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Rongfei Fan

Publications and source records attributed to Rongfei Fan.

At least 19 recordsLinked to original sources

Dimensionality Reduction for Robust Federated Learning: A Theoretical Analysis and Convergence Guarantee

Federated Learning (FL) enables multiple clients to collaboratively train models without sharing raw data, but it is highly vulnerable to Byzantine attacks. Existing robust approaches can neutralize these threats but incur substantial computational overhead during high-dimensional gradient aggregation, an overhead that scales poorly with model size and increasingly dominates the training cost as modern models grow larger. To address this computational bottleneck, we propose Projected Dimensionality Reduction (PDR), a universal acceleration framework for vector-level distance-based robust aggregators, which performs robust aggregation by compressing gradients into a drastically smaller subspace via sparse random projection to efficiently compute reliability weights. This approach reduces the server computational complexity to an optimal $ \mathcal{O}(Mp) $, where $ M $ is the number of clients and $ p $ is the model dimension, matching the theoretical lower bound required merely to read the gradients. We establish convergence guarantees under standard FL assumptions in prior Byzantine-robust FL analyses. By leveraging the Subspace Embedding Theorem, we show that PDR achieves optimal convergence rates of $ \mathcal{O}(1/\sqrt{T}) $ for non-convex functions and $ \mathcal{O}(1/T) $ for strongly convex functions, where $ T $ denotes the number of iterations. Crucially, we mathematically demonstrate that this massive acceleration comes almost for free, merely inflating the inherent Byzantine error floor by a bounded, tunable factor of $ \frac{1+\epsilon}{1-\epsilon} $. Experimental results on benchmark datasets confirm that integrating PDR with existing aggregators yields orders of magnitude speedups in time efficiency while maintaining highly competitive convergence performance.

cs.LG

Dual-View Predictive Diffusion: Lightweight Speech Enhancement via Spectrogram-Image Synergy

Diffusion models have recently set new benchmarks in Speech Enhancement (SE). However, most existing score-based models treat speech spectrograms merely as generic 2D images, applying uniform processing that ignores the intrinsic structural sparsity of audio, which results in inefficient spectral representation and prohibitive computational complexity. To bridge this gap, we propose DVPD, an extremely lightweight Dual-View Predictive Diffusion model, which uniquely exploits the dual nature of spectrograms as both visual textures and physical frequency-domain representations across both training and inference stages. Specifically, during training, we optimize spectral utilization via the Frequency-Adaptive Non-uniform Compression (FANC) encoder, which preserves critical low-frequency harmonics while pruning high-frequency redundancies. Simultaneously, we introduce a Lightweight Image-based Spectro-Awareness (LISA) module to capture features from a visual perspective with minimal overhead. During inference, we propose a Training-free Lossless Boost (TLB) strategy that leverages the same dual-view priors to refine generation quality without any additional fine-tuning. Extensive experiments across various benchmarks demonstrate that DVPD achieves state-of-the-art performance while requiring only 35% of the parameters and 40% of the inference MACs compared to SOTA lightweight model, PGUSE. These results highlight DVPD's superior ability to balance high-fidelity speech quality with extreme architectural efficiency. Code and audio samples are available at the anonymous website: {https://anonymous.4open.science/r/dvpd_demo-E630}

cs.SD

Omni-directional attention mechanism based on Mamba for speech separation

Mamba, a selective state-space model (SSM), has emerged as an efficient alternative to Transformers for speech modeling, enabling long-sequence processing with linear complexity. While effective in speech separation, existing approaches, whether in the time or time-frequency domain, typically decompose the input along a single dimension into short one-dimensional sequences before processing them with Mamba, which restricts it to local 1D modeling and limits its ability to capture global dependencies across the 2D spectrogram. In this work, we propose an efficient omni-directional attention (OA) mechanism built upon unidirectional Mamba, which models global dependencies from ten different directions on the spectrogram. We expand the proposed mechanism into two baseline separation models and evaluate on three public datasets. Experimental results show that our approach consistently achieves significant performance gains over the baselines while preserving linear complexity, outperforming existing state-of-the-art (SOTA) systems.

cs.SD

H+: An Efficient Similarity-Aware Aggregation for Byzantine Resilient Federated Learning

Federated Learning (FL) enables decentralized model training without sharing raw data. However, it remains vulnerable to Byzantine attacks, which can compromise the aggregation of locally updated parameters at the central server. Similarity-aware aggregation has emerged as an effective strategy to mitigate such attacks by identifying and filtering out malicious clients based on similarity between client model parameters and those derived from clean data, i.e., data that is uncorrupted and trustworthy. However, existing methods adopt this strategy only in FL systems with clean data, making them inapplicable to settings where such data is unavailable. In this paper, we propose H+, a novel similarity-aware aggregation approach that not only outperforms existing methods in scenarios with clean data, but also extends applicability to FL systems without any clean data. Specifically, H+ randomly selects $r$-dimensional segments from the $p$-dimensional parameter vectors uploaded to the server and applies a similarity check function $H$ to compare each segment against a reference vector, preserving the most similar client vectors for aggregation. The reference vector is derived either from existing robust algorithms when clean data is unavailable or directly from clean data. Repeating this process $K$ times enables effective identification of honest clients. Moreover, H+ maintains low computational complexity, with an analytical time complexity of $\mathcal{O}(KMr)$, where $M$ is the number of clients and $Kr \ll p$. Comprehensive experiments validate H+ as a state-of-the-art (SOTA) method, demonstrating substantial robustness improvements over existing approaches under varying Byzantine attack ratios and multiple types of traditional Byzantine attacks, across all evaluated scenarios and benchmark datasets.

cs.LG

From Coarse to Fine: Recursive Audio-Visual Semantic Enhancement for Speech Separation

Audio-visual speech separation aims to isolate each speaker's clean voice from mixtures by leveraging visual cues such as lip movements and facial features. While visual information provides complementary semantic guidance, existing methods often underexploit its potential by relying on static visual representations. In this paper, we propose CSFNet, a Coarse-to-Separate-Fine Network that introduces a recursive semantic enhancement paradigm for more effective separation. CSFNet operates in two stages: (1) Coarse Separation, where a first-pass estimation reconstructs a coarse audio waveform from the mixture and visual input; and (2) Fine Separation, where the coarse audio is fed back into an audio-visual speech recognition (AVSR) model together with the visual stream. This recursive process produces more discriminative semantic representations, which are then used to extract refined audio. To further exploit these semantics, we design a speaker-aware perceptual fusion block to encode speaker identity across modalities, and a multi-range spectro-temporal separation network to capture both local and global time-frequency patterns. Extensive experiments on three benchmark datasets and two noisy datasets show that CSFNet achieves state-of-the-art (SOTA) performance, with substantial coarse-to-fine improvements, validating the necessity and effectiveness of our recursive semantic enhancement framework.

cs.SD

Semantic Communication in Dynamic Channel Scenarios: Collaborative Optimization of Dual-Pipeline Joint Source-Channel Coding and Personalized Federated Learning

Semantic communication is designed to tackle issues like bandwidth constraints and high latency in communication systems. However, in complex network topologies with multiple users, the enormous combinations of client data and channel state information (CSI) pose significant challenges for existing semantic communication architectures. To improve the generalization ability of semantic communication models in complex scenarios while meeting the personalized needs of each user in their local environments, we propose a novel personalized federated learning framework with dual-pipeline joint source-channel coding based on channel awareness model (PFL-DPJSCCA). Within this framework, we present a method that achieves zero optimization gap for non-convex loss functions. Experiments conducted under varying SNR distributions validate the outstanding performance of our framework across diverse datasets.

eess.IV

On Theoretical Limits of Learning with Label Differential Privacy

Label differential privacy (DP) is designed for learning problems involving private labels and public features. While various methods have been proposed for learning under label DP, the theoretical limits remain largely unexplored. In this paper, we investigate the fundamental limits of learning with label DP in both local and central models for both classification and regression tasks, characterized by minimax convergence rates. We establish lower bounds by converting each task into a multiple hypothesis testing problem and bounding the test error. Additionally, we develop algorithms that yield matching upper bounds. Our results demonstrate that under label local DP (LDP), the risk has a significantly faster convergence rate than that under full LDP, i.e. protecting both features and labels, indicating the advantages of relaxing the DP definition to focus solely on labels. In contrast, under the label central DP (CDP), the risk is only reduced by a constant factor compared to full DP, indicating that the relaxation of CDP only has limited benefits on the performance.

cs.LG

DualStream Contextual Fusion Network: Efficient Target Speaker Extraction by Leveraging Mixture and Enrollment Interactions

Target speaker extraction focuses on extracting a target speech signal from an environment with multiple speakers by leveraging an enrollment. Existing methods predominantly rely on speaker embeddings obtained from the enrollment, potentially disregarding the contextual information and the internal interactions between the mixture and enrollment. In this paper, we propose a novel DualStream Contextual Fusion Network (DCF-Net) in the time-frequency (T-F) domain. Specifically, DualStream Fusion Block (DSFB) is introduced to obtain contextual information and capture the interactions between contextualized enrollment and mixture representation across both spatial and channel dimensions, and then rich and consistent representations are utilized to guide the extraction network for better extraction. Experimental results demonstrate that DCF-Net outperforms state-of-the-art (SOTA) methods, achieving a scale-invariant signal-to-distortion ratio improvement (SI-SDRi) of 21.6 dB on the benchmark dataset, and exhibits its robustness and effectiveness in both noise and reverberation scenarios. In addition, the wrong extraction results of our model, called target confusion problem, reduce to 0.4%, which highlights the potential of DCF-Net for practical applications.

cs.SD

Contextual Bandits for Unbounded Context Distributions

Nonparametric contextual bandit is an important model of sequential decision making problems. Under $\alpha$-Tsybakov margin condition, existing research has established a regret bound of $\tilde{O}\left(T^{1-\frac{\alpha+1}{d+2}}\right)$ for bounded supports. However, the optimal regret with unbounded contexts has not been analyzed. The challenge of solving contextual bandit problems with unbounded support is to achieve both exploration-exploitation tradeoff and bias-variance tradeoff simultaneously. In this paper, we solve the nonparametric contextual bandit problem with unbounded contexts. We propose two nearest neighbor methods combined with UCB exploration. The first method uses a fixed $k$. Our analysis shows that this method achieves minimax optimal regret under a weak margin condition and relatively light-tailed context distributions. The second method uses adaptive $k$. By a proper data-driven selection of $k$, this method achieves an expected regret of $\tilde{O}\left(T^{1-\frac{(\alpha+1)\beta}{\alpha+(d+2)\beta}}+T^{1-\beta}\right)$, in which $\beta$ is a parameter describing the tail strength. This bound matches the minimax lower bound up to logarithm factors, indicating that the second method is approximately optimal.

cs.LG

Sequential Federated Learning in Hierarchical Architecture on Non-IID Datasets

In a real federated learning (FL) system, communication overhead for passing model parameters between the clients and the parameter server (PS) is often a bottleneck. Hierarchical federated learning (HFL) that poses multiple edge servers (ESs) between clients and the PS can partially alleviate communication pressure but still needs the aggregation of model parameters from multiple ESs at the PS. To further reduce communication overhead, we bring sequential FL (SFL) into HFL for the first time, which removes the central PS and enables the model training to be completed only through passing the global model between two adjacent ESs for each iteration, and propose a novel algorithm adaptive to such a combinational framework, referred to as Fed-CHS. Convergence results are derived for strongly convex and non-convex loss functions under various data heterogeneity setups, which show comparable convergence performance with the algorithms for HFL or SFL solely. Experimental results provide evidence of the superiority of our proposed Fed-CHS on both communication overhead saving and test accuracy over baseline methods.

cs.LG

Differential Private Stochastic Optimization with Heavy-tailed Data: Towards Optimal Rates

We study convex optimization problems under differential privacy (DP). With heavy-tailed gradients, existing works achieve suboptimal rates. The main obstacle is that existing gradient estimators have suboptimal tail properties, resulting in a superfluous factor of $d$ in the union bound. In this paper, we explore algorithms achieving optimal rates of DP optimization with heavy-tailed gradients. Our first method is a simple clipping approach. Under bounded $p$-th order moments of gradients, with $n$ samples, it achieves $\tilde{O}(\sqrt{d/n}+\sqrt{d}(\sqrt{d}/n\epsilon)^{1-1/p})$ population risk with $\epsilon\leq 1/\sqrt{d}$. We then propose an iterative updating method, which is more complex but achieves this rate for all $\epsilon\leq 1$. The results significantly improve over existing methods. Such improvement relies on a careful treatment of the tail behavior of gradient estimators. Our results match the minimax lower bound in \cite{kamath2022improved}, indicating that the theoretical limit of stochastic convex optimization under DP is achievable.

cs.LG

Efficient Federated Learning against Byzantine Attacks and Data Heterogeneity via Aggregating Normalized Gradients

Federated Learning (FL) enables multiple clients to collaboratively train models without sharing raw data, but is vulnerable to Byzantine attacks and data heterogeneity, which can severely degrade performance. Existing Byzantine-robust approaches tackle data heterogeneity, but incur high computational overhead during gradient aggregation, thereby slowing down the training process. To address this issue, we propose a simple yet effective Federated Normalized Gradients Algorithm (Fed-NGA), which performs aggregation by merely computing the weighted mean of the normalized gradients from each client. This approach yields a favorable time complexity of $\mathcal{O}(pM)$, where $p$ is the model dimension and $M$ is the number of clients. We rigorously prove that Fed-NGA is robust to both Byzantine faults and data heterogeneity. For non-convex loss functions, Fed-NGA achieves convergence to a neighborhood of stationary points under general assumptions, and further attains zero optimality gap under some mild conditions, which is an outcome rarely achieved in existing literature. In both cases, the convergence rate is $\mathcal{O}(1/T^{\frac{1}{2} - \delta})$, where $T$ denotes the number of iterations and $\delta \in (0, 1/2)$. Experimental results on benchmark datasets confirm the superior time efficiency and convergence performance of Fed-NGA over existing methods.

cs.LG

Learning with User-Level Local Differential Privacy

User-level privacy is important in distributed systems. Previous research primarily focuses on the central model, while the local models have received much less attention. Under the central model, user-level DP is strictly stronger than the item-level one. However, under the local model, the relationship between user-level and item-level LDP becomes more complex, thus the analysis is crucially different. In this paper, we first analyze the mean estimation problem and then apply it to stochastic optimization, classification, and regression. In particular, we propose adaptive strategies to achieve optimal performance at all privacy levels. Moreover, we also obtain information-theoretic lower bounds, which show that the proposed methods are minimax optimal up to logarithmic factors. Unlike the central DP model, where user-level DP always leads to slower convergence, our result shows that under the local model, the convergence rates are nearly the same between user-level and item-level cases for distributions with bounded support. For heavy-tailed distributions, the user-level rate is even faster than the item-level one.

stat.ML

Enhancing Learning with Label Differential Privacy by Vector Approximation

Label differential privacy (DP) is a framework that protects the privacy of labels in training datasets, while the feature vectors are public. Existing approaches protect the privacy of labels by flipping them randomly, and then train a model to make the output approximate the privatized label. However, as the number of classes $K$ increases, stronger randomization is needed, thus the performances of these methods become significantly worse. In this paper, we propose a vector approximation approach, which is easy to implement and introduces little additional computational overhead. Instead of flipping each label into a single scalar, our method converts each label into a random vector with $K$ components, whose expectations reflect class conditional probabilities. Intuitively, vector approximation retains more information than scalar labels. A brief theoretical analysis shows that the performance of our method only decays slightly with $K$. Finally, we conduct experiments on both synthesized and real datasets, which validate our theoretical analysis as well as the practical performance of our method.

cs.LG

Federated Learning Resilient to Byzantine Attacks and Data Heterogeneity

This paper addresses federated learning (FL) in the context of malicious Byzantine attacks and data heterogeneity. We introduce a novel Robust Average Gradient Algorithm (RAGA), which uses the geometric median for aggregation and {allows flexible round number for local updates.} Unlike most existing resilient approaches, which base their convergence analysis on strongly-convex loss functions or homogeneously distributed datasets, this work conducts convergence analysis for both strongly-convex and non-convex loss functions over heterogeneous datasets. The theoretical analysis indicates that as long as the fraction of the {data} from malicious users is less than half, RAGA can achieve convergence at a rate of $\mathcal{O}({1}/{T^{2/3- \delta}})$ for non-convex loss functions, where $T$ is the iteration number and $\delta \in (0, 2/3)$. For strongly-convex loss functions, the convergence rate is linear. Furthermore, the stationary point or global optimal solution is shown to be attainable as data heterogeneity diminishes. Experimental results validate the robustness of RAGA against Byzantine attacks and demonstrate its superior convergence performance compared to baselines under varying intensities of Byzantine attacks on heterogeneous datasets.

cs.LG

A Hybrid Advertising Mode for Device Discovery in Bluetooth Low Energy Networks

Device discovery has a great impact on the performance of Bluetooth low energy (BLE). The performance of device discovery is highly related to the advertising mode. BLE has two advertising modes: pseudo-random delay advertising (RDA) and periodic deterministic advertising (PDA). Generally, PDA has low discovery latency but is susceptible to persistent collisions, whereas RDA does not suffer persistent collisions but has much larger discovery latency. In this paper, we propose a novel hybrid advertising mode, called Deterministic and pseudo-Random delay Advertising (DRA), which has the advantages of both PDA and RDA. We develop an analytical model for DRA mode based on a two-dimensional discrete-time Markov chain, and analyze the expected discovery latency of DRA in a single-advertiser case and a multiple-advertiser case. Simulation shows the accuracy of our analytical model, and also verifies that DRA can achieve an excellent tradeoff between low discovery latency and robustness to collisions.

cs.IT

Dynamic Routing for Integrated Satellite-Terrestrial Networks: A Constrained Multi-Agent Reinforcement Learning Approach

The integrated satellite-terrestrial network (ISTN) system has experienced significant growth, offering seamless communication services in remote areas with limited terrestrial infrastructure. However, designing a routing scheme for ISTN is exceedingly difficult, primarily due to the heightened complexity resulting from the inclusion of additional ground stations, along with the requirement to satisfy various constraints related to satellite service quality. To address these challenges, we study packet routing with ground stations and satellites working jointly to transmit packets, while prioritizing fast communication and meeting energy efficiency and packet loss requirements. Specifically, we formulate the problem of packet routing with constraints as a max-min problem using the Lagrange method. Then we propose a novel constrained Multi-Agent reinforcement learning (MARL) dynamic routing algorithm named CMADR, which efficiently balances objective improvement and constraint satisfaction during the updating of policy and Lagrange multipliers. Finally, we conduct extensive experiments and an ablation study using the OneWeb and Telesat mega-constellations. Results demonstrate that CMADR reduces the packet delay by a minimum of 21% and 15%, while meeting stringent energy consumption and packet loss rate constraints, outperforming several baseline algorithms.

cs.NI

Federated Learning Robust to Byzantine Attacks: Achieving Zero Optimality Gap

In this paper, we propose a robust aggregation method for federated learning (FL) that can effectively tackle malicious Byzantine attacks. At each user, model parameter is firstly updated by multiple steps, which is adjustable over iterations, and then pushed to the aggregation center directly. This decreases the number of interactions between the aggregation center and users, allows each user to set training parameter in a flexible way, and reduces computation burden compared with existing works that need to combine multiple historical model parameters. At the aggregation center, geometric median is leveraged to combine the received model parameters from each user. Rigorous proof shows that zero optimality gap is achieved by our proposed method with linear convergence, as long as the fraction of Byzantine attackers is below half. Numerical results verify the effectiveness of our proposed method.

cs.LG