arXiv subjects

Rongen Dong

Publications and source records attributed to Rongen Dong.

At least 19 recordsLinked to original sources

arXiv2024

Power Optimization and Deep Learning for Channel Estimation of Active IRS-Aided IoT

In this paper, channel estimation of an active intelligent reflecting surface (IRS) aided uplink Internet of Things (IoT) network is investigated. Firstly, the least square (LS) estimators for the direct channel and the cascaded channel are presented, respectively. The corresponding mean square errors (MSE) of channel estimators are derived. Subsequently, in order to evaluate the influence of adjusting the transmit power at the IoT devices or the reflected power at the active IRS on Sum-MSE performance, two situations are considered. In the first case, under the total power sum constraint of the IoT devices and active IRS, the closed-form expression of the optimal power allocation factor is derived. In the second case, when the transmit power at the IoT devices is fixed, there exists an optimal reflective power at active IRS. To further improve the estimation performance, the convolutional neural network (CNN)-based direct channel estimation (CDCE) algorithm and the CNN-based cascaded channel estimation (CCCE) algorithm are designed. Finally, simulation results demonstrate the existence of an optimal power allocation strategy that minimizes the Sum-MSE, and further validate the superiority of the proposed CDCE / CCCE algorithms over their respective traditional LS and minimum mean square error (MMSE) baselines.

eess.SP↗

arXiv2024

Multi-stream Transmission for Directional Modulation Network via Distributed Multi-UAV-aided Multi-active-IRS

Active intelligent reflecting surface (IRS) is a revolutionary technique for the future 6G networks. The conventional far-field single-IRS-aided directional modulation(DM) networks have only one (no direct path) or two (existing direct path) degrees of freedom (DoFs). This means that there are only one or two streams transmitted simultaneously from base station to user and will seriously limit its rate gain achieved by IRS. How to create multiple DoFs more than two for DM? In this paper, single large-scale IRS is divided to multiple small IRSs and a novel multi-IRS-aided multi-stream DM network is proposed to achieve a point-to-point multi-stream transmission by creating $K$ ($\geq3$) DoFs, where multiple small IRSs are placed distributively via multiple unmanned aerial vehicles (UAVs). The null-space projection, zero-forcing (ZF) and phase alignment are adopted to design the transmit beamforming vector, receive beamforming vector and phase shift matrix (PSM), respectively, called NSP-ZF-PA. Here, $K$ PSMs and their corresponding beamforming vectors are independently optimized. The weighted minimum mean-square error (WMMSE) algorithm is involved in alternating iteration for the optimization variables by introducing the power constraint on IRS, named WMMSE-PC, where the majorization-minimization (MM) algorithm is used to solve the total PSM. To achieve a lower computational complexity, a maximum trace method, called Max-TR-SVD, is proposed by optimize the PSM of all IRSs. Numerical simulation results has shown that the proposed NSP-ZF-PA performs much better than Max-TR-SVD in terms of rate. In particular, the rate of NSP-ZF-PA with sixteen small IRSs is about five times that of NSP-ZF-PA with combining all small IRSs as a single large IRS. Thus, a dramatic rate enhancement may be achieved by multiple distributed IRSs.

eess.SP↗

arXiv2024

Power Allocation and Beamforming Design for IRS-aided Secure Directional Modulation Network

With the aim of boosting the security of the conventional directional modulation (DM) network, a secure DM network assisted by intelligent reflecting surface (IRS) is investigated in this paper. To maximize the secrecy rate (SR), we jointly optimize the power allocation (PA) factor, confidential message (CM) beamforming, artificial noise (AN) beamforming, and IRS reflected beamforming. To tackle the formulated problem, a maximizing SR with high-performance (Max-SR-HP) scheme is proposed, where the PA factor, CM beamforming, AN beamforming, and IRS phase shift matrix are derived by the derivative operation, generalized Rayleigh-Ritz, generalized power iteration, and semidefinite relaxation criteria, respectively. Given that the high complexity of the above scheme, a maximizing SR with low-complexity (Max-SR-LC) scheme is proposed, which employs the generalized leakage and successive convex approximation algorithms to derive the variables. Simulation results show that both the proposed schemes can significantly boost the SR performance, and are better than the equal PA, no IRS and random phase shift IRS schemes.

cs.IT↗

arXiv2024

Joint Power Allocation and Beamforming for Active IRS-aided Directional Modulation Network

To boost the secrecy rate (SR) of the conventional directional modulation (DM) network and overcome the double fading effect of the cascaded channels of passive intelligent reflecting surface (IRS), a novel active IRS-assisted DM system with a power adjusting strategy between transmitter and active IRS is proposed in this paper. Then, a joint optimization of maximizing the SR is cast by alternately optimizing the power allocation (PA) factors, transmit beamforming, receive beamforming, and reflect beamforming at IRS, subject to the power constraint at IRS. To tackle the formulated non-convex optimization problem, a high-performance scheme of maximizing SR based on successive convex approximation (SCA) and Schur complement (Max-SR-SS) is proposed, where the derivative operation are employed to optimize the PA factors, the generalized Rayleigh-Rize theorem is adopted to derive the receive beamforming, and the SCA strategy is utilized to design the transmit beamforming and phase shift matrix of IRS. To reduce the high complexity, a low-complexity scheme, named maximizing SR based on equal amplitude reflecting (EAR) and majorization-minimization (MM) (Max-SR-EM), is developed, where the EAR and MM methods are adopted to derive the amplitude and phase of the IRS phase shift matrix, respectively. In particular, when the receivers are single antenna, a scheme of maximizing SR based on alternating optimization (Max-SR-AO) is proposed, where the PA factors, transmit and reflect beamforming are derived by the fractional programming (FP) and SCA algorithms. Simulation results show that with the same power constraint, the SR gains achieved by the proposed schemes outperform those of the fixed PA and passive IRS schemes.

cs.IT↗

arXiv2024

Two Enhanced-rate Power Allocation Strategies for Active IRS-assisted Wireless Network

Due to its ability of overcoming the impact of double-fading effect, active intelligent reflecting surface (IRS) has attracted a lot of attention. Unlike passive IRS, active IRS should be supplied by power, thus adjusting power between base station (BS) and IRS having a direct impact on the system rate performance. In this paper, the active IRS-aided network under a total power constraint is modeled with an ability of adjusting power between BS and IRS. Given the transmit beamforming at BS and reflecting beamforming at IRS, the SNR expression is derived to be a function of power allocation (PA) factor, and the optimization of maximizing the SNR is given. Subsequently, two high-performance PA strategies, enhanced multiple random initialization Newton's (EMRIN) and Taylor polynomial approximation (TPA), are proposed. The former is to improve the rate performance of classic Netwon's method to avoid involving a local optimal point by using multiple random initializations. To reduce its high computational complexity, the latter provides a closed-form solution by making use of the first-order Taylor polynomial approximation to the original SNR function. Actually, using TPA, the original optimization problem is transformed into a problem of finding a root for a third-order polynomial.Simulation results are as follows: the first-order TPA of SNR fit its exact expression well, the proposed two PA methods performs much better than fixed PA in accordance with rate, and appoaches exhaustive search as the number of IRS reflecting elements goes to large-scale.

eess.SP↗

arXiv2023

Performance Analysis of Discrete-Phase-Shifter IRS-aided Amplify-and-Forward Relay Network

As a new technology to reconfigure wireless communication environment by signal reflection controlled by software, intelligent reflecting surface (IRS) has attracted lots of attention in recent years. Compared with conventional relay system, the relay system aided by IRS can effectively save the cost and energy consumption, and significantly enhance the system performance. However, the phase quantization error generated by IRS with discrete phase shifter may degrade the receiving performance of the receiver. To analyze the performance loss arising from IRS phase quantization error, in accordance with the law of large numbers and Rayleigh distribution, the closed-form expressions for the signal-to-noise ratio (SNR) performance loss and achievable rate of the double IRS-aided amplify-and-forward (AF) relay network, which are associated with the number of phase shifter quantization bits, are derived in the Rayleigh channels. In addition, their approximate performance loss closed-form expressions are also derived based on the Taylor series expansion. Simulation results show that the performance losses of SNR and achievable rate decrease with the number of quantization bits increases gradually, and increase with the number $k$ of IRS phase shift elements. The SNR and achievable rate performance losses of the system are smaller than 0.06dB and 0.03bits/s/Hz when $k$ is equal to 4 and 3, respectively.

cs.IT↗

arXiv2023

Asymptotic Performance Analysis of Large-Scale Active IRS-Aided Wireless Network

In this paper, the dominant factor affecting the performance of active intelligent reflecting surface (IRS) aided wireless communication networks in Rayleigh fading channel, namely the average signal-to-noise ratio (SNR) $γ_0$ at IRS, is studied. Making use of the weak law of large numbers, its simple asymptotic expression is derived as the number $N$ of IRS elements goes to medium-scale and large-scale. When $N$ tends to large-scale, the asymptotic received SNR at user is proved to be a linear increasing function of a product of $γ_0$ and $N$. Subsequently, when the BS transmit power is fixed, there exists an optimal limited reflective power at IRS. At this point, more IRS reflect power will degrade the SNR performance. Additionally, under the total power sum constraint of the BS transmit power and the power reflected by the IRS, an optimal power allocation (PA) strategy is derived and shown to achieve 0.83 bit rate gain over equal PA. Finally, an IRS with finite phase shifters being taken into account, generates phase quantization errors, and further leads to a degradation of receive performance. The corresponding closed-form performance loss expressions for user's asymptotic SNR, achievable rate (AR), and bit error rate (BER) are derived for active IRS. Numerical simulation results show that a 3-bit discrete phase shifter is required to achieve a trivial performance loss for a large-scale active IRS.

eess.SP↗

arXiv2023

DOA Estimation for Hybrid Massive MIMO Systems using Mixed-ADCs: Performance Loss and Energy Efficiency

Due to the power consumption and high circuit cost in antenna arrays, the practical application of massive multiple-input multiple-output (MIMO) in the sixth generation (6G) and future wireless networks is still challenging. Employing low-resolution analog-to-digital converters (ADCs) and hybrid analog and digital (HAD) structure is two low-cost choice with acceptable performance loss.In this paper, the combination of the mixed-ADC architecture and HAD structure employed at receiver is proposed for direction of arrival (DOA) estimation, which will be applied to the beamforming tracking and alignment in 6G. By adopting the additive quantization noise model, the exact closed-form expression of the Cramér-Rao lower bound (CRLB) for the HAD architecture with mixed-ADCs is derived. Moreover, the closed-form expression of the performance loss factor is derived as a benchmark. In addition, to take power consumption into account, energy efficiency is also investigated in our paper. The numerical results reveal that the HAD structure with mixed-ADCs can significantly reduce the power consumption and hardware cost. Furthermore, that architecture is able to achieve a better trade-off between the performance loss and the power consumption. Finally, adopting 2-4 bits of resolution may be a good choice in practical massive MIMO systems.

cs.IT↗

arXiv2023

Two Low-complexity Efficient Beamformers for IRS-and-UAV-aided Directional Modulation Networks

As the excellent tools for aiding communication,intelligent reflecting surface (IRS) and unmanned aerial vehicle (UAV) can extend the coverage area, remove blind area, and achieve a dramatic rate improvement. In this paper, we improve the secrecy rate (SR) performance at directional modulation (DM) networks using IRS and UAV in combination. To fully explore the benefits of IRS and UAV, two efficient methods are proposed to enhance SR performance. The first approach computes the confidential message (CM) beamforming vector by maximizing the SR, and the signal-to-leakage-noise ratio (SLNR) method is used to optimize the IRS phase shift matrix, which is called Max-SR-SLNR. Here, Eve is maximally interfered by transmitting artificial noise (AN) along the direct path and null-space projection (NSP) on the remaining two channels. To reduce the computational complexity, the CM, AN beamforming and IRS phase shift design are independently designed in the following methods. The CM beamforming vector is constructed based on maximum ratio transmission (MRT) criteria along the channel from Alice-to-IRS, and phase shift matrix of IRS is directly given by phase alignment (PA) method. This method is called MRT-NSP-PA. Simulation results show that the SR performance of the Max-SR-SLNR method outperforms the MRT-NSP-PA method in the cases of small-scale and medium-scale IRSs, and the latter approaches the former in performance as IRS tends to lager-scale.

cs.IT↗

arXiv2023

Three High-rate Beamforming Methods for Active IRS-aided Wireless Network

Due to its ability of breaking the double-fading effect experienced by passive intelligent reflecting surface (IRS), active IRS is evolving a potential technique for future 6G wireless networks. To fully exploit the amplifying gain achieved by active IRS, two high-rate methods, maximum ratio reflecting (MRR) and selective ratio reflecting (SRR) are presented, which are motivated by maximum ratio combining and selective ratio combining. Moreover, both MRR and SRR are in closed-form expressions. To further improve the rate, a maximum approximate-signal-to-noise ratio (Max-ASNR) is first proposed with an alternately iterative infrastructure between adjusting the norm of beamforming vector and its normalized vector. This may make a substantial rate enhancement over existing equal-gain reflecting (EGR). Simulation results show that the proposed three methods perform much better than existing method EGR in terms of rate. They are in decreasing order of rate performance: Max-ASNR, MRR, SRR, and EGR.

eess.SP↗

arXiv2023

Enhanced-rate Iterative Beamformers for Active IRS-assisted Wireless Communications

Compared to passive intelligent reflecting surface (IRS), active IRS is viewed as a more efficient promising technique to combat the double-fading impact in IRS-aided wireless network. In this paper, in order to boost the achievable rate of user in such a wireless network, three enhanced-rate iterative beamforming methods are proposed by designing the amplifying factors and the corresponding phases at active IRS. The first method, maximizing the simplified signal-to-noise ratio (Max-SSNR) is designed by omitting the cross-term in the definition of rate. Using the Rayleigh-Ritz (RR) theorem, Max-SSNR-RR is proposed to iteratively optimize the norm of beamforming vector and its associated normalized vector. In addition, generalized maximum ratio reflection (GMRR) is presented with a closed-form expression, which is motivated by the maximum ratio combining. To further improve rate, maximizing SNR (Max-SNR) is designed by fractional programming (FP), which is called Max-SNR-FP. Simulation results show that the proposed three methods make an obvious rate enhancement over Max-reflecting signal-to-noise ratio (Max-RSNR), maximum ratio reflection (MRR), selective ratio reflecting (SRR), equal gain reflection (EGR) and passive IRS, and are in increasing order of rate performance as follows: Max-SSNR-RR, GMRR, and Max-SNR-FP.

eess.SP↗

arXiv2023

Joint Beamforming and Phase Shift Design for Hybrid-IRS-and-UAV-aided Directional Modulation Network

Recently, intelligent reflecting surface (IRS) and unmanned aerial vehicle (UAV) have been introduced into wireless communication systems to enhance the performance of air-ground transmission. To make a good balance between performance, cost, and power consumption, a hybrid-IRS-and-UAV-assisted directional modulation (DM) network is investigated in this paper, where the hybrid IRS consists of passive and active reflecting elements. To maximize the achievable rate, three optimization algorithms, called maximum signal-to-noise ratio (SNR)-fractional programming (FP) (Max-SNR-FP), maximum SNR-equal amplitude reflecting (EAR) (Max-SNR-EAR), and maximum SNR-majorization-minimization (MM) (Max-SNR-MM), are proposed to jointly design the beamforming vector and phase shift matrix (PSM) of hybrid IRS by alternately optimizing one and giving another. The Max-SNR-FP method employs the successive convex approximation and FP methods to derive the beamforming vector and hybrid IRS PSM. The Max-SNR-EAR method adopts the maximum signal-to-leakage-noise ratio method and the criteria of phase alignment and EAR to design them. In addition, the Max-SNR-MM method utilizes the MM criterion to derive the IRS PSM. Simulation results show that the rates harvested by the proposed three methods are slightly lower than those of active IRS with higher power consumption, which are 35 percent higher than those of no IRS and random phase IRS, while passive IRS achieves only about 17 percent rate gain over the latter. Moreover, compared to Max-SNR-FP, the proposed Max-SNR-EAR and Max-SNR-MM methods make an obvious complexity degradation at the price of a slight performance loss.

cs.IT↗

arXiv2023

Beamforming and Phase Shift Design for HR-IRS-aided Directional Modulation Network with a Malicious Attacker

In this paper, we propose to use hybrid relay-intelligent reflecting surface (HR-IRS) to improve the security performance of directional modulation (DM) system. In particular, the eavesdropper in this system works in full-duplex (FD) mode and he will eavesdrop on the confidential message (CM) as well as send malicious jamming. We aim to maximize the secrecy rate (SR) by jointly optimizing the receive beamforming, transmit beamforming and phase shift matrix (PSM) of HR-IRS. Since the optimization problem is un-convex and the variables are coupled to each other, we solve this problem by iteratively optimizing these variables. The receive beamforming and transmit beamforming are obtained based on generalized Rayleigh-Ritz theorem and Dinkelbach's Transform respectively. And for PSM, two methods, called separate optimization of PSM (SO-PSM) and joint optimization of PSM (JO-PSM) are proposed. Thus, two iterative algorithms are proposed accordingly, namely maximizing SR based on SO-PSM (Max-SR-SOP) and maximizing SR based on JO-PSM (Max-SR-JOP). The former has better performance and the latter has lower complexity. The simulation results show that when HR-IRS has sufficient power budget, the proposed Max-SR-SOP and Max-SR-JOP can enable HR-IRS-aided DM network to obtain higher SR than passive IRS-aided DM network.

cs.IT↗

arXiv2023

Joint Beamforming and Phase Shift Design for Hybrid-IRS-aided Directional Modulation Network

To make a good balance between performance, cost, and power consumption, a hybrid intelligent reflecting surface (IRS)-aided directional modulation (DM) network is investigated in this paper, where the hybrid IRS consists of passive and active reflecting elements. To maximize the achievable rate, two optimization algorithms, called maximum signal-to-noise ratio (SNR)-fractional programming (FP) (Max-SNR-FP) and maximum SNR-equal amplitude reflecting (EAR) (Max-SNR-EAR), are proposed to jointly design the beamforming vector and phase shift matrix (PSM) of hybrid IRS by alternately optimizing one and giving another. The former employs the successive convex approximation and FP methods to derive the beamforming vector and hybrid IRS PSM, while the latter adopts the maximum signal-to-leakage-noise ratio method and the criteria of phase alignment and EAR to design them. Simulation results show that the rates harvested by the proposed two methods are slightly lower than those of active IRS with higher power consumption, which are 35 percent higher than those of no IRS and random phase IRS, while passive IRS achieves only about 17 percent rate gain over the latter. Moreover, compared to Max-SNR-FP, the proposed Max-SNR-EAR method makes an obvious complexity degradation at the price of a slight performance loss.

cs.IT↗

arXiv2022

Enhanced Secure Wireless Transmission Using IRS-aided Directional Modulation

As an excellent aided communication tool, intelligent reflecting surface (IRS) can make a significant rate enhancement and coverage extension. In this paper, we present an investigation on beamforming in an IRS-aided directional modulation (DM) network. To fully explore the advantages of IRS, two beamforming methods with enhanced secrecy rate (SR) performance are proposed. The first method of maximizing secrecy rate (Max-SR) alternately optimizes confidential message (CM) beamforming vector, artificial noise (AN) beamforming vector and phase shift matrix. The first optimization vector is directly computed by the Rayleigh ratio and the last two are solved with generalized power iteration (GPI). This method is called Max-SR-GPI. To reduce the computational complexity, a new method of maximizing receive power with zero-forcing constraint (Max-RP-ZFC) of only reflecting CM and no AN is proposed. Simulation results show that the proposed two methods harvest about 30 percent rate gains over the cases of random-phase IRS and no IRS, and the proposed Max-SR-GPI performs slightly better than the Max-RP-ZFC in terms of SR, particularly in the small-large IRS.

eess.SP↗

arXiv2022

Low-complexity Joint Phase Adjustment and Receive Beamforming for Directional Modulation Networks via IRS

Intelligent reflecting surface (IRS) is a revolutionary and low-cost technology for boosting the spectrum and energy efficiencies in future wireless communication network. In order to create controllable multipath transmission in the conventional line-of-sight (LOS) wireless communication environment, an IRS-aided directional modulation (DM) network is considered. In this paper, to improve the transmission security of the system and maximize the receive power sum (Max-RPS), two alternately optimizing schemes of jointly designing receive beamforming (RBF) vectors and IRS phase shift matrix (PSM) are proposed: Max-RPS using general alternating optimization (Max-RPS-GAO) algorithm and Max-RPS using zero-forcing (Max-RPS-ZF) algorithm. Simulation results show that, compared with the no-IRS-assisted scheme and the no-PSM optimization scheme, the proposed IRS-assisted Max-RPS-GAO method and Max-RPS-ZF method can significantly improve the secrecy rate (SR) performance of the DM system. Moreover, compared with the Max-RPS-GAO method, the proposed Max-RPS-ZF method has a faster convergence speed and a certain lower computational complexity.

cs.IT↗

arXiv2022

Performance Analysis of Wireless Network Aided by Discrete-Phase-Shifter IRS

Discrete phase shifters of intelligent reflecting surface (IRS) generates phase quantization error (QE) and degrades the receive performance at the receiver. To make an analysis of the performance loss caused by IRS with phase QE, based on the law of large numbers, the closed-form expressions of signal-to-noise ratio (SNR) performance loss (PL), achievable rate (AR), and bit error rate (BER) are successively derived under line-of-sight (LoS) channels and Rayleigh channels. Moreover, based on the Taylor series expansion, the approximate simple closed form of PL of IRS with approximate QE is also given. The simulation results show that the performance losses of SNR and AR decrease as the number of quantization bits increase, while they gradually increase with the number of IRS phase shifter elements increase. Regardless of LoS channels or Rayleigh channels, when the number of quantization bits is larger than or equal to 3, the performance losses of SNR and AR are less than 0.23dB and 0.08bits/s/Hz, respectively, and the BER performance degradation is trivial. In particular, the performance loss difference between IRS with QE and IRS with approximate QE is negligible when the number of quantization bits is not less than 2.

cs.IT↗

arXiv2022

Beamforming Design for IRS-Aided Decode-and-Forward Relay Wireless Network

As a low-cost and low-power-consumption passive reflector, intelligent reflecting surface (IRS) can make a significant rate improvement by building a programmable wireless environment. To improve the rate performance and coverage range of wireless networks, an IRS-aided decode-and-forward (DF) relay network is proposed with multiple antennas at relay station (RS). To achieve a high rate, an alternately iterative structure (AIS) of maximizing receive power (Max-RP) at RS is proposed to jointly optimize the beamforming vectors at RS and phase shifts at IRS. Considering its high-complexity, two low-complexity Max-RP schemes of null-space projection (NSP) plus maximum ratio combining (MRC) and IRS element selection (IRSES) plus MRC are presented to reduce this complexity, respectively. For the former, NSP is used to separate the reflected signal from IRS and the direct transmitted signal from source and MRC is adopted to combine the two signals at RS. For the latter, the basic concept of IRSES is as follows: IRS is partitioned into M subsets of elements and adjusting the phases of all elements per subset make all reflected signals and the direct signal from source phase alignment (PA) at the corresponding antenna of relay. Simulation results show that the proposed three methods perform much better than the existing network with single-antenna relay in terms of rate performance. In particular, a 85% rate gain over existing scheme is achieved in the high signal-to-noise ratio region. Moreover, it is verified that the positions of RS and IRS have a substantial impact on rate performance, and there exists an optimal positions of RS and IRS.

cs.IT↗