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Rongqi Pan

Publications and source records attributed to Rongqi Pan.

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Supporting System Testing with a Multi-Agent LLM-based Framework for Knowledge Graph Extraction: A Case Study with Ethernet Switch Systems

Technical documents contain rich domain knowledge for automating downstream tasks such as system testing. While this paper focuses on Ethernet switch configuration manuals (ESCMs), we propose a general framework that can be adapted to different industrial contexts. ESCMs provide valuable domain knowledge for Ethernet switch testing, but their semi-structured format, implicit step attributes, and complex section dependencies make them difficult to directly leverage for test automation. To address this, we generate knowledge graphs (KGs) that capture configuration knowledge from ESCM in a structured form. We propose a multi-agent LLM-based framework that extracts, evaluates, and improves KGs from ESCMs using a fine-grained KG schema and an iterative Extract-Evaluate-Improve (EEI) loop. Our evaluation on 50 real-world ESCMs shows that our framework achieves high extraction correctness using the original prompts, with average correctness scores ranging from 0.97 to 0.99 across three extraction tasks. For challenging ESCMs, the EEI loop further improves correctness through manual-specific prompt refinement. Moreover, the LLM judgments and human evaluations show substantial agreement, with Cohen's kappa of at least 0.72 across all extraction tasks. Finally, feedback from industry testers indicates that the generated KGs can support the generation of useful and correct test case specifications (TCSs) for downstream testing.

cs.SE

Requirements Coverage-Guided Minimization for Natural Language Test Cases

As software systems evolve, test suites tend to grow in size and often contain redundant test cases. Such redundancy increases testing effort, time, and cost. Test suite minimization (TSM) aims to eliminate such redundancy while preserving key properties such as requirement coverage and fault detection capability. In this paper, we propose RTM (Requirement coverage-guided Test suite Minimization), a novel TSM approach designed for requirement-based testing (validation), which can effectively reduce test suite redundancy while ensuring full requirement coverage and a high fault detection rate (FDR) under a fixed minimization budget. Based on common practice in critical systems where functional safety is important, we assume test cases are specified in natural language and traced to requirements before being implemented. RTM preprocesses test cases using three different preprocessing methods, and then converts them into vector representations using seven text embedding techniques. Similarity values between vectors are computed utilizing three distance functions. A Genetic Algorithm, whose population is initialized by coverage-preserving initialization strategies, is then employed to identify an optimized subset containing diverse test cases matching the set budget. We evaluate RTM on an industrial automotive system dataset comprising $736$ system test cases and $54$ requirements. Experimental results show that RTM consistently outperforms baseline techniques in terms of FDR across different minimization budgets while maintaining full requirement coverage. Furthermore, we investigate the impact of test suite redundancy levels on the effectiveness of TSM, providing new insights into optimizing requirement-based test suites under practical constraints.

cs.SE

TVR: Automotive System Requirement Traceability Validation and Recovery Through Retrieval-Augmented Generation

In automotive software development, as well as other domains, traceability between stakeholder requirements and system requirements is crucial to ensure consistency, correctness, and regulatory compliance. However, erroneous or missing traceability relationships often arise due to improper propagation of requirement changes or human errors in requirement mapping, leading to inconsistencies and increased maintenance costs. Existing approaches do not address traceability between stakeholder and system requirements, and are not validated on industrial data, where the links between requirements are established manually by engineers. Additionally, automotive requirements often exhibit variations in the way they are expressed, posing challenges for training-based approaches. Recent advancements in large language models (LLMs) provide new opportunities to address these challenges. In this paper, we introduce TVR, a requirement Traceability Validation and Recovery approach primarily targeting automotive systems, leveraging LLMs enhanced with retrieval-augmented generation (RAG). TVR is designed to validate existing traceability links and recover missing ones with high accuracy. The experimental results highlight the practical effectiveness of TVR in industrial settings, offering a promising solution for improving requirements traceability in complex automotive systems.

cs.SE

LTM: Scalable and Black-box Similarity-based Test Suite Minimization based on Language Models

Test suites tend to grow when software evolves, making it often infeasible to execute all test cases with the allocated testing budgets, especially for large software systems. Test suite minimization (TSM) is employed to improve the efficiency of software testing by removing redundant test cases, thus reducing testing time and resources, while maintaining the fault detection capability of the test suite. Most existing TSM approaches rely on code coverage (white-box) or model-based features, which are not always available to test engineers. Recent TSM approaches that rely only on test code (black-box) have been proposed, such as ATM and FAST-R. To address the scalability, we propose LTM (Language model-based Test suite Minimization), a novel, scalable, and black-box similarity-based TSM approach based on large language models (LLMs), which is the first application of LLMs in the context of TSM. To support similarity measurement for test code embeddings, we investigate five pre-trained language models: CodeBERT, GraphCodeBERT, UniXcoder, StarEncoder, and CodeLlama, on which we compute two similarity measures: Cosine Similarity and Euclidean Distance. Our goal is to find similarity measures that are not only computationally more efficient but can also better guide a Genetic Algorithm (GA) to search for optimal minimized test suites, thus reducing the overall search time. Experimental results show that the best configuration of LTM (UniXcoder/Cosine) outperforms ATM in three aspects: (a) achieving a slightly greater saving rate of testing time (41.72% versus 41.02%, on average); (b) attaining a significantly higher fault detection rate (0.84 versus 0.81, on average); and, most importantly, (c) minimizing test suites nearly five times faster on average, with higher gains for larger test suites and systems, thus achieving much higher scalability.

cs.SE

ATM: Black-box Test Case Minimization based on Test Code Similarity and Evolutionary Search

Executing large test suites is time and resource consuming, sometimes impossible, and such test suites typically contain many redundant test cases. Hence, test case minimization is used to remove redundant test cases that are unlikely to detect new faults. However, most test case (suite) minimization techniques rely on code coverage (white-box), model-based features, or requirements specifications, which are not always accessible by test engineers. Recently, a set of novel techniques was proposed, called FAST-R, relying solely on test case code for test case minimization, which appeared to be much more efficient than white-box techniques. However, it achieved a comparable low fault detection capability for Java projects, making its application challenging in practice. This paper proposes ATM (AST-based Test case Minimizer), a similarity-based, search-based test case minimization technique, taking a specific budget as input, that also relies exclusively on the source code of test cases but attempts to achieve higher fault detection through finer-grained similarity analysis and a dedicated search algorithm. ATM transforms test case code into Abstract Syntax Trees (AST) and relies on four tree-based similarity measures to apply evolutionary search, specifically genetic algorithms, to minimize test cases. We evaluated the effectiveness and efficiency of ATM on a large dataset of 16 Java projects with 661 faulty versions using three budgets ranging from 25% to 75% of test suites. ATM achieved significantly higher fault detection rates (0.82 on average), compared to FAST-R (0.61 on average) and random minimization (0.52 on average), when running only 50% of the test cases, within practically acceptable time (1.1-4.3 hours, on average), given that minimization is only occasionally applied when many new test cases are created (major releases). Results achieved for other budgets were consistent.

cs.SE

Test Case Selection and Prioritization Using Machine Learning: A Systematic Literature Review

Regression testing is an essential activity to assure that software code changes do not adversely affect existing functionalities. With the wide adoption of Continuous Integration (CI) in software projects, which increases the frequency of running software builds, running all tests can be time-consuming and resource-intensive. To alleviate that problem, Test case Selection and Prioritization (TSP) techniques have been proposed to improve regression testing by selecting and prioritizing test cases in order to provide early feedback to developers. In recent years, researchers have relied on Machine Learning (ML) techniques to achieve effective TSP (ML-based TSP). Such techniques help combine information about test cases, from partial and imperfect sources, into accurate prediction models. This work conducts a systematic literature review focused on ML-based TSP techniques, aiming to perform an in-depth analysis of the state of the art, thus gaining insights regarding future avenues of research. To that end, we analyze 29 primary studies published from 2006 to 2020, which have been identified through a systematic and documented process. This paper addresses five research questions addressing variations in ML-based TSP techniques and feature sets for training and testing ML models, alternative metrics used for evaluating the techniques, the performance of techniques, and the reproducibility of the published studies. We summarize the results related to our research questions in a high-level summary that can be used as a taxonomy for classifying future TSP studies.

cs.SE