arXiv subjects

Ruchao Fan

Publications and source records attributed to Ruchao Fan.

At least 19 recordsLinked to original sources

arXiv2026

Do LLMs Need Architectural Changes for Simultaneous Speech Translation? A Prefix-to-Prefix Data Driven Approach

Simultaneous speech translation (SimulST) requires incremental translation under strict latency constraints, yet remains challenging for decoder-only LLM systems due to limited context and cross-lingual reordering. Recent approaches often introduce architectural changes or explicit read/write policies to control output timing, which can be brittle in conversational speech where segmentation boundaries are ambiguous. We present a simple data-driven alternative: fixed-length chunks for cumulative streaming decoding with a rewind-based committed prefix, and teacher-labeled prefix-to-prefix (P2P) targets with bounded waiting for fine-tuning, yielding CSSEL-P2P, where CSSEL is our proposed chunked streaming speech encoder LLM. In our in-house conversational speech evaluation, CSSEL-P2P improves streaming quality by +1.54 COMETKiwi over the CSSEL streaming baseline at comparable latency (+0.15s Average Lagging), suggesting effective SimulST without architectural changes via P2P supervision.

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arXiv2026

Compress the Cache, Not the Speech Embedding: KV Compression for Efficient Speech LLMs

Speech large language models (Speech LLMs) typically encode speech into sequences far longer than text, creating a major efficiency bottleneck during autoregressive decoding. A common remedy is to compress the speech sequence at the adapter level to remove temporal redundancy before it enters the LLM; however, such early downsampling risks discarding fine-grained information that cannot be recovered. We propose SpeechKV, which applies a learned pooling to the KV cache of speech tokens inside the LLM. This design allows the LLM to fuse speech and text internally while directly accelerating decoding. Trained on 71K hours of speech data, SpeechKV compresses the speech to approximately text-level granularity yet maintains performance on par with or even slightly better than the uncompressed baseline, with relative gains of 6.6% on out-of-domain entity recognition and 2.3% on OpenASR, while delivering at least 1.49 times decoding speedup that scales with audio length.

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arXiv2026

Rethinking Speech-LLM Integration for ASR: Effective Joint Speech-Text Training by Interleaving

Speech-LLM integration has shown promising results by leveraging extensive textual pretraining, yet its specific benefits for automatic speech recognition (ASR) remain unclear. We observe that as supervised ASR training data increases, the contribution of LLM priors becomes less evident, and simple speech-text joint training under-utilizes textual knowledge. We therefore propose Joint Speech-Text Interleaved Pretraining (JSTIP), an ASR-oriented pretraining strategy that constructs word-level and segment-level interleaved speech-text sequences within aligned pairs for speech-LLM architectures that accept continuous inputs. Experiments on 38k hours of ASR data show consistent entity accuracy improvement compared to ASR-only and joint speech-text training baselines. JSTIP achieves on-par entity recognition performance using domain transcription text compared to synthetic speech-text pairs, simplifying domain adaptation. Benefiting from textual pretraining and domain text data, JSTIP is competitive with open-source ASR and Speech-LLM systems in medical entity recognition. The zero-shot speech question answering behaviors further suggest that interleaving reduces the speech-text modality gap and preserves the LLM generative prior, which is likely the reason for the entity improvements on the ASR task.

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arXiv2026

Preserving Speech-to-Text LLM Capabilities in Speech-to-Speech Generation

Strong speech-to-text (S2T) LLMs already provide robust speech perception and text reasoning, but adding speech-to-speech (S2S) output is challenging: fine-tuning the backbone can degrade the original S2T performance, while attaching a downstream talker reintroduces a serial text-to-speech bottleneck. We present PRIME-Speech, a frozen-backbone S2S conversion framework that trains only speech-generation modules. PRIME-Speech synchronizes a causal audio post-decoder with intermediate hidden states of the frozen backbone, so codec tokens are generated from the model's evolving reasoning trajectory rather than from completed text chunks. The post-decoder uses mixed hidden-state, text, and audio-history conditioning, and a training-time packing strategy with turn-level audio KV-cache and position reset stabilizes multi-turn spoken interaction without additional multi-turn S2S training data. Multi-token prediction further reduces the effective codec prediction rate and improves first-audio latency without modifying the reasoning path. Across speech translation, spoken QA, speech understanding, and multi-turn dialogue, PRIME-Speech preserves the S2T behavior of the frozen backbone while producing accurate, low-WER spoken responses.

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arXiv2026

LLM can Read Spectrogram: Encoder-free Speech-Language Modeling

Recent speech-aware large language models (Speech-LLMs) rely on pre-trained speech encoders to convert audio into semantic/acoustic rich representations consumable by LLM. In this work, instead, we explore: can an LLM learn to read Mel spectrogram directly without a dedicated speech encoder? We propose Mel-LLM, an encoder-free Speech-LLM that feeds lightly pre-processed Mel-spectrogram patches directly into the LLM through a linear projection, allowing the LLM to learn speech-text alignment purely through its own parameters. We focus on speech understanding tasks, including automatic speech recognition (ASR), spoken QA and audio understanding. For ASR, we evaluate on the OpenASR Leaderboard public sets and production-level scaling experiments, demonstrating that the encoder-free solution achieves competitive performance with only limited degradation compared to encoder-initialized counterparts. We find that when data is limited, initialization from a multimodal checkpoint (Phi-4-MM) is crucial for maintaining performance. We also present ablation studies suggesting which LLM layers are most involved in speech adaptation. Beyond ASR, we extend Mel-LLM with general speech/audio understanding tasks, revealing an acoustic-semantic trade-off: directly exposing the LLM to Mel-spectrogram input improves paralinguistic and non-ASR acoustic tasks, while knowledge-intensive spoken QA remains more challenging than encoder-anchored systems. We additionally include a text-to-speech (TTS) proof-of-concept with a next-token VAE decoder, showing that direct Mel generation is possible but still trails stronger latent-diffusion generation.

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arXiv2026

UNIQUE: Universal Top-k Sparse Attention for Training-free Inference and Sparsity-aware Training

Long-context inference in large language models (LLMs) is bottlenecked by the linear growth of the self-attention key-value (KV) cache. Top-k sparse attention alleviates this by loading only a small fraction of the KV cache, but accurately and cheaply estimating cache importance, for both training-free use and sparsity-aware training, remains challenging. This paper proposes UNIQUE, a universal top-k sparse attention framework that addresses both requirements and stays consistently effective across LLM modalities. UNIQUE operates at the granularity of KV pages and estimates per-page importance with a simple yet accurate score combining the mean of the page's keys as a representative vector with their standard deviation as an offset term. To further close the train-inference gap, this paper introduces a soft-mask sparsity-aware training scheme that uses the top-k score boundary as a per-query threshold and a sigmoid soft mask around it, requiring neither auxiliary losses nor architectural changes. Experiments on text and speech LLMs show that UNIQUE preserves task performance on long-context benchmarks such as LongBench Pro and on long-form speech recognition, while delivering up to 11.4x attention-kernel speedup over FlashInfer dense attention and at least 5.3x end-to-end decoding speedup over a vLLM-based dense model.

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arXiv2026

Speech LLMs are Contextual Reasoning Transcribers

Despite extensions to speech inputs, effectively leveraging the rich knowledge and contextual understanding of large language models (LLMs) in automatic speech recognition (ASR) remains non-trivial, as the task primarily involves direct speech-to-text mapping. To address this, this paper proposes chain-of-thought ASR (CoT-ASR), which constructs a reasoning chain that enables LLMs to first analyze the input speech and generate contextual analysis, thereby fully exploiting their generative capabilities. With this contextual reasoning, CoT-ASR then performs more informed speech recognition and completes both reasoning and transcription in a single pass. Moreover, CoT-ASR naturally supports user-guided transcription: while designed to self-generate reasoning, it can also seamlessly incorporate user-provided context to guide transcription, further extending ASR functionality. To reduce the modality gap, this paper introduces a CTC-guided Modality Adapter, which uses CTC non-blank token probabilities to weight LLM embeddings, efficiently aligning speech encoder outputs with the LLM's textual latent space. Experiments show that, compared to standard LLM-based ASR, CoT-ASR achieves a relative reduction of 8.7% in word error rate (WER) and 16.9% in entity error rate (EER).

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arXiv2026

RLBR: Reinforcement Learning with Biasing Rewards for Contextual Speech Large Language Models

Speech large language models (LLMs) have driven significant progress in end-to-end speech understanding and recognition, yet they continue to struggle with accurately recognizing rare words and domain-specific terminology. This paper presents a novel fine-tuning method, Reinforcement Learning with Biasing Rewards (RLBR), which employs a specialized biasing words preferred reward to explicitly emphasize biasing words in the reward calculation. In addition, we introduce reference-aware mechanisms that extend the reinforcement learning algorithm with reference transcription to strengthen the potential trajectory exploration space. Experiments on the LibriSpeech corpus across various biasing list sizes demonstrate that RLBR delivers substantial performance improvements over a strong supervised fine-tuning (SFT) baseline and consistently outperforms several recently published methods. The proposed approach achieves excellent performance on the LibriSpeech test-clean and test-other sets, reaching Biasing Word Error Rates (BWERs) of 0.59% / 2.11%, 1.09% / 3.24%, and 1.36% / 4.04% for biasing list sizes of 100, 500, and 1000, respectively, without compromising the overall WERs.

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arXiv2025

Train Short, Infer Long: Speech-LLM Enables Zero-Shot Streamable Joint ASR and Diarization on Long Audio

Joint automatic speech recognition (ASR) and speaker diarization aim to answer the question "who spoke what" in multi-speaker scenarios. In this paper, we present an end-to-end speech large language model (Speech-LLM) for Joint strEamable DIarization and aSr (JEDIS-LLM). The model is trained only on short audio under 20s but is capable of streamable inference on long-form audio without additional training. This is achieved by introducing a Speaker Prompt Cache (SPC) with an on-the-fly update mechanism during chunk-wise streaming inference, inspired by the autoregressive nature of LLMs. The SPC also allows the seamless use of pre-enrolled speaker profiles which is common in many scenarios like meeting transcription. To further enhance diarization capability, we incorporate word-level speaker supervision into the speech encoder during training. Experimental results demonstrate that our system outperforms strong baselines, including Sortformer and Meta-Cat in the local setting on audio up to 20s, and DiarizationLM on long-form audio, despite being fully end-to-end and streamable while DiarizationLM follows a cascaded offline pipeline. To the best of our knowledge, this is the first work enabling zero-shot streamable joint ASR and diarization on long audio using a Speech-LLM trained only on short audio, achieving state-of-the-art performance.

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arXiv2025

OleSpeech-IV: A Large-Scale Multispeaker and Multilingual Conversational Speech Dataset with Diverse Topics

OleSpeech-IV dataset is a large-scale multispeaker and multilingual conversational speech dataset with diverse topics. The audio content comes from publicly-available English podcasts, talk shows, teleconferences, and other conversations. Speaker names, turns, and transcripts are human-sourced and refined by a proprietary pipeline, while additional information such as timestamps and confidence scores is derived from the pipeline. The IV denotes its position as Tier IV in the Olewave dataset series. In addition, we have open-sourced a subset, OleSpeech-IV-2025-EN-AR-100, for non-commercial research use.

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arXiv2025

SLM-S2ST: A multimodal language model for direct speech-to-speech translation

Speech-aware language models (LMs) have demonstrated capabilities in understanding spoken language while generating text-based responses. However, enabling them to produce speech output efficiently and effectively remains a challenge. In this paper, we present SLM-S2ST, a multimodal LM for direct speech-to-speech translation (S2ST), built on the open-source Phi4-MM model. SLM-S2ST extends its predecessor by generating translated speech using an audio transformer head that predicts audio tokens with a delay relative to text tokens, followed by a streaming vocoder for waveform synthesis. Our experimental results on the CVSS-C dataset demonstrate SLM-S2ST's superior performance, significantly surpassing existing baseline models trained on the same dataset. Furthermore, when we scale up the training data and the model size, SLM-S2ST reaches on-par performance with the current SOTA model.

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arXiv2025

Towards Efficient Speech-Text Jointly Decoding within One Speech Language Model

Speech language models (Speech LMs) enable end-to-end speech-text modeling within a single model, offering a promising direction for spoken dialogue systems. The choice of speech-text jointly decoding paradigm plays a critical role in performance, efficiency, and alignment quality. In this work, we systematically compare representative joint speech-text decoding strategies, including the interleaved, and parallel generation paradigms, under a controlled experimental setup using the same base language model, speech tokenizer and training data. Our results show that the interleaved approach achieves the best alignment. However it suffers from slow inference due to long token sequence length. To address this, we propose a novel early-stop interleaved (ESI) pattern that not only significantly accelerates decoding but also yields slightly better performance. Additionally, we curate high-quality question answering (QA) datasets to further improve speech QA performance.

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arXiv2025

Phi-4-Mini Technical Report: Compact yet Powerful Multimodal Language Models via Mixture-of-LoRAs

We introduce Phi-4-Mini and Phi-4-Multimodal, compact yet highly capable language and multimodal models. Phi-4-Mini is a 3.8-billion-parameter language model trained on high-quality web and synthetic data, significantly outperforming recent open-source models of similar size and matching the performance of models twice its size on math and coding tasks requiring complex reasoning. This achievement is driven by a carefully curated synthetic data recipe emphasizing high-quality math and coding datasets. Compared to its predecessor, Phi-3.5-Mini, Phi-4-Mini features an expanded vocabulary size of 200K tokens to better support multilingual applications, as well as group query attention for more efficient long-sequence generation. Phi-4-Multimodal is a multimodal model that integrates text, vision, and speech/audio input modalities into a single model. Its novel modality extension approach leverages LoRA adapters and modality-specific routers to allow multiple inference modes combining various modalities without interference. For example, it now ranks first in the OpenASR leaderboard to date, although the LoRA component of the speech/audio modality has just 460 million parameters. Phi-4-Multimodal supports scenarios involving (vision + language), (vision + speech), and (speech/audio) inputs, outperforming larger vision-language and speech-language models on a wide range of tasks. Additionally, we experiment to further train Phi-4-Mini to enhance its reasoning capabilities. Despite its compact 3.8-billion-parameter size, this experimental version achieves reasoning performance on par with or surpassing significantly larger models, including DeepSeek-R1-Distill-Qwen-7B and DeepSeek-R1-Distill-Llama-8B.

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arXiv2024

AlignFormer: Modality Matching Can Achieve Better Zero-shot Instruction-Following Speech-LLM

Integrating speech into LLM (speech-LLM) has gaining increased attention recently. The mainstream solution is to connect a well-trained speech encoder and LLM with a neural adapter. However, the length mismatch between the speech and text sequences are not well handled, leading to imperfect modality matching between the speech and text. In this work, we propose a novel neural adapter, AlignFormer, to reduce the length gap between the two modalities. AlignFormer consists of CTC and dynamic-window QFormer layers, where the CTC alignment provides the dynamic window information for QFormer. The LLM backbone is frozen in training to preserve its text capability, especially the instruction following capability. When training with ASR data only, the proposed AlignFormer unlocks the instruction following capability for speech-LLM and the model can perform zero-shot speech translation (ST) and speech question answering (SQA) tasks. In fact, speech-LLM with AlignFormer can theoretically perform any tasks that the LLM backbone can deal with in the speech version. To evaluate the effectiveness of the instruction-following speech-LLM, we propose to use instruction following rate (IFR) and offer a systematic perspective for the IFR evaluation. In addition, we find that the audio position in training would affect the instruction following capability of speech-LLM and conduct an in-depth study on it. Our findings show that audio-first training achieves higher IFR than instruction-first training. The AlignFormer can achieve a near 100% IFR with audio-first training and game-changing improvements from zero to non-zero IFR on some evaluation data with instruction-first training. We believe that this study is a big step towards the perfect speech and text modality matching in the LLM embedding space.

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arXiv2024

CTC-GMM: CTC guided modality matching for fast and accurate streaming speech translation

Models for streaming speech translation (ST) can achieve high accuracy and low latency if they're developed with vast amounts of paired audio in the source language and written text in the target language. Yet, these text labels for the target language are often pseudo labels due to the prohibitive cost of manual ST data labeling. In this paper, we introduce a methodology named Connectionist Temporal Classification guided modality matching (CTC-GMM) that enhances the streaming ST model by leveraging extensive machine translation (MT) text data. This technique employs CTC to compress the speech sequence into a compact embedding sequence that matches the corresponding text sequence, allowing us to utilize matched {source-target} language text pairs from the MT corpora to refine the streaming ST model further. Our evaluations with FLEURS and CoVoST2 show that the CTC-GMM approach can increase translation accuracy relatively by 13.9% and 6.4% respectively, while also boosting decoding speed by 59.7% on GPU.

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arXiv2024

Benchmarking Children's ASR with Supervised and Self-supervised Speech Foundation Models

Speech foundation models (SFMs) have achieved state-of-the-art results for various speech tasks in supervised (e.g. Whisper) or self-supervised systems (e.g. WavLM). However, the performance of SFMs for child ASR has not been systematically studied. In addition, there is no benchmark for child ASR with standard evaluations, making the comparisons of novel ideas difficult. In this paper, we initiate and present a comprehensive benchmark on several child speech databases based on various SFMs (Whisper, Wav2vec2.0, HuBERT, and WavLM). Moreover, we investigate finetuning strategies by comparing various data augmentation and parameter-efficient finetuning (PEFT) methods. We observe that the behaviors of these methods are different when the model size increases. For example, PEFT matches the performance of full finetuning for large models but worse for small models. To stabilize finetuning using augmented data, we propose a perturbation invariant finetuning (PIF) loss as a regularization.

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arXiv2024

SOA: Reducing Domain Mismatch in SSL Pipeline by Speech Only Adaptation for Low Resource ASR

Recently, speech foundation models have gained popularity due to their superiority in finetuning downstream ASR tasks. However, models finetuned on certain domains, such as LibriSpeech (adult read speech), behave poorly on other domains (child or noisy speech). One solution could be collecting as much labeled and diverse data as possible for joint finetuning on various domains. However, collecting target domain speech-text paired data and retraining the model is often costly and computationally expensive. In this paper, we introduce a simple yet effective method, speech only adaptation (SOA), based on speech foundation models (Wav2vec 2.0), which requires only speech input data from the target domain. Specifically, the Wav2vec 2.0 feature encoder is continually pretrained with the Wav2vec 2.0 loss on both the source and target domain data for domain adaptation, while the contextual encoder is frozen. Compared to a source domain finetuned model with the feature encoder being frozen during training, we find that replacing the frozen feature encoder with the adapted one provides significant WER improvements to the target domain while preserving the performance of the source domain. The effectiveness of SOA is examined on various low resource or domain mismatched ASR settings, including adult-child and clean-noisy speech.

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arXiv2024

UniEnc-CASSNAT: An Encoder-only Non-autoregressive ASR for Speech SSL Models

Non-autoregressive automatic speech recognition (NASR) models have gained attention due to their parallelism and fast inference. The encoder-based NASR, e.g. connectionist temporal classification (CTC), can be initialized from the speech foundation models (SFM) but does not account for any dependencies among intermediate tokens. The encoder-decoder-based NASR, like CTC alignment-based single-step non-autoregressive transformer (CASS-NAT), can mitigate the dependency problem but is not able to efficiently integrate SFM. Inspired by the success of recent work of speech-text joint pre-training with a shared transformer encoder, we propose a new encoder-based NASR, UniEnc-CASSNAT, to combine the advantages of CTC and CASS-NAT. UniEnc-CASSNAT consists of only an encoder as the major module, which can be the SFM. The encoder plays the role of both the CASS-NAT encoder and decoder by two forward passes. The first pass of the encoder accepts the speech signal as input, while the concatenation of the speech signal and the token-level acoustic embedding is used as the input for the second pass. Examined on the Librispeech 100h, MyST, and Aishell1 datasets, the proposed UniEnc-CASSNAT achieves state-of-the-art NASR results and is better or comparable to CASS-NAT with only an encoder and hence, fewer model parameters. Our codes are publicly available.

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