbitrary number of labeled documents per query. Finally, we evaluate a diverse range of open-source and commercial retrievers to serve as baseline systems. Quati is publicly available at https://huggingface.co/datasets/unicamp-dl/quati and all scripts at https://github.com/unicamp-dl/quati .

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Sabiá-2: A New Generation of Portuguese Large Language Models

We introduce Sabiá-2, a family of large language models trained on Portuguese texts. The models are evaluated on a diverse range of exams, including entry-level tests for Brazilian universities, professional certification exams, and graduate-level exams for various disciplines such as accounting, economics, engineering, law and medicine. Our results reveal that our best model so far, Sabiá-2 Medium, matches or surpasses GPT-4's performance in 23 out of 64 exams and outperforms GPT-3.5 in 58 out of 64 exams. Notably, specialization has a significant impact on a model's performance without the need to increase its size, allowing us to offer Sabiá-2 Medium at a price per token that is 10 times cheaper than GPT-4. Finally, we identified that math and coding are key abilities that need improvement.

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INACIA: Integrating Large Language Models in Brazilian Audit Courts: Opportunities and Challenges

This paper introduces INACIA (Instrução Assistida com Inteligência Artificial), a groundbreaking system designed to integrate Large Language Models (LLMs) into the operational framework of Brazilian Federal Court of Accounts (TCU). The system automates various stages of case analysis, including basic information extraction, admissibility examination, Periculum in mora and Fumus boni iuris analyses, and recommendations generation. Through a series of experiments, we demonstrate INACIA's potential in extracting relevant information from case documents, evaluating its legal plausibility, and formulating propositions for judicial decision-making. Utilizing a validation dataset alongside LLMs, our evaluation methodology presents a novel approach to assessing system performance, correlating highly with human judgment. These results underscore INACIA's potential in complex legal task handling while also acknowledging the current limitations. This study discusses possible improvements and the broader implications of applying AI in legal contexts, suggesting that INACIA represents a significant step towards integrating AI in legal systems globally, albeit with cautious optimism grounded in the empirical findings.

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Lissard: Long and Simple Sequential Reasoning Datasets

Language models are now capable of solving tasks that require dealing with long sequences consisting of hundreds of thousands of tokens. However, they often fail on tasks that require repetitive use of simple rules, even on sequences that are much shorter than those seen during training. For example, state-of-the-art LLMs can find common items in two lists with up to 20 items but fail when lists have 80 items. In this paper, we introduce Lissard, a benchmark comprising seven tasks whose goal is to assess the ability of models to process and generate wide-range sequence lengths, requiring repetitive procedural execution. Our evaluation of open-source (Mistral-7B and Mixtral-8x7B) and proprietary models (GPT-3.5 and GPT-4) show a consistent decline in performance across all models as the complexity of the sequence increases. The datasets and code are available at https://github.com/unicamp-dl/Lissard

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ExaRanker-Open: Synthetic Explanation for IR using Open-Source LLMs

ExaRanker recently introduced an approach to training information retrieval (IR) models, incorporating natural language explanations as additional labels. The method addresses the challenge of limited labeled examples, leading to improvements in the effectiveness of IR models. However, the initial results were based on proprietary language models such as GPT-3.5, which posed constraints on dataset size due to its cost and data privacy. In this paper, we introduce ExaRanker-Open, where we adapt and explore the use of open-source language models to generate explanations. The method has been tested using different LLMs and datasets sizes to better comprehend the effective contribution of data augmentation. Our findings reveal that incorporating explanations consistently enhances neural rankers, with benefits escalating as the LLM size increases. Notably, the data augmentation method proves advantageous even with large datasets, as evidenced by ExaRanker surpassing the target baseline by 0.6 nDCG@10 points in our study. To encourage further advancements by the research community, we have open-sourced both the code and datasets at https://github.com/unicamp-dl/ExaRanker.

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InRanker: Distilled Rankers for Zero-shot Information Retrieval

Despite multi-billion parameter neural rankers being common components of state-of-the-art information retrieval pipelines, they are rarely used in production due to the enormous amount of compute required for inference. In this work, we propose a new method for distilling large rankers into their smaller versions focusing on out-of-domain effectiveness. We introduce InRanker, a version of monoT5 distilled from monoT5-3B with increased effectiveness on out-of-domain scenarios. Our key insight is to use language models and rerankers to generate as much as possible synthetic "in-domain" training data, i.e., data that closely resembles the data that will be seen at retrieval time. The pipeline consists of two distillation phases that do not require additional user queries or manual annotations: (1) training on existing supervised soft teacher labels, and (2) training on teacher soft labels for synthetic queries generated using a large language model. Consequently, models like monoT5-60M and monoT5-220M improved their effectiveness by using the teacher's knowledge, despite being 50x and 13x smaller, respectively. Models and code are available at https://github.com/unicamp-dl/InRanker.

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Evaluating GPT-4's Vision Capabilities on Brazilian University Admission Exams

Recent advancements in language models have showcased human-comparable performance in academic entrance exams. However, existing studies often overlook questions that require the integration of visual comprehension, thus compromising the full spectrum and complexity inherent in real-world scenarios. To address this gap, we present a comprehensive framework to evaluate language models on entrance exams, which incorporates both textual and visual elements. We evaluate the two most recent editions of Exame Nacional do Ensino Médio (ENEM), the main standardized entrance examination adopted by Brazilian universities. Our study not only reaffirms the capabilities of GPT-4 as the state of the art for handling complex multidisciplinary questions, but also pioneers in offering a realistic assessment of multimodal language models on Portuguese examinations. One of the highlights is that text captions transcribing visual content outperform the direct use of images, suggesting that the vision model has room for improvement. Yet, despite improvements afforded by images or captions, mathematical questions remain a challenge for these state-of-the-art models. The code and data used on experiments are available at https://github.com/piresramon/gpt-4-enem.

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Sabiá: Portuguese Large Language Models

As the capabilities of language models continue to advance, it is conceivable that "one-size-fits-all" model will remain as the main paradigm. For instance, given the vast number of languages worldwide, many of which are low-resource, the prevalent practice is to pretrain a single model on multiple languages. In this paper, we add to the growing body of evidence that challenges this practice, demonstrating that monolingual pretraining on the target language significantly improves models already extensively trained on diverse corpora. More specifically, we further pretrain GPT-J and LLaMA models on Portuguese texts using 3% or less of their original pretraining budget. Few-shot evaluations on Poeta, a suite of 14 Portuguese datasets, reveal that our models outperform English-centric and multilingual counterparts by a significant margin. Our best model, Sabiá-65B, performs on par with GPT-3.5-turbo. By evaluating on datasets originally conceived in the target language as well as translated ones, we study the contributions of language-specific pretraining in terms of 1) capturing linguistic nuances and structures inherent to the target language, and 2) enriching the model's knowledge about a domain or culture. Our results indicate that the majority of the benefits stem from the domain-specific knowledge acquired through monolingual pretraining.

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An experiment on an automated literature survey of data-driven speech enhancement methods

The increasing number of scientific publications in acoustics, in general, presents difficulties in conducting traditional literature surveys. This work explores the use of a generative pre-trained transformer (GPT) model to automate a literature survey of 116 articles on data-driven speech enhancement methods. The main objective is to evaluate the capabilities and limitations of the model in providing accurate responses to specific queries about the papers selected from a reference human-based survey. While we see great potential to automate literature surveys in acoustics, improvements are needed to address technical questions more clearly and accurately.

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Predictive Authoring for Brazilian Portuguese Augmentative and Alternative Communication

Individuals with complex communication needs (CCN) often rely on augmentative and alternative communication (AAC) systems to have conversations and communique their wants. Such systems allow message authoring by arranging pictograms in sequence. However, the difficulty of finding the desired item to complete a sentence can increase as the user's vocabulary increases. This paper proposes using BERTimbau, a Brazilian Portuguese version of BERT, for pictogram prediction in AAC systems. To finetune BERTimbau, we constructed an AAC corpus for Brazilian Portuguese to use as a training corpus. We tested different approaches to representing a pictogram for prediction: as a word (using pictogram captions), as a concept (using a dictionary definition), and as a set of synonyms (using related terms). We also evaluated the usage of images for pictogram prediction. The results demonstrate that using embeddings computed from the pictograms' caption, synonyms, or definitions have a similar performance. Using synonyms leads to lower perplexity, but using captions leads to the highest accuracies. This paper provides insight into how to represent a pictogram for prediction using a BERT-like model and the potential of using images for pictogram prediction.

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BLUEX: A benchmark based on Brazilian Leading Universities Entrance eXams

One common trend in recent studies of language models (LMs) is the use of standardized tests for evaluation. However, despite being the fifth most spoken language worldwide, few such evaluations have been conducted in Portuguese. This is mainly due to the lack of high-quality datasets available to the community for carrying out evaluations in Portuguese. To address this gap, we introduce the Brazilian Leading Universities Entrance eXams (BLUEX), a dataset of entrance exams from the two leading universities in Brazil: UNICAMP and USP. The dataset includes annotated metadata for evaluating the performance of NLP models on a variety of subjects. Furthermore, BLUEX includes a collection of recently administered exams that are unlikely to be included in the training data of many popular LMs as of 2023. The dataset is also annotated to indicate the position of images in each question, providing a valuable resource for advancing the state-of-the-art in multimodal language understanding and reasoning. We describe the creation and characteristics of BLUEX and establish a benchmark through experiments with state-of-the-art LMs, demonstrating its potential for advancing the state-of-the-art in natural language understanding and reasoning in Portuguese. The data and relevant code can be found at https://github.com/Portuguese-Benchmark-Datasets/BLUEX

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