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Rui Pan

Publications and source records attributed to Rui Pan.

At least 37 records · Page 2Linked to original sources

Investigating Tool-Memory Conflicts in Tool-Augmented LLMs

Tool-augmented large language models (LLMs) have powered many applications. However, they are likely to suffer from knowledge conflict. In this paper, we propose a new type of knowledge conflict -- Tool-Memory Conflict (TMC), where the internal parametric knowledge contradicts with the external tool knowledge for tool-augmented LLMs. We find that existing LLMs, though powerful, suffer from TMC, especially on STEM-related tasks. We also uncover that under different conditions, tool knowledge and parametric knowledge may be prioritized differently. We then evaluate existing conflict resolving techniques, including prompting-based and RAG-based methods. Results show that none of these approaches can effectively resolve tool-memory conflicts.

cs.SE↗

AstroMLab 5: Structured Summaries and Concept Extraction for 400,000 Astrophysics Papers

We present a dataset of 408,590 astrophysics papers from arXiv (astro-ph), spanning 1992 through July 2025. Each paper has been processed through a multi-stage pipeline to produce: (1) structured summaries organized into six semantic sections (Background, Motivation, Methodology, Results, Interpretation, Implication), and (2) concept extraction yielding 9,999 unique concepts with detailed descriptions. The dataset contains 3.8 million paper-concept associations and includes semantic embeddings for all concepts. Comparison with traditional ADS keywords reveals that the concepts provide denser coverage and more uniform distribution, while analysis of embedding space structure demonstrates that concepts are semantically dispersed within papers-enabling discovery through multiple diverse entry points. Concept vocabulary and embeddings are publicly released at https://github.com/tingyuansen/astro-ph_knowledge_graph.

astro-ph.IM↗

Adapt-Pruner: Adaptive Structural Pruning for Efficient Small Language Model Training

Small language models (SLMs) have attracted considerable attention from both academia and industry due to their broad range of applications in edge devices. To obtain SLMs with strong performance, conventional approaches either pre-train the models from scratch, which incurs substantial computational costs, or compress/prune existing large language models (LLMs), which results in performance drops and falls short in comparison to pre-training. In this paper, we investigate the family of acceleration methods that involve both structured pruning and model training. We found 1) layer-wise adaptive pruning (Adapt-Pruner) is extremely effective in LLMs and yields significant improvements over existing pruning techniques, 2) adaptive pruning equipped with further training leads to models comparable to those pre-training from scratch, 3) incremental pruning brings non-trivial performance gain by interleaving pruning with training and only removing a small portion of neurons ($\sim$5%) at a time. Experimental results on LLaMA-3.1-8B demonstrate that Adapt-Pruner outperforms conventional pruning methods, such as LLM-Pruner, FLAP, and SliceGPT, by an average of 1%-7% in accuracy on commonsense benchmarks. Additionally, Adapt-Pruner restores the performance of MobileLLM-125M to 600M on the MMLU benchmark with 200$\times$ fewer tokens via pruning from its larger counterparts, and discovers a new 1B model that surpasses LLaMA-3.2-1B in multiple benchmarks. The official code is released at https://github.com/research4pan/AdaptPruner.

cs.LG↗

Lean4Physics: Comprehensive Reasoning Framework for College-level Physics in Lean4

We present **Lean4PHYS**, a comprehensive reasoning framework for college-level physics problems in Lean4. **Lean4PHYS** includes *LeanPhysBench*, a college-level benchmark for formal physics reasoning in Lean4, which contains 200 hand-crafted and peer-reviewed statements derived from university textbooks and physics competition problems. To establish a solid foundation for formal reasoning in physics, we also introduce *PhysLib*, a community-driven repository containing fundamental unit systems and theorems essential for formal physics reasoning. Based on the benchmark and Lean4 repository we composed in **Lean4PHYS**, we report baseline results using major expert Math Lean4 provers and state-of-the-art closed-source models, with the best performance of DeepSeek-Prover-V2-7B achieving only 16% and Claude-Sonnet-4 achieving 35%. We also conduct a detailed analysis showing that our *PhysLib* can achieve an average improvement of 11.75% in model performance. This demonstrates the challenging nature of our *LeanPhysBench* and the effectiveness of *PhysLib*. To the best of our knowledge, this is the first study to provide a physics benchmark in Lean4.

cs.AI↗

ASGO: Adaptive Structured Gradient Optimization

Training deep neural networks is a structured optimization problem, because the parameters are naturally represented by matrices and tensors rather than by vectors. Under this structural representation, it has been widely observed that gradients are low-rank and Hessians are approximately block diagonal. These structured properties are crucial for designing efficient optimization algorithms, but are not utilized by many current popular optimizers like Adam. In this paper, we present a novel optimization algorithm ASGO that capitalizes on these properties by employing a preconditioner that is adaptively updated using structured gradients. By a fine-grained theoretical analysis, ASGO is proven to achieve superior convergence rates compared to existing structured gradient methods. Based on this convergence theory, we further demonstrate that ASGO can benefit from low-rank gradients and block diagonal Hessians. We also discuss practical modifications of ASGO and empirically verify ASGO's effectiveness on language model tasks. Code is available at https://github.com/infinity-stars/ASGO.

cs.LG↗

Unbiased Gradient Low-Rank Projection

Memory-efficient optimization is critical for training increasingly large language models (LLMs). A popular strategy involves gradient low-rank projection, storing only the projected optimizer states, with GaLore being a representative example. However, a significant drawback of many such methods is their lack of convergence guarantees, as various low-rank projection approaches introduce inherent biases relative to the original optimization algorithms, which contribute to performance gaps compared to full-parameter training. Aiming to tackle this problem, this paper investigates the layerwise sampling technique for debiasing low-rank projection mechanisms. In particular, an instantiation of the paradigm gives rise to a novel and unbiased low-rank optimization method built upon GaLore's mechanism and the Muon algorithm, named GaLore Unbiased with Muon (GUM). We theoretically prove our method matches the convergence guarantees of the base Muon algorithm while preserving the memory efficiency of low-rank techniques. Empirical experiments on LLM fine-tuning and pretraining also demonstrate non-trivial improvements over GaLore and even better performance than full-parameter training. Further investigation shows that the improvement of this technique comes from a more uniform distribution of knowledge inside layers, leading to more efficient utilization of the model parameter space and better memorization.

cs.LG↗

METIS: Fast Quality-Aware RAG Systems with Configuration Adaptation

RAG (Retrieval Augmented Generation) allows LLMs (large language models) to generate better responses with external knowledge, but using more external knowledge often improves generation quality at the expense of response delay. Prior work either reduces the response delay (through better scheduling of RAG queries) or strives to maximize quality (which involves tuning the RAG workflow), but they fall short in optimizing the tradeoff between the delay and quality of RAG responses. This paper presents METIS, the first RAG system that jointly schedules queries and adapts the key RAG configurations of each query, such as the number of retrieved text chunks and synthesis methods, in order to balance quality optimization and response delay reduction. Using 4 popular RAG-QA datasets, we show that compared with the state-of-the-art RAG optimization schemes, METIS reduces the generation latency by $1.64-2.54\times$ without sacrificing generation quality.

cs.LG↗

ERA: Transforming VLMs into Embodied Agents via Embodied Prior Learning and Online Reinforcement Learning

Recent advances in embodied AI highlight the potential of vision language models (VLMs) as agents capable of perception, reasoning, and interaction in complex environments. However, top-performing systems rely on large-scale models that are costly to deploy, while smaller VLMs lack the necessary knowledge and skills to succeed. To bridge this gap, we present \textit{Embodied Reasoning Agent (ERA)}, a two-stage framework that integrates prior knowledge learning and online reinforcement learning (RL). The first stage, \textit{Embodied Prior Learning}, distills foundational knowledge from three types of data: (1) Trajectory-Augmented Priors, which enrich existing trajectory data with structured reasoning generated by stronger models; (2) Environment-Anchored Priors, which provide in-environment knowledge and grounding supervision; and (3) External Knowledge Priors, which transfer general knowledge from out-of-environment datasets. In the second stage, we develop an online RL pipeline that builds on these priors to further enhance agent performance. To overcome the inherent challenges in agent RL, including long horizons, sparse rewards, and training instability, we introduce three key designs: self-summarization for context management, dense reward shaping, and turn-level policy optimization. Extensive experiments on both high-level planning (EB-ALFRED) and low-level control (EB-Manipulation) tasks demonstrate that ERA-3B surpasses both prompting-based large models and previous training-based baselines. Specifically, it achieves overall improvements of 8.4\% on EB-ALFRED and 19.4\% on EB-Manipulation over GPT-4o, and exhibits strong generalization to unseen tasks. Overall, ERA offers a practical path toward scalable embodied intelligence, providing methodological insights for future embodied AI systems.

cs.AI↗

GUIDE: Towards Scalable Advising for Research Ideas

The field of AI research is advancing at an unprecedented pace, enabling automated hypothesis generation and experimental design across diverse domains such as biology, mathematics, and artificial intelligence. Despite these advancements, there remains a significant gap in the availability of scalable advising systems capable of providing high-quality, well-reasoned feedback to refine proposed hypotheses and experimental designs. To address this challenge, we explore key factors that underlie the development of robust advising systems, including model size, context length, confidence estimation, and structured reasoning processes. Our findings reveal that a relatively small model, when equipped with a well-compressed literature database and a structured reasoning framework, can outperform powerful general-purpose language models such as Deepseek-R1 in terms of acceptance rates for self-ranked top-30% submissions to ICLR 2025. Moreover, when limited to high-confidence predictions, our system achieves an acceptance rate exceeding 90% on the ICLR 2025 test set, underscoring its potential to significantly enhance the quality and efficiency of hypothesis generation and experimental design. The code is released at https://github.com/HowardLiu0830/GUIDE-Research-Idea-Evaluation.

cs.LG↗

Entropy-Regularized Process Reward Model

Large language models (LLMs) have shown promise in performing complex multi-step reasoning, yet they continue to struggle with mathematical reasoning, often making systematic errors. A promising solution is reinforcement learning (RL) guided by reward models, particularly those focusing on process rewards, which score each intermediate step rather than solely evaluating the final outcome. This approach is more effective at guiding policy models towards correct reasoning trajectories. In this work, we propose an entropy-regularized process reward model (ER-PRM) that integrates KL-regularized Markov Decision Processes (MDP) to balance policy optimization with the need to prevent the policy from shifting too far from its initial distribution. We derive a novel reward construction method based on the theoretical results. Our theoretical analysis shows that we could derive the optimal reward model from the initial policy sampling. Our empirical experiments on the MATH and GSM8K benchmarks demonstrate that ER-PRM consistently outperforms existing process reward models, achieving 1% improvement on GSM8K and 2-3% improvement on MATH under best-of-N evaluation, and more than 1% improvement under RLHF. These results highlight the efficacy of entropy-regularization in enhancing LLMs' reasoning capabilities.

cs.LG↗

Generalizable Geometric Image Caption Synthesis

Multimodal large language models have various practical applications that demand strong reasoning abilities. Despite recent advancements, these models still struggle to solve complex geometric problems. A key challenge stems from the lack of high-quality image-text pair datasets for understanding geometric images. Furthermore, most template-based data synthesis pipelines typically fail to generalize to questions beyond their predefined templates. In this paper, we bridge this gap by introducing a complementary process of Reinforcement Learning with Verifiable Rewards (RLVR) into the data generation pipeline. By adopting RLVR to refine captions for geometric images synthesized from 50 basic geometric relations and using reward signals derived from mathematical problem-solving tasks, our pipeline successfully captures the key features of geometry problem-solving. This enables better task generalization and yields non-trivial improvements. Furthermore, even in out-of-distribution scenarios, the generated dataset enhances the general reasoning capabilities of multimodal large language models, yielding accuracy improvements of $2.8\%\text{-}4.8\%$ in statistics, arithmetic, algebraic, and numerical tasks with non-geometric input images of MathVista and MathVerse, along with $2.4\%\text{-}3.9\%$ improvements in Art, Design, Tech, and Engineering tasks in MMMU.

cs.AI↗

Theoretical Analysis on how Learning Rate Warmup Accelerates Convergence

Learning rate warmup is a popular and practical technique in training large-scale deep neural networks. Despite the huge success in practice, the theoretical advantages of this strategy of gradually increasing the learning rate at the beginning of the training process have not been fully understood. To resolve this gap between theory and practice, we first propose a novel family of generalized smoothness assumptions, and validate its applicability both theoretically and empirically. Under the novel smoothness assumption, we study the convergence properties of gradient descent (GD) in both deterministic and stochastic settings. It is shown that learning rate warmup consistently accelerates GD, and GD with warmup can converge at most $Θ(T)$ times faster than with a non-increasing learning rate schedule in some specific cases, providing insights into the benefits of this strategy from an optimization theory perspective.

cs.LG↗

Bi-SCORE for Weighted Bipartite Networks with Application in Knowledge Source Discovery

Community detection in citation networks offers a powerful approach to understanding knowledge flow and identifying core research areas within academic disciplines. This study focuses on knowledge source discovery in statistics by analyzing a weighted bipartite journal citation network constructed from 16,119 articles published in eight core journals from 2001 to 2023. To capture the inherent asymmetry of citation behavior, we explicitly preserve the bipartite structure of the network, distinguishing between citing and cited journals. For this task, we propose Bi-SCORE (Bipartite Spectral Clustering on Ratios-of-Eigenvectors), a computationally efficient and initialization-free spectral method designed for community detection in weighted bipartite networks with degree heterogeneity. We establish rigorous theoretical guarantees for the performance of Bi-SCORE under the weighted bipartite degree-corrected stochastic block model. Furthermore, simulation studies demonstrate its robustness across varying levels of sparsity and degree heterogeneity, where it outperforms existing methods. When applied to the real-world citation network, Bi-SCORE uncovers a six-community structure corresponding to key research areas in statistics, including applied statistics, methodology, theory, computation, and econometrics. These findings provide valuable insights into the intricate citation patterns and knowledge flow among statistical journals.

stat.ME↗

Beyond BEV: Optimizing Point-Level Tokens for Collaborative Perception

Collaborative perception allows agents to enhance their perceptual capabilities by exchanging intermediate features. Existing methods typically organize these intermediate features as 2D bird's-eye-view (BEV) representations, which discard critical fine-grained 3D structural cues essential for accurate object recognition and localization. To this end, we first introduce point-level tokens as intermediate representations for collaborative perception. However, point-cloud data are inherently unordered, massive, and position-sensitive, making it challenging to produce compact and aligned point-level token sequences that preserve detailed structural information. Therefore, we present CoPLOT, a novel Collaborative perception framework that utilizes Point-Level Optimized Tokens. It incorporates a point-native processing pipeline, including token reordering, sequence modeling, and multi-agent spatial alignment. A semantic-aware token reordering module generates adaptive 1D reorderings by leveraging scene-level and token-level semantic information. A frequency-enhanced state space model captures long-range sequence dependencies across both spatial and spectral domains, improving the differentiation between foreground tokens and background clutter. Lastly, a neighbor-to-ego alignment module applies a closed-loop process, combining global agent-level correction with local token-level refinement to mitigate localization noise. Extensive experiments on both simulated and real-world datasets show that CoPLOT outperforms state-of-the-art models, with even lower communication and computation overhead. Code will be available at https://github.com/CheeryLeeyy/CoPLOT.

cs.CV↗

Subjective Perspectives within Learned Representations Predict High-Impact Innovation

Existing studies of innovation emphasize the power of social structures to shape innovation capacity. Emerging machine learning approaches, however, enable us to model innovators' personal perspectives and interpersonal innovation opportunities as a function of their prior experience. We theorize and then quantify subjective perspectives and their interaction based on innovator positions within the geometric space of concepts inscribed by dynamic machine-learned language representations. Using data on millions of scientists, inventors, screenplay writers, entrepreneurs, and Wikipedia contributors across their respective creative domains, here we show that measured subjective perspectives predict which ideas individuals and groups will creatively attend to and successfully combine in the future. Across all cases and time periods we examine, when perspective diversity is decomposed as the difference between collaborators' perspectives on their creation, and background diversity as the difference between their experiences, the former consistently anticipates creative achievement while the latter portends its opposite. We analyze a natural experiment and simulate creative collaborations between AI agents designed with various perspective and background diversity, which support our observational findings. We explore mechanisms underlying these findings and identify how successful collaborators leverage common language to weave together diverse experiences obtained through trajectories of prior work. These perspectives converge and provoke one another to innovate. We examine the significance of these findings for team formation and research policy.

cs.CL↗

A BERT-based Hierarchical Classification Model with Applications in Chinese Commodity Classification

Existing e-commerce platforms heavily rely on manual annotation for product categorization, which is inefficient and inconsistent. These platforms often employ a hierarchical structure for categorizing products; however, few studies have leveraged this hierarchical information for classification. Furthermore, studies that consider hierarchical information fail to account for similarities and differences across various hierarchical categories. Herein, we introduce a large-scale hierarchical dataset collected from the JD e-commerce platform (www.JD.com), comprising 1,011,450 products with titles and a three-level category structure. By making this dataset openly accessible, we provide a valuable resource for researchers and practitioners to advance research and applications associated with product categorization. Moreover, we propose a novel hierarchical text classification approach based on the widely used Bidirectional Encoder Representations from Transformers (BERT), called Hierarchical Fine-tuning BERT (HFT-BERT). HFT-BERT leverages the remarkable text feature extraction capabilities of BERT, achieving prediction performance comparable to those of existing methods on short texts. Notably, our HFT-BERT model demonstrates exceptional performance in categorizing longer short texts, such as books.

cs.CL↗

SP-Mamba: Spatial-Perception State Space Model for Unsupervised Medical Anomaly Detection

Radiography imaging protocols target on specific anatomical regions, resulting in highly consistent images with recurrent structural patterns across patients. Recent advances in medical anomaly detection have demonstrated the effectiveness of CNN- and transformer-based approaches. However, CNNs exhibit limitations in capturing long-range dependencies, while transformers suffer from quadratic computational complexity. In contrast, Mamba-based models, leveraging superior long-range modeling, structural feature extraction, and linear computational efficiency, have emerged as a promising alternative. To capitalize on the inherent structural regularity of medical images, this study introduces SP-Mamba, a spatial-perception Mamba framework for unsupervised medical anomaly detection. The window-sliding prototype learning and Circular-Hilbert scanning-based Mamba are introduced to better exploit consistent anatomical patterns and leverage spatial information for medical anomaly detection. Furthermore, we excavate the concentration and contrast characteristics of anomaly maps for improving anomaly detection. Extensive experiments on three diverse medical anomaly detection benchmarks confirm the proposed method's state-of-the-art performance, validating its efficacy and robustness. The code is available at https://github.com/Ray-RuiPan/SP-Mamba.

cs.CV↗

Chain-of-Experts: Unlocking the Communication Power of Mixture-of-Experts Models

We propose Chain-of-Experts (CoE), a new Mixture-of-Experts (MoE) architecture that introduces sequential expert communication within each layer. Unlike traditional MoE models, where experts operate independently in parallel, CoE processes tokens iteratively across a chain of experts inside a layer. To support dynamic expert selection across iterations, CoE employs a dedicated router at each iteration step within a layer. This design allows tokens to re-evaluate and select different experts during each iteration, rather than being statically assigned. As a result, CoE introduces a flexible routing mechanism that increases the diversity of expert combinations and enriches the model's representational capacity. CoE demonstrates improved performance under fixed compute: on math reasoning tasks, it reduces validation loss from 1.20 to 1.12 compared to a standard MoE. Beyond performance, CoE offers a new scaling axis: depth through expert iteration, which complements conventional width/depth scaling. For example, using 2x iterations matches the performance of 3x expert selections (in width), while reducing memory usage by 17.6-42% relative to other scaling strategies. Our analysis reveals that CoE's benefits stem from its iterative residual structure and enhanced expert specialization empowered by iterative routing, which together unlock more expressive representations. Code is available at https://github.com/ZihanWang314/coe.

cs.LG↗